Forty4 Asset Management LLC
Follow13F filer, CIK 1561322, CHICAGO, IL
Forty4 Asset Management LLC reported $286,177,000 across 398 holdings for the quarter ended 2013-06-30, in a 13F-HR filed 2013-08-12. Its ten largest share positions make up 53.25% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-13-001358
- Period
- 2013-06-30
- Reported value
- $286M
- Holdings
- 398
- Top 10 weight
- 53.25%
- New
- Sold out
Back to all 144 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| SPYSTATE STR SPDR S&P 500 ETF T SHS | put | 961,000 | $2.6M | |
| ALPHA NATURAL RESOURCES INCALPHA NATURAL RESOURCES INC COM | put | 1,231,000 | $2.59M | |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | call | 725,900 | $1.95M | |
| ALCOA INCALCOA INC COM | put | 1,924,700 | $1.78M | |
| Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETF COM | put | 287,000 | $638K | |
| PHMPULTE GROUP INC Stock | put | 250,000 | $546K | |
| XLESELECT SECTOR SPDR TR SHS | put | 235,200 | $464K | |
| XLBSELECT SECTOR SPDR TR SBI MATERIALS | put | 232,600 | $432K | |
| RYLAND GROUP INCRYLAND GROUP INC COM | put | 243,200 | $429K | |
| ARCELORMITTAL FUNSPONSORED …ARCELORMITTAL FUNSPONSORED ADR 1 … COM | put | 106,200 | $384K | |
| ALCOA INCALCOA INC COM | call | 1,072,100 | $373K | |
| TATA MTRS LTDTATA MTRS LTD SPONSORED ADR | put | 81,800 | $356K | |
| PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser COM | put | 156,600 | $339K | |
| BBYBEST BUY INC Stock | call | 30,300 | $314K | |
| MSMORGAN STANLEY COM | put | 227,000 | $302K | |
| TOLTOLL BROTHERS INC Stock | call | 202,800 | $298K | |
| DRIDARDEN RESTAURANTS INC Stock | put | 100,000 | $298K | |
| NDAQNASDAQ INC Stock | call | 73,500 | $290K | |
| CNOOC LIMITEDCNOOC LIMITED SPONSORED ADR | put | 58,100 | $274K | |
| XMESPDR SERIES TRUST SHS | put | 79,900 | $266K | |
| IPINTERNATIONAL PAPER CO Stock | put | 121,500 | $265K | |
| SANDRIDGE ENERGY INCSANDRIDGE ENERGY INC COM | put | 336,600 | $252K | |
| RYLAND GROUP INCRYLAND GROUP INC COM | call | 132,400 | $241K | |
| EWYISHARES INC MSCI STH KOR ETF | call | 85,400 | $189K | |
| Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETF COM | call | 126,500 | $187K | |
| CONSOL ENERGY INCCONSOL ENERGY INC COM | put | 20,900 | $186K | |
| WYNNWYNN RESORTS LTD COM | put | 45,000 | $185K | |
| YAMANA GOLD INCYAMANA GOLD INC COM | put | 116,800 | $185K | |
| MLCOMELCO RESORTS AND ENTMNT LTD ADR | put | 90,000 | $171K | |
| LOWLOWES COS INC COM | put | 124,000 | $169K | |
| VALEVALE S A SPONSORED ADS | put | 406,300 | $167K | |
| EBAYEBAY INC. Stock | put | 108,500 | $166K | |
| AAPLAPPLE INC COM | put | 4,500 | $156K | |
| MURMURPHY OIL CORP Stock | put | 50,500 | $152K | |
| GLDSPDR GOLD TR GOLD SHS | put | 10,000 | $150K | |
| MSIMOTOROLA SOLUTIONS INC Stock | put | 60,700 | $141K | |
| MSFTMICROSOFT CORP COM | put | 288,000 | $140K | |
