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DIALECTIC CAPITAL MANAGEMENT, LP

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13F filer, CIK 1411512, Norwalk, CT

DIALECTIC CAPITAL MANAGEMENT, LP reported $177,734,000 across 76 holdings for the quarter ended 2016-12-31, in a 13F-HR filed 2017-02-14. Its ten largest share positions make up 51.01% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000919574-17-001854

Period
2016-12-31
Reported value
$178M
Holdings
76
Top 10 weight
51.01%
New
48
Sold out
55

Largest buys vs the previous quarter

SecurityShares changeApprox. value
HEALTH INS INNOVATIONS INCnew+355,217$6.34M
LONESTAR RES US INCnew+530,290$4.53M
HC2 HLDGS INCadded+610,000$3.62M
WDCadded+52,731$3.58M
HIInew+17,665$3.25M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
SRPTexited-78,408-$4.82M
UPSexited-37,890-$4.14M
ORBITAL ATK INCexited-44,386-$3.38M
XLIexited-51,306-$3M
IBBexited-10,000-$2.9M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2016

Share positions as resolved from 13F-HR 0000919574-17-001854, largest first. % of portfolio is the value over $118,710,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
RILYBRC GROUP HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: 842,703 shares; 2015Q4: 914,357 shares; 2016Q1: 903,935 shares; 2016Q2: 934,621 shares; 2016Q3: 934,621 shares; 2016Q4: 934,621 shares 934,621$17.2M14.53%0Timeline
VONAGE HLDGS CORPVONAGE HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: 431,430 shares; 2015Q3: 151,216 shares; 2015Q4: 315,170 shares; 2016Q1: 253,116 shares; 2016Q2: 824,870 shares; 2016Q3: 1,258,771 shares; 2016Q4: 945,516 shares 945,516$6.48M5.46%-313,255
HEALTH INS INNOVATIONS INCHEALTH INS INNOVATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 355,217 shares 355,217$6.34M5.34%new
COVISINT CORPCOVISINT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: 1,157,895 shares; 2015Q3: 1,113,083 shares; 2015Q4: 1,292,209 shares; 2016Q1: 1,774,925 shares; 2016Q2: 2,353,067 shares; 2016Q3: 2,514,474 shares; 2016Q4: 2,979,268 shares 2,979,268$5.66M4.77%+464,794
WDCWESTERN DIGITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 21,909 shares; 2016Q4: 74,640 shares 74,640$5.07M4.27%+52,731Timeline
LONESTAR RES US INCLONESTAR RES US INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 530,290 shares 530,290$4.53M3.82%new
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: 10,000 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 30,000 shares; 2016Q3: 60,000 shares; 2016Q4: 40,220 shares 40,220$4.41M3.71%-19,780Timeline
HC2 HLDGS INCHC2 HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: 91,092 shares; 2015Q3: 376,470 shares; 2015Q4: 411,551 shares; 2016Q1: 400,700 shares; 2016Q2: 182,000 shares; 2016Q3: 85,000 shares; 2016Q4: 695,000 shares 695,000$4.12M3.47%+610,000
MDYSTATE STR SPDR S&P MIDCAP 40Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 25,327 shares; 2016Q3: 9,722 shares; 2016Q4: 11,412 shares 11,412$3.44M2.9%+1,690Timeline
HIIHUNTINGTON INGALLS INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 17,665 shares 17,665$3.25M2.74%newTimeline
TSLATESLA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 36,004 shares; 2016Q2: not reported; 2016Q3: 10,000 shares; 2016Q4: 15,000 shares 15,000$3.21M2.7%+5,000Timeline
ARCH COAL INCARCH COAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 39,662 shares 39,662$3.1M2.61%new
BWXTBWX TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: 143,388 shares; 2015Q4: 137,418 shares; 2016Q1: 32,797 shares; 2016Q2: 72,039 shares; 2016Q3: 52,434 shares; 2016Q4: 75,353 shares 75,353$2.99M2.52%+22,919Timeline
CTRACOTERRA ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 114,313 shares 114,313$2.67M2.25%newTimeline
MONSANTO CO NEWMONSANTO CO NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 13,393 shares; 2016Q4: 24,241 shares 24,241$2.55M2.15%+10,848
IMMRIMMERSION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: 508,951 shares; 2015Q3: 462,351 shares; 2015Q4: 220,016 shares; 2016Q1: 93,671 shares; 2016Q2: 313,700 shares; 2016Q3: 114,692 shares; 2016Q4: 223,307 shares 223,307$2.37M2%+108,615Timeline
