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Disclosery

Geduld E E

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13F filer, CIK 1352107, New York, NY

Geduld E E reported $76,029,000 across 167 holdings for the quarter ended 2016-06-30, in a 13F-HR filed 2016-08-08. Its ten largest share positions make up 61.72% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001019056-16-001467

Period
2016-06-30
Reported value
$76M
Holdings
167
Top 10 weight
61.72%
New
57
Sold out
72

Largest buys vs the previous quarter

SecurityShares changeApprox. value
TSLAnew+5,000$1.06M
Googlenew+1,170$823K
HK EXCHANGES & CLEARING ORDnew+25,415$615K
HEARTWARE INTL INCnew+10,000$578K
BMYadded+7,500$552K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
METAexited-10,000-$1.14M
HERITAGE OAKS BANCORPreduced-99,100-$787K
GOOGLexited-1,000-$763K
HONG KONG EXCHANGES & CLEAR…exited-25,000-$602K
NTCTexited-25,000-$574K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q2 2016

Share positions as resolved from 13F-HR 0001019056-16-001467, largest first. % of portfolio is the value over $69,537,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,507,548 shares; 2015Q2: 2,507,548 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 2,491,048 shares; 2016Q2: 2,491,048 shares 2,491,048$33.1M47.54%0Timeline
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 25,000 shares; 2015Q4: 25,000 shares; 2016Q1: 12,500 shares; 2016Q2: 20,000 shares 20,000$1.47M2.12%+7,500Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 1,200 shares; 2015Q3: 2,700 shares; 2015Q4: not reported; 2016Q1: 1,500 shares; 2016Q2: 2,002 shares 2,002$1.43M2.06%+502Timeline
TRTOOTSIE ROLL INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 23,175 shares; 2015Q2: 23,175 shares; 2015Q3: 23,175 shares; 2015Q4: 27,175 shares; 2016Q1: 28,271 shares; 2016Q2: 36,068 shares 36,068$1.39M2%+7,797Timeline
TSLATESLA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 5,000 shares 5,000$1.06M1.53%newTimeline
LADENBURG THALMANN FINANCIALLADENBURG THALMANN FINANCIALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 435,000 shares; 2015Q2: 435,000 shares; 2015Q3: 435,000 shares; 2015Q4: 420,000 shares; 2016Q1: 400,000 shares; 2016Q2: 400,000 shares 400,000$944K1.36%0
ATLANTIC CAP BANCSHARES INCATLANTIC CAP BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 93,936 shares; 2016Q1: 65,000 shares; 2016Q2: 65,000 shares 65,000$940K1.35%0
MELLANOX TECHNOLOGIES LTDMELLANOX TECHNOLOGIES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 27,470 shares; 2015Q2: 27,500 shares; 2015Q3: 23,000 shares; 2015Q4: 11,500 shares; 2016Q1: 15,000 shares; 2016Q2: 19,000 shares 19,000$911K1.31%+4,000
OPKOPKO HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 85,000 shares; 2015Q2: 85,000 shares; 2015Q3: 55,000 shares; 2015Q4: 60,000 shares; 2016Q1: 60,000 shares; 2016Q2: 95,000 shares 95,000$887K1.28%+35,000Timeline
GoogleGoogleQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 2,220 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,170 shares 1,170$823K1.18%new
HERITAGE OAKS BANCORPHERITAGE OAKS BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 275,000 shares; 2015Q2: 275,000 shares; 2015Q3: 275,000 shares; 2015Q4: 270,000 shares; 2016Q1: 189,500 shares; 2016Q2: 90,400 shares 90,400$718K1.03%-99,100
BOINGO WIRELESS INCBOINGO WIRELESS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 85,000 shares; 2015Q2: 89,400 shares; 2015Q3: 75,000 shares; 2015Q4: 70,000 shares; 2016Q1: 79,000 shares; 2016Q2: 80,000 shares 80,000$714K1.03%+1,000
HK EXCHANGES & CLEARING ORDHK EXCHANGES & CLEARING ORDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 45,818 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 25,415 shares 25,415$615K0.88%new
TEEKAY OFFSHORE PARTNERS LPTEEKAY OFFSHORE PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 45,900 shares; 2016Q1: 80,900 shares; 2016Q2: 99,000 shares 99,000$589K0.85%+18,100
BSXBOSTON SCIENTIFIC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 40,000 shares; 2015Q2: 40,110 shares; 2015Q3: 40,110 shares; 2015Q4: 35,110 shares; 2016Q1: 25,000 shares; 2016Q2: 25,110 shares 25,110$587K0.84%+110Timeline
HEARTWARE INTL INCHEARTWARE INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 10,000 shares 10,000$578K0.83%new
INPHI CORPINPHI CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 45,000 shares; 2015Q2: 12,500 shares; 2015Q3: 30,500 shares; 2015Q4: 52,006 shares; 2016Q1: 20,000 shares; 2016Q2: 18,000 shares 18,000$577K0.83%-2,000
SINGAPORE EXCHANGE LTDSINGAPORE EXCHANGE LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 100,000 shares; 2015Q2: 100,000 shares; 2015Q3: 100,000 shares; 2015Q4: 100,000 shares; 2016Q1: 100,000 shares; 2016Q2: 100,000 shares 100,000$565K0.81%0The CUSIP as filed is malformed.
