Skip to content
Disclosery

DIALECTIC CAPITAL MANAGEMENT, LP

Follow

13F filer, CIK 1411512, Norwalk, CT

DIALECTIC CAPITAL MANAGEMENT, LP reported $347,414,000 across 128 holdings for the quarter ended 2015-12-31, in a 13F-HR filed 2016-02-16. Its ten largest share positions make up 28.79% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000919574-16-010507

Period
2015-12-31
Reported value
$347M
Holdings
128
Top 10 weight
28.79%
New
64
Sold out
78

Largest buys vs the previous quarter

SecurityShares changeApprox. value
NOCnew+28,505$5.38M
EMRnew+94,604$4.53M
ITBnew+140,469$3.81M
WMTnew+54,116$3.32M
UNITED ONLINE INCnew+260,804$3.08M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
BROADCOM CORPexited-102,770-$5.29M
ALTERA CORPexited-90,682-$4.54M
SPYexited-16,500-$3.16M
NTCTreduced-99,043-$3.04M
IMMRreduced-242,335-$2.83M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2015

Share positions as resolved from 13F-HR 0000919574-16-010507, largest first. % of portfolio is the value over $147,692,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
RILYBRC GROUP HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: 842,703 shares; 2015Q4: 914,357 shares 914,357$9.05M6.13%+71,654Timeline
NOCNORTHROP GRUMMAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 28,505 shares 28,505$5.38M3.64%newTimeline
EMREMERSON ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 94,604 shares 94,604$4.53M3.06%newTimeline
BWXTBWX TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: 143,388 shares; 2015Q4: 137,418 shares 137,418$4.37M2.96%-5,970Timeline
ITBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 140,469 shares 140,469$3.81M2.58%newTimeline
WMTWALMART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 54,116 shares 54,116$3.32M2.25%newTimeline
COVISINT CORPCOVISINT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 1,157,895 shares; 2015Q3: 1,113,083 shares; 2015Q4: 1,292,209 shares 1,292,209$3.23M2.19%+179,126
UNITED ONLINE INCUNITED ONLINE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 260,804 shares 260,804$3.08M2.08%new
LITELUMENTUM HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 132,333 shares 132,333$2.91M1.97%newTimeline
CSWCCAPITAL SOUTHWEST CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 205,327 shares 205,327$2.85M1.93%newTimeline
TPVGTRIPLEPOINT VENTURE GROWTH BQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 186,400 shares; 2015Q3: 206,720 shares; 2015Q4: 232,630 shares 232,630$2.78M1.88%+25,910Timeline
B/E AEROSPACE INCB/E AEROSPACE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 30,534 shares; 2015Q3: 29,043 shares; 2015Q4: 62,553 shares 62,553$2.65M1.79%+33,510
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: 81,354 shares; 2015Q4: 47,582 shares 47,582$2.64M1.79%-33,772Timeline
CRMSALESFORCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 16,895 shares; 2015Q3: 51,726 shares; 2015Q4: 33,608 shares 33,608$2.63M1.78%-18,118Timeline
TERTERADYNE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: 101,392 shares; 2015Q4: 127,019 shares 127,019$2.62M1.78%+25,627Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 3,301 shares 3,301$2.57M1.74%newTimeline
IMMRIMMERSION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 508,951 shares; 2015Q3: 462,351 shares; 2015Q4: 220,016 shares 220,016$2.56M1.74%-242,335Timeline
SLRCSLR INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 87,000 shares; 2015Q3: 126,885 shares; 2015Q4: 147,735 shares 147,735$2.43M1.64%+20,850Timeline
MSGSMADISON SQUARE GRDN SPRT CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 14,508 shares 14,508$2.35M1.59%newTimeline
