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Disclosery

Geduld E E

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13F filer, CIK 1352107, New York, NY

Geduld E E reported $72,929,000 across 182 holdings for the quarter ended 2016-03-31, in a 13F-HR filed 2016-05-09. Its ten largest share positions make up 62.27% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001019056-16-001301

Period
2016-03-31
Reported value
$72.9M
Holdings
182
Top 10 weight
62.27%
New
57
Sold out
82

Largest buys vs the previous quarter

SecurityShares changeApprox. value
BACnew+2,491,048$33.7M
AMZNnew+1,500$890K
GOOGLnew+1,000$763K
NTCTnew+25,000$574K
AAOInew+35,000$522K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
Bank of Americaexited-2,507,548-$42.2M
AVESIS INCORPORATEDexited-147,700-$2.25M
LINKEDIN CORPexited-6,000-$1.35M
INPHI CORPreduced-32,006-$1.07M
AMAZON.COM INCexited-1,500-$1.01M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2016

Share positions as resolved from 13F-HR 0001019056-16-001301, largest first. % of portfolio is the value over $68,204,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,507,548 shares; 2015Q2: 2,507,548 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 2,491,048 shares 2,491,048$33.7M49.38%newTimeline
HERITAGE OAKS BANCORPHERITAGE OAKS BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 275,000 shares; 2015Q2: 275,000 shares; 2015Q3: 275,000 shares; 2015Q4: 270,000 shares; 2016Q1: 189,500 shares 189,500$1.48M2.16%-80,500
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 12,000 shares; 2016Q1: 10,000 shares 10,000$1.14M1.67%-2,000Timeline
LADENBURG THALMANN FINANCIALLADENBURG THALMANN FINANCIALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 435,000 shares; 2015Q2: 435,000 shares; 2015Q3: 435,000 shares; 2015Q4: 420,000 shares; 2016Q1: 400,000 shares 400,000$1M1.47%-20,000
TRTOOTSIE ROLL INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 23,175 shares; 2015Q2: 23,175 shares; 2015Q3: 23,175 shares; 2015Q4: 27,175 shares; 2016Q1: 28,271 shares 28,271$988K1.45%+1,096Timeline
ATLANTIC CAP BANCSHARES INCATLANTIC CAP BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 93,936 shares; 2016Q1: 65,000 shares 65,000$906K1.33%-28,936
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 1,200 shares; 2015Q3: 2,700 shares; 2015Q4: not reported; 2016Q1: 1,500 shares 1,500$890K1.3%newTimeline
MELLANOX TECHNOLOGIES LTDMELLANOX TECHNOLOGIES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 27,470 shares; 2015Q2: 27,500 shares; 2015Q3: 23,000 shares; 2015Q4: 11,500 shares; 2016Q1: 15,000 shares 15,000$815K1.19%+3,500
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 25,000 shares; 2015Q4: 25,000 shares; 2016Q1: 12,500 shares 12,500$799K1.17%-12,500Timeline
DENNDENNY'S CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 210,000 shares; 2015Q2: 195,000 shares; 2015Q3: 175,000 shares; 2015Q4: 115,000 shares; 2016Q1: 75,000 shares 75,000$777K1.14%-40,000Timeline
ARIAD PHARMACEUTICALS INCARIAD PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 300,100 shares; 2015Q2: 285,100 shares; 2015Q3: 210,100 shares; 2015Q4: 185,100 shares; 2016Q1: 120,100 shares 120,100$767K1.12%-65,000
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 1,000 shares 1,000$763K1.12%newTimeline
PARRPAR PAC HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 70,982 shares; 2015Q2: 45,000 shares; 2015Q3: 40,000 shares; 2015Q4: 45,000 shares; 2016Q1: 40,000 shares 40,000$750K1.1%-5,000Timeline
COWEN GROUP INC-CLASS ACOWEN GROUP INC-CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 180,000 shares; 2015Q2: 205,000 shares; 2015Q3: 180,000 shares; 2015Q4: 180,000 shares; 2016Q1: 180,000 shares 180,000$686K1.01%0
INPHI CORPINPHI CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 45,000 shares; 2015Q2: 12,500 shares; 2015Q3: 30,500 shares; 2015Q4: 52,006 shares; 2016Q1: 20,000 shares 20,000$667K0.98%-32,006
OPKOPKO HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 85,000 shares; 2015Q2: 85,000 shares; 2015Q3: 55,000 shares; 2015Q4: 60,000 shares; 2016Q1: 60,000 shares 60,000$623K0.91%0Timeline
BOINGO WIRELESS INCBOINGO WIRELESS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 85,000 shares; 2015Q2: 89,400 shares; 2015Q3: 75,000 shares; 2015Q4: 70,000 shares; 2016Q1: 79,000 shares 79,000$610K0.89%+9,000
HONG KONG EXCHANGES & CLEAR…HONG KONG EXCHANGES & CLEARING LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 55,000 shares; 2015Q2: 65,487 shares; 2015Q3: not reported; 2015Q4: 35,000 shares; 2016Q1: 25,000 shares 25,000$602K0.88%-10,000The CUSIP as filed is malformed.
SINGAPORE EXCHANGE LTDSINGAPORE EXCHANGE LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 100,000 shares; 2015Q2: 100,000 shares; 2015Q3: 100,000 shares; 2015Q4: 100,000 shares; 2016Q1: 100,000 shares 100,000$590K0.87%0The CUSIP as filed is malformed.
