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13F-HR filed by Geduld E E

Geduld E E filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-09, with 182 holding rows worth $72,929,000.

Accession
0001019056-16-001301
Filed
2016-05-09
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q1 2016

A holdings report, 184 entries on the cover page, a total value of $72,929,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $72,929,000 with VALUE read as thousands by filing date, 13F file number 028-11643. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
Bank of America Corp060505104COM2,491,048$33,679,000thousands by filing date
SPY78462F103SHS12,500$2,569,000thousands by filing dateput
HERITAGE OAKS BANCORP42724R107COM189,500$1,476,000thousands by filing date
META PLATFORMS INC CL A30303M102COM10,000$1,141,000thousands by filing date
HIMAX TECHNOLOGIES INC SPONSORED ADR43289P106ADR90,000$1,012,000thousands by filing dateput
LADENBURG THALMANN FINANCIAL50575Q102COM400,000$1,000,000thousands by filing date
TOOTSIE ROLL INDS INC890516107COM28,271$988,000thousands by filing date
ATLANTIC CAP BANCSHARES INC048269203COM65,000$906,000thousands by filing date
Amazon.com, Inc023135106COM1,500$890,000thousands by filing date
MELLANOX TECHNOLOGIES LTDM51363113COMMON STOCK15,000$815,000thousands by filing date
Bristol-Myers Squibb Company110122108COM12,500$799,000thousands by filing date
DENNYS CORP24869P104COM75,000$777,000thousands by filing date
ARIAD PHARMACEUTICALS INC04033A100COM120,100$767,000thousands by filing date
Alphabet Inc. Reg. Shares A02079K305COM1,000$763,000thousands by filing date
PAR PAC HOLDINGS INC69888T207COM NEW40,000$750,000thousands by filing date
COWEN GROUP INC-CLASS A223622101CL A180,000$686,000thousands by filing date
INPHI CORP45772F107COM20,000$667,000thousands by filing date
OPKO HEALTH INC68375N103COM60,000$623,000thousands by filing date
BOINGO WIRELESS INC09739C102COM79,000$610,000thousands by filing date
HONG KONG EXCHANGES & CLEARING LTD6267359 COMMON25,000$602,000thousands by filing dateThe CUSIP as filed is malformed.
SINGAPORE EXCHANGE LTD6303866 COMMON100,000$590,000thousands by filing dateThe CUSIP as filed is malformed.
NETSCOUT SYS INC64115T104COM25,000$574,000thousands by filing date
APPLIED OPTOELECTRONICS INC03823U102COM35,000$522,000thousands by filing date
WRIGHT INVESTORS SVC982345100COM382,325$512,000thousands by filing date
Boston Scientific Corporation101137107COM25,000$470,000thousands by filing date
TEEKAY OFFSHORE PARTNERS LPY8565J101COMMON STOCK80,900$459,000thousands by filing date
NEOPHOTONICS CORP64051T100COM32,500$456,000thousands by filing date
FITBIT INC33812L102CL A30,000$455,000thousands by filing date
HIGHLANDS BANKSHARESINC VA COM STK RSTD4308939D1COM76,000$418,000thousands by filing date
BANK OF AMERICA CORPORATION060505146*W EXP 01/16/201100,000$389,000thousands by filing date
CORDIA BANCORP INC218513109COM99,000$387,000thousands by filing date
BROADCOM LTDY09827109SHS2,500$386,000thousands by filing date
ON SEMICONDUCTOR CORP COM682189105Stock40,000$384,000thousands by filing date
AV HOMES INC00234P102COM32,500$369,000thousands by filing date
PACIFIC BIOSCIENCES CALIF INC COM69404D108Stock40,000$340,000thousands by filing date
NEWELL BRANDS INC COM651229106Stock7,500$332,000thousands by filing date
OPKO HEALTH INC68375N103COM30,000$312,000thousands by filing datecall
McDonalds Corporation580135101COM2,400$302,000thousands by filing date
REPUBLIC AWYS HLDGS INC760276105COM150,000$293,000thousands by filing date
Fannie Mae313586752PREF STK95,000$289,000thousands by filing date
NORDSTROM INC655664100COM5,000$286,000thousands by filing date
FARMER BROS CO307675108COM10,000$279,000thousands by filing date
RICE ENERGY INC762760106COM20,000$279,000thousands by filing date
J & J SNACK FOODS CORP COM466032109Stock2,500$271,000thousands by filing date
Bank of America Corp060505104COM20,000$270,000thousands by filing datecall
BLACKSTONE MORTGAGE TRUST INC COM CL A09257W100REIT10,000$269,000thousands by filing date
JP ENERGY PARTNERS LP46643C109UNT REPST LTD50,000$269,000thousands by filing date
ISHARES TR464287556ISHARES BIOTECH1,000$261,000thousands by filing date
LAS VEGAS SANDS CORP COM517834107Stock5,000$258,000thousands by filing date
MARVELL TECHNOLOGY GROUP LTDG5876H105ORD25,000$258,000thousands by filing date
SNYDERS LANCE INC833551104COM7,500$236,000thousands by filing date
ADIDAS AG4031976 COM2,000$235,000thousands by filing dateThe CUSIP as filed is malformed.