COWEN GROUP INC-CLASS ACOWEN GROUP INC-CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 180,000 shares; 2015Q2: 205,000 shares; 2015Q3: 180,000 shares; 2015Q4: 180,000 shares; 2016Q1: 180,000 shares; 2016Q2: 180,000 shares 180,000$533K0.77%0
EXASEXACT SCIENCES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 10,000 shares; 2015Q3: not reported; 2015Q4: 25,000 shares; 2016Q1: not reported; 2016Q2: 42,500 shares 42,500$521K0.75%newTimeline
CORDIA BANCORP INCCORDIA BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 100,700 shares; 2015Q2: 100,100 shares; 2015Q3: 99,900 shares; 2015Q4: 99,000 shares; 2016Q1: 99,000 shares; 2016Q2: 99,000 shares 99,000$499K0.72%0
ACADACADIA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 23,500 shares; 2015Q2: 25,000 shares; 2015Q3: not reported; 2015Q4: 17,500 shares; 2016Q1: not reported; 2016Q2: 15,000 shares 15,000$487K0.7%newTimeline
SRPTSAREPTA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 25,000 shares 25,000$477K0.69%newTimeline
BXMTBLACKSTONE MORTGAGE TRUST INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 21,100 shares; 2015Q2: 32,950 shares; 2015Q3: 27,200 shares; 2015Q4: 22,200 shares; 2016Q1: 10,000 shares; 2016Q2: 17,200 shares 17,200$476K0.68%+7,200Timeline
FNMASFEDERAL NATL MTG ASS 008250Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 105,000 shares; 2015Q2: 105,000 shares; 2015Q3: 100,000 shares; 2015Q4: 100,000 shares; 2016Q1: 95,000 shares; 2016Q2: 105,000 shares 105,000$469K0.67%+10,000Timeline
BLUEBIRD BIO INCBLUEBIRD BIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,500 shares; 2015Q2: 10,371 shares; 2015Q3: not reported; 2015Q4: 6,300 shares; 2016Q1: not reported; 2016Q2: 9,800 shares 9,800$424K0.61%new
IWSHWRIGHT INVESTORS SVCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 382,325 shares; 2015Q2: 382,325 shares; 2015Q3: 382,325 shares; 2015Q4: 382,325 shares; 2016Q1: 382,325 shares; 2016Q2: 382,325 shares 382,325$421K0.61%0Timeline
BRITISH LAND CO PLCBRITISH LAND CO PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 50,000 shares 50,000$402K0.58%new
BANK OF AMERICA CORPORATIONBANK OF AMERICA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 15,000 shares 15,000$391K0.56%new
BROADCOM LTDBROADCOM LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 2,500 shares; 2016Q2: 2,500 shares 2,500$389K0.56%0
PARRPAR PAC HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 70,982 shares; 2015Q2: 45,000 shares; 2015Q3: 40,000 shares; 2015Q4: 45,000 shares; 2016Q1: 40,000 shares; 2016Q2: 25,000 shares 25,000$384K0.55%-15,000Timeline
LVSLAS VEGAS SANDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 5,000 shares; 2015Q2: 5,000 shares; 2015Q3: not reported; 2015Q4: 5,000 shares; 2016Q1: 5,000 shares; 2016Q2: 5,000 shares 5,000$373K0.54%0Timeline
AAOIAPPLIED OPTOELECTRONICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 35,000 shares; 2016Q2: 33,000 shares 33,000$368K0.53%-2,000Timeline
AV HOMES INCAV HOMES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,000 shares; 2015Q2: 10,000 shares; 2015Q3: 10,000 shares; 2015Q4: 25,000 shares; 2016Q1: 32,500 shares; 2016Q2: 30,000 shares 30,000$367K0.53%-2,500
BANK OF AMERICA CORPORATIONBANK OF AMERICA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 100,000 shares; 2015Q2: 100,000 shares; 2015Q3: 100,000 shares; 2015Q4: 100,000 shares; 2016Q1: 100,000 shares; 2016Q2: 100,000 shares 100,000$348K0.5%0
JP ENERGY PARTNERS LPJP ENERGY PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 50,000 shares; 2016Q2: 40,050 shares 40,050$338K0.49%-9,950
NEOPHOTONICS CORPNEOPHOTONICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 32,500 shares; 2016Q2: 35,000 shares 35,000$334K0.48%+2,500
ARIAD PHARMACEUTICALS INCARIAD PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 300,100 shares; 2015Q2: 285,100 shares; 2015Q3: 210,100 shares; 2015Q4: 185,100 shares; 2016Q1: 120,100 shares; 2016Q2: 45,100 shares 45,100$333K0.48%-75,000
ACRSACLARIS THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 13,000 shares; 2016Q1: 10,771 shares; 2016Q2: 17,500 shares 17,500$323K0.46%+6,729Timeline
HARBORONE BANCORP INCHARBORONE BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 25,000 shares 25,000$323K0.46%new
FARMFARMER BROS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 23,000 shares; 2015Q2: 23,000 shares; 2015Q3: 23,000 shares; 2015Q4: 17,500 shares; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares 10,000$321K0.46%0Timeline
FMCKJFEDERAL HOME LN MTGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 70,000 shares; 2015Q2: 70,000 shares; 2015Q3: 65,000 shares; 2015Q4: 60,000 shares; 2016Q1: 55,000 shares; 2016Q2: 70,000 shares 70,000$312K0.45%+15,000Timeline
YELPYELP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 15,000 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 10,000 shares 10,000$304K0.44%newTimeline