NTCTNETSCOUT SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 25,000 shares 25,000$574K0.84%newTimeline
AAOIAPPLIED OPTOELECTRONICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 35,000 shares 35,000$522K0.77%newTimeline
IWSHWRIGHT INVESTORS SVCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 382,325 shares; 2015Q2: 382,325 shares; 2015Q3: 382,325 shares; 2015Q4: 382,325 shares; 2016Q1: 382,325 shares 382,325$512K0.75%0Timeline
BSXBOSTON SCIENTIFIC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 40,000 shares; 2015Q2: 40,110 shares; 2015Q3: 40,110 shares; 2015Q4: 35,110 shares; 2016Q1: 25,000 shares 25,000$470K0.69%-10,110Timeline
TEEKAY OFFSHORE PARTNERS LPTEEKAY OFFSHORE PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 45,900 shares; 2016Q1: 80,900 shares 80,900$459K0.67%+35,000
NEOPHOTONICS CORPNEOPHOTONICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 32,500 shares 32,500$456K0.67%new
FITBIT INCFITBIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 30,000 shares 30,000$455K0.67%new
HIGHLANDS BANKSHARESINC VA …HIGHLANDS BANKSHARESINC VA COM ST…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 93,510 shares; 2015Q3: 93,510 shares; 2015Q4: 93,510 shares; 2016Q1: 76,000 shares 76,000$418K0.61%-17,510
BANK OF AMERICA CORPORATIONBANK OF AMERICA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 100,000 shares; 2015Q2: 100,000 shares; 2015Q3: 100,000 shares; 2015Q4: 100,000 shares; 2016Q1: 100,000 shares 100,000$389K0.57%0
CORDIA BANCORP INCCORDIA BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 100,700 shares; 2015Q2: 100,100 shares; 2015Q3: 99,900 shares; 2015Q4: 99,000 shares; 2016Q1: 99,000 shares 99,000$387K0.57%0
BROADCOM LTDBROADCOM LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 2,500 shares 2,500$386K0.57%new
ONON SEMICONDUCTOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 35,000 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 40,000 shares 40,000$384K0.56%newTimeline
AV HOMES INCAV HOMES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,000 shares; 2015Q2: 10,000 shares; 2015Q3: 10,000 shares; 2015Q4: 25,000 shares; 2016Q1: 32,500 shares 32,500$369K0.54%+7,500
PACBPACIFIC BIOSCIENCES CALIF INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 65,000 shares; 2016Q1: 40,000 shares 40,000$340K0.5%-25,000Timeline
NWLNEWELL BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 7,500 shares 7,500$332K0.49%newTimeline
MCDMCDONALDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,000 shares; 2015Q2: 12,400 shares; 2015Q3: 12,400 shares; 2015Q4: 2,400 shares; 2016Q1: 2,400 shares 2,400$302K0.44%0Timeline
REPUBLIC AWYS HLDGS INCREPUBLIC AWYS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 150,000 shares 150,000$293K0.43%new
FNMASFEDERAL NATL MTG ASS 008250Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 105,000 shares; 2015Q2: 105,000 shares; 2015Q3: 100,000 shares; 2015Q4: 100,000 shares; 2016Q1: 95,000 shares 95,000$289K0.42%-5,000Timeline
NORDSTROM INCNORDSTROM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 5,000 shares 5,000$286K0.42%new
FARMFARMER BROS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 23,000 shares; 2015Q2: 23,000 shares; 2015Q3: 23,000 shares; 2015Q4: 17,500 shares; 2016Q1: 10,000 shares 10,000$279K0.41%-7,500Timeline
RICE ENERGY INCRICE ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 20,000 shares 20,000$279K0.41%new
JJSFJ & J SNACK FOODS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 2,500 shares 2,500$271K0.4%newTimeline
BXMTBLACKSTONE MORTGAGE TRUST INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 21,100 shares; 2015Q2: 32,950 shares; 2015Q3: 27,200 shares; 2015Q4: 22,200 shares; 2016Q1: 10,000 shares 10,000$269K0.39%-12,200Timeline
JP ENERGY PARTNERS LPJP ENERGY PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 50,000 shares 50,000$269K0.39%new
IBBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 1,500 shares; 2015Q4: not reported; 2016Q1: 1,000 shares 1,000$261K0.38%newTimeline
LVSLAS VEGAS SANDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 5,000 shares; 2015Q2: 5,000 shares; 2015Q3: not reported; 2015Q4: 5,000 shares; 2016Q1: 5,000 shares 5,000$258K0.38%0Timeline
MARVELL TECHNOLOGY GROUP LTDMARVELL TECHNOLOGY GROUP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 25,000 shares 25,000$258K0.38%new
SNYDERS LANCE INCSNYDERS LANCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 7,500 shares 7,500$236K0.35%new
ADIDAS AGADIDAS AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 5,000 shares; 2015Q2: 5,000 shares; 2015Q3: 4,000 shares; 2015Q4: 2,500 shares; 2016Q1: 2,000 shares 2,000$235K0.34%-500The CUSIP as filed is malformed.
SHUTTERFLY INCSHUTTERFLY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,000 shares; 2015Q2: 14,000 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 5,000 shares 5,000$232K0.34%new
CVGWCALAVO GROWERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 7,500 shares; 2015Q2: 5,000 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 4,000 shares 4,000$228K0.33%newTimeline
BEIERSDORF AGBEIERSDORF AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 5,000 shares; 2015Q2: 5,000 shares; 2015Q3: 5,000 shares; 2015Q4: 4,000 shares; 2016Q1: 2,500 shares 2,500$226K0.33%-1,500The CUSIP as filed is malformed.
