13F-HR filed by Forty4 Asset Management LLC
Forty4 Asset Management LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-12, with 398 holding rows worth $286,177,000.
- Accession
- 0001085146-13-001358
- Filer
- CIK 1561322
- Filed
- 2013-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 398 entries on the cover page, a total value of $286,177,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $286,177,000 with VALUE read as thousands by filing date, 13F file number 028-15463. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 4,065,806 | $55,295,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 452,011 | $19,979,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 169,360 | $12,070,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 272,000 | $10,472,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 108,852 | $8,523,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 914,650 | $7,153,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 182,300 | $6,990,000 | thousands by filing date | |
| TYSON FOODS INC | 902494AP8 | NOTE | 4,500,000 | $6,891,000 | thousands by filing date | principal |
| D.R. HORTON INC | 23331ABB4 | NOTE | 3,500,000 | $5,808,000 | thousands by filing date | principal |
| EQUINIX INC | 29444UAH9 | CNV | 2,500,000 | $5,677,000 | thousands by filing date | principal |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 23,000 | $4,832,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 116,073 | $4,563,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 82,700 | $3,664,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 658,950 | $3,453,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 1,500,000 | $3,395,000 | thousands by filing date | principal |
| PULTE GROUP INC COM | 745867101 | Stock | 163,356 | $3,099,000 | thousands by filing date | |
| US STEEL CORP | 912909AE8 | NOTE | 3,000,000 | $3,068,000 | thousands by filing date | principal |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 17,800 | $2,981,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 23,100 | $2,751,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 67,100 | $2,744,000 | thousands by filing date | |
| SALESFORCE COM INC | 79466LAB0 | BOND | 1,500,000 | $2,716,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 961,000 | $2,599,000 | thousands by filing date | put |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 59,200 | $2,597,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 1,231,000 | $2,592,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 103,500 | $2,529,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 68,000 | $2,255,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 16,800 | $2,150,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 31,800 | $2,093,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 725,900 | $1,953,000 | thousands by filing date | call |
| FLOWSERVE CORP | 34354P105 | COM | 35,000 | $1,890,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 20,200 | $1,823,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 77,300 | $1,812,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 1,924,700 | $1,784,000 | thousands by filing date | put |
| VALE S A | 91912E105 | SPONSORED ADS | 127,600 | $1,678,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 51,110 | $1,662,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 32,350 | $1,633,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 70,900 | $1,585,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,900 | $1,546,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 37,995 | $1,507,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 17,500 | $1,504,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 61,300 | $1,501,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 27,693 | $1,432,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 98,900 | $1,417,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 14,600 | $1,393,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 23,100 | $1,334,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 32,193 | $1,291,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 53,100 | $1,254,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 52,700 | $1,141,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 7,400 | $1,122,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 22,500 | $1,079,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 14,200 | $1,009,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 16,450 | $1,002,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 21,500 | $999,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 16,300 | $997,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 24,500 | $988,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 32,600 | $959,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 13,500 | $930,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 16,800 | $874,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 21,300 | $868,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 24,438 | $844,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 23,397 | $843,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 13,100 | $843,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 23,803 | $833,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 8,605 | $828,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 7,500 | $813,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 29,804 | $789,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 10,000 | $779,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 80,200 | $763,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 64,600 | $725,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 16,771 | $700,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 61,900 | $693,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 16,400 | $678,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 39,700 | $673,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 6,800 | $671,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 28,700 | $661,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,300 | $660,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 6,900 | $653,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 287,000 | $638,000 | thousands by filing date | put |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 35,800 | $632,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 7,498 | $606,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 25,700 | $580,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 19,100 | $572,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 11,800 | $571,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 143,976 | $563,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 8,000 | $560,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 250,000 | $546,000 | thousands by filing date | put |