| MSFTMICROSOFT CORP COM | call | 127,300 | $133K | |
| DHID R HORTON INC Stock | put | 78,400 | $133K | |
| FLSFLOWSERVE CORP COM | put | 45,000 | $133K | |
| NDAQNASDAQ INC Stock | put | 129,100 | $132K | |
| KMIKINDER MORGAN INC DEL Stock | put | 51,400 | $124K | |
| MPCMARATHON PETE CORP Stock | put | 16,800 | $124K | |
| JAMES RIVER COAL COJAMES RIVER COAL CO COM | put | 83,900 | $122K | |
| GTGOODYEAR TIRE & RUBR CO COM | call | 43,400 | $121K | |
| CHINA PETROLEUM AND CHEMICA…CHINA PETROLEUM AND CHEMICAL-A SPON ADR H SHS | call | 27,500 | $120K | |
| TOLTOLL BROTHERS INC Stock | put | 159,800 | $118K | |
| BACBANK OF AMER CORP COM | put | 251,300 | $115K | |
| ETNEATON CORP PLC COM | put | 49,400 | $111K | |
| TMOTHERMO FISHER SCIENTIFIC INC COM | put | 60,700 | $110K | |
| U S G CORPU S G CORP COM NEW | put | 21,500 | $106K | |
| IWMISHARES TR SHS | put | 50,000 | $105K | |
| BUDANHEUSER BUSCH INBEV SA NV ADR | put | 29,000 | $104K | |
| ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP COM | put | 59,700 | $104K | |
| EWAISHARES INC MSCI AUST ETF | put | 263,500 | $99K | |
| BACBANK OF AMER CORP COM | call | 183,300 | $97K | |
| URIUNITED RENTALS INC Stock | put | 20,400 | $97K | |
| E M C CORP MASSE M C CORP MASS COM | put | 69,200 | $97K | |
| CORE LABORATORIES N VCORE LABORATORIES N V COM | put | 24,700 | $96K | |
| CNOOC LIMITEDCNOOC LIMITED SPONSORED ADR | call | 21,100 | $94K | |
| CAMERON INTERNATIONAL CORPCAMERON INTERNATIONAL CORP COM | put | 22,800 | $93K | |
| ABBVABBVIE INC COM | put | 55,200 | $92K | |
| MRKMERCK & CO INC COM | put | 86,600 | $90K | |
| EWYISHARES INC MSCI STH KOR ETF | put | 167,500 | $86K | |
| HALHALLIBURTON CO Stock | put | 76,100 | $85K | |
| ALPHA NATURAL RESOURCES INCALPHA NATURAL RESOURCES INC COM | call | 205,800 | $83K | |
| VMCVULCAN MATLS CO Stock | put | 14,000 | $81K | |
| PHPARKER-HANNIFIN CORP Stock | put | 21,700 | $77K | |
| XHBSPDR SERIES TRUST SHS | put | 42,300 | $75K | |
| UNITED STATES OIL FUND LPUNITED STATES OIL FUND LP UNITS | put | 85,000 | $71K | |
| CREDIT SUISSE GROUP-ADRCREDIT SUISSE GROUP-ADR SPONSORED ADR | put | 39,400 | $67K | |
| EMNEASTMAN CHEM CO Stock | put | 22,300 | $66K | |
| ATWOOD OCEANICS INCATWOOD OCEANICS INC COM | put | 27,200 | $66K | |
| XLESELECT SECTOR SPDR TR SHS | call | 91,800 | $65K | |
| CMICUMMINS INC Stock | put | 9,400 | $64K | |
| KSSKOHLS CORP COM | put | 58,300 | $63K | |
| FCXFREEPORT MCMORAN INC Stock | call | 65,700 | $62K | |
| KSSKOHLS CORP COM | call | 18,000 | $59K | |
| STILLWATER MINING COSTILLWATER MINING CO COM | put | 42,700 | $59K | |
| UBS AGUBS AG SHS | put | 50,000 | $58K | |
| TMOTHERMO FISHER SCIENTIFIC INC COM | call | 13,100 | $57K | |
| BIDUBAIDU INC ADR | put | 19,800 | $57K | |
| HOSHORNBECK OFFSHORE SERVICES I Stock | put | 57,400 | $57K | |