LUBYS CAFETERIAS INC COMLUBYS CAFETERIAS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 55,000 shares; 2015Q2: 95,000 shares; 2015Q3: 57,058 shares; 2015Q4: 50,050 shares; 2016Q1: 45,000 shares 45,000$218K0.32%-5,050
RACKSPACE HOSTING INCRACKSPACE HOSTING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 10,000 shares 10,000$216K0.32%new
EXPRESS INCEXPRESS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 10,000 shares 10,000$214K0.31%new
BLMNBLOOMIN BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 12,500 shares 12,500$211K0.31%newTimeline
PTX 12 01AUG2020 144APTX 12 01AUG2020 144AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 250,000 shares 250,000$207K0.3%new
GENERAL MTRS COGENERAL MTRS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 97,507 shares; 2015Q2: 30,107 shares; 2015Q3: 20,107 shares; 2015Q4: 20,107 shares; 2016Q1: 15,107 shares 15,107$206K0.3%-5,000
ACRSACLARIS THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 13,000 shares; 2016Q1: 10,771 shares 10,771$204K0.3%-2,229Timeline
LINDBLAD EXPEDITIONS HLDGS ILINDBLAD EXPEDITIONS HLDGS IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 35,000 shares; 2015Q4: 85,105 shares; 2016Q1: 80,415 shares 80,415$204K0.3%-4,690
MDLZMONDELEZ INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,000 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 5,000 shares 5,000$201K0.29%newTimeline
Del Taco RestaurantsDel Taco RestaurantsQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 81,000 shares; 2015Q4: 75,000 shares; 2016Q1: 75,000 shares 75,000$194K0.28%0
HTBHOMETRUST BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,000 shares; 2015Q2: 10,000 shares; 2015Q3: 10,000 shares; 2015Q4: 10,000 shares; 2016Q1: 10,000 shares 10,000$183K0.27%0Timeline
JMP GROUP INCJMP GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 65,000 shares; 2015Q2: 65,000 shares; 2015Q3: 70,000 shares; 2015Q4: 40,000 shares; 2016Q1: 35,000 shares 35,000$183K0.27%-5,000
TAILORED BRANDS INCTAILORED BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 10,000 shares 10,000$179K0.26%new
CTRNCITI TRENDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 10,000 shares 10,000$178K0.26%newTimeline
FMCKJFEDERAL HOME LN MTGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 70,000 shares; 2015Q2: 70,000 shares; 2015Q3: 65,000 shares; 2015Q4: 60,000 shares; 2016Q1: 55,000 shares 55,000$171K0.25%-5,000Timeline
BOLSA A (MEX LISTING)BOLSA A (MEX LISTING)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 125,000 shares; 2015Q2: 125,000 shares; 2015Q3: 125,000 shares; 2015Q4: 125,000 shares; 2016Q1: 100,000 shares 100,000$171K0.25%-25,000The CUSIP as filed is malformed.
FNMAFEDERAL NATL MTG ASS 000000Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 75,000 shares; 2015Q2: 125,000 shares; 2015Q3: 125,000 shares; 2015Q4: 125,000 shares; 2016Q1: 120,000 shares 120,000$168K0.25%-5,000Timeline
CWSTCASELLA WASTE SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 25,000 shares; 2015Q2: 25,000 shares; 2015Q3: 25,000 shares; 2015Q4: 25,000 shares; 2016Q1: 25,000 shares 25,000$168K0.25%0Timeline
CASTLIGHT HEALTH INC CL BCASTLIGHT HEALTH INC CL BQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 30,000 shares; 2015Q2: 55,000 shares; 2015Q3: 40,000 shares; 2015Q4: 50,000 shares; 2016Q1: 50,000 shares 50,000$167K0.24%0
TWITTER INCTWITTER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 8,126 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 10,000 shares 10,000$166K0.24%new
ASCENA RETAIL GROUP INCASCENA RETAIL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 15,000 shares; 2015Q3: 10,000 shares; 2015Q4: not reported; 2016Q1: 15,000 shares 15,000$166K0.24%new
KERYX BIOPHARMACEUTICALSKERYX BIOPHARMACEUTICALSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 35,000 shares 35,000$163K0.24%new
IBNICICI BK LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 15,000 shares; 2015Q2: 15,000 shares; 2015Q3: 15,000 shares; 2015Q4: 20,000 shares; 2016Q1: 22,500 shares 22,500$161K0.24%+2,500Timeline
WIZARD WORLD INC COM STK RS…WIZARD WORLD INC COM STK RSTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 340,213 shares; 2015Q2: 340,213 shares; 2015Q3: 340,213 shares; 2015Q4: 340,213 shares; 2016Q1: 340,213 shares 340,213$153K0.22%0
WMI HOLDINGS CORPWMI HOLDINGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 175,000 shares; 2015Q2: 125,000 shares; 2015Q3: 125,000 shares; 2015Q4: 70,000 shares; 2016Q1: 65,000 shares 65,000$152K0.22%-5,000
ZIOPHARM ONCOLOGY INCZIOPHARM ONCOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 75,090 shares; 2015Q2: 28,408 shares; 2015Q3: not reported; 2015Q4: 10,045 shares; 2016Q1: 20,045 shares 20,045$149K0.22%+10,000
LAYNE CHRISTENSEN COLAYNE CHRISTENSEN COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 20,000 shares 20,000$144K0.21%new
INNOCOLL HLDGS PLCINNOCOLL HLDGS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 16,506 shares 16,506$142K0.21%new
CARDICA INCCARDICA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 40,000 shares 40,000$142K0.21%new
NOVADAQ TECHNOLOGIES INC CO…NOVADAQ TECHNOLOGIES INC COMMONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 30,000 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 12,500 shares 12,500$139K0.2%new
CALYCALLAWAY GOLF COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 35,000 shares; 2016Q1: 15,000 shares 15,000$137K0.2%-20,000Timeline
COGENTIX MED INC COMCOGENTIX MED INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 122,176 shares; 2015Q2: 122,176 shares; 2015Q3: 122,176 shares; 2015Q4: 122,176 shares; 2016Q1: 122,176 shares 122,176$134K0.2%0
NGNOVAGOLD RESOURCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 25,000 shares; 2015Q2: 75,000 shares; 2015Q3: 25,000 shares; 2015Q4: 25,000 shares; 2016Q1: 25,000 shares 25,000$126K0.18%0Timeline
OZ MINERALS LTD POST SPLITOZ MINERALS LTD POST SPLITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 30,000 shares; 2016Q1: 30,000 shares 30,000$116K0.17%0The CUSIP as filed is malformed.