| UNITED RENTALS INC COM | 911363109 | Stock | 10,900 | $544,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 113,800 | $542,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 5,500 | $519,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 5,600 | $482,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 11,700 | $481,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 235,200 | $464,000 | thousands by filing date | put |
| USBANCORPDEL | 902973304 | COM NEW | 12,800 | $463,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,900 | $462,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 19,595 | $452,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,600 | $444,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 5,100 | $432,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 232,600 | $432,000 | thousands by filing date | put |
| RYLAND GROUP INC | 783764103 | COM | 243,200 | $429,000 | thousands by filing date | put |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 8,100 | $425,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 3,196 | $421,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 11,200 | $418,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 10,900 | $416,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 31,400 | $404,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 8,800 | $400,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 36,200 | $389,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 7,100 | $385,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 106,200 | $384,000 | thousands by filing date | put |
| ALCOA INC | 013817101 | COM | 1,072,100 | $373,000 | thousands by filing date | call |
| DANA INC | 235825205 | COM | 19,200 | $370,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 14,599 | $365,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 81,800 | $356,000 | thousands by filing date | put |
| YUM BRANDS INC COM | 988498101 | Stock | 5,100 | $354,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E106 | COM | 76,793 | $353,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 10,400 | $351,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 4,400 | $345,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 156,600 | $339,000 | thousands by filing date | put |
| SILVER WHEATON CORP | 828336107 | COM | 17,100 | $336,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 30,300 | $314,000 | thousands by filing date | call |
| CONSOL ENERGY INC | 20854P109 | COM | 11,400 | $309,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 227,000 | $302,000 | thousands by filing date | put |
| TOLL BROTHERS INC COM | 889478103 | Stock | 202,800 | $298,000 | thousands by filing date | call |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 100,000 | $298,000 | thousands by filing date | put |
| NASDAQ INC COM | 631103108 | Stock | 73,500 | $290,000 | thousands by filing date | call |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 250,000 | $281,000 | thousands by filing date | principal |
| SAKS INC | 79377W108 | COM | 20,200 | $276,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 58,100 | $274,000 | thousands by filing date | put |
| SOUTHERN COPPER CORP | 84265V105 | COM | 9,800 | $271,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 5,900 | $267,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 79,900 | $266,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 121,500 | $265,000 | thousands by filing date | put |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 7,300 | $264,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 18,801 | $254,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 336,600 | $252,000 | thousands by filing date | put |
| PEABODY ENERGY CORP | 704549104 | COM | 17,100 | $250,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 5,800 | $247,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 132,400 | $241,000 | thousands by filing date | call |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 8,100 | $238,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 6,800 | $237,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 4,600 | $212,000 | thousands by filing date | |
| ALLIANZGI INTL & PREM STRATE | 01882X108 | COM | 22,441 | $211,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 2,100 | $210,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 4,100 | $206,000 | thousands by filing date | |
| GREATER CHINA FD INC COM | 39167B102 | MUTUAL | 18,186 | $199,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 8,700 | $192,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 5,600 | $191,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 85,400 | $189,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 12,800 | $189,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 126,500 | $187,000 | thousands by filing date | call |
| CONSOL ENERGY INC | 20854P109 | COM | 20,900 | $186,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 45,000 | $185,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 116,800 | $185,000 | thousands by filing date | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,159 | $181,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 90,000 | $171,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 124,000 | $169,000 | thousands by filing date | put |
| VALE S A | 91912E105 | SPONSORED ADS | 406,300 | $167,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 9,800 | $167,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 108,500 | $166,000 | thousands by filing date | put |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 11,300 | $166,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 10,936 | $165,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 5,700 | $159,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,500 | $156,000 | thousands by filing date | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 50,500 | $152,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 10,000 | $150,000 | thousands by filing date | put |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 8,000 | $143,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 60,700 | $141,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 288,000 | $140,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10,500 | $140,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 127,300 | $133,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 78,400 | $133,000 | thousands by filing date | put |
