13F-HR filed by Geduld E E
Geduld E E filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-08, with 180 holding rows worth $177,980,000.
- Accession
- 0001019056-17-000107
- Filer
- CIK 1352107
- Filed
- 2017-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 181 entries on the cover page, a total value of $177,980,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $177,980,000 with VALUE read as thousands by filing date, 13F file number 028-11643. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BILL 01/05/17 | 912796HV4 | US T BILL EXP 1/05/2017 | 68,000,000 | $67,999,000 | thousands by filing date | principal |
| Bank of America Corp | 060505104 | COM | 2,491,048 | $55,052,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 4,002 | $3,001,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 47,500 | $2,776,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 10,000 | $2,235,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 25,000 | $1,712,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 115,900 | $1,442,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 36,068 | $1,434,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 65,000 | $1,235,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 30,000 | $1,227,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 45,061 | $1,223,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 160,000 | $1,198,000 | thousands by filing date | call |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 10,000 | $1,185,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 50,000 | $1,105,000 | thousands by filing date | call |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 100,000 | $995,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 25,000 | $990,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 45,110 | $976,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 385,000 | $939,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 75,000 | $933,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 40,000 | $877,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 40,000 | $865,000 | thousands by filing date | call |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 20,000 | $850,000 | thousands by filing date | |
| Fannie Mae | 313586752 | PREF STK | 105,000 | $840,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,000 | $792,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 26,000 | $750,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 371,547 | $747,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 40,107 | $688,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 10,000 | $614,000 | thousands by filing date | |
| Hong Kong Exchanges & Clearing Ltd | 006267359 | Common Stock - Foreign | 25,721 | $608,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 30,000 | $554,000 | thousands by filing date | |
| FEDERAL HOME LN MTG CORP PFD 8.375 NCM | 313400624 | Preferred | 70,000 | $529,000 | thousands by filing date | |
| SINGAPORE EXCHANGE | 00078423H | COM | 100,000 | $495,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 15,000 | $489,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 25,000 | $484,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 7,300 | $450,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 30,000 | $436,000 | thousands by filing date | |
| HIGHLANDS BANKSHARESINC VA COM STK RSTD | 4308939D1 | COM | 70,655 | $420,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 45,010 | $419,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 55,000 | $412,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 25,000 | $403,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 26,000 | $400,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 10,000 | $367,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 22,500 | $356,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 5,300 | $351,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 190,000 | $329,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 10,000 | $326,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 85,000 | $323,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 65,000 | $322,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 20,000 | $312,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 20,000 | $307,000 | thousands by filing date | call |
| FINISAR CORP | 31787A507 | COM NEW | 10,000 | $303,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 11,000 | $302,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,400 | $292,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 50,000 | $289,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 25,000 | $284,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 5,000 | $282,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 10,000 | $270,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,000 | $267,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 20,000 | $266,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 25,000 | $262,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 35,000 | $259,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 50,000 | $242,000 | thousands by filing date | |
| WRIGHT INVESTORS SVC | 982345100 | COM | 382,325 | $241,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 20,000 | $238,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 10,000 | $236,000 | thousands by filing date | |
| BRITISH LAND CO PLC | 000136701 | COM | 30,000 | $233,000 | thousands by filing date | |
| BRADKEN LTD | 00B013SX6 | COM | 100,000 | $232,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES NV COM | 00BRJ2W98 | COM | 25,000 | $228,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 6,000 | $227,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 95,100 | $224,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 5,000 | $219,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 35,000 | $215,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 30,000 | $215,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,500 | $213,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 10,000 | $209,000 | thousands by filing date | |
| PTX 12 01AUG2020 144A | 71426VAC2 | BOND 12% 8/01/2020 | 250,000 | $201,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 15,000 | $200,000 | thousands by filing date | |
| L&TOUBRO(EUR) | 00B15VJF2 | COM | 10,000 | $199,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 10,000 | $198,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 45,050 | $193,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219117 | *W EXP 07/08/202 | 85,700 | $189,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 30,000 | $186,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 15,000 | $185,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 10,000 | $184,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 10,000 | $182,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 35,000 | $180,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 20,000 | $178,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 18,000 | $177,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 25,000 | $177,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 20,000 | $171,000 | thousands by filing date | |
| OZ MINERALS LTD | 006397825 | COM | 30,000 | $171,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 175,000 | $168,000 | thousands by filing date | |