SHUTTERFLY INC82568P304COM5,000$232,000thousands by filing date
CALAVO GROWERS INC128246105COM4,000$228,000thousands by filing date
BEIERSDORF AG5107401 COM2,500$226,000thousands by filing dateThe CUSIP as filed is malformed.
LUBYS CAFETERIAS INC COM549282101COM45,000$218,000thousands by filing date
RACKSPACE HOSTING INC750086100COM10,000$216,000thousands by filing date
EXPRESS INC30219E103COMMON STOCK10,000$214,000thousands by filing date
BLOOMIN BRANDS INC094235108COM12,500$211,000thousands by filing date
TWITTER INC90184L102COM12,500$207,000thousands by filing datecall
PTX 12 01AUG2020 144A71426VAC2BOND 12% 8/01/2020250,000$207,000thousands by filing date
GENERAL MTRS CO37045V126*W EXP 07/10/20115,107$206,000thousands by filing date
ACLARIS THERAPEUTICS INC COM00461U105Stock10,771$204,000thousands by filing date
LINDBLAD EXPEDITIONS HLDGS I535219117*W EXP 07/08/20280,415$204,000thousands by filing date
Mondelez International,Inc. Class A609207105COM5,000$201,000thousands by filing date
Del Taco Restaurants245496112W EXP 06/30/20275,000$194,000thousands by filing date
HOMETRUST BANCSHARES INC437872104COMMON STOCK10,000$183,000thousands by filing date
JMP GROUP INC46629U107COMMON STOCK35,000$183,000thousands by filing date
TAILORED BRANDS INC87403A107COM10,000$179,000thousands by filing date
CITI TRENDS INC17306X102COMMON STOCK10,000$178,000thousands by filing date
FEDERAL HOME LN MTG CORP PFD 8.375 NCM313400624Preferred55,000$171,000thousands by filing date
BOLSA A (MEX LISTING)B39VVF6 COM100,000$171,000thousands by filing dateThe CUSIP as filed is malformed.
FEDERAL NATL MTG ASSN313586109COM120,000$168,000thousands by filing date
CASELLA WASTE SYS INC147448104CL A25,000$168,000thousands by filing date
CASTLIGHT HEALTH INC CL B14862Q100Stock50,000$167,000thousands by filing date
TWITTER INC90184L102COM10,000$166,000thousands by filing date
ASCENA RETAIL GROUP INC04351G101COM15,000$166,000thousands by filing date
KERYX BIOPHARMACEUTICALS492515101COMMON STOCK35,000$163,000thousands by filing date
ICICI BANK LIMITED ADR45104G104ADR22,500$161,000thousands by filing date
WIZARD WORLD INC COM STK RSTD97751C9B8COM340,213$153,000thousands by filing date
WMI HOLDINGS CORP92936P100COMMON65,000$152,000thousands by filing date
ZIOPHARM ONCOLOGY INC98973P101COM20,045$149,000thousands by filing date
LAYNE CHRISTENSEN CO521050104COM20,000$144,000thousands by filing date
INNOCOLL HLDGS PLCG4783X105SHS16,506$142,000thousands by filing date
CARDICA INC14141R309COM NEW40,000$142,000thousands by filing date
NOVADAQ TECHNOLOGIES INC COMMON66987G102COM12,500$139,000thousands by filing date
CALLAWAY GOLF CO131193104COM15,000$137,000thousands by filing date
COGENTIX MED INC COM19243A104Stock122,176$134,000thousands by filing date
NOVAGOLD RESOURCES INC66987E206COM NEW25,000$126,000thousands by filing date
OZ MINERALS LTD POST SPLIT6397825 COM30,000$116,000thousands by filing dateThe CUSIP as filed is malformed.
Enzo Biochem Inc294100102Common Stock25,000$114,000thousands by filing date
INVENTURE FOODS INC461212102COM20,000$113,000thousands by filing date
GLOBALSTAR INC378973408COM75,000$110,000thousands by filing date
STILLWATER MINING CO86074Q102COM10,000$107,000thousands by filing datecall
CRIMSON WINE GROUP LTD COM22662X100COM12,500$105,000thousands by filing date
S&W SEED COMPANY COM785135104COM25,000$105,000thousands by filing date
NEOGENOMICS INC64049M209COM NEW15,000$101,000thousands by filing date
PRIMO WTR CORP74165N105COM10,000$101,000thousands by filing date
KLR ENERGY ACQUISITION CORP49877M207UNIT 12/31/202010,000$101,000thousands by filing date
FULLSHARE HOLDINGS LIMITED (HOK LISTING)BSVXB88 COM400,000$101,000thousands by filing dateThe CUSIP as filed is malformed.