ONON SEMICONDUCTOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 35,000 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 40,000 shares; 2016Q2: 33,000 shares 33,000$291K0.42%-7,000Timeline
MCDMCDONALDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,000 shares; 2015Q2: 12,400 shares; 2015Q3: 12,400 shares; 2015Q4: 2,400 shares; 2016Q1: 2,400 shares; 2016Q2: 2,400 shares 2,400$289K0.42%0Timeline
ZAYO GROUP HLDGS INC COMZAYO GROUP HLDGS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 10,000 shares 10,000$279K0.4%new
UFIUNIFI INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,000 shares; 2015Q2: 7,500 shares; 2015Q3: not reported; 2015Q4: 15,000 shares; 2016Q1: not reported; 2016Q2: 10,000 shares 10,000$272K0.39%newTimeline
CVGWCALAVO GROWERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 7,500 shares; 2015Q2: 5,000 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 4,000 shares; 2016Q2: 4,000 shares 4,000$268K0.39%0Timeline
DENNDENNY'S CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 210,000 shares; 2015Q2: 195,000 shares; 2015Q3: 175,000 shares; 2015Q4: 115,000 shares; 2016Q1: 75,000 shares; 2016Q2: 25,000 shares 25,000$268K0.39%-50,000Timeline
INFINERA CORPINFINERA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 25,000 shares; 2015Q2: 27,500 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 23,000 shares 23,000$259K0.37%new
LANDCADIA HLDGS INCLANDCADIA HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 25,000 shares 25,000$251K0.36%new
NWLNEWELL BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 7,500 shares; 2016Q2: 5,000 shares 5,000$243K0.35%-2,500Timeline
FNMAFEDERAL NATL MTG ASS 000000Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 75,000 shares; 2015Q2: 125,000 shares; 2015Q3: 125,000 shares; 2015Q4: 125,000 shares; 2016Q1: 120,000 shares; 2016Q2: 120,000 shares 120,000$240K0.35%0Timeline
HIGHLANDS BANKSHARESINC VA …HIGHLANDS BANKSHARESINC VA COM ST…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 93,510 shares; 2015Q3: 93,510 shares; 2015Q4: 93,510 shares; 2016Q1: 76,000 shares; 2016Q2: 73,490 shares 73,490$239K0.34%-2,510
COGENTIX MED INC COMCOGENTIX MED INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 122,176 shares; 2015Q2: 122,176 shares; 2015Q3: 122,176 shares; 2015Q4: 122,176 shares; 2016Q1: 122,176 shares; 2016Q2: 245,671 shares 245,671$236K0.34%+123,495
BEIERSDORF AGBEIERSDORF AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 5,000 shares; 2015Q2: 5,000 shares; 2015Q3: 5,000 shares; 2015Q4: 4,000 shares; 2016Q1: 2,500 shares; 2016Q2: 2,500 shares 2,500$235K0.34%0The CUSIP as filed is malformed.
LUBYS CAFETERIAS INC COMLUBYS CAFETERIAS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 55,000 shares; 2015Q2: 95,000 shares; 2015Q3: 57,058 shares; 2015Q4: 50,050 shares; 2016Q1: 45,000 shares; 2016Q2: 45,000 shares 45,000$226K0.33%0
PACBPACIFIC BIOSCIENCES CALIF INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 65,000 shares; 2016Q1: 40,000 shares; 2016Q2: 30,000 shares 30,000$211K0.3%-10,000Timeline
UAAUNDER ARMOUR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 5,000 shares 5,000$201K0.29%newTimeline
BAZAARVOICE INCBAZAARVOICE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 50,000 shares 50,000$201K0.29%new
CASTLIGHT HEALTH INC CL BCASTLIGHT HEALTH INC CL BQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 30,000 shares; 2015Q2: 55,000 shares; 2015Q3: 40,000 shares; 2015Q4: 50,000 shares; 2016Q1: 50,000 shares; 2016Q2: 50,000 shares 50,000$198K0.28%0
CWSTCASELLA WASTE SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 25,000 shares; 2015Q2: 25,000 shares; 2015Q3: 25,000 shares; 2015Q4: 25,000 shares; 2016Q1: 25,000 shares; 2016Q2: 25,000 shares 25,000$196K0.28%0Timeline
HI-CRUSH PARTNERS LPHI-CRUSH PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 15,000 shares 15,000$196K0.28%new
JMP GROUP INCJMP GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 65,000 shares; 2015Q2: 65,000 shares; 2015Q3: 70,000 shares; 2015Q4: 40,000 shares; 2016Q1: 35,000 shares; 2016Q2: 35,000 shares 35,000$190K0.27%0
PBTPERMIAN BASIN RTY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 25,000 shares 25,000$183K0.26%newTimeline
SJTSAN JUAN BASIN RTY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 25,000 shares 25,000$182K0.26%newTimeline
BLMNBLOOMIN BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 12,500 shares; 2016Q2: 10,000 shares 10,000$179K0.26%-2,500Timeline
FULLSHARE HOLDINGS LIMITED …FULLSHARE HOLDINGS LIMITED (HOK L…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,500,000 shares; 2015Q2: 1,500,000 shares; 2015Q3: 950,000 shares; 2015Q4: 950,000 shares; 2016Q1: 400,000 shares; 2016Q2: 400,000 shares 400,000$177K0.25%0The CUSIP as filed is malformed.