RITMRITHM CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 15,000 shares; 2015Q3: 149,160 shares; 2015Q4: 185,298 shares 185,298$2.25M1.53%+36,138Timeline
ALLEALLEGION PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 25,862 shares; 2015Q3: 25,862 shares; 2015Q4: 33,048 shares 33,048$2.18M1.48%+7,186Timeline
HC2 HLDGS INCHC2 HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 91,092 shares; 2015Q3: 376,470 shares; 2015Q4: 411,551 shares 411,551$2.18M1.47%+35,081
AERAERCAP HOLDINGS NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 78,625 shares; 2015Q3: 86,075 shares; 2015Q4: 49,375 shares 49,375$2.13M1.44%-36,700Timeline
NMIHNMI HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 40,000 shares; 2015Q3: 149,550 shares; 2015Q4: 314,288 shares 314,288$2.13M1.44%+164,738Timeline
ALAIR LEASE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 56,505 shares; 2015Q3: 62,633 shares; 2015Q4: 62,633 shares 62,633$2.1M1.42%0Timeline
INGERSOLL-RAND PLCINGERSOLL-RAND PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: 34,588 shares; 2015Q4: 36,438 shares 36,438$2.02M1.36%+1,850
MGMMGM RESORTS INTERNATIONALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 79,831 shares 79,831$1.81M1.23%newTimeline
VONAGE HLDGS CORPVONAGE HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 431,430 shares; 2015Q3: 151,216 shares; 2015Q4: 315,170 shares 315,170$1.81M1.22%+163,954
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 2,641 shares 2,641$1.78M1.21%newTimeline
LEXMARK INTL NEWLEXMARK INTL NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 54,224 shares 54,224$1.76M1.19%new
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 32,673 shares 32,673$1.73M1.17%newTimeline
CONCORDIA HEALTHCARE CORPCONCORDIA HEALTHCARE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 42,315 shares 42,315$1.72M1.17%new
BLUE HILLS BANCORP INCBLUE HILLS BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 25,200 shares; 2015Q3: 68,725 shares; 2015Q4: 111,225 shares 111,225$1.7M1.15%+42,500
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 56,197 shares; 2015Q3: 135,394 shares; 2015Q4: 60,790 shares 60,790$1.65M1.12%-74,604Timeline
BLACKHAWK NETWORK HOLDING I…BLACKHAWK NETWORK HOLDING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 39,533 shares; 2015Q3: 51,285 shares; 2015Q4: 37,255 shares 37,255$1.65M1.12%-14,030
DXCMDEXCOM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 19,480 shares 19,480$1.59M1.08%newTimeline
KRNYKEARNY FINL CORP MDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 56,750 shares; 2015Q3: 59,300 shares; 2015Q4: 124,300 shares 124,300$1.57M1.07%+65,000Timeline
HXLHEXCEL CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 25,166 shares; 2015Q3: 33,301 shares; 2015Q4: 33,301 shares 33,301$1.55M1.05%0Timeline
VMCVULCAN MATLS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: 9,998 shares; 2015Q4: 16,105 shares 16,105$1.53M1.04%+6,107Timeline
MUSAMURPHY USA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: 19,163 shares; 2015Q4: 25,020 shares 25,020$1.52M1.03%+5,857Timeline
GRAMERCY PPTY TR COMGRAMERCY PPTY TR COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 193,031 shares 193,031$1.49M1.01%new
OLNOLIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 81,451 shares 81,451$1.41M0.95%newTimeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 14,520 shares; 2015Q3: 21,912 shares; 2015Q4: 13,333 shares 13,333$1.4M0.94%-8,579Timeline
TRAVELCENTERS OF AMERICA LLCTRAVELCENTERS OF AMERICA LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: 73,055 shares; 2015Q4: 142,381 shares 142,381$1.34M0.91%+69,326
FNFABRINETQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 55,982 shares 55,982$1.33M0.9%newTimeline
ACTVISION BLIZZARD INCACTVISION BLIZZARD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: 29,010 shares; 2015Q4: 34,007 shares 34,007$1.32M0.89%+4,997
MENS WEARHOUSE INCMENS WEARHOUSE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 89,699 shares 89,699$1.32M0.89%new
BLUEROCK RESIDENTIAL GWT REIBLUEROCK RESIDENTIAL GWT REIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 95,000 shares; 2015Q3: 105,710 shares; 2015Q4: 107,710 shares 107,710$1.28M0.86%+2,000
ELDWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 36,859 shares 36,859$1.26M0.86%newTimeline
WHOLE FOODS MKT INCWHOLE FOODS MKT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 37,604 shares 37,604$1.26M0.85%new
TCP CAP CORPTCP CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 89,330 shares 89,330$1.24M0.84%new
HOWARD HUGHES CORPORATIONHOWARD HUGHES CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: 7,875 shares; 2015Q4: 10,924 shares 10,924$1.24M0.84%+3,049
NORTHSTAR REIT.NORTHSTAR REIT.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 68,120 shares 68,120$1.16M0.79%new
COLONY CAP INCCOLONY CAP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 41,000 shares; 2015Q3: 74,180 shares; 2015Q4: 59,180 shares 59,180$1.15M0.78%-15,000
TYCO INTL PLCTYCO INTL PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: 24,103 shares; 2015Q4: 35,084 shares 35,084$1.12M0.76%+10,981
THL CREDIT INCTHL CREDIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 130,797 shares; 2015Q3: 128,738 shares; 2015Q4: 99,490 shares 99,490$1.06M0.72%-29,248
BENEFICIAL BANCORP INCBENEFICIAL BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 65,064 shares; 2015Q3: 62,834 shares; 2015Q4: 73,780 shares 73,780$983K0.67%+10,946
OCLARO INCOCLARO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 271,890 shares 271,890$946K0.64%new
BXMTBLACKSTONE MORTGAGE TRUST INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 45,262 shares; 2015Q3: 29,760 shares; 2015Q4: 34,260 shares 34,260$916K0.62%+4,500Timeline
CACCCREDIT ACCEP CORP MICHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 4,250 shares 4,250$909K0.62%newTimeline
EAELECTRONIC ARTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: 6,789 shares; 2015Q4: 12,715 shares 12,715$874K0.59%+5,926Timeline
WCI CMNTYS INCWCI CMNTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 38,854 shares 38,854$866K0.59%new
MMACYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 24,085 shares 24,085$843K0.57%newTimeline
XILINX INCXILINX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 18,319 shares; 2015Q3: 29,666 shares; 2015Q4: 17,933 shares 17,933$843K0.57%-11,733
SPDR SERIES TRUST BLOOMBERG…SPDR SERIES TRUST BLOOMBERG BRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 24,841 shares 24,841$842K0.57%new
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 12,642 shares 12,642$842K0.57%new
NTCTNETSCOUT SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 10,997 shares; 2015Q3: 125,916 shares; 2015Q4: 26,873 shares 26,873$825K0.56%-99,043Timeline
Dow Chemical CompanyDow Chemical CompanyQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 15,926 shares 15,926$820K0.56%new
LADRLADDER CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 117,000 shares; 2015Q3: 121,700 shares; 2015Q4: 65,700 shares 65,700$816K0.55%-56,000Timeline
AshlandAshlandQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 7,577 shares 7,577$778K0.53%new