Enzo Biochem IncEnzo Biochem IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 40,000 shares; 2016Q1: 25,000 shares 25,000$114K0.17%-15,000
INVENTURE FOODS INCINVENTURE FOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 20,000 shares 20,000$113K0.17%new
GLOBALSTAR INCGLOBALSTAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 50,000 shares; 2015Q2: 25,000 shares; 2015Q3: 50,000 shares; 2015Q4: 50,000 shares; 2016Q1: 75,000 shares 75,000$110K0.16%+25,000
CWGLCRIMSON WINE GROUP LTD. COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 40,000 shares; 2015Q2: 35,000 shares; 2015Q3: 35,000 shares; 2015Q4: 25,000 shares; 2016Q1: 12,500 shares 12,500$105K0.15%-12,500Timeline
S&W SEED COMPANY COMS&W SEED COMPANY COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 25,000 shares; 2015Q2: 25,000 shares; 2015Q3: 25,000 shares; 2015Q4: 22,500 shares; 2016Q1: 25,000 shares 25,000$105K0.15%+2,500
NEONEOGENOMICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 40,000 shares; 2015Q2: 40,000 shares; 2015Q3: 30,000 shares; 2015Q4: 25,000 shares; 2016Q1: 15,000 shares 15,000$101K0.15%-10,000Timeline
PRIMO WTR CORPPRIMO WTR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 10,000 shares 10,000$101K0.15%new
KLR ENERGY ACQUISITION CORPKLR ENERGY ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 10,000 shares 10,000$101K0.15%new
FULLSHARE HOLDINGS LIMITED …FULLSHARE HOLDINGS LIMITED (HOK L…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,500,000 shares; 2015Q2: 1,500,000 shares; 2015Q3: 950,000 shares; 2015Q4: 950,000 shares; 2016Q1: 400,000 shares 400,000$101K0.15%-550,000The CUSIP as filed is malformed.
CCORFCANACCORD FINANCIAL INC COM SHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 30,000 shares; 2015Q2: 25,000 shares; 2015Q3: 25,000 shares; 2015Q4: 35,000 shares; 2016Q1: 30,000 shares 30,000$92K0.13%-5,000Timeline
888 HOLDINGS PLC ORD 0.5P888 HOLDINGS PLC ORD 0.5PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 40,000 shares; 2015Q4: not reported; 2016Q1: 30,000 shares 30,000$92K0.13%new
PROFOUND MED CORPPROFOUND MED CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 100,000 shares; 2016Q1: 100,000 shares 100,000$89K0.13%0
Real Industry IncReal Industry IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 25,000 shares; 2015Q3: not reported; 2015Q4: 10,000 shares; 2016Q1: 10,000 shares 10,000$87K0.13%0
TRANSENTERIX INCTRANSENTERIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 10,000 shares; 2016Q1: 20,000 shares 20,000$85K0.12%+10,000
JP MORGAN PRIVATE EQUITY LI…JP MORGAN PRIVATE EQUITY LIMITED …Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 50,000 shares; 2015Q4: 90,000 shares; 2016Q1: 90,000 shares 90,000$83K0.12%0The CUSIP as filed is malformed.
ELIZABETH ARDEN INCELIZABETH ARDEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 10,000 shares 10,000$82K0.12%new
PRETIUM RESOURCES INCPRETIUM RESOURCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 15,000 shares 15,000$80K0.12%new
MNOVMEDICINOVA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 10,000 shares 10,000$73K0.11%newTimeline
TEEKAY TANKERS LTDTEEKAY TANKERS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 70,000 shares; 2015Q2: 20,000 shares; 2015Q3: 27,000 shares; 2015Q4: 23,500 shares; 2016Q1: 20,000 shares 20,000$73K0.11%-3,500
ARROWHEAD RESEARCH CORPARROWHEAD RESEARCH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 65,000 shares; 2015Q2: 55,000 shares; 2015Q3: 45,000 shares; 2015Q4: 40,000 shares; 2016Q1: 15,000 shares 15,000$72K0.11%-25,000
NZX LIMITED (NZE LISTING) (…NZX LIMITED (NZE LISTING) (POST S…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 157,500 shares; 2015Q2: 157,500 shares; 2015Q3: not reported; 2015Q4: 157,500 shares; 2016Q1: 100,000 shares 100,000$71K0.1%-57,500The CUSIP as filed is malformed.
BRADKEN LTDBRADKEN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 25,000 shares; 2015Q4: 45,000 shares; 2016Q1: 150,000 shares 150,000$70K0.1%+105,000The CUSIP as filed is malformed.
THERAPEUTICSMD INCTHERAPEUTICSMD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 30,000 shares; 2015Q3: 12,500 shares; 2015Q4: not reported; 2016Q1: 10,000 shares 10,000$64K0.09%new
BURSA MALAYSIA BHDBURSA MALAYSIA BHDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 35,000 shares; 2015Q2: 35,000 shares; 2015Q3: 35,000 shares; 2015Q4: 25,000 shares; 2016Q1: 25,000 shares 25,000$57K0.08%0The CUSIP as filed is malformed.