CALLON PETE CO DELCALLON PETE CO DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 15,000 shares 15,000$168K0.24%new
ECLIPSE RES CORPECLIPSE RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 50,000 shares 50,000$167K0.24%new
LINDBLAD EXPEDITIONS HLDGS ILINDBLAD EXPEDITIONS HLDGS IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 35,000 shares; 2015Q4: 85,105 shares; 2016Q1: 80,415 shares; 2016Q2: 84,522 shares 84,522$166K0.24%+4,107
GENERAL MTRS COGENERAL MTRS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 97,507 shares; 2015Q2: 30,107 shares; 2015Q3: 20,107 shares; 2015Q4: 20,107 shares; 2016Q1: 15,107 shares; 2016Q2: 15,107 shares 15,107$158K0.23%0
CALYCALLAWAY GOLF COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 35,000 shares; 2016Q1: 15,000 shares; 2016Q2: 15,000 shares 15,000$153K0.22%0Timeline
NGNOVAGOLD RESOURCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 25,000 shares; 2015Q2: 75,000 shares; 2015Q3: 25,000 shares; 2015Q4: 25,000 shares; 2016Q1: 25,000 shares; 2016Q2: 25,000 shares 25,000$153K0.22%0Timeline
BOLSA A (MEX LISTING)BOLSA A (MEX LISTING)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 125,000 shares; 2015Q2: 125,000 shares; 2015Q3: 125,000 shares; 2015Q4: 125,000 shares; 2016Q1: 100,000 shares; 2016Q2: 100,000 shares 100,000$153K0.22%0The CUSIP as filed is malformed.
Enzo Biochem IncEnzo Biochem IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 40,000 shares; 2016Q1: 25,000 shares; 2016Q2: 25,000 shares 25,000$149K0.21%0
NOVADAQ TECHNOLOGIES INC CO…NOVADAQ TECHNOLOGIES INC COMMONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 30,000 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 12,500 shares; 2016Q2: 15,000 shares 15,000$148K0.21%+2,500
INNOCOLL HLDGS PLCINNOCOLL HLDGS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 16,506 shares; 2016Q2: 26,506 shares 26,506$146K0.21%+10,000
WIZARD WORLD INC COM STK RS…WIZARD WORLD INC COM STK RSTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 340,213 shares; 2015Q2: 340,213 shares; 2015Q3: 340,213 shares; 2015Q4: 340,213 shares; 2016Q1: 340,213 shares; 2016Q2: 340,213 shares 340,213$146K0.21%0
IBNICICI BK LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 15,000 shares; 2015Q2: 15,000 shares; 2015Q3: 15,000 shares; 2015Q4: 20,000 shares; 2016Q1: 22,500 shares; 2016Q2: 20,000 shares 20,000$144K0.21%-2,500Timeline
INVENTURE FOODS INCINVENTURE FOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 20,000 shares; 2016Q2: 18,000 shares 18,000$141K0.2%-2,000
PROFOUND MED CORPPROFOUND MED CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 100,000 shares; 2016Q1: 100,000 shares; 2016Q2: 125,000 shares 125,000$140K0.2%+25,000
WMI HOLDINGS CORPWMI HOLDINGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 175,000 shares; 2015Q2: 125,000 shares; 2015Q3: 125,000 shares; 2015Q4: 70,000 shares; 2016Q1: 65,000 shares; 2016Q2: 60,000 shares 60,000$133K0.19%-5,000
BRADKEN LTDBRADKEN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 25,000 shares; 2015Q4: 45,000 shares; 2016Q1: 150,000 shares; 2016Q2: 175,000 shares 175,000$130K0.19%+25,000The CUSIP as filed is malformed.
OZ MINERALS LTD POST SPLITOZ MINERALS LTD POST SPLITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 30,000 shares; 2016Q1: 30,000 shares; 2016Q2: 30,000 shares 30,000$126K0.18%0The CUSIP as filed is malformed.
MUMICRON TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 50,000 shares; 2016Q1: not reported; 2016Q2: 10,000 shares 10,000$123K0.18%newTimeline
LAYNE CHRISTENSEN COLAYNE CHRISTENSEN COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 20,000 shares; 2016Q2: 15,000 shares 15,000$122K0.18%-5,000
NEONEOGENOMICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 40,000 shares; 2015Q2: 40,000 shares; 2015Q3: 30,000 shares; 2015Q4: 25,000 shares; 2016Q1: 15,000 shares; 2016Q2: 15,000 shares 15,000$121K0.17%0Timeline
Del Taco RestaurantsDel Taco RestaurantsQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 81,000 shares; 2015Q4: 75,000 shares; 2016Q1: 75,000 shares; 2016Q2: 70,102 shares 70,102$119K0.17%-4,898
CROXCROCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,000 shares; 2015Q2: 20,000 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 10,000 shares 10,000$113K0.16%newTimeline
CHEMOCENTRYX INCCHEMOCENTRYX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 25,000 shares 25,000$112K0.16%new
CCORFCANACCORD FINANCIAL INC COM SHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 30,000 shares; 2015Q2: 25,000 shares; 2015Q3: 25,000 shares; 2015Q4: 35,000 shares; 2016Q1: 30,000 shares; 2016Q2: 30,000 shares 30,000$112K0.16%0Timeline
S&W SEED COMPANY COMS&W SEED COMPANY COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 25,000 shares; 2015Q2: 25,000 shares; 2015Q3: 25,000 shares; 2015Q4: 22,500 shares; 2016Q1: 25,000 shares; 2016Q2: 25,000 shares 25,000$109K0.16%0
LENDINGCLUB CORPLENDINGCLUB CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 25,000 shares 25,000$108K0.16%new
ARCOARCOS DORADOS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 22,500 shares 22,500$107K0.15%newTimeline
CWGLCRIMSON WINE GROUP LTD. COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 40,000 shares; 2015Q2: 35,000 shares; 2015Q3: 35,000 shares; 2015Q4: 25,000 shares; 2016Q1: 12,500 shares; 2016Q2: 12,500 shares 12,500$105K0.15%0Timeline
VITAL ENERGY INCVITAL ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 10,000 shares 10,000$105K0.15%new
KLR ENERGY ACQUISITION CORPKLR ENERGY ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares 10,000$101K0.15%0
VIVEVE MED INCVIVEVE MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 23,500 shares 23,500$96K0.14%new
ITUBITAU UNIBANCO HLDG S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 10,000 shares 10,000$94K0.14%newTimeline
LIPOCINE INC NEWLIPOCINE INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 20,000 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 30,000 shares 30,000$91K0.13%new
JP MORGAN PRIVATE EQUITY LI…JP MORGAN PRIVATE EQUITY LIMITED …Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 50,000 shares; 2015Q4: 90,000 shares; 2016Q1: 90,000 shares; 2016Q2: 90,000 shares 90,000$87K0.13%0The CUSIP as filed is malformed.