ACREARES COML REAL ESTATE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 41,000 shares; 2015Q3: 83,570 shares; 2015Q4: 66,070 shares 66,070$756K0.51%-17,500Timeline
HUBGHUB GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 32,772 shares; 2015Q3: 29,102 shares; 2015Q4: 21,204 shares 21,204$699K0.47%-7,898Timeline
NOKNOKIA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 97,778 shares 97,778$687K0.47%newTimeline
DARDARLING INGREDIENTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 63,428 shares 63,428$667K0.45%newTimeline
SARSARATOGA INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 93,354 shares; 2015Q3: 102,343 shares; 2015Q4: 42,492 shares 42,492$656K0.44%-59,851Timeline
CIENCIENA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 31,001 shares 31,001$641K0.43%newTimeline
OFSOFS CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 50,000 shares; 2015Q3: 66,400 shares; 2015Q4: 54,400 shares 54,400$625K0.42%-12,000Timeline
GLADSTONE CAPITAL CORPORATI…GLADSTONE CAPITAL CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 84,693 shares 84,693$619K0.42%new
ARIAPOLLO COML REAL ESTATE FINQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 92,500 shares; 2015Q3: 97,330 shares; 2015Q4: 35,000 shares 35,000$603K0.41%-62,330Timeline
FCPTFOUR CORNERS PPTY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 24,230 shares 24,230$585K0.4%newTimeline
PARRPAR PAC HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 23,795 shares 23,795$561K0.38%newTimeline
RACKSPACE HOSTING INCRACKSPACE HOSTING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 17,504 shares 17,504$444K0.3%new
MELLANOX TECHNOLOGIES LTDMELLANOX TECHNOLOGIES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 20,896 shares; 2015Q3: 12,879 shares; 2015Q4: 10,375 shares 10,375$437K0.3%-2,504
MUMICRON TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 30,525 shares 30,525$432K0.29%newTimeline
GARRISON CAP INCGARRISON CAP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 64,811 shares; 2015Q3: not reported; 2015Q4: 31,917 shares 31,917$388K0.26%new
ALCENTRA CAP CORPALCENTRA CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 88,000 shares; 2015Q3: 34,344 shares; 2015Q4: 29,300 shares 29,300$340K0.23%-5,044
HRZNHORIZON TECHNOLOGY FIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: 104,152 shares; 2015Q4: 27,610 shares 27,610$324K0.22%-76,542Timeline
REALNETWORKS INCREALNETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 106,407 shares; 2015Q3: 106,407 shares; 2015Q4: 70,402 shares 70,402$299K0.2%-36,005
NMFCNEW MTN FIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 22,700 shares 22,700$296K0.2%newTimeline
DMRCDIGIMARC CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 20,917 shares; 2015Q3: not reported; 2015Q4: 7,945 shares 7,945$290K0.2%newTimeline
ACGPASSOCIATED CAP GROUP INC CLASSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 7,779 shares 7,779$237K0.16%newTimeline
O2MICRO INTERNATIONAL LTDO2MICRO INTERNATIONAL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 200,000 shares; 2015Q3: 200,000 shares; 2015Q4: 152,959 shares 152,959$216K0.15%-47,041
NORTHSTAR REALTY EUROPE CORPNORTHSTAR REALTY EUROPE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 13,734 shares 13,734$162K0.11%new
TICC CAPITAL CORPTICC CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 11,254 shares 11,254$68K0.05%new
RESOURCE AMERICA INC-CL ARESOURCE AMERICA INC-CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 228,400 shares; 2015Q3: 168,360 shares; 2015Q4: 10,000 shares 10,000$61K0.04%-158,360