HEMISPHERE MEDIA GROUP INCHEMISPHERE MEDIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 72,500 shares 72,500$57K0.08%new
FIBROCELL SCIENCE INCFIBROCELL SCIENCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 50,000 shares; 2015Q2: 40,000 shares; 2015Q3: 20,100 shares; 2015Q4: 15,100 shares; 2016Q1: 20,000 shares 20,000$50K0.07%+4,900
Castle Brands IncCastle Brands IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 25,000 shares; 2015Q2: 25,000 shares; 2015Q3: 50,000 shares; 2015Q4: 50,000 shares; 2016Q1: 50,000 shares 50,000$47K0.07%0
ABILITY INC WTSABILITY INC WTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 90,000 shares; 2016Q1: 69,900 shares 69,900$44K0.06%-20,100
CHINA TECHFAITH WIRLS COMM TCHINA TECHFAITH WIRLS COMM TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 10,000 shares 10,000$43K0.06%new
ASSOCIATED BANC CORPASSOCIATED BANC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 20,480 shares; 2015Q2: 18,400 shares; 2015Q3: 18,300 shares; 2015Q4: 17,000 shares; 2016Q1: 17,000 shares 17,000$40K0.06%0
MPVDFMOUNTAIN PROV DIAMONDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 25,000 shares; 2015Q3: 25,000 shares; 2015Q4: 20,000 shares; 2016Q1: 10,000 shares 10,000$38K0.06%-10,000Timeline
Pure Technologies LtdPure Technologies LtdQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 30,000 shares; 2015Q2: 30,000 shares; 2015Q3: 10,000 shares; 2015Q4: 10,000 shares; 2016Q1: 10,000 shares 10,000$38K0.06%0
AWREAWARE INC MASSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,000 shares; 2015Q2: 10,000 shares; 2015Q3: 10,000 shares; 2015Q4: 10,000 shares; 2016Q1: 10,000 shares 10,000$37K0.05%0Timeline
WL ROSS HLDG CORPWL ROSS HLDG CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 75,000 shares 75,000$36K0.05%new
BANK OF AMERICA CORPBANK OF AMERICA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 175,000 shares; 2015Q2: 175,000 shares; 2015Q3: 175,000 shares; 2015Q4: 175,000 shares; 2016Q1: 175,000 shares 175,000$35K0.05%0
FORTRESS BIOTECH INCFORTRESS BIOTECH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 25,000 shares; 2015Q3: 20,000 shares; 2015Q4: 15,000 shares; 2016Q1: 10,000 shares 10,000$31K0.05%-5,000
BLUE BIRD CORP WARRANTS EXP…BLUE BIRD CORP WARRANTS EXP 01Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 30,000 shares 30,000$30K0.04%new
ALICORP S.A.-COMUNALICORP S.A.-COMUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 25,000 shares; 2015Q2: 25,000 shares; 2015Q3: 25,000 shares; 2015Q4: 15,000 shares; 2016Q1: 15,000 shares 15,000$27K0.04%0The CUSIP as filed is malformed.
RUBICON LIMITED NZDRUBICON LIMITED NZDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 150,000 shares; 2015Q2: 150,000 shares; 2015Q3: 150,000 shares; 2015Q4: 150,000 shares; 2016Q1: 150,000 shares 150,000$27K0.04%0
TCF FINANCIAL CORP-CW18TCF FINANCIAL CORP-CW18Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 15,100 shares; 2015Q2: 15,100 shares; 2015Q3: 15,100 shares; 2015Q4: 15,100 shares; 2016Q1: 15,100 shares 15,100$22K0.03%0
CATAPULT GROUP INTERNATIONALCATAPULT GROUP INTERNATIONALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 10,000 shares; 2016Q1: 10,000 shares 10,000$17K0.02%0
CURIS INCCURIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 76,608 shares; 2015Q2: 76,608 shares; 2015Q3: 40,000 shares; 2015Q4: 25,000 shares; 2016Q1: 10,000 shares 10,000$16K0.02%-15,000
EMISPHERE TECHNOLOGIES INC …EMISPHERE TECHNOLOGIES INC COM STKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 25,000 shares; 2015Q2: 25,000 shares; 2015Q3: 25,000 shares; 2015Q4: 25,000 shares; 2016Q1: 25,000 shares 25,000$16K0.02%0
CEL SCI CORPCEL SCI CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 100,000 shares; 2015Q2: 100,000 shares; 2015Q3: 100,000 shares; 2015Q4: 100,000 shares; 2016Q1: 100,000 shares 100,000$16K0.02%0
SANOFISANOFIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 100,000 shares; 2015Q2: 150,000 shares; 2015Q3: 125,000 shares; 2015Q4: 125,000 shares; 2016Q1: 125,000 shares 125,000$14K0.02%0
AGUAS ANDINAS A ORDAGUAS ANDINAS A ORDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 50,000 shares; 2015Q2: 50,000 shares; 2015Q3: 50,000 shares; 2015Q4: 25,000 shares; 2016Q1: 25,000 shares 25,000$14K0.02%0The CUSIP as filed is malformed.
MABVAX THERAPEUTICS HOLDING…MABVAX THERAPEUTICS HOLDINGS, INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 50,000 shares; 2015Q3: 66,000 shares; 2015Q4: 20,000 shares; 2016Q1: 20,000 shares 20,000$14K0.02%0
BOLSA DE VALOR. COP1BOLSA DE VALOR. COP1Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,058,500 shares; 2015Q2: 2,058,500 shares; 2015Q3: 2,058,500 shares; 2015Q4: 2,058,500 shares; 2016Q1: 2,058,500 shares 2,058,500$12K0.02%0The CUSIP as filed is malformed.