| L-3 COMMUNICATIONS HLDGS INCL-3 COMMUNICATIONS HLDGS INC COM | call | 15,500 | $56K | |
| BP PRUDHOE BAY RTY TRBP PRUDHOE BAY RTY TR TRUS | put | 46,100 | $56K | |
| EBAYEBAY INC. Stock | call | 50,600 | $55K | |
| ABBNYABB LTD-SPON ADR SPONSORED ADR | put | 88,300 | $53K | |
| SEADRILL ORDSEADRILL ORD COM | put | 63,700 | $52K | |
| BENFRANKLIN TEMPLETON INC Stock | call | 21,000 | $51K | |
| ALTERA CORPALTERA CORP COM | call | 35,500 | $51K | |
| EFAISHARES TR MSCI EAFE ETF | put | 55,000 | $50K | |
| COMPANHIA DE BEBIDAS DAS AMECOMPANHIA DE BEBIDAS DAS AME SPON ADR PFD | put | 65,400 | $50K | |
| CONTINENTAL RES INCCONTINENTAL RES INC COM | put | 34,400 | $49K | |
| AON PLCAON PLC SHS CL A | put | 55,900 | $49K | |
| MURMURPHY OIL CORP Stock | call | 13,900 | $48K | |
| NATIONAL OILWELL VARCO INCNATIONAL OILWELL VARCO INC COM | put | 22,200 | $48K | |
| FCXFREEPORT MCMORAN INC Stock | put | 108,900 | $47K | |
| AMPAMERIPRISE FINL INC Stock | put | 31,600 | $47K | |
| YUMYUM BRANDS INC Stock | put | 13,400 | $46K | |
| AMZNAMAZON COM INC COM | put | 14,500 | $45K | |
| EWAISHARES INC MSCI AUST ETF | call | 119,200 | $45K | |
| COMPANHIA DE BEBIDAS DAS AMECOMPANHIA DE BEBIDAS DAS AME SPON ADR PFD | call | 34,800 | $45K | |
| LYBLYONDELLBASELL INDUSTRIES NV Stock | put | 22,900 | $43K | |
| RIORIO TINTO PLC ADR | put | 17,700 | $43K | |
| ALTISOURCE PORTFOLIO SOLNS SALTISOURCE PORTFOLIO SOLNS S REG SHS | put | 12,500 | $43K | |
| ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP COM | call | 5,400 | $42K | |
| UNITED STATES OIL FUND LPUNITED STATES OIL FUND LP UNITS | call | 85,000 | $42K | |
| KINDRED HEALTHCARE INCKINDRED HEALTHCARE INC COM | call | 37,600 | $41K | |
| KMIKINDER MORGAN INC DEL Stock | call | 30,600 | $40K | |
| MOALTRIA GROUP INC COM | put | 34,000 | $39K | |
| BPOPPOPULAR INC COM NEW | call | 24,400 | $39K | |
| AXIALL CORPAXIALL CORP COM | put | 19,000 | $39K | |
| AMZNAMAZON COM INC COM | call | 5,000 | $38K | |
| LYBLYONDELLBASELL INDUSTRIES NV Stock | call | 25,300 | $38K | |
| DELPHI AUTOMOTIVE PLCDELPHI AUTOMOTIVE PLC COMMON STOCK-FO | call | 23,400 | $38K | |
| PEABODY ENERGY CORPPEABODY ENERGY CORP COM | put | 100,000 | $36K | |
| VALEVALE S A SPONSORED ADS | call | 198,200 | $35K | |
| SCCOSOUTHERN COPPER CORP COM | put | 10,300 | $35K | |
| DRIDARDEN RESTAURANTS INC Stock | call | 20,000 | $34K | |
| HCP INCHCP INC COM | put | 20,100 | $34K | |
| AETNA INC NEWAETNA INC NEW COM | call | 51,200 | $34K | |
| PETROCHINA CO LTD ADRPETROCHINA CO LTD ADR SPONSORED ADR | call | 4,900 | $32K | |
| CONTINENTAL RES INCCONTINENTAL RES INC COM | call | 11,700 | $32K | |
| L-3 COMMUNICATIONS HLDGS INCL-3 COMMUNICATIONS HLDGS INC COM | put | 22,500 | $32K | |
| DANDANA INC COM | put | 89,300 | $31K | |
| HALHALLIBURTON CO Stock | call | 51,400 | $30K | |
| WYNNWYNN RESORTS LTD COM | call | 11,500 | $30K | |