CANACCORD FINANCIAL D134801109COMMON30,000$92,000thousands by filing date
888 HOLDINGS PLC ORD 0.5P993315EP1COM30,000$92,000thousands by filing date
PROFOUND MED CORP74319B106COM100,000$89,000thousands by filing date
Plains Group Hldgs LP72651A108UT LTD PTNR10,000$87,000thousands by filing datecall
Real Industry Inc75601w104CS10,000$87,000thousands by filing date
PACIFIC BIOSCIENCES CALIF INC COM69404D108Stock10,000$85,000thousands by filing datecall
TRANSENTERIX INC89366M201COM NEW20,000$85,000thousands by filing date
JP MORGAN PRIVATE EQUITY LIMITED (UKM LIB07V0H2 COM90,000$83,000thousands by filing dateThe CUSIP as filed is malformed.
ELIZABETH ARDEN INC28660G106COM10,000$82,000thousands by filing date
PRETIUM RESOURCES INC74139C102COMMON STOCK-FO15,000$80,000thousands by filing date
COWEN GROUP INC-CLASS A223622101CL A20,000$76,000thousands by filing datecall
MEDICINOVA INC58468P206COM NEW10,000$73,000thousands by filing date
TEEKAY TANKERS LTDY8565N102CL A20,000$73,000thousands by filing date
ARROWHEAD RESEARCH CORP042797209COM15,000$72,000thousands by filing date
NZX LIMITED (NZE LISTING) (POST SPLIT)6623155 COM100,000$71,000thousands by filing dateThe CUSIP as filed is malformed.
BRADKEN LTDB013SX6 COM150,000$70,000thousands by filing dateThe CUSIP as filed is malformed.
THERAPEUTICSMD INC88338N107COM10,000$64,000thousands by filing date
BURSA MALAYSIA BHDB06FV38 COM25,000$57,000thousands by filing dateThe CUSIP as filed is malformed.
HEMISPHERE MEDIA GROUP INC42365Q111WRT72,500$57,000thousands by filing date
FIBROCELL SCIENCE INC315721209COM NEW20,000$50,000thousands by filing date
Castle Brands Inc148435100COM50,000$47,000thousands by filing date
ABILITY INC WTSG8789K116W EXP 12/17/201869,900$44,000thousands by filing date
CHINA TECHFAITH WIRLS COMM T169424207SPON ADR NEW10,000$43,000thousands by filing date
ASSOCIATED BANC CORP045487113WTS17,000$40,000thousands by filing date
MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #260794862426E402Equities10,000$38,000thousands by filing date
Pure Technologies Ltd745915108COM10,000$38,000thousands by filing date
AWARE INC MASS05453N100CMN10,000$37,000thousands by filing date
WL ROSS HLDG CORP92939D112WARRANT75,000$36,000thousands by filing date
BANK OF AMERICA CORP060505153CMN175,000$35,000thousands by filing date
FORTRESS BIOTECH INC34960Q109COM10,000$31,000thousands by filing date
BLUE BIRD CORP WARRANTS EXP 01095306114com30,000$30,000thousands by filing date
ALICORP S.A.-COMUN2162834 COM15,000$27,000thousands by filing dateThe CUSIP as filed is malformed.
RUBICON LIMITED NZD572993ZM8COM150,000$27,000thousands by filing date
TCF FINANCIAL CORP-CW18872275128WTS15,100$22,000thousands by filing date
CATAPULT GROUP INTERNATIONALQ2096R103COM10,000$17,000thousands by filing date
CURIS INC231269101COM10,000$16,000thousands by filing date
EMISPHERE TECHNOLOGIES INC COM STK291345106COM25,000$16,000thousands by filing date
CEL SCI CORP150837177*W EXP 10/11/201100,000$16,000thousands by filing date
SANOFI80105N113COMMON STOCK-FO125,000$14,000thousands by filing date
AGUAS ANDINAS A ORD2311238 COM25,000$14,000thousands by filing dateThe CUSIP as filed is malformed.
MABVAX THERAPEUTICS HOLDINGS, INC.55414P108COMMON STOCK20,000$14,000thousands by filing date
BOLSA DE VALOR. COP1B24FPF4 COM2,058,500$12,000thousands by filing dateThe CUSIP as filed is malformed.