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
SPYSTATE STR SPDR S&P 500 ETF T SHScall190,000$38.7Mnew
GLDSPDR GOLD TR GOLD SHScall300,000$30.4M-200,000
NFLXNETFLIX INC. COMput210,000$24M0
CMICUMMINS INC Stockput100,000$8.8M+55,100
AOSSMITH A O CORP Stockput100,000$7.66M+10,500
CATCATERPILLAR INC COMput100,000$6.8Mnew
GILDGILEAD SCIENCES INC COMput60,000$6.07M+43,000
EQIXEQUINIX INC REITput20,000$6.05Mnew
BIPBROOKFIELD INFRASTRUCTURE PA LP INT UNITput134,500$5.1Mnew
AMZNAMAZON COM INC COMput7,500$5.07M0
MONSANTO CO NEWMONSANTO CO NEW COMcall50,000$4.93Mnew
KMXCARMAX INC Stockput88,100$4.75Mnew
PCARPACCAR INC Stockput100,000$4.74M+25,000
INGERSOLL-RAND PLCINGERSOLL-RAND PLC SHScall75,000$4.15M-25,000
CFCF INDUSTRIES HOLD Stockput100,000$4.08Mnew
CHINA BIOLOGIC PRODUCTS INCCHINA BIOLOGIC PRODUCTS INC COMM STKput28,500$4.06Mnew
Mallinckrodt PlcMallinckrodt Plc SHSput50,000$3.73M+15,000
FSLRFIRST SOLAR INC Stockput50,000$3.3M0
GW PHARMACEUTICALS PLCGW PHARMACEUTICALS PLC ADSput46,000$3.19Mnew
TLTISHARES TR 20 YR TR BD ETFcall25,000$3.01Mnew
NOKNOKIA CORP SPONSORED ADRcall400,000$2.81Mnew
ASHRDBX ETF TR XTRACK HRVST CSIput80,000$2.24M+50,000
MENS WEARHOUSE INCMENS WEARHOUSE INC COMcall150,000$2.2Mnew
KITE PHARMA INCKITE PHARMA INC COMput35,000$2.16M+20,000
OLNOLIN CORP COM PAR $1call100,000$1.73Mnew
TSLATESLA INC COMput7,000$1.68Mnew
BROOKFIELD ASSET MANAGEMENT…BROOKFIELD ASSET MANAGEMENT IN CL A LTD VT SHput50,000$1.58Mnew
LVSLAS VEGAS SANDS CORP Stockput35,000$1.53M+3,200
VALEANT PHARMACEUTICALS INTLVALEANT PHARMACEUTICALS INTL COMput15,000$1.52Mnew
SEATTLE GENETICS INCSEATTLE GENETICS INC COMput30,000$1.35Mnew
BARCLAYS IPTH SRS B S&P SHR…BARCLAYS IPTH SRS B S&P SHRT TRM … IPATH S&P500 VIXcall60,000$1.21M+15,000
KMIKINDER MORGAN INC DEL Stockput40,000$597Knew
BOFI HOLDING INCBOFI HOLDING INC COMMON STOCKput20,800$438Knew