| Rentech Nitrogen Partners, …Rentech Nitrogen Partners, LP LTD | put | 11,000 | $30K | |
| EOGEOG RES INC Stock | put | 10,000 | $29K | |
| LENLENNAR CORP Stock | put | 11,300 | $29K | |
| PHMPULTE GROUP INC Stock | call | 172,600 | $28K | |
| BENFRANKLIN TEMPLETON INC Stock | put | 7,000 | $27K | |
| ARCELORMITTAL FUNSPONSORED …ARCELORMITTAL FUNSPONSORED ADR 1 … COM | call | 35,700 | $27K | |
| CURRENCYSHS JAPANESE YEN TRCURRENCYSHS JAPANESE YEN TR JAPANESE YEN | put | 12,100 | $27K | |
| ROCKET COMPANIES CLA A CLAS…ROCKET COMPANIES CLA A CLASS A COM | call | 2,500 | $26K | |
| DANDANA INC COM | call | 32,400 | $25K | |
| DELPHI AUTOMOTIVE PLCDELPHI AUTOMOTIVE PLC COMMON STOCK-FO | put | 61,500 | $25K | |
| ROCKET COMPANIES CLA A CLAS…ROCKET COMPANIES CLA A CLASS A COM | put | 12,400 | $25K | |
| ENERPLUS CORPENERPLUS CORP COM | put | 23,000 | $25K | |
| BROADCOM CORPBROADCOM CORP CL A | put | 60,100 | $25K | |
| SWIFT ENERGY COSWIFT ENERGY CO COM | put | 12,300 | $25K | |
| MSMORGAN STANLEY COM | call | 80,400 | $24K | |
| MSIMOTOROLA SOLUTIONS INC Stock | call | 15,100 | $24K | |
| BP PRUDHOE BAY RTY TRBP PRUDHOE BAY RTY TR TRUS | call | 11,500 | $24K | |
| XLFSELECT SECTOR SPDR TR SHS | put | 108,600 | $23K | |
| APOLLO GROUP INCAPOLLO GROUP INC CL A | put | 60,000 | $23K | |
| MRKMERCK & CO INC COM | call | 42,300 | $22K | |
| HUNHUNTSMAN CORP COM | put | 13,300 | $21K | |
| SEADRILL ORDSEADRILL ORD COM | call | 27,200 | $21K | |
| NAVISTAR INTERNATIONALNAVISTAR INTERNATIONAL COMMON STOCK | put | 10,600 | $20K | |
| ALTERA CORPALTERA CORP COM | put | 47,900 | $20K | |
| PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser COM | call | 87,100 | $19K | |
| AGCOAGCO CORP COM | put | 7,200 | $18K | |
| LAZARD LTD-CLASS ALAZARD LTD-CLASS A SHS A | put | 12,800 | $18K | |
| TENNECO INCTENNECO INC COM | put | 16,200 | $18K | |
| CORE LABORATORIES N VCORE LABORATORIES N V COM | call | 5,500 | $18K | |
| HARMAN INTL INDS INCHARMAN INTL INDS INC COM | put | 21,200 | $18K | |
| LRR ENERGY LPLRR ENERGY LP COMMON STOCK | put | 26,600 | $17K | |
| PEABODY ENERGY CORPPEABODY ENERGY CORP COM | call | 35,000 | $17K | |
| MTHMERITAGE HOMES CORP Stock | call | 15,500 | $16K | |
| CHINA PETROLEUM AND CHEMICA…CHINA PETROLEUM AND CHEMICAL-A SPON ADR H SHS | put | 28,600 | $16K | |
| AON PLCAON PLC SHS CL A | call | 35,000 | $16K | |
| AGOASSURED GUARANTY LTD Stock | put | 20,600 | $15K | |
| BIDUBAIDU INC ADR | call | 10,000 | $15K | |
| LOWLOWES COS INC COM | call | 31,800 | $14K | |
| CDECOEUR MNG INC Stock | put | 15,700 | $14K | |
| CHINA LIFE INSURANCE CO-ADRCHINA LIFE INSURANCE CO-ADR SPON ADR REP H | put | 14,400 | $14K | |
| GDGENERAL DYNAMICS CORP Stock | put | 10,100 | $13K | |
| EFAISHARES TR MSCI EAFE ETF | call | 20,000 | $13K | |
| REYNOLDS AMERICAN INCREYNOLDS AMERICAN INC COMMON STOCK | put | 21,500 | $13K | |