Lion BiotechnologiesLion BiotechnologiesQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 35,000 shares; 2015Q2: 60,000 shares; 2015Q3: 15,000 shares; 2015Q4: 20,000 shares; 2016Q1: not reported; 2016Q2: 10,000 shares 10,000$81K0.12%new
NEOVASC INC COM STKNEOVASC INC COM STKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 25,000 shares; 2015Q2: 25,000 shares; 2015Q3: 15,000 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 150,000 shares 150,000$77K0.11%new
NUVECTRA CORPNUVECTRA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 10,000 shares 10,000$74K0.11%new
NZX LIMITED (NZE LISTING) (…NZX LIMITED (NZE LISTING) (POST S…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 157,500 shares; 2015Q2: 157,500 shares; 2015Q3: not reported; 2015Q4: 157,500 shares; 2016Q1: 100,000 shares; 2016Q2: 100,000 shares 100,000$71K0.1%0The CUSIP as filed is malformed.
888 HOLDINGS PLC ORD 0.5P888 HOLDINGS PLC ORD 0.5PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 40,000 shares; 2015Q2: 40,000 shares; 2015Q3: not reported; 2015Q4: 40,000 shares; 2016Q1: not reported; 2016Q2: 25,000 shares 25,000$68K0.1%newThe CUSIP as filed is malformed.
TEEKAY TANKERS LTDTEEKAY TANKERS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 70,000 shares; 2015Q2: 20,000 shares; 2015Q3: 27,000 shares; 2015Q4: 23,500 shares; 2016Q1: 20,000 shares; 2016Q2: 20,000 shares 20,000$60K0.09%0
HEMISPHERE MEDIA GROUP INCHEMISPHERE MEDIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 72,500 shares; 2016Q2: 119,900 shares 119,900$60K0.09%+47,400
HGTXUHUGOTON ROYALTY TST UBIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 25,000 shares 25,000$59K0.08%newTimeline
MXMAGNACHIP SEMICONDUCTOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 10,000 shares 10,000$57K0.08%newTimeline
ALPHA BANK AE EUR0.3(REV SP…ALPHA BANK AE EUR0.3(REV SPLIT)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 30,000 shares 30,000$54K0.08%newThe CUSIP as filed is malformed.
BURSA MALAYSIA BHDBURSA MALAYSIA BHDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 35,000 shares; 2015Q2: 35,000 shares; 2015Q3: 35,000 shares; 2015Q4: 25,000 shares; 2016Q1: 25,000 shares; 2016Q2: 25,000 shares 25,000$53K0.08%0The CUSIP as filed is malformed.
Pure Technologies LtdPure Technologies LtdQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 30,000 shares; 2015Q2: 30,000 shares; 2015Q3: 10,000 shares; 2015Q4: 10,000 shares; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares 10,000$45K0.06%0
AWREAWARE INC MASSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,000 shares; 2015Q2: 10,000 shares; 2015Q3: 10,000 shares; 2015Q4: 10,000 shares; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares 10,000$43K0.06%0Timeline
BLUE BIRD CORP WARRANTS EXP…BLUE BIRD CORP WARRANTS EXP 01Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 30,000 shares; 2016Q2: 38,200 shares 38,200$42K0.06%+8,200
HENNESSY CAP ACQUISITION CORHENNESSY CAP ACQUISITION CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 62,500 shares 62,500$39K0.06%new
Castle Brands IncCastle Brands IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 25,000 shares; 2015Q2: 25,000 shares; 2015Q3: 50,000 shares; 2015Q4: 50,000 shares; 2016Q1: 50,000 shares; 2016Q2: 50,000 shares 50,000$37K0.05%0
RLJ Entertainment Inc. Wt …RLJ Entertainment Inc. Wt ExpQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 100,000 shares; 2015Q2: 100,000 shares; 2015Q3: 100,000 shares; 2015Q4: 100,000 shares; 2016Q1: 100,000 shares; 2016Q2: 100,000 shares 100,000$36K0.05%0
UNIVAR SOLUTIONSUNIVAR SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 45,000 shares 45,000$31K0.04%new
SANOFISANOFIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 100,000 shares; 2015Q2: 150,000 shares; 2015Q3: 125,000 shares; 2015Q4: 125,000 shares; 2016Q1: 125,000 shares; 2016Q2: 125,000 shares 125,000$30K0.04%0
GLOBALSTAR INCGLOBALSTAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 50,000 shares; 2015Q2: 25,000 shares; 2015Q3: 50,000 shares; 2015Q4: 50,000 shares; 2016Q1: 75,000 shares; 2016Q2: 25,000 shares 25,000$30K0.04%-50,000
ALICORP S.A.-COMUNALICORP S.A.-COMUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 25,000 shares; 2015Q2: 25,000 shares; 2015Q3: 25,000 shares; 2015Q4: 15,000 shares; 2016Q1: 15,000 shares; 2016Q2: 15,000 shares 15,000$29K0.04%0The CUSIP as filed is malformed.