IMMUNE PHARMACEUTICALS INCIMMUNE PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 35,000 shares; 2015Q2: 35,000 shares; 2015Q3: 35,000 shares; 2015Q4: 35,000 shares; 2016Q1: 25,000 shares 25,000$11K0.02%-10,000
ELECTRUM SPL ACQUISITION CORELECTRUM SPL ACQUISITION CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 50,000 shares; 2016Q1: 50,000 shares 50,000$10K0.01%0
LABSTYLE INNOVATIONS CORPLABSTYLE INNOVATIONS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 10,000 shares 10,000$10K0.01%new
DYNAVOX INCDYNAVOX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 150,000 shares; 2015Q2: 150,000 shares; 2015Q3: 150,000 shares; 2015Q4: 150,000 shares; 2016Q1: 150,000 shares 150,000$7K0.01%0
KBS FASHION GROUP LTD WRNTKBS FASHION GROUP LTD WRNTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 237,500 shares; 2015Q2: 237,500 shares; 2015Q3: 237,500 shares; 2015Q4: 237,500 shares; 2016Q1: 237,500 shares 237,500$7K0.01%0
OPEXA THERAPEUTICS INCOPEXA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 60,200 shares; 2015Q4: 60,200 shares; 2016Q1: 60,200 shares 60,200$4K0.01%0
CITIGROUP INCCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 25,000 shares; 2015Q2: 25,000 shares; 2015Q3: 25,000 shares; 2015Q4: 25,000 shares; 2016Q1: 25,000 shares 25,000$3K<0.01%0
LUNA GOLD CORP VANCOUVER COMLUNA GOLD CORP VANCOUVER COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 25,000 shares; 2015Q2: 25,000 shares; 2015Q3: 25,000 shares; 2015Q4: 25,000 shares; 2016Q1: 25,000 shares 25,000$3K<0.01%0
GLORI ENERGY INC WARRANTS E…GLORI ENERGY INC WARRANTS EXPIRESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 227,900 shares; 2015Q2: 227,900 shares; 2015Q3: 227,900 shares; 2015Q4: 227,900 shares; 2016Q1: 227,900 shares 227,900$3K<0.01%0
ANDINA ACQUISITION CORP-RTSANDINA ACQUISITION CORP-RTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 12,500 shares 12,500$3K<0.01%newThe CUSIP as filed is malformed.
MONITISE PLC (UKM LISTING)MONITISE PLC (UKM LISTING)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 100,000 shares; 2015Q2: 50,000 shares; 2015Q3: 50,900 shares; 2015Q4: 50,900 shares; 2016Q1: 50,900 shares 50,900$2K<0.01%0The CUSIP as filed is malformed.
SAEXPLORATION HLDGS INC WAR…SAEXPLORATION HLDGS INC WARRANTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 35,000 shares; 2015Q2: 35,000 shares; 2015Q3: 35,000 shares; 2015Q4: 35,000 shares; 2016Q1: 35,000 shares 35,000$2K<0.01%0
ZAP COM STKZAP COM STKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 32,500 shares; 2015Q2: 32,500 shares; 2015Q3: 32,500 shares; 2015Q4: 32,500 shares; 2016Q1: 32,500 shares 32,500$2K<0.01%0
KINDER MORGAN INC DELKINDER MORGAN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 100,000 shares; 2015Q2: 100,000 shares; 2015Q3: 25,000 shares; 2015Q4: 25,000 shares; 2016Q1: 25,000 shares 25,000$1K<0.01%0
ANTRIM ENERGY INC COMANTRIM ENERGY INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 75,000 shares; 2015Q2: 75,000 shares; 2015Q3: 75,000 shares; 2015Q4: 75,000 shares; 2016Q1: 75,000 shares 75,000$1K<0.01%0
HDVYHEALTH DISCOVERY CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 25,000 shares; 2015Q2: 25,000 shares; 2015Q3: 25,000 shares; 2015Q4: 25,000 shares; 2016Q1: 25,000 shares 25,000$1K<0.01%0Timeline
SIONIX CORPSIONIX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 200,000 shares; 2015Q2: 200,000 shares; 2015Q3: 200,000 shares; 2015Q4: 200,000 shares; 2016Q1: 200,000 shares 200,000$1K<0.01%0
OPTIONABLE INC COM STKOPTIONABLE INC COM STKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 70,000 shares; 2015Q2: 70,000 shares; 2015Q3: 70,000 shares; 2015Q4: 70,000 shares; 2016Q1: 70,000 shares 70,000$1K<0.01%0
SFX ENTMT INCSFX ENTMT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 15,000 shares; 2015Q2: 15,000 shares; 2015Q3: 15,000 shares; 2015Q4: 15,000 shares; 2016Q1: 15,000 shares 15,000$1K<0.01%0
RIT TECHNOLOGIES LTDRIT TECHNOLOGIES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 12,500 shares; 2015Q2: 12,500 shares; 2015Q3: 12,500 shares; 2015Q4: 12,500 shares; 2016Q1: 12,500 shares 12,500$1K<0.01%0
URALS ENERGY PUBLIC LTD (UK…URALS ENERGY PUBLIC LTD (UKM LIST…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 25,000 shares; 2015Q3: 25,000 shares; 2015Q4: 25,000 shares; 2016Q1: 25,000 shares 25,000$1K<0.01%0
ANDINA ACQUISITION CORP-CWANDINA ACQUISITION CORP-CWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 12,500 shares 12,500$1K<0.01%newThe CUSIP as filed is malformed.
U.S. GLOBAL NANOSPACE INCU.S. GLOBAL NANOSPACE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 275,000 shares; 2015Q2: 275,000 shares; 2015Q3: not reported; 2015Q4: 275,000 shares; 2016Q1: 275,000 shares 275,000$00%0Value filed as zero, left out of ratios.
TGLOTHEGLOBE.COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 100,000 shares; 2015Q2: 100,000 shares; 2015Q3: not reported; 2015Q4: 100,000 shares; 2016Q1: 100,000 shares 100,000$00%0Value filed as zero, left out of ratios.Timeline
CITIGROUP INCCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 50,000 shares; 2015Q2: 50,000 shares; 2015Q3: 50,000 shares; 2015Q4: 50,000 shares; 2016Q1: 50,000 shares 50,000$00%0Value filed as zero, left out of ratios.
Mera Pharmaceuticals IncMera Pharmaceuticals IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 200,000 shares; 2015Q2: 200,000 shares; 2015Q3: not reported; 2015Q4: 200,000 shares; 2016Q1: 200,000 shares 200,000$00%0Value filed as zero, left out of ratios.
