13F-HR filed by Geduld E E
Geduld E E filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-08, with 167 holding rows worth $76,029,000.
- Accession
- 0001019056-16-001467
- Filer
- CIK 1352107
- Filed
- 2016-08-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 169 entries on the cover page, a total value of $76,029,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $76,029,000 with VALUE read as thousands by filing date, 13F file number 028-11643. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Bank of America Corp | 060505104 | COM | 2,491,048 | $33,056,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 10,000 | $2,095,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 20,000 | $1,471,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,002 | $1,433,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 36,068 | $1,390,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 50,000 | $1,169,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 5,000 | $1,061,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 10,000 | $1,034,000 | thousands by filing date | call |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 400,000 | $944,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 65,000 | $940,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 19,000 | $911,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 95,000 | $887,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 50,000 | $824,000 | thousands by filing date | call |
| 38259p508 | COM | 1,170 | $823,000 | thousands by filing date | ||
| HERITAGE OAKS BANCORP | 42724R107 | COM | 90,400 | $718,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 80,000 | $714,000 | thousands by filing date | |
| HK EXCHANGES & CLEARING ORD | 572993GA5 | COM | 25,415 | $615,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 99,000 | $589,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 25,110 | $587,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 10,000 | $578,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 18,000 | $577,000 | thousands by filing date | |
| SINGAPORE EXCHANGE LTD | 6303866 | COMMON | 100,000 | $565,000 | thousands by filing date | The CUSIP as filed is malformed. |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 180,000 | $533,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 42,500 | $521,000 | thousands by filing date | |
| CORDIA BANCORP INC | 218513109 | COM | 99,000 | $499,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 15,000 | $487,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 25,000 | $477,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 17,200 | $476,000 | thousands by filing date | |
| Fannie Mae | 313586752 | PREF STK | 105,000 | $469,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 9,800 | $424,000 | thousands by filing date | |
| WRIGHT INVESTORS SVC | 982345100 | COM | 382,325 | $421,000 | thousands by filing date | |
| BRITISH LAND CO PLC | 110999109 | COM | 50,000 | $402,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505260 | COMMON STOCK | 15,000 | $391,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 2,500 | $389,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 25,000 | $384,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,000 | $373,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 33,000 | $368,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 30,000 | $367,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 100,000 | $348,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 40,050 | $338,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 35,000 | $334,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 45,100 | $333,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 25,000 | $332,000 | thousands by filing date | call |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 10,000 | $325,000 | thousands by filing date | call |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 17,500 | $323,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 25,000 | $323,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 10,000 | $321,000 | thousands by filing date | |
| FEDERAL HOME LN MTG CORP PFD 8.375 NCM | 313400624 | Preferred | 70,000 | $312,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 10,000 | $304,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 33,000 | $291,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,400 | $289,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 10,000 | $279,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 20,000 | $275,000 | thousands by filing date | call |
| UNIFI INC | 904677200 | COM NEW | 10,000 | $272,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 4,000 | $268,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 25,000 | $268,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 23,000 | $259,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W206 | UNIT 12/31/2021T | 25,000 | $251,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 20,000 | $245,000 | thousands by filing date | call |
| NEWELL BRANDS INC COM | 651229106 | Stock | 5,000 | $243,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 120,000 | $240,000 | thousands by filing date | |
| HIGHLANDS BANKSHARESINC VA COM STK RSTD | 4308939D1 | COM | 73,490 | $239,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 245,671 | $236,000 | thousands by filing date | |
| BEIERSDORF AG | 5107401 | COM | 2,500 | $235,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 45,000 | $226,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 30,000 | $211,000 | thousands by filing date | |
| PTX 12 01AUG2020 144A | 71426VAC2 | BOND 12% 8/01/2020 | 250,000 | $207,000 | thousands by filing date | principal |
| UNDER ARMOUR INC | 904311107 | CL A | 5,000 | $201,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 50,000 | $201,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 50,000 | $198,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 25,000 | $196,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 15,000 | $196,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 35,000 | $190,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 25,000 | $183,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 25,000 | $182,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 10,000 | $179,000 | thousands by filing date | |
| FULLSHARE HOLDINGS LIMITED (HOK LISTING) | BSVXB88 | COM | 400,000 | $177,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CALLON PETE CO DEL | 13123X102 | COM | 15,000 | $168,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 50,000 | $167,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219117 | *W EXP 07/08/202 | 84,522 | $166,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 15,107 | $158,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 15,000 | $153,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 25,000 | $153,000 | thousands by filing date | |
| BOLSA A (MEX LISTING) | B39VVF6 | COM | 100,000 | $153,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Enzo Biochem Inc | 294100102 | Common Stock | 25,000 | $149,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 15,000 | $148,000 | thousands by filing date | |