FORTRESS BIOTECH INCFORTRESS BIOTECH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 25,000 shares; 2015Q3: 20,000 shares; 2015Q4: 15,000 shares; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares 10,000$27K0.04%0
ENERGY TRANSFER EQUITYENERGY TRANSFER EQUITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 127,333 shares 127,333$27K0.04%new
RUBICON LIMITED NZDRUBICON LIMITED NZDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 150,000 shares; 2015Q2: 150,000 shares; 2015Q3: 150,000 shares; 2015Q4: 150,000 shares; 2016Q1: 150,000 shares; 2016Q2: 150,000 shares 150,000$26K0.04%0
REPUBLIC AWYS HLDGS INCREPUBLIC AWYS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 150,000 shares; 2016Q2: 35,000 shares 35,000$24K0.03%-115,000
ASSOCIATED BANC CORPASSOCIATED BANC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 20,480 shares; 2015Q2: 18,400 shares; 2015Q3: 18,300 shares; 2015Q4: 17,000 shares; 2016Q1: 17,000 shares; 2016Q2: 17,000 shares 17,000$24K0.03%0
DEXTERA SURGICAL INC COMDEXTERA SURGICAL INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 13,400 shares 13,400$24K0.03%new
VIOLIN MEMORY IVIOLIN MEMORY IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 25,000 shares 25,000$23K0.03%new
CATAPULT GROUP INTERNATIONALCATAPULT GROUP INTERNATIONALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 10,000 shares; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares 10,000$23K0.03%0
TCF FINANCIAL CORP-CW18TCF FINANCIAL CORP-CW18Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 15,100 shares; 2015Q2: 15,100 shares; 2015Q3: 15,100 shares; 2015Q4: 15,100 shares; 2016Q1: 15,100 shares; 2016Q2: 15,100 shares 15,100$21K0.03%0
CURIS INCCURIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 76,608 shares; 2015Q2: 76,608 shares; 2015Q3: 40,000 shares; 2015Q4: 25,000 shares; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares 10,000$16K0.02%0
CHINA TECHFAITH WIRLS COMM TCHINA TECHFAITH WIRLS COMM TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares 10,000$16K0.02%0
CEL SCI CORPCEL SCI CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 100,000 shares; 2015Q2: 100,000 shares; 2015Q3: 100,000 shares; 2015Q4: 100,000 shares; 2016Q1: 100,000 shares; 2016Q2: 100,000 shares 100,000$15K0.02%0
BANK OF AMERICA CORPBANK OF AMERICA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 175,000 shares; 2015Q2: 175,000 shares; 2015Q3: 175,000 shares; 2015Q4: 175,000 shares; 2016Q1: 175,000 shares; 2016Q2: 175,000 shares 175,000$14K0.02%0
AGUAS ANDINAS A ORDAGUAS ANDINAS A ORDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 50,000 shares; 2015Q2: 50,000 shares; 2015Q3: 50,000 shares; 2015Q4: 25,000 shares; 2016Q1: 25,000 shares; 2016Q2: 25,000 shares 25,000$14K0.02%0The CUSIP as filed is malformed.
EMISPHERE TECHNOLOGIES INC …EMISPHERE TECHNOLOGIES INC COM STKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 25,000 shares; 2015Q2: 25,000 shares; 2015Q3: 25,000 shares; 2015Q4: 25,000 shares; 2016Q1: 25,000 shares; 2016Q2: 20,000 shares 20,000$14K0.02%-5,000
BOLSA DE VALOR. COP1BOLSA DE VALOR. COP1Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,058,500 shares; 2015Q2: 2,058,500 shares; 2015Q3: 2,058,500 shares; 2015Q4: 2,058,500 shares; 2016Q1: 2,058,500 shares; 2016Q2: 2,058,500 shares 2,058,500$13K0.02%0The CUSIP as filed is malformed.
ELECTRUM SPL ACQUISITION CORELECTRUM SPL ACQUISITION CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 50,000 shares; 2016Q1: 50,000 shares; 2016Q2: 50,000 shares 50,000$12K0.02%0
LABSTYLE INNOVATIONS CORPLABSTYLE INNOVATIONS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares 10,000$11K0.02%0
MABVAX THERAPEUTICS HOLDING…MABVAX THERAPEUTICS HOLDINGS, INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 50,000 shares; 2015Q3: 66,000 shares; 2015Q4: 20,000 shares; 2016Q1: 20,000 shares; 2016Q2: 20,000 shares 20,000$11K0.02%0
IMMUNE PHARMACEUTICALS INCIMMUNE PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 35,000 shares; 2015Q2: 35,000 shares; 2015Q3: 35,000 shares; 2015Q4: 35,000 shares; 2016Q1: 25,000 shares; 2016Q2: 25,000 shares 25,000$10K0.01%0
ABILITY INC WTSABILITY INC WTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 90,000 shares; 2016Q1: 69,900 shares; 2016Q2: 67,500 shares 67,500$10K0.01%-2,400
EUROBANK ERGASIAS SA( GRE L…EUROBANK ERGASIAS SA( GRE LISTING…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 16,000 shares 16,000$10K0.01%newThe CUSIP as filed is malformed.