Sold out in Q4 2015

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
BROADCOM CORPBROADCOM CORP102,770$5.29Mshares
LMTLOCKHEED MARTIN CORP25,000$5.18Mcall
ALTERA CORPALTERA CORP90,682$4.54Mshares
GATXGATX CORP100,000$4.42Mput
SPYSTATE STR SPDR S&P 500 ETF T21,000$4.02Mput
ETNEATON CORP PLC65,000$3.33Mcall
SPYSTATE STR SPDR S&P 500 ETF T16,500$3.16Mshares
XBISPDR SERIES TRUST50,000$3.11Mput
ARMKARAMARK104,600$3.1Mcall
VMCVULCAN MATLS CO32,500$2.9Mcall
JARDEN CORPJARDEN CORP55,000$2.69Mput
ALSNALLISON TRANSMISSION HLDGS I100,000$2.67Mput
U S G CORPU S G CORP100,000$2.66Mcall
MLMMARTIN MARIETTA MATLS INC15,000$2.28Mcall
CHRWC H ROBINSON WORLDWIDE IN33,098$2.24Mshares
JBHTHUNT J B TRANS SVCS INC30,079$2.15Mshares
TDGTRANSDIGM GROUP INC10,000$2.12Mcall
OCOWENS CORNING NEW50,000$2.1Mcall
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC48,200$1.98Mcall
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC46,910$1.96Mshares
ZGZILLOW GROUP INC65,700$1.89Mput
AMERICAN CAPITAL LTDAMERICAN CAPITAL LTD150,480$1.83Mshares
E M C CORP MASSE M C CORP MASS73,971$1.79Mshares
PRECISION CASTPARTS CORPPRECISION CASTPARTS CORP7,751$1.78Mshares
GoogleGoogle2,717$1.74Mshares
RIGTRANSOCEAN LTD125,000$1.61Mput
CALMCAL MAINE FOODS INC29,179$1.59Mshares
GRAMERCY PPTY TR INC COM NEWGRAMERCY PPTY TR INC COM NEW73,880$1.53Mshares
AMTRUST FINL SVCS INCAMTRUST FINL SVCS INC24,000$1.51Mput
ACMAECOM51,243$1.41Mshares
HOLLYFRONTIER CORPHOLLYFRONTIER CORP28,769$1.41Mshares
ZS PHARMA INCZS PHARMA INC20,000$1.31Mput
JAMES RIV GROUP LTDJAMES RIV GROUP LTD47,170$1.27Mshares
KCAP FINANCIAL INCKCAP FINANCIAL INC268,080$1.21Mshares
TELENAV INCTELENAV INC154,533$1.21Mshares
HEIHEICO CORP NEW23,537$1.15Mshares
LSTRLANDSTAR SYS INC16,860$1.07Mshares
GLDSPDR GOLD TR10,000$1.07Mshares
IAC INTERACTIVECORPIAC INTERACTIVECORP16,289$1.06Mshares
HEARTWARE INTL INCHEARTWARE INTL INC20,000$1.05Mput
NORTHSTAR REITNORTHSTAR REIT82,430$1.02Mshares
HCIHCI GROUP INC25,000$969Kput
UNITED STATES OIL FUND LPUNITED STATES OIL FUND LP65,000$954Kput
GLU MOBILE INCGLU MOBILE INC214,840$939Kshares
ERICTELEFONAKTIEBOLAGET LM ERICS94,591$925Kshares
BROCADE COMMUNICATIONS SYS IBROCADE COMMUNICATIONS SYS I86,874$902Kshares
MLMMARTIN MARIETTA MATLS INC5,746$873Kshares
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION14,766$861Kshares
NUVEEN FLEXIBLE INVT INCOMENUVEEN FLEXIBLE INVT INCOME55,656$826Kshares
COMCAST CORP NEWCOMCAST CORP NEW13,596$778Kshares
MARVELL TECHNOLOGY GROUP LTDMARVELL TECHNOLOGY GROUP LTD79,642$721Kshares
HCIHCI GROUP INC18,500$718Kshares
GILDGILEAD SCIENCES INC7,000$687Kshares
REALD INCREALD INC70,567$678Kshares
SOLAR SENIOR CAPITAL LTDSOLAR SENIOR CAPITAL LTD45,100$642Kshares
Mallinckrodt PlcMallinckrodt Plc9,200$589Kshares
KLACKLA CORP9,304$465Kshares
NORTHSTAR ASSETNORTHSTAR ASSET32,260$463Kshares
SMITH & WESSON BRANDS, INC.SMITH & WESSON BRANDS, INC.27,324$461Kshares
PNNTPENNANTPARK INVTS CORP69,740$450Kshares
JUNIPER NETWORKS INCJUNIPER NETWORKS INC16,545$426Kshares
TDGTRANSDIGM GROUP INC1,926$409Kshares
HEARTWARE INTL INCHEARTWARE INTL INC7,000$366Kshares
HOMEAWAY INCHOMEAWAY INC13,602$361Kshares
QUANTUM CORPQUANTUM CORP513,754$358Kshares
HTHHILLTOP HLDGS INC17,230$341Kshares
INFOBLOX INCINFOBLOX INC18,818$301Kshares
KITE PHARMA INCKITE PHARMA INC5,000$278Kshares
GSBDGOLDMAN SACHS BDC INC13,947$257Kshares
ZYNGA INC.ZYNGA INC.91,241$208Kshares
APPSDIGITAL TURBINE INC100,000$181Kshares
ENSTAR GROUP LIMITEDENSTAR GROUP LIMITED355$53Kshares
ELLINGTON FINANCIAL LLCELLINGTON FINANCIAL LLC2,180$39Kshares
FDUSFIDUS INVT CORP2,680$37Kshares
ARES MGMT LP COM SHS REG INTARES MGMT LP COM SHS REG INT2,135$37Kshares
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE1,040$33Kshares
CFGCITIZENS FINL GROUP INC1,150$27Kshares
CAPITALA FIN CORPCAPITALA FIN CORP1,250$16Kshares

How Q4 2015 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000919574-16-010507 base2016-02-16acceptance time not in the bulk data set