IMMUNE PHARMACEUTICALS INC45254C101COM25,000$11,000thousands by filing date
ELECTRUM SPL ACQUISITION CORG3105C112*W EXP 06/16/20250,000$10,000thousands by filing date
LABSTYLE INNOVATIONS CORP50544T112*W EXP 03/08/20210,000$10,000thousands by filing date
DYNAVOX INC26817F104CL A150,000$7,000thousands by filing date
KBS FASHION GROUP LTD WRNTY46002112W EXP 1/22/2018237,500$7,000thousands by filing date
OPEXA THERAPEUTICS INC68372T129*W EXP 04/13/20160,200$4,000thousands by filing date
CITIGROUP INC172967226WARRANT25,000$3,000thousands by filing date
LUNA GOLD CORP VANCOUVER COM550344303COM25,000$3,000thousands by filing date
GLORI ENERGY INC WARRANTS EXPIRES379606114W EXP 4/19/2017227,900$3,000thousands by filing date
ANDINA ACQUISITION CORP-RTSBYVTM63 RIGHT 09/01/201712,500$3,000thousands by filing dateThe CUSIP as filed is malformed.
MONITISE PLC (UKM LISTING)B1YMRB8 COM50,900$2,000thousands by filing dateThe CUSIP as filed is malformed.
SAEXPLORATION HLDGS INC WARRANTS78636X113W EXP 06/24/201635,000$2,000thousands by filing date
ZAP COM STK98912M201COM32,500$2,000thousands by filing date
KINDER MORGAN INC DEL49456B119*W EXP 05/25/20125,000$1,000thousands by filing date
ANTRIM ENERGY INC COM037243102COM75,000$1,000thousands by filing date
Health Discovery Corp42218r100com25,000$1,000thousands by filing date
SIONIX CORP829400100COM200,000$1,000thousands by filing date
OPTIONABLE INC COM STK684006109COM70,000$1,000thousands by filing date
SFX ENTMT INC784178303COM15,000$1,000thousands by filing date
RIT TECHNOLOGIES LTDM8215Q128*W EXP 12/01/20112,500$1,000thousands by filing date
URALS ENERGY PUBLIC LTD (UKM LISTING)993314IU9COM25,000$1,000thousands by filing date
ANDINA ACQUISITION CORP-CWBYVTM52 W EXP 9/1/202212,500$1,000thousands by filing dateThe CUSIP as filed is malformed.
U.S. GLOBAL NANOSPACE INC91729J107COM275,000$0thousands by filing dateValue filed as zero, left out of ratios.
International Paper Company88335R101Common Stock100,000$0thousands by filing dateValue filed as zero, left out of ratios.
CITIGROUP INC172967234*W EXP 10/28/20150,000$0thousands by filing dateValue filed as zero, left out of ratios.
Mera Pharmaceuticals Inc58732r103COM200,000$0thousands by filing dateValue filed as zero, left out of ratios.
INDIA GLOBALIZATION CAP INC45408X118W EXP 03/06/201157,798$0thousands by filing dateValue filed as zero, left out of ratios.
RLJ Entertainment Inc. Wt Exp74965F112WARRANT100,000$0thousands by filing dateValue filed as zero, left out of ratios.
U-SWIRL INC COM STK90349P105COM15,000$0thousands by filing dateValue filed as zero, left out of ratios.
WORLD HEALTH ENERGY HLDGS INC COM STK98148H109COM150,000$0thousands by filing dateValue filed as zero, left out of ratios.
ZANN CORP COM STK98906U300COM25,000$0thousands by filing dateValue filed as zero, left out of ratios.
GROWERS DIRECT COFFEE CO STK399849108COM25,000$0thousands by filing dateValue filed as zero, left out of ratios.
IGENE BIOTECHNOLOGY INC COM STK451695100COM100,000$0thousands by filing dateValue filed as zero, left out of ratios.
MERCATOR MINERALS LTD587582107COM10,000$0thousands by filing dateValue filed as zero, left out of ratios.
XG TECHNOLOGY INC98372A408*W EXP 03/26/20110,000$0thousands by filing dateValue filed as zero, left out of ratios.
PATHFINDER MINERALS PLC GBP0.001BYY0JQ2 COM30,000$0thousands by filing dateValue filed as zero, left out of ratios.The CUSIP as filed is malformed.
Piraeus Bank SA (GRE LISTING)BBPJ9W3 COM75,000$0thousands by filing dateValue filed as zero, left out of ratios.The CUSIP as filed is malformed.
RMG NETWORKS HOLDING CORP74966K110COM35,000$0thousands by filing dateValue filed as zero, left out of ratios.
ALPHA BANK WARRANT (GRE LISTING)BB22G24 W EXP 12/26/201775,000$0thousands by filing dateValue filed as zero, left out of ratios.The CUSIP as filed is malformed.
GALENA BIOPHARMA INCWTS EXP 03/18/2020363256132W EXP 3/18/202026,410$0thousands by filing dateValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001019056-16-001301this filing2016-05-09acceptance time not in the bulk data set