VERSO CORPVERSO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 315,000 shares 315,000$2.24M1.88%new
MARVELL TECHNOLOGY GROUP LTDMARVELL TECHNOLOGY GROUP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: 79,642 shares; 2015Q4: not reported; 2016Q1: 192,679 shares; 2016Q2: 233,562 shares; 2016Q3: 199,404 shares; 2016Q4: 153,254 shares 153,254$2.13M1.79%-46,150
NRPNATURAL RESOURCE PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 61,800 shares 61,800$2M1.68%newTimeline
TWLOTWILIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 60,593 shares 60,593$1.75M1.47%newTimeline
SXCSUNCOKE ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 146,731 shares 146,731$1.66M1.4%newTimeline
SLRCSLR INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: 87,000 shares; 2015Q3: 126,885 shares; 2015Q4: 147,735 shares; 2016Q1: 156,220 shares; 2016Q2: 101,500 shares; 2016Q3: 50,000 shares; 2016Q4: 79,362 shares 79,362$1.65M1.39%+29,362Timeline
CFCF INDUSTRIES HOLDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: 12,433 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 50,634 shares 50,634$1.59M1.34%newTimeline
WHRWHIRLPOOL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 8,361 shares 8,361$1.52M1.28%newTimeline
GSMFERROGLOBE PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 139,270 shares 139,270$1.51M1.27%newTimeline
NWSANEWS CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 100,000 shares; 2016Q2: 100,000 shares; 2016Q3: not reported; 2016Q4: 128,500 shares 128,500$1.47M1.24%newTimeline
MGMMGM RESORTS INTERNATIONALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 79,831 shares; 2016Q1: 27,405 shares; 2016Q2: 67,304 shares; 2016Q3: 34,912 shares; 2016Q4: 50,573 shares 50,573$1.46M1.23%+15,661Timeline
QUREUNIQURE NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 254,835 shares 254,835$1.43M1.2%newTimeline
TECKTECK RESOURCES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 52,897 shares; 2016Q4: 71,051 shares 71,051$1.42M1.2%+18,154Timeline
NLSTNETLIST, INC. COM STKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 965,863 shares; 2016Q4: 1,359,371 shares 1,359,371$1.39M1.17%+393,508Timeline
INVUITY INCINVUITY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 235,000 shares 235,000$1.35M1.14%new
SRTSSENSUS HEALTHCARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 226,000 shares; 2016Q4: 214,900 shares 214,900$1.13M0.95%-11,100Timeline
TREELENDINGTREE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 11,006 shares 11,006$1.11M0.94%newTimeline
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 54,710 shares; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 29,433 shares 29,433$1.07M0.9%newTimeline
MUMICRON TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 30,525 shares; 2016Q1: not reported; 2016Q2: 67,800 shares; 2016Q3: 61,172 shares; 2016Q4: 48,300 shares 48,300$1.06M0.89%-12,872Timeline
FORMFORMFACTOR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 85,428 shares; 2016Q2: not reported; 2016Q3: 94,930 shares; 2016Q4: 91,854 shares 91,854$1.03M0.87%-3,076Timeline
COMPUTER SCIENCES CORPCOMPUTER SCIENCES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 8,989 shares; 2016Q4: 16,903 shares 16,903$1M0.85%+7,914
WRLDWORLD ACCEP CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 14,000 shares 14,000$900K0.76%newTimeline
QUANTUM CORPQUANTUM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: 618,527 shares; 2015Q3: 513,754 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 1,000,000 shares 1,000,000$832K0.7%new
MCRIMONARCH CASINO & RESORT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 18,108 shares; 2016Q4: 28,408 shares 28,408$732K0.62%+10,300Timeline
EDDMORGAN STANLEY EMERGING MKTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 99,446 shares 99,446$713K0.6%newTimeline
KEY ENERGY SVCS INC DELKEY ENERGY SVCS INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 19,531 shares 19,531$624K0.53%new