| BLUE BIRD CORP WARRANTS EXP 01 | 095306114 | com | 71,900 | $155,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 20,000 | $154,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 15,000 | $149,000 | thousands by filing date | |
| FULLSHARE HOLDINGS LIMITED (HOK LISTING) | 00BSVXB88 | COM | 300,000 | $140,000 | thousands by filing date | |
| BIOCARDIA INC COM | 09060U101 | Stock | 125,000 | $135,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 50,000 | $134,000 | thousands by filing date | |
| BOLSA MEXICANA DE VALORES SAB | 00B39VVF6 | COM | 100,000 | $132,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B106 | COM | 150,000 | $125,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 14,447 | $124,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 10,000 | $123,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 10,000 | $121,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 10,000 | $119,000 | thousands by filing date | |
| CRIMSON WINE GROUP LTD COM | 22662X100 | COM | 12,500 | $117,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 25,000 | $115,000 | thousands by filing date | |
| ITAU UNIBANCO HLDNG S.A. | 002849739 | COM | 11,000 | $113,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 15,300 | $107,000 | thousands by filing date | |
| CANACCORD FINANCIAL D | 134801109 | COMMON | 30,000 | $107,000 | thousands by filing date | |
| BYD Co Ltd | 006536651 | Common Stock - Foreign | 20,000 | $105,000 | thousands by filing date | |
| JPEL PRIVATE EQUITY LTD | 00BYVQ4H9 | COM | 86,400 | $103,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 15,000 | $99,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 25,000 | $99,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 10,000 | $98,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 20,000 | $93,000 | thousands by filing date | |
| WIZARD WORLD INC COM STK RSTD | 97751C9B8 | COM | 340,213 | $78,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 15,000 | $76,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 15,000 | $73,000 | thousands by filing date | |
| NZX LIMITED (NZE LISTING) (POST SPLIT) | 006623155 | COM | 100,000 | $73,000 | thousands by filing date | |
| CATAPULT GROUP INTERNATIONAL | 00BTL0Y76 | COM | 40,000 | $71,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 25,000 | $70,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 10,000 | $69,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 10,000 | $69,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 10,000 | $69,000 | thousands by filing date | |
| Evoke PLC | 00B0L4LM9 | Common Stock - Foreign | 25,000 | $67,000 | thousands by filing date | |
| ASSOCIATED BANC CORP | 045487113 | WTS | 11,000 | $64,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 10,000 | $61,000 | thousands by filing date | |
| Alpha Services and Holdings SA | 00BZ1MXR7 | Common Stock - Foreign | 30,000 | $60,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 10,000 | $56,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 15,000 | $55,000 | thousands by filing date | |
| HENNESSY CAP ACQUISITION COR | 42588J118 | *W EXP 07/28/202 | 65,000 | $55,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 25,000 | $54,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 10,045 | $54,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 15,100 | $53,000 | thousands by filing date | |
| BURSA MALAYSIA BHD | 00B06FV38 | COM | 25,000 | $49,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 75,000 | $48,000 | thousands by filing date | |
| YATRA ONLIN-CW21 | G98338117 | EQUITY WRT | 66,000 | $48,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 200,000 | $46,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC | 42365Q111 | WRT | 124,900 | $42,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 10,000 | $41,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 100,000 | $38,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 50,000 | $38,000 | thousands by filing date | |
| Pure Technologies Ltd | 745915108 | COM | 10,000 | $36,000 | thousands by filing date | |
| ALICORP S.A.A | 002162834 | COM | 15,000 | $33,000 | thousands by filing date | |
| ENERGY TRANSFER EQUITY | 633643804 | COM | 127,333 | $33,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 10,000 | $31,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 10,000 | $27,000 | thousands by filing date | |
| RUBICON LIMITED NZD | 572993ZM8 | COM | 150,000 | $23,000 | thousands by filing date | |
| SPECIAL DIVERSIFIED OPPORTUNITIES INC COM | 84740Q101 | COM | 25,000 | $23,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 30,000 | $20,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424207 | SPON ADR NEW | 10,000 | $19,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 27,000 | $19,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W115 | *W EXP 06/01/202 | 25,000 | $18,000 | thousands by filing date | |
| BOLSA DE VALORES DE COLOMBIA | 00B24FPF4 | COM | 2,058,500 | $15,000 | thousands by filing date | |
| INNOCOLL HLDGS PLC | G4783X105 | SHS | 21,506 | $15,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 50,000 | $14,000 | thousands by filing date | |
| KLR ENERGY WRT 11.5 09/16/22 | 49877M116 | *W EXP 09/16/202 | 10,000 | $14,000 | thousands by filing date | |
| ABSOLUTECARE INC COM STK RSTD | 0049979J3 | COM | 40,000 | $14,000 | thousands by filing date | |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 13,400 | $13,000 | thousands by filing date | |
| AGUAS-A (CHI LISTING) | 002311238 | COM | 25,000 | $13,000 | thousands by filing date | |
| EMISPHERE TECHNOLOGIES INC COM STK | 291345106 | COM | 20,000 | $12,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 75,000 | $11,000 | thousands by filing date | |
| Eurobank Ergasias Services and Holdings SA | 00BYZ43T4 | Common Stock - Foreign | 16,000 | $11,000 | thousands by filing date | |
| Katanga Mining Ltd | 485847107 | COM | 75,130 | $8,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588113 | RIGHT 03/15/2017 | 14,400 | $8,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P118 | *W EXP 03/08/202 | 10,000 | $7,000 | thousands by filing date | |
| KBS FASHION GROUP LTD WRNT | Y46002112 | W EXP 1/22/2018 | 237,500 | $7,000 | thousands by filing date | |
| PIRAEUS BANK SA (EUR.30) | 00BYWKR93 | COM | 25,000 | $6,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 25,000 | $5,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P120 | RIGHT 09/01/2017 | 12,500 | $5,000 | thousands by filing date | |
| SOLIGENIX INC | 834223117 | *W EXP 11/14/202 | 12,500 | $4,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P138 | *W EXP 11/23/202 | 12,500 | $3,000 | thousands by filing date | |
| ANTRIM ENERGY INC COM | 037243102 | COM | 75,000 | $2,000 | thousands by filing date | |
| CEL SCI CORP | 150837177 | *W EXP 10/11/201 | 100,000 | $2,000 | thousands by filing date | |
| ABILITY INC WTS | G8789K116 | W EXP 12/17/2018 | 67,500 | $2,000 | thousands by filing date | |
| MONITISE PLC (UKM LISTING) | 00B1YMRB8 | COM | 50,900 | $2,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T129 | *W EXP 04/13/201 | 60,200 | $1,000 | thousands by filing date | |
| GLORI ENERGY INC WARRANTS EXPIRES | 379606114 | W EXP 4/19/2017 | 227,900 | $1,000 | thousands by filing date | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOX RIVER RESOURCES CORP | 351544101 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001019056-17-000107 | this filing | 2017-02-08 | acceptance time not in the bulk data set |