| YUMYUM BRANDS INC Stock | call | 10,000 | $12K | |
| MLCOMELCO RESORTS AND ENTMNT LTD ADR | call | 43,900 | $12K | |
| BROADCOM CORPBROADCOM CORP CL A | call | 20,000 | $12K | |
| FUEL SYS SOLUTIONS INCFUEL SYS SOLUTIONS INC COM | put | 34,400 | $12K | |
| AMPAMERIPRISE FINL INC Stock | call | 25,400 | $11K | |
| WHITING PETE CORP NEWWHITING PETE CORP NEW COM | put | 11,200 | $11K | |
| ABBVABBVIE INC COM | call | 24,800 | $10K | |
| GTGOODYEAR TIRE & RUBR CO COM | put | 51,900 | $10K | |
| KINDRED HEALTHCARE INCKINDRED HEALTHCARE INC COM | put | 129,900 | $10K | |
| SANCHEZ ENERGY CORPSANCHEZ ENERGY CORP COMMON STOCK | call | 10,200 | $10K | |
| CONSOL ENERGY INCCONSOL ENERGY INC COM | call | 12,500 | $10K | |
| PENNEY J C INCPENNEY J C INC COM | put | 32,200 | $10K | |
| ESINQITT EDUCATIONAL SERVICES INC COM | put | 11,900 | $10K | |
| EOGEOG RES INC Stock | call | 1,800 | $8K | |
| EMNEASTMAN CHEM CO Stock | call | 10,000 | $8K | |
| MTHMERITAGE HOMES CORP Stock | put | 14,900 | $8K | |
| BPOPPOPULAR INC COM NEW | put | 45,400 | $8K | |
| PETROCHINA CO LTD ADRPETROCHINA CO LTD ADR SPONSORED ADR | put | 17,500 | $8K | |
| SANCHEZ ENERGY CORPSANCHEZ ENERGY CORP COMMON STOCK | put | 60,400 | $8K | |
| AMERICAN RAILCAR INDUSTRIESAMERICAN RAILCAR INDUSTRIES COMMON STOCK | put | 31,700 | $8K | |
| AXIALL CORPAXIALL CORP COM | call | 11,800 | $8K | |
| PBIPITNEY BOWES INC Stock | put | 12,000 | $7K | |
| XLBSELECT SECTOR SPDR TR SBI MATERIALS | call | 89,700 | $7K | |
| EWHISHARES INC MSCI HONG KG ETF | call | 13,000 | $7K | |
| KKR & CO LPKKR & CO LP COMMON STOCK | call | 7,700 | $7K | |
| IPINTERNATIONAL PAPER CO Stock | call | 32,600 | $6K | |
| UNITED STATES STL CORP NEWUNITED STATES STL CORP NEW COM | put | 2,200 | $6K | |
| EWHISHARES INC MSCI HONG KG ETF | put | 28,700 | $6K | |
| KKR & CO LPKKR & CO LP COMMON STOCK | put | 19,300 | $6K | |
| REYNOLDS AMERICAN INCREYNOLDS AMERICAN INC COMMON STOCK | call | 15,400 | $6K | |
| SANDRIDGE ENERGY INCSANDRIDGE ENERGY INC COM | call | 9,400 | $6K | |
| QUIKSILVER INCQUIKSILVER INC COM | put | 10,000 | $6K | |
| URIUNITED RENTALS INC Stock | call | 14,100 | $5K | |
| AETNA INC NEWAETNA INC NEW COM | put | 14,100 | $5K | |
| YAMANA GOLD INCYAMANA GOLD INC COM | call | 106,100 | $5K | |
| FUEL SYS SOLUTIONS INCFUEL SYS SOLUTIONS INC COM | call | 4,900 | $5K | |
| VANGUARDVANGUARD Domestic Common | put | 15,800 | $5K | |
| IWMISHARES TR SHS | call | 6,000 | $4K | |
| BBYBEST BUY INC Stock | put | 44,700 | $4K | |
| UBIQUITI NETWORKS INCUBIQUITI NETWORKS INC COM | put | 12,100 | $4K | |
| AMERICAN RAILCAR INDUSTRIESAMERICAN RAILCAR INDUSTRIES COMMON STOCK | call | 6,500 | $4K | |
| ENERPLUS CORPENERPLUS CORP COM | call | 51,800 | $4K | |
| ALTISOURCE PORTFOLIO SOLNS SALTISOURCE PORTFOLIO SOLNS S REG SHS | call | 1,500 | $4K | |
| ETNEATON CORP PLC COM | call | 13,400 | $3K | |