STAMPS COM INCSTAMPS COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 4,739 shares 4,739$543K0.46%new
PIIMPINJ INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 15,175 shares 15,175$536K0.45%newTimeline
NXPINXP SEMICONDUCTORS N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 5,102 shares 5,102$500K0.42%newTimeline
OCWEN FINL CORPOCWEN FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 92,595 shares 92,595$499K0.42%new
CAPELLA EDUCATION COCAPELLA EDUCATION COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 5,585 shares 5,585$490K0.41%new
LOPEGRAND CANYON ED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 8,331 shares 8,331$487K0.41%newTimeline
BLACKHAWK NETWORK HOLDING I…BLACKHAWK NETWORK HOLDING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: 39,533 shares; 2015Q3: 51,285 shares; 2015Q4: 37,255 shares; 2016Q1: 8,767 shares; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 12,793 shares 12,793$482K0.41%new
TTWOTAKE-TWO INTERACTIVE SOFTWARQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 9,597 shares 9,597$473K0.4%newTimeline
DEVRY INC DELDEVRY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 14,231 shares 14,231$444K0.37%new
ELDORADO RESORTS INCELDORADO RESORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 39,497 shares; 2016Q2: 69,877 shares; 2016Q3: not reported; 2016Q4: 19,824 shares 19,824$336K0.28%new
XILINX INCXILINX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: 18,319 shares; 2015Q3: 29,666 shares; 2015Q4: 17,933 shares; 2016Q1: 17,866 shares; 2016Q2: 22,747 shares; 2016Q3: 20,261 shares; 2016Q4: 4,179 shares 4,179$252K0.21%-16,082
LITELUMENTUM HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 132,333 shares; 2016Q1: 104,663 shares; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 6,399 shares 6,399$247K0.21%newTimeline
DXCMDEXCOM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 19,480 shares; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 4,101 shares 4,101$245K0.21%newTimeline
ACTVISION BLIZZARD INCACTVISION BLIZZARD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: 29,010 shares; 2015Q4: 34,007 shares; 2016Q1: 17,645 shares; 2016Q2: 67,486 shares; 2016Q3: 43,249 shares; 2016Q4: 6,683 shares 6,683$241K0.2%-36,566
TTDTHE TRADE DESK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 7,935 shares 7,935$220K0.19%newTimeline
INOVIO PHARMACEUTICALS INCINOVIO PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 250,000 shares; 2016Q2: 50,000 shares; 2016Q3: not reported; 2016Q4: 25,000 shares 25,000$174K0.15%new
TPVGTRIPLEPOINT VENTURE GROWTH BQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: 186,400 shares; 2015Q3: 206,720 shares; 2015Q4: 232,630 shares; 2016Q1: 241,302 shares; 2016Q2: 221,681 shares; 2016Q3: 140,000 shares; 2016Q4: 13,436 shares 13,436$158K0.13%-126,564Timeline
Sensus Healthcare, Inc @6.7…Sensus Healthcare, Inc @6.75 6Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 231,256 shares; 2016Q4: 231,256 shares 231,256$116K0.1%0
ABUSARBUTUS BIOPHARMA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 199,895 shares; 2016Q2: 25,000 shares; 2016Q3: not reported; 2016Q4: 25,000 shares 25,000$61K0.05%newTimeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
WMTWALMART INC COMput150,000$10.4Mnew
UPSUNITED PARCEL SVCS INC COMput75,000$8.6Mnew
TSLATESLA INC COMput30,000$6.41M0
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP COMput50,000$5.48Mnew
GLDSPDR GOLD TR GOLD SHScall50,000$5.48M0
VANECK VECTORS ETF TRVANECK VECTORS ETF TR OIL SVCS ETFcall150,000$5Mnew
KITE PHARMA INCKITE PHARMA INC COMput85,000$3.81M+35,000
NRPNATURAL RESOURCE PARTNERS LP COM UNIT LTD PARcall114,000$3.68Mnew
CCKCROWN HLDGS INC Stockcall50,000$2.63Mnew
WBWEIBO CORP ADRput50,000$2.03Mnew
FXIISHARES TR CHINA LG-CAP ETFput50,000$1.74Mnew
TREELENDINGTREE INC COMput15,000$1.52Mnew
XLFSELECT SECTOR SPDR TR SHSput50,000$1.16Mnew
Mallinckrodt PlcMallinckrodt Plc SHScall15,000$747Knew
SANMSANMINA CORP Stockput10,000$367Knew