INDIA GLOBALIZATION CAP INCINDIA GLOBALIZATION CAP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 157,798 shares; 2015Q2: 157,798 shares; 2015Q3: 157,798 shares; 2015Q4: 157,798 shares; 2016Q1: 157,798 shares 157,798$00%0Value filed as zero, left out of ratios.
RLJ Entertainment Inc. Wt …RLJ Entertainment Inc. Wt ExpQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 100,000 shares; 2015Q2: 100,000 shares; 2015Q3: 100,000 shares; 2015Q4: 100,000 shares; 2016Q1: 100,000 shares 100,000$00%0Value filed as zero, left out of ratios.
U-SWIRL INC COM STKU-SWIRL INC COM STKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 15,000 shares; 2015Q2: 15,000 shares; 2015Q3: 15,000 shares; 2015Q4: 15,000 shares; 2016Q1: 15,000 shares 15,000$00%0Value filed as zero, left out of ratios.
WORLD HEALTH ENERGY HLDGS I…WORLD HEALTH ENERGY HLDGS INC COM…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 150,000 shares; 2015Q2: 150,000 shares; 2015Q3: not reported; 2015Q4: 150,000 shares; 2016Q1: 150,000 shares 150,000$00%0Value filed as zero, left out of ratios.
ZANN CORP COM STKZANN CORP COM STKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 25,000 shares; 2015Q2: 25,000 shares; 2015Q3: not reported; 2015Q4: 25,000 shares; 2016Q1: 25,000 shares 25,000$00%0Value filed as zero, left out of ratios.
GROWERS DIRECT COFFEE CO STKGROWERS DIRECT COFFEE CO STKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 25,000 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 25,000 shares; 2016Q1: 25,000 shares 25,000$00%0Value filed as zero, left out of ratios.
IGENE BIOTECHNOLOGY INC COM…IGENE BIOTECHNOLOGY INC COM STKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 100,000 shares; 2015Q2: 100,000 shares; 2015Q3: not reported; 2015Q4: 100,000 shares; 2016Q1: 100,000 shares 100,000$00%0Value filed as zero, left out of ratios.
MERCATOR MINERALS LTDMERCATOR MINERALS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,000 shares; 2015Q2: not reported; 2015Q3: 10,000 shares; 2015Q4: 10,000 shares; 2016Q1: 10,000 shares 10,000$00%0Value filed as zero, left out of ratios.
XG TECHNOLOGY INCXG TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,000 shares; 2015Q2: 10,000 shares; 2015Q3: 10,000 shares; 2015Q4: 10,000 shares; 2016Q1: 10,000 shares 10,000$00%0Value filed as zero, left out of ratios.
PATHFINDER MINERALS PLC GBP…PATHFINDER MINERALS PLC GBP0.001Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 30,000 shares 30,000$00%newValue filed as zero, left out of ratios.The CUSIP as filed is malformed.
Piraeus Bank SA (GRE LISTIN…Piraeus Bank SA (GRE LISTING)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 75,000 shares; 2015Q2: 75,000 shares; 2015Q3: 75,000 shares; 2015Q4: 75,000 shares; 2016Q1: 75,000 shares 75,000$00%0Value filed as zero, left out of ratios.The CUSIP as filed is malformed.
RMG NETWORKS HOLDING CORPRMG NETWORKS HOLDING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 35,000 shares; 2015Q2: 35,000 shares; 2015Q3: 35,000 shares; 2015Q4: 35,000 shares; 2016Q1: 35,000 shares 35,000$00%0Value filed as zero, left out of ratios.
ALPHA BANK WARRANT (GRE LIS…ALPHA BANK WARRANT (GRE LISTING)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 75,000 shares; 2015Q2: 75,000 shares; 2015Q3: 75,000 shares; 2015Q4: 75,000 shares; 2016Q1: 75,000 shares 75,000$00%0Value filed as zero, left out of ratios.The CUSIP as filed is malformed.
GALENA BIOPHARMA INCWTS EXP…GALENA BIOPHARMA INCWTS EXP 03/18…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 26,410 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 26,410 shares 26,410$00%newValue filed as zero, left out of ratios.

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
SPYSTATE STR SPDR S&P 500 ETF T SHSput12,500$2.57Mnew
HIMXHIMAX TECHNOLOGIES INC ADRput90,000$1.01Mnew
OPKOPKO HEALTH INC COMcall30,000$312Knew
BACBANK OF AMER CORP COMcall20,000$270K-10,000
TWITTER INCTWITTER INC COMcall12,500$207Knew
STILLWATER MINING COSTILLWATER MINING CO COMcall10,000$107Knew
Plains Group Hldgs LPPlains Group Hldgs LP UT LTD PTNRcall10,000$87K0
PACBPACIFIC BIOSCIENCES CALIF IN Stockcall10,000$85Knew
COWEN GROUP INC-CLASS ACOWEN GROUP INC-CLASS A CL Acall20,000$76K-20,000

Sold out in Q1 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