Katanga Mining LtdKatanga Mining LtdQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 75,130 shares 75,130$8K0.01%new
KBS FASHION GROUP LTD WRNTKBS FASHION GROUP LTD WRNTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 237,500 shares; 2015Q2: 237,500 shares; 2015Q3: 237,500 shares; 2015Q4: 237,500 shares; 2016Q1: 237,500 shares; 2016Q2: 237,500 shares 237,500$7K0.01%0
CITIGROUP INCCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 25,000 shares; 2015Q2: 25,000 shares; 2015Q3: 25,000 shares; 2015Q4: 25,000 shares; 2016Q1: 25,000 shares; 2016Q2: 75,000 shares 75,000$4K0.01%+50,000
LUNA GOLD CORP VANCOUVER COMLUNA GOLD CORP VANCOUVER COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 25,000 shares; 2015Q2: 25,000 shares; 2015Q3: 25,000 shares; 2015Q4: 25,000 shares; 2016Q1: 25,000 shares; 2016Q2: 25,000 shares 25,000$4K0.01%0
PIRAEUS BANK SA (EUR.30)PIRAEUS BANK SA (EUR.30)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 25,000 shares 25,000$4K0.01%newThe CUSIP as filed is malformed.
GLORI ENERGY INC WARRANTS E…GLORI ENERGY INC WARRANTS EXPIRESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 227,900 shares; 2015Q2: 227,900 shares; 2015Q3: 227,900 shares; 2015Q4: 227,900 shares; 2016Q1: 227,900 shares; 2016Q2: 227,900 shares 227,900$3K<0.01%0
ANTRIM ENERGY INC COMANTRIM ENERGY INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 75,000 shares; 2015Q2: 75,000 shares; 2015Q3: 75,000 shares; 2015Q4: 75,000 shares; 2016Q1: 75,000 shares; 2016Q2: 75,000 shares 75,000$2K<0.01%0
MONITISE PLC (UKM LISTING)MONITISE PLC (UKM LISTING)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 100,000 shares; 2015Q2: 50,000 shares; 2015Q3: 50,900 shares; 2015Q4: 50,900 shares; 2016Q1: 50,900 shares; 2016Q2: 50,900 shares 50,900$2K<0.01%0The CUSIP as filed is malformed.
ANDINA ACQUISITION CORP IIANDINA ACQUISITION CORP IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 12,500 shares; 2016Q1: not reported; 2016Q2: 12,500 shares 12,500$2K<0.01%new
ANDINA ACQUISITION CORP IIANDINA ACQUISITION CORP IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 12,500 shares; 2016Q1: not reported; 2016Q2: 12,500 shares 12,500$1K<0.01%new
KINDER MORGAN INC DELKINDER MORGAN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 100,000 shares; 2015Q2: 100,000 shares; 2015Q3: 25,000 shares; 2015Q4: 25,000 shares; 2016Q1: 25,000 shares; 2016Q2: 25,000 shares 25,000$00%0Value filed as zero, left out of ratios.

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
SPYSTATE STR SPDR S&P 500 ETF T SHSput10,000$2.1M-2,500
BSXBOSTON SCIENTIFIC CORP COMcall50,000$1.17Mnew
MONSANTO CO NEWMONSANTO CO NEW COMcall10,000$1.03Mnew
FIREEYE INCFIREEYE INC COMcall50,000$824Knew
BACBANK OF AMER CORP COMcall25,000$332K+5,000
ACADACADIA PHARMACEUTICALS INC COMcall10,000$325Knew
MUMICRON TECHNOLOGY INC COMcall20,000$275Knew
EXASEXACT SCIENCES CORP Stockcall20,000$245Knew
STILLWATER MINING COSTILLWATER MINING CO COMcall10,000$119K0
ARIAD PHARMACEUTICALS INCARIAD PHARMACEUTICALS INC COMcall10,000$74Knew

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
PTX 12 01AUG2020 144APTX 12 01AUG2020 144A BOND 12% 8/01/2020principal250,000$207Knew

Sold out in Q2 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
METAMETA PLATFORMS INC10,000$1.14Mshares
HIMXHIMAX TECHNOLOGIES INC90,000$1.01Mput
GOOGLALPHABET INC1,000$763Kshares
HONG KONG EXCHANGES & CLEAR…HONG KONG EXCHANGES & CLEARING LTD25,000$602Kshares
NTCTNETSCOUT SYS INC25,000$574Kshares
FITBIT INCFITBIT INC30,000$455Kshares
OPKOPKO HEALTH INC30,000$312Kcall
NORDSTROM INCNORDSTROM INC5,000$286Kshares
RICE ENERGY INCRICE ENERGY INC20,000$279Kshares