| XMESPDR SERIES TRUST SHS | call | 30,600 | $3K | |
| MFCMANULIFE FINL CORP COM | put | 35,600 | $3K | |
| BUDANHEUSER BUSCH INBEV SA NV ADR | call | 6,200 | $3K | |
| TSNTYSON FOODS INC Stock | put | 25,000 | $3K | |
| LAZARD LTD-CLASS ALAZARD LTD-CLASS A SHS A | call | 14,400 | $3K | |
| EXCO RESOURCES INCEXCO RESOURCES INC COMMON STOCK | put | 21,300 | $3K | |
| INFINERA CORPINFINERA CORP COMMON STOCK | put | 13,200 | $3K | |
| SPREADTRUM COMMUNICATIONS INSPREADTRUM COMMUNICATIONS IN ADR | put | 53,200 | $3K | |
| MFCMANULIFE FINL CORP COM | call | 6,000 | $2K | |
| AGOASSURED GUARANTY LTD Stock | call | 5,600 | $2K | |
| HOSHORNBECK OFFSHORE SERVICES I Stock | call | 13,300 | $2K | |
| ARCCARES CAPITAL CORP COM | put | 10,700 | $2K | |
| ARCCARES CAPITAL CORP COM | call | 5,900 | $2K | |
| TENNECO INCTENNECO INC COM | call | 2,600 | $2K | |
| HCP INCHCP INC COM | call | 19,200 | $2K | |
| CAMERON INTERNATIONAL CORPCAMERON INTERNATIONAL CORP COM | call | 5,800 | $2K | |
| E M C CORP MASSE M C CORP MASS COM | call | 53,600 | $2K | |
| JAMES RIVER COAL COJAMES RIVER COAL CO COM | call | 47,400 | $2K | |
| MGMMGM RESORTS INTERNATIONAL COM | put | 44,400 | $1K | |
| CREDIT SUISSE GROUP-ADRCREDIT SUISSE GROUP-ADR SPONSORED ADR | call | 10,500 | $1K | |
| ABBNYABB LTD-SPON ADR SPONSORED ADR | call | 14,300 | $1K | |
| CALAMP CORPCALAMP CORP COMMON STOCK | put | 10,900 | $1K | |
| Rentech Nitrogen Partners, …Rentech Nitrogen Partners, LP LTD | call | 3,900 | $1K | |
| U S G CORPU S G CORP COM NEW | call | 26,900 | $1K | |
| SPREADTRUM COMMUNICATIONS INSPREADTRUM COMMUNICATIONS IN ADR | call | 300 | $1K | |
| WHITING PETE CORP NEWWHITING PETE CORP NEW COM | call | 600 | $1K | |
| CDECOEUR MNG INC Stock | call | 1,200 | $0 | |
| RIORIO TINTO PLC ADR | call | 1,000 | $0 | |
| AGCOAGCO CORP COM | call | 3,100 | $0 | |
| TATA MTRS LTDTATA MTRS LTD SPONSORED ADR | call | 12,300 | $0 | |
| ATWOOD OCEANICS INCATWOOD OCEANICS INC COM | call | 1,800 | $0 | |
| MARKET VECTORS ETF TRMARKET VECTORS ETF TR RUSSIA ETF | put | 1,100 | $0 | |
| STILLWATER MINING COSTILLWATER MINING CO COM | call | 500 | $0 |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| TYSON FOODS INCTYSON FOODS INC NOTE | principal | 4,500,000 | $6.89M | |
| D.R. HORTON INCD.R. HORTON INC NOTE | principal | 3,500,000 | $5.81M | |
| EQUINIX INCEQUINIX INC CNV | principal | 2,500,000 | $5.68M | |
| GILEAD SCIENCES INCGILEAD SCIENCES INC CORPORATE OBLIG | principal | 1,500,000 | $3.4M | |
| US STEEL CORPUS STEEL CORP NOTE | principal | 3,000,000 | $3.07M | |
| SALESFORCE COM INCSALESFORCE COM INC BOND | principal | 1,500,000 | $2.72M | |
| TESLA MOTORS INC 1.500TESLA MOTORS INC 1.500 NOTE 1.500% 6/0 | principal | 250,000 | $281K |
How Q2 2013 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001085146-13-001358 | base | 2013-08-12 | acceptance time not in the bulk data set |