BILL 01/07/16BILL 01/07/1664,000,000$64Mprincipal
Bank of AmericaBank of America2,507,548$42.2Mshares
IBMINTERNATIONAL BUSINESS MACHS20,000$2.75Mcall
AVESIS INCORPORATEDAVESIS INCORPORATED147,700$2.25Mshares
LINKEDIN CORPLINKEDIN CORP6,000$1.35Mshares
AMAZON.COM INCAMAZON.COM INC1,500$1.01Mshares
COLBCOLUMBIA BKG SYS INC25,000$813Kshares
MUMICRON TECHNOLOGY INC50,000$708Kshares
LKFTLAKEFRONT BIOTHERAPEUTICS NV11,000$692Kshares
CATCATERPILLAR INC10,000$680Kcall
ACADACADIA PHARMACEUTICALS INC17,500$624Kshares
WMTWALMART INC10,000$613Kshares
SPLUNK INCSPLUNK INC10,000$588Kshares
CCITIGROUP INC10,000$518Kcall
HESS CORPHESS CORP10,000$485Kcall
TOWNTOWNEBANK PORTSMOUTH VA22,500$470Kshares
KRNYKEARNY FINL CORP MD35,000$443Kshares
UFIUNIFI INC15,000$422Kshares
SHAKSHAKE SHACK INC10,500$416Kshares
BLUEBIRD BIO INCBLUEBIRD BIO INC6,300$405Kshares
OPHTHOTECH CORPOPHTHOTECH CORP5,000$393Kshares
CRMSALESFORCE INC5,000$392Kshares
AERIE PHARMACEUTICALS INCAERIE PHARMACEUTICALS INC16,000$390Kshares
SOFTBANK CORPSOFTBANK CORP7,500$382Kshares
BBBLACKBERRY LTD35,000$325Kshares
AUSTRALIAN STOCK EXCHANGE S…AUSTRALIAN STOCK EXCHANGE SHS10,000$310Kshares
TEEKAY CORPORATIONTEEKAY CORPORATION30,000$296Kshares
WSBFWATERSTONE FINL INC MD20,000$282Kshares
BENEFICIAL BANCORP INCBENEFICIAL BANCORP INC20,000$266Kshares
ISTRINVESTAR HOLDING CORP15,000$264Kshares
SMGSCOTTS MIRACLE-GRO CO4,000$258Kshares
WHITEWAVE FOODS COMPANYWHITEWAVE FOODS COMPANY6,500$253Kshares
DIAMOND FOODS INCDIAMOND FOODS INC6,500$251Kshares
DECKDECKERS OUTDOOR CORP5,000$236Kshares
ZZILLOW GROUP INC10,000$235Kshares
EXASEXACT SCIENCES CORP25,000$231Kshares
PTX 12 01AUG2020 144APTX 12 01AUG2020 144A250,000$230Kprincipal
BBTBEACON FINANCIAL CORP.7,500$218Kshares
INVESTORS BANCORP, INC.INVESTORS BANCORP, INC.17,500$218Kshares
ACORDA THERAPEUTICS INCACORDA THERAPEUTICS INC5,000$214Kshares
FNWBFIRST NORTHWEST BANCORP15,000$212Kshares
BOINGO WIRELESS INCBOINGO WIRELESS INC30,000$199Kcall
EXASEXACT SCIENCES CORP20,000$185Kcall
INFOBLOX INCINFOBLOX INC10,000$184Kshares
KATE SPADE &amp; COMPANYKATE SPADE &amp; COMPANY10,000$178Kshares
Lion BiotechnologiesLion Biotechnologies20,000$154Kshares
CLIFTON BANCORP INCCLIFTON BANCORP INC10,000$143Kshares
MERIDIAN BANCORP INC MDMERIDIAN BANCORP INC MD10,000$141Kshares
COTT CORP QUECOTT CORP QUE12,500$137Kshares
ACTGACACIA RESH CORP30,000$129Kshares
CRAFT BREW ALLIANCE INCCRAFT BREW ALLIANCE INC14,000$117Kshares
888 HOLDINGS PLC ORD 0.5P888 HOLDINGS PLC ORD 0.5P40,000$108Kshares
FOLDAMICUS THERAPEUTIC10,000$97Kshares
CALYCALLAWAY GOLF CO10,000$94Kcall
BBBLACKBERRY LTD10,000$93Kcall
BLACK DIAMOND INCBLACK DIAMOND INC20,000$88Kcall
EXCO RESOURCES INCEXCO RESOURCES INC71,000$88Kshares
SUPERVALU INCSUPERVALU INC13,000$88Kshares
STKLSUNOPTA INC12,535$86Kshares
BM&F BOVESPA SABM&F BOVESPA SA25,000$69Kshares
REEDS INC COMREEDS INC COM12,500$67Kshares
EDGIO INCEDGIO INC45,000$66Kshares
HANSEN MEDICAL INC COM NEWHANSEN MEDICAL INC COM NEW25,000$58Kshares
ZYNGA INC.ZYNGA INC.20,000$54Kshares
AMBER ROAD INCAMBER ROAD INC10,000$51Kshares
HLTOYHELLENIC TELECOMM ORG ADS(RP1/10,000$50Kshares
PERFORMANT HEALTHCARE INCPERFORMANT HEALTHCARE INC25,000$45Kshares
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC10,000$41Kshares
CORBUS PHARMACEUTICALS HLDGSCORBUS PHARMACEUTICALS HLDGS25,000$41Kshares
GLDDGREAT LAKES DREDGE & DOCK CO10,000$40Kcall
APPSDIGITAL TURBINE INC25,000$33Kshares
RIGEL PHARMACEUTICALS INCRIGEL PHARMACEUTICALS INC10,000$30Kshares
HOVNANIAN ENTPR INCHOVNANIAN ENTPR INC15,000$27Kshares
POLYMET MINING CORPPOLYMET MINING CORP30,000$24Kshares
COCRYSTAL PHARMA INCCOCRYSTAL PHARMA INC25,000$22Kshares
PHOSCAN CHEMICAL CORPPHOSCAN CHEMICAL CORP40,000$8Kshares
ANDINA ACQUISITION CORP IIANDINA ACQUISITION CORP II12,500$3Kshares
APPLOVIN CORP CLASS AAPPLOVIN CORP CLASS A100,000$2Kshares
ANDINA ACQUISITION CORP IIANDINA ACQUISITION CORP II12,500$1Kshares
SPYGLASS RES CORP COMSPYGLASS RES CORP COM45,500$0shares
CENTRAL WIRELESS INC COM STKCENTRAL WIRELESS INC COM STK660,000$0shares
PATHFINDER MINERALS PLC GBP…PATHFINDER MINERALS PLC GBP0.00130,000$0shares

How Q1 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001019056-16-001301 base2016-05-09acceptance time not in the bulk data set