| FLOWSERVE CORP | 34354P105 | COM | 45,000 | $133,000 | thousands by filing date | put |
| NASDAQ INC COM | 631103108 | Stock | 129,100 | $132,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 51,400 | $124,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 16,800 | $124,000 | thousands by filing date | put |
| JAMES RIVER COAL CO | 470355207 | COM | 83,900 | $122,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 43,400 | $121,000 | thousands by filing date | call |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 27,500 | $120,000 | thousands by filing date | call |
| TOLL BROTHERS INC COM | 889478103 | Stock | 159,800 | $118,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 251,300 | $115,000 | thousands by filing date | put |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 3,400 | $114,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 49,400 | $111,000 | thousands by filing date | put |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 60,700 | $110,000 | thousands by filing date | put |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 3,400 | $109,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 58,900 | $107,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 21,500 | $106,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 50,000 | $105,000 | thousands by filing date | put |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 29,000 | $104,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 59,700 | $104,000 | thousands by filing date | put |
| ISHARES INC | 464286103 | MSCI AUST ETF | 263,500 | $99,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 183,300 | $97,000 | thousands by filing date | call |
| UNITED RENTALS INC COM | 911363109 | Stock | 20,400 | $97,000 | thousands by filing date | put |
| E M C CORP MASS | 268648102 | COM | 69,200 | $97,000 | thousands by filing date | put |
| CORE LABORATORIES N V | N22717107 | COM | 24,700 | $96,000 | thousands by filing date | put |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 21,100 | $94,000 | thousands by filing date | call |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 22,800 | $93,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 55,200 | $92,000 | thousands by filing date | put |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 1,900 | $92,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 86,600 | $90,000 | thousands by filing date | put |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 167,500 | $86,000 | thousands by filing date | put |
| HALLIBURTON CO COM | 406216101 | Stock | 76,100 | $85,000 | thousands by filing date | put |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 3,500 | $85,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 3,600 | $83,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 205,800 | $83,000 | thousands by filing date | call |
| VULCAN MATLS CO COM | 929160109 | Stock | 14,000 | $81,000 | thousands by filing date | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 5,500 | $81,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 21,700 | $77,000 | thousands by filing date | put |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 42,300 | $75,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 85,000 | $71,000 | thousands by filing date | put |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 39,400 | $67,000 | thousands by filing date | put |
| EASTMAN CHEM CO COM | 277432100 | Stock | 22,300 | $66,000 | thousands by filing date | put |
| ATWOOD OCEANICS INC | 050095108 | COM | 27,200 | $66,000 | thousands by filing date | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 91,800 | $65,000 | thousands by filing date | call |
| CUMMINS INC COM | 231021106 | Stock | 9,400 | $64,000 | thousands by filing date | put |
| KOHLS CORP | 500255104 | COM | 58,300 | $63,000 | thousands by filing date | put |
| KKR & CO LP | 48248M102 | COMMON STOCK | 3,200 | $63,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 65,700 | $62,000 | thousands by filing date | call |
| MANULIFE FINL CORP | 56501R106 | COM | 3,800 | $61,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 18,000 | $59,000 | thousands by filing date | call |
| STILLWATER MINING CO | 86074Q102 | COM | 42,700 | $59,000 | thousands by filing date | put |
| HUNTSMAN CORP | 447011107 | COM | 3,500 | $58,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 50,000 | $58,000 | thousands by filing date | put |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 13,100 | $57,000 | thousands by filing date | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 19,800 | $57,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 57,400 | $57,000 | thousands by filing date | put |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 15,500 | $56,000 | thousands by filing date | call |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 46,100 | $56,000 | thousands by filing date | put |
| EBAY INC. COM | 278642103 | Stock | 50,600 | $55,000 | thousands by filing date | call |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 88,300 | $53,000 | thousands by filing date | put |
| SEADRILL ORD | G7945E105 | COM | 63,700 | $52,000 | thousands by filing date | put |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 21,000 | $51,000 | thousands by filing date | call |
| ALTERA CORP | 021441100 | COM | 35,500 | $51,000 | thousands by filing date | call |
| QUIKSILVER INC | 74838C106 | COM | 7,900 | $51,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 55,000 | $50,000 | thousands by filing date | put |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 65,400 | $50,000 | thousands by filing date | put |
| CONTINENTAL RES INC | 212015101 | COM | 34,400 | $49,000 | thousands by filing date | put |
| AON PLC | G0408V102 | SHS CL A | 55,900 | $49,000 | thousands by filing date | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 13,900 | $48,000 | thousands by filing date | call |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 22,200 | $48,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 108,900 | $47,000 | thousands by filing date | put |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 31,600 | $47,000 | thousands by filing date | put |
| SPREADTRUM COMMUNICATIONS IN | 849415203 | ADR | 1,800 | $47,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 13,400 | $46,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 14,500 | $45,000 | thousands by filing date | put |