JJSFJ & J SNACK FOODS CORP2,500$271Kshares
IBBISHARES TR1,000$261Kshares
MARVELL TECHNOLOGY GROUP LTDMARVELL TECHNOLOGY GROUP LTD25,000$258Kshares
SNYDERS LANCE INCSNYDERS LANCE INC7,500$236Kshares
ADIDAS AGADIDAS AG2,000$235Kshares
SHUTTERFLY INCSHUTTERFLY INC5,000$232Kshares
RACKSPACE HOSTING INCRACKSPACE HOSTING INC10,000$216Kshares
EXPRESS INCEXPRESS INC10,000$214Kshares
TWITTER INCTWITTER INC12,500$207Kcall
PTX 12 01AUG2020 144APTX 12 01AUG2020 144A250,000$207Kshares
MDLZMONDELEZ INTL INC5,000$201Kshares
HTBHOMETRUST BANCSHARES INC10,000$183Kshares
TAILORED BRANDS INCTAILORED BRANDS INC10,000$179Kshares
CTRNCITI TRENDS INC10,000$178Kshares
TWITTER INCTWITTER INC10,000$166Kshares
ASCENA RETAIL GROUP INCASCENA RETAIL GROUP INC15,000$166Kshares
KERYX BIOPHARMACEUTICALSKERYX BIOPHARMACEUTICALS35,000$163Kshares
ZIOPHARM ONCOLOGY INCZIOPHARM ONCOLOGY INC20,045$149Kshares
CARDICA INCCARDICA INC40,000$142Kshares
PRIMO WTR CORPPRIMO WTR CORP10,000$101Kshares
888 HOLDINGS PLC ORD 0.5P888 HOLDINGS PLC ORD 0.5P30,000$92Kshares
Plains Group Hldgs LPPlains Group Hldgs LP10,000$87Kcall
Real Industry IncReal Industry Inc10,000$87Kshares
PACBPACIFIC BIOSCIENCES CALIF IN10,000$85Kcall
TRANSENTERIX INCTRANSENTERIX INC20,000$85Kshares
ELIZABETH ARDEN INCELIZABETH ARDEN INC10,000$82Kshares
PRETIUM RESOURCES INCPRETIUM RESOURCES INC15,000$80Kshares
COWEN GROUP INC-CLASS ACOWEN GROUP INC-CLASS A20,000$76Kcall
MNOVMEDICINOVA INC10,000$73Kshares
ARROWHEAD RESEARCH CORPARROWHEAD RESEARCH CORP15,000$72Kshares
THERAPEUTICSMD INCTHERAPEUTICSMD INC10,000$64Kshares
FIBROCELL SCIENCE INCFIBROCELL SCIENCE INC20,000$50Kshares
MPVDFMOUNTAIN PROV DIAMONDS INC10,000$38Kshares
WL ROSS HLDG CORPWL ROSS HLDG CORP75,000$36Kshares
DYNAVOX INCDYNAVOX INC150,000$7Kshares
OPEXA THERAPEUTICS INCOPEXA THERAPEUTICS INC60,200$4Kshares
ANDINA ACQUISITION CORP-RTSANDINA ACQUISITION CORP-RTS12,500$3Kshares
SAEXPLORATION HLDGS INC WAR…SAEXPLORATION HLDGS INC WARRANTS35,000$2Kshares
ZAP COM STKZAP COM STK32,500$2Kshares
HDVYHEALTH DISCOVERY CORPORATION25,000$1Kshares
SIONIX CORPSIONIX CORP200,000$1Kshares
OPTIONABLE INC COM STKOPTIONABLE INC COM STK70,000$1Kshares
SFX ENTMT INCSFX ENTMT INC15,000$1Kshares
RIT TECHNOLOGIES LTDRIT TECHNOLOGIES LTD12,500$1Kshares
URALS ENERGY PUBLIC LTD (UK…URALS ENERGY PUBLIC LTD (UKM LIST…25,000$1Kshares
ANDINA ACQUISITION CORP-CWANDINA ACQUISITION CORP-CW12,500$1Kshares
U.S. GLOBAL NANOSPACE INCU.S. GLOBAL NANOSPACE INC275,000$0shares
TGLOTHEGLOBE.COM INC100,000$0shares
CITIGROUP INCCITIGROUP INC50,000$0shares
Mera Pharmaceuticals IncMera Pharmaceuticals Inc200,000$0shares
INDIA GLOBALIZATION CAP INCINDIA GLOBALIZATION CAP INC157,798$0shares
U-SWIRL INC COM STKU-SWIRL INC COM STK15,000$0shares
WORLD HEALTH ENERGY HLDGS I…WORLD HEALTH ENERGY HLDGS INC COM…150,000$0shares
ZANN CORP COM STKZANN CORP COM STK25,000$0shares
GROWERS DIRECT COFFEE CO STKGROWERS DIRECT COFFEE CO STK25,000$0shares
IGENE BIOTECHNOLOGY INC COM…IGENE BIOTECHNOLOGY INC COM STK100,000$0shares
MERCATOR MINERALS LTDMERCATOR MINERALS LTD10,000$0shares
XG TECHNOLOGY INCXG TECHNOLOGY INC10,000$0shares
PATHFINDER MINERALS PLC GBP…PATHFINDER MINERALS PLC GBP0.00130,000$0shares
Piraeus Bank SA (GRE LISTIN…Piraeus Bank SA (GRE LISTING)75,000$0shares
RMG NETWORKS HOLDING CORPRMG NETWORKS HOLDING CORP35,000$0shares
ALPHA BANK WARRANT (GRE LIS…ALPHA BANK WARRANT (GRE LISTING)75,000$0shares
GALENA BIOPHARMA INCWTS EXP…GALENA BIOPHARMA INCWTS EXP 03/18…26,410$0shares

How Q2 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001019056-16-001467 base2016-08-08acceptance time not in the bulk data set