| INNOCOLL HLDGS PLC | G4783X105 | SHS | 26,506 | $146,000 | thousands by filing date | |
| WIZARD WORLD INC COM STK RSTD | 97751C9B8 | COM | 340,213 | $146,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 20,000 | $144,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 18,000 | $141,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B106 | COM | 125,000 | $140,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 60,000 | $133,000 | thousands by filing date | |
| BRADKEN LTD | B013SX6 | COM | 175,000 | $130,000 | thousands by filing date | The CUSIP as filed is malformed. |
| OZ MINERALS LTD POST SPLIT | 6397825 | COM | 30,000 | $126,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Micron Technology,Inc. | 595112103 | COM | 10,000 | $123,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 15,000 | $122,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 15,000 | $121,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 10,000 | $119,000 | thousands by filing date | call |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 70,102 | $119,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 10,000 | $113,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 25,000 | $112,000 | thousands by filing date | |
| CANACCORD FINANCIAL D | 134801109 | COMMON | 30,000 | $112,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 25,000 | $109,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 25,000 | $108,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 22,500 | $107,000 | thousands by filing date | |
| CRIMSON WINE GROUP LTD COM | 22662X100 | COM | 12,500 | $105,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 10,000 | $105,000 | thousands by filing date | |
| KLR ENERGY ACQUISITION CORP | 49877M207 | UNIT 12/31/2020 | 10,000 | $101,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 23,500 | $96,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 10,000 | $94,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 30,000 | $91,000 | thousands by filing date | |
| JP MORGAN PRIVATE EQUITY LIMITED (UKM LI | B07V0H2 | COM | 90,000 | $87,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Lion Biotechnologies | 53619R102 | COM | 10,000 | $81,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 150,000 | $77,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 10,000 | $74,000 | thousands by filing date | call |
| NUVECTRA CORP | 67075N108 | COM | 10,000 | $74,000 | thousands by filing date | |
| NZX LIMITED (NZE LISTING) (POST SPLIT) | 6623155 | COM | 100,000 | $71,000 | thousands by filing date | The CUSIP as filed is malformed. |
| 888 HOLDINGS PLC ORD 0.5P | B0L4LM9 | COM | 25,000 | $68,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 20,000 | $60,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC | 42365Q111 | WRT | 119,900 | $60,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 25,000 | $59,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 10,000 | $57,000 | thousands by filing date | |
| ALPHA BANK AE EUR0.3(REV SPLIT) | BZ1MXR7 | COM | 30,000 | $54,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BURSA MALAYSIA BHD | B06FV38 | COM | 25,000 | $53,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Pure Technologies Ltd | 745915108 | COM | 10,000 | $45,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 10,000 | $43,000 | thousands by filing date | |
| BLUE BIRD CORP WARRANTS EXP 01 | 095306114 | com | 38,200 | $42,000 | thousands by filing date | |
| HENNESSY CAP ACQUISITION COR | 42588J118 | *W EXP 07/28/202 | 62,500 | $39,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 50,000 | $37,000 | thousands by filing date | |
| RLJ Entertainment Inc. Wt Exp | 74965F112 | WARRANT | 100,000 | $36,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 45,000 | $31,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 125,000 | $30,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 25,000 | $30,000 | thousands by filing date | |
| ALICORP S.A.-COMUN | 2162834 | COM | 15,000 | $29,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 10,000 | $27,000 | thousands by filing date | |
| ENERGY TRANSFER EQUITY | 633643804 | COM | 127,333 | $27,000 | thousands by filing date | |
| RUBICON LIMITED NZD | 572993ZM8 | COM | 150,000 | $26,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 35,000 | $24,000 | thousands by filing date | |
| ASSOCIATED BANC CORP | 045487113 | WTS | 17,000 | $24,000 | thousands by filing date | |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 13,400 | $24,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 25,000 | $23,000 | thousands by filing date | |
| CATAPULT GROUP INTERNATIONAL | Q2096R103 | COM | 10,000 | $23,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 15,100 | $21,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 10,000 | $16,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424207 | SPON ADR NEW | 10,000 | $16,000 | thousands by filing date | |
| CEL SCI CORP | 150837177 | *W EXP 10/11/201 | 100,000 | $15,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 175,000 | $14,000 | thousands by filing date | |
| AGUAS ANDINAS A ORD | 2311238 | COM | 25,000 | $14,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EMISPHERE TECHNOLOGIES INC COM STK | 291345106 | COM | 20,000 | $14,000 | thousands by filing date | |
| BOLSA DE VALOR. COP1 | B24FPF4 | COM | 2,058,500 | $13,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 50,000 | $12,000 | thousands by filing date | |
| LABSTYLE INNOVATIONS CORP | 50544T112 | *W EXP 03/08/202 | 10,000 | $11,000 | thousands by filing date | |
| MABVAX THERAPEUTICS HOLDINGS, INC. | 55414P108 | COMMON STOCK | 20,000 | $11,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 25,000 | $10,000 | thousands by filing date | |
| ABILITY INC WTS | G8789K116 | W EXP 12/17/2018 | 67,500 | $10,000 | thousands by filing date | |
| EUROBANK ERGASIAS SA( GRE LISTING ) | BYZ43T4 | COM | 16,000 | $10,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Katanga Mining Ltd | 485847107 | COM | 75,130 | $8,000 | thousands by filing date | |
| KBS FASHION GROUP LTD WRNT | Y46002112 | W EXP 1/22/2018 | 237,500 | $7,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 75,000 | $4,000 | thousands by filing date | |
| LUNA GOLD CORP VANCOUVER COM | 550344303 | COM | 25,000 | $4,000 | thousands by filing date | |
| PIRAEUS BANK SA (EUR.30) | BYWKR93 | COM | 25,000 | $4,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GLORI ENERGY INC WARRANTS EXPIRES | 379606114 | W EXP 4/19/2017 | 227,900 | $3,000 | thousands by filing date | |
| ANTRIM ENERGY INC COM | 037243102 | COM | 75,000 | $2,000 | thousands by filing date | |
| MONITISE PLC (UKM LISTING) | B1YMRB8 | COM | 50,900 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ANDINA ACQUISITION CORP II | G0441P120 | RIGHT 09/01/2017 | 12,500 | $2,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P138 | *W EXP 11/23/202 | 12,500 | $1,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001019056-16-001467 | this filing | 2016-08-08 | acceptance time not in the bulk data set |