| ISHARES INC | 464286103 | MSCI AUST ETF | 119,200 | $45,000 | thousands by filing date | call |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 34,800 | $45,000 | thousands by filing date | call |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 22,900 | $43,000 | thousands by filing date | put |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 17,700 | $43,000 | thousands by filing date | put |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 12,500 | $43,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 5,400 | $42,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 85,000 | $42,000 | thousands by filing date | call |
| KINDRED HEALTHCARE INC | 494580103 | COM | 37,600 | $41,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 30,600 | $40,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 34,000 | $39,000 | thousands by filing date | put |
| POPULAR INC | 733174700 | COM NEW | 24,400 | $39,000 | thousands by filing date | call |
| AXIALL CORP | 05463D100 | COM | 19,000 | $39,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 5,000 | $38,000 | thousands by filing date | call |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 25,300 | $38,000 | thousands by filing date | call |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 23,400 | $38,000 | thousands by filing date | call |
| PEABODY ENERGY CORP | 704549104 | COM | 100,000 | $36,000 | thousands by filing date | put |
| VALE S A | 91912E105 | SPONSORED ADS | 198,200 | $35,000 | thousands by filing date | call |
| SOUTHERN COPPER CORP | 84265V105 | COM | 10,300 | $35,000 | thousands by filing date | put |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,900 | $35,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 20,000 | $34,000 | thousands by filing date | call |
| HCP INC | 40414L109 | COM | 20,100 | $34,000 | thousands by filing date | put |
| AETNA INC NEW | 00817Y108 | COM | 51,200 | $34,000 | thousands by filing date | call |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 4,900 | $32,000 | thousands by filing date | call |
| CONTINENTAL RES INC | 212015101 | COM | 11,700 | $32,000 | thousands by filing date | call |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 22,500 | $32,000 | thousands by filing date | put |
| DANA INC | 235825205 | COM | 89,300 | $31,000 | thousands by filing date | put |
| HALLIBURTON CO COM | 406216101 | Stock | 51,400 | $30,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 11,500 | $30,000 | thousands by filing date | call |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 11,000 | $30,000 | thousands by filing date | put |
| EOG RES INC COM | 26875P101 | Stock | 10,000 | $29,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 11,300 | $29,000 | thousands by filing date | put |
| PULTE GROUP INC COM | 745867101 | Stock | 172,600 | $28,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 7,000 | $27,000 | thousands by filing date | put |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 35,700 | $27,000 | thousands by filing date | call |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 12,100 | $27,000 | thousands by filing date | put |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 2,500 | $26,000 | thousands by filing date | call |
| DANA INC | 235825205 | COM | 32,400 | $25,000 | thousands by filing date | call |
| CALAMP CORP | 128126109 | COMMON STOCK | 1,700 | $25,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 61,500 | $25,000 | thousands by filing date | put |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 12,400 | $25,000 | thousands by filing date | put |
| ENERPLUS CORP | 292766102 | COM | 23,000 | $25,000 | thousands by filing date | put |
| BROADCOM CORP | 111320107 | CL A | 60,100 | $25,000 | thousands by filing date | put |
| SWIFT ENERGY CO | 870738101 | COM | 12,300 | $25,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 80,400 | $24,000 | thousands by filing date | call |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 15,100 | $24,000 | thousands by filing date | call |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 11,500 | $24,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 108,600 | $23,000 | thousands by filing date | put |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 2,950 | $23,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 60,000 | $23,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 42,300 | $22,000 | thousands by filing date | call |
| HUNTSMAN CORP | 447011107 | COM | 13,300 | $21,000 | thousands by filing date | put |
| SEADRILL ORD | G7945E105 | COM | 27,200 | $21,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 10,600 | $20,000 | thousands by filing date | put |
| ALTERA CORP | 021441100 | COM | 47,900 | $20,000 | thousands by filing date | put |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 87,100 | $19,000 | thousands by filing date | call |
| AGCO CORP | 001084102 | COM | 7,200 | $18,000 | thousands by filing date | put |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 12,800 | $18,000 | thousands by filing date | put |
| TENNECO INC | 880349105 | COM | 16,200 | $18,000 | thousands by filing date | put |
| CORE LABORATORIES N V | N22717107 | COM | 5,500 | $18,000 | thousands by filing date | call |
| HARMAN INTL INDS INC | 413086109 | COM | 21,200 | $18,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 950 | $17,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 26,600 | $17,000 | thousands by filing date | put |
| PEABODY ENERGY CORP | 704549104 | COM | 35,000 | $17,000 | thousands by filing date | call |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 15,500 | $16,000 | thousands by filing date | call |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 28,600 | $16,000 | thousands by filing date | put |
| AON PLC | G0408V102 | SHS CL A | 35,000 | $16,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 20,600 | $15,000 | thousands by filing date | put |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 10,000 | $15,000 | thousands by filing date | call |
| Lowes Companies,Inc. | 548661107 | COM | 31,800 | $14,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 15,700 | $14,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 14,400 | $14,000 | thousands by filing date | put |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 10,100 | $13,000 | thousands by filing date | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 20,000 | $13,000 | thousands by filing date | call |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 21,500 | $13,000 | thousands by filing date | put |
| YUM BRANDS INC COM | 988498101 | Stock | 10,000 | $12,000 | thousands by filing date | call |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 43,900 | $12,000 | thousands by filing date | call |