Sold out in Q4 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
EQIXEQUINIX INC17,500$6.3Mput
SRPTSAREPTA THERAPEUTICS INC78,408$4.82Mshares
UPSUNITED PARCEL SVCS INC37,890$4.14Mshares
CONSOL ENERGY INCCONSOL ENERGY INC200,000$3.84Mcall
ORBITAL ATK INCORBITAL ATK INC44,386$3.38Mshares
FEFIRSTENERGY CORP100,000$3.31Mcall
UNITED STATES STL CORP NEWUNITED STATES STL CORP NEW175,000$3.3Mput
HDHOME DEPOT INC25,000$3.22Mcall
SRPTSAREPTA THERAPEUTICS INC50,000$3.07Mput
XLISELECT SECTOR SPDR TR51,306$3Mshares
IBBISHARES TR10,000$2.9Mshares
EXASEXACT SCIENCES CORP155,000$2.88Mshares
IYRISHARES TR34,000$2.74Mshares
VOOVANGUARD INDEX FDS13,432$2.67Mshares
NMIHNMI HLDGS INC317,800$2.42Mshares
AXPAMERICAN EXPRESS CO35,000$2.24Mput
CYPRESS SEMICONDUCTOR CORPCYPRESS SEMICONDUCTOR CORP182,365$2.22Mshares
TECKTECK RESOURCES LTD100,000$1.8Mcall
FTVFORTIVE CORP29,575$1.5Mshares
LKQLKQ CORP36,139$1.28Mshares
APIGEE CORP COMAPIGEE CORP COM72,371$1.26Mshares
BLUE HILLS BANCORP INCBLUE HILLS BANCORP INC79,000$1.19Mshares
GLOBAL BLOOD THERAPEUTICS U…GLOBAL BLOOD THERAPEUTICS USD51,000$1.18Mshares
CLOVIS ONCOLOGY INCCLOVIS ONCOLOGY INC30,000$1.08Mshares
BEACON ROOFING SUPPLY INCBEACON ROOFING SUPPLY INC25,236$1.06Mshares
CNOCNO FINL GROUP INC69,400$1.06Mshares
AMZNAMAZON COM INC1,252$1.05Mshares
MYOKARDIA INCMYOKARDIA INC60,200$984Kshares
SEAGATE TECHNOLOGY HOLDINGSSEAGATE TECHNOLOGY HOLDINGS24,895$960Kshares
XYLXYLEM INC18,194$954Kshares
OCOWENS CORNING NEW17,585$938Kshares
AEROJET ROCKETDYNE HLDGS IN…AEROJET ROCKETDYNE HLDGS INC C52,259$919Kshares
CONSOL ENERGY INCCONSOL ENERGY INC47,443$911Kshares
EMCORE CORPEMCORE CORP150,695$859Kshares
SWKSSKYWORKS SOLUTIONS INC8,939$681Kshares
HARBORONE BANCORP INCHARBORONE BANCORP INC38,100$600Kshares
VERSUM MATLS INCVERSUM MATLS INC25,000$568Kshares
FBKFB FINL CORP28,000$565Kshares
PSLVSPROTT ASSET MANAGEMENT LP73,358$542Kshares
GW PHARMACEUTICALS PLCGW PHARMACEUTICALS PLC4,000$531Kshares
SOLAR SENIOR CAPITAL LTDSOLAR SENIOR CAPITAL LTD32,704$530Kshares
ROGROGERS CORP7,990$488Kshares
CAVIUM INCCAVIUM INC8,389$488Kshares
KRNYKEARNY FINL CORP MD35,000$477Kshares
GNRCGENERAC HLDGS INC13,094$475Kshares
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP72,447$455Kshares
Taser Intl IncTaser Intl Inc15,610$446Kshares
ACCURIDE CORP NEWACCURIDE CORP NEW173,561$444Kshares
MYRGMYR GROUP INC14,622$440Kshares
CACICACI INTL INC3,708$374Kshares
BENEFICIAL BANCORP INCBENEFICIAL BANCORP INC24,000$353Kshares
FIRST CONNECTICUT BANCORPFIRST CONNECTICUT BANCORP19,000$338Kshares
INSYS THERAPEUTICS INCINSYS THERAPEUTICS INC25,000$295Kput
FIDELITY & GTY LIFE COMFIDELITY & GTY LIFE COM10,897$253Kshares
CIVEO CORP CDACIVEO CORP CDA144,600$165Kshares

How Q4 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000919574-17-001854 base2017-02-14acceptance time not in the bulk data set