| BROADCOM CORP | 111320107 | CL A | 20,000 | $12,000 | thousands by filing date | call |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 34,400 | $12,000 | thousands by filing date | put |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 25,400 | $11,000 | thousands by filing date | call |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 100 | $11,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 11,200 | $11,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 24,800 | $10,000 | thousands by filing date | call |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 51,900 | $10,000 | thousands by filing date | put |
| KINDRED HEALTHCARE INC | 494580103 | COM | 129,900 | $10,000 | thousands by filing date | put |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 10,200 | $10,000 | thousands by filing date | call |
| CONSOL ENERGY INC | 20854P109 | COM | 12,500 | $10,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 32,200 | $10,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 400 | $10,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 11,900 | $10,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 500 | $9,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 1,800 | $8,000 | thousands by filing date | call |
| EASTMAN CHEM CO COM | 277432100 | Stock | 10,000 | $8,000 | thousands by filing date | call |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 14,900 | $8,000 | thousands by filing date | put |
| KOHLS CORP | 500255104 | COM | 150 | $8,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 45,400 | $8,000 | thousands by filing date | put |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 17,500 | $8,000 | thousands by filing date | put |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 60,400 | $8,000 | thousands by filing date | put |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 31,700 | $8,000 | thousands by filing date | put |
| AXIALL CORP | 05463D100 | COM | 11,800 | $8,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 12,000 | $7,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 89,700 | $7,000 | thousands by filing date | call |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 13,000 | $7,000 | thousands by filing date | call |
| KKR & CO LP | 48248M102 | COMMON STOCK | 7,700 | $7,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 32,600 | $6,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 2,200 | $6,000 | thousands by filing date | put |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 28,700 | $6,000 | thousands by filing date | put |
| KKR & CO LP | 48248M102 | COMMON STOCK | 19,300 | $6,000 | thousands by filing date | put |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 15,400 | $6,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 9,400 | $6,000 | thousands by filing date | call |
| QUIKSILVER INC | 74838C106 | COM | 10,000 | $6,000 | thousands by filing date | put |
| UNITED RENTALS INC COM | 911363109 | Stock | 14,100 | $5,000 | thousands by filing date | call |
| AETNA INC NEW | 00817Y108 | COM | 14,100 | $5,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 106,100 | $5,000 | thousands by filing date | call |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 4,900 | $5,000 | thousands by filing date | call |
| VANGUARD | 92205F106 | Domestic Common | 15,800 | $5,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,000 | $4,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 44,700 | $4,000 | thousands by filing date | put |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 12,100 | $4,000 | thousands by filing date | put |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 6,500 | $4,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 51,800 | $4,000 | thousands by filing date | call |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 1,500 | $4,000 | thousands by filing date | call |
| Eaton Corp. Plc | G29183103 | COM | 13,400 | $3,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 30,600 | $3,000 | thousands by filing date | call |
| MANULIFE FINL CORP | 56501R106 | COM | 35,600 | $3,000 | thousands by filing date | put |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 6,200 | $3,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 25,000 | $3,000 | thousands by filing date | put |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 14,400 | $3,000 | thousands by filing date | call |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 21,300 | $3,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 13,200 | $3,000 | thousands by filing date | put |
| SPREADTRUM COMMUNICATIONS IN | 849415203 | ADR | 53,200 | $3,000 | thousands by filing date | put |
| MANULIFE FINL CORP | 56501R106 | COM | 6,000 | $2,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 5,600 | $2,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 13,300 | $2,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010L103 | COM | 10,700 | $2,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 5,900 | $2,000 | thousands by filing date | call |
| TENNECO INC | 880349105 | COM | 2,600 | $2,000 | thousands by filing date | call |
| HCP INC | 40414L109 | COM | 19,200 | $2,000 | thousands by filing date | call |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 5,800 | $2,000 | thousands by filing date | call |
| E M C CORP MASS | 268648102 | COM | 53,600 | $2,000 | thousands by filing date | call |
| JAMES RIVER COAL CO | 470355207 | COM | 47,400 | $2,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 44,400 | $1,000 | thousands by filing date | put |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 10,500 | $1,000 | thousands by filing date | call |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 14,300 | $1,000 | thousands by filing date | call |
| CALAMP CORP | 128126109 | COMMON STOCK | 10,900 | $1,000 | thousands by filing date | put |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 3,900 | $1,000 | thousands by filing date | call |
| U S G CORP | 903293405 | COM NEW | 26,900 | $1,000 | thousands by filing date | call |
| SPREADTRUM COMMUNICATIONS IN | 849415203 | ADR | 300 | $1,000 | thousands by filing date | call |
| WHITING PETE CORP NEW | 966387102 | COM | 600 | $1,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 1,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AGCO CORP | 001084102 | COM | 3,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 12,300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ATWOOD OCEANICS INC | 050095108 | COM | 1,800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 1,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| STILLWATER MINING CO | 86074Q102 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-13-001358 | this filing | 2013-08-12 | acceptance time not in the bulk data set |