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DIALECTIC CAPITAL MANAGEMENT, LP

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13F filer, CIK 1411512, Norwalk, CT

DIALECTIC CAPITAL MANAGEMENT, LP reported $160,767,000 across 83 holdings for the quarter ended 2016-09-30, in a 13F-HR filed 2016-11-14. Its ten largest share positions make up 46.48% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000919574-16-016380

Period
2016-09-30
Reported value
$161M
Holdings
83
Top 10 weight
46.48%
New
44
Sold out
58

Largest buys vs the previous quarter

SecurityShares changeApprox. value
UPSnew+37,890$4.14M
GLDadded+30,000$3.77M
ORBITAL ATK INCnew+44,386$3.38M
XLInew+51,306$3M
SRPTadded+48,408$2.97M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
NMIHreduced-634,200-$4.83M
MDYreduced-15,605-$4.4M
VOOreduced-20,243-$4.02M
SWKSreduced-40,940-$3.12M
NOCexited-9,625-$2.14M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2016

Share positions as resolved from 13F-HR 0000919574-16-016380, largest first. % of portfolio is the value over $118,191,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
RILYBRC GROUP HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: 842,703 shares; 2015Q4: 914,357 shares; 2016Q1: 903,935 shares; 2016Q2: 934,621 shares; 2016Q3: 934,621 shares 934,621$12.5M10.57%0Timeline
VONAGE HLDGS CORPVONAGE HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 431,430 shares; 2015Q3: 151,216 shares; 2015Q4: 315,170 shares; 2016Q1: 253,116 shares; 2016Q2: 824,870 shares; 2016Q3: 1,258,771 shares 1,258,771$8.32M7.04%+433,901
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: 10,000 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 30,000 shares; 2016Q3: 60,000 shares 60,000$7.54M6.38%+30,000Timeline
COVISINT CORPCOVISINT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 1,157,895 shares; 2015Q3: 1,113,083 shares; 2015Q4: 1,292,209 shares; 2016Q1: 1,774,925 shares; 2016Q2: 2,353,067 shares; 2016Q3: 2,514,474 shares 2,514,474$5.48M4.64%+161,407
SRPTSAREPTA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 30,000 shares; 2016Q3: 78,408 shares 78,408$4.82M4.07%+48,408Timeline
UPSUNITED PARCEL SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 37,890 shares 37,890$4.14M3.51%newTimeline
ORBITAL ATK INCORBITAL ATK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 44,386 shares 44,386$3.38M2.86%new
XLISELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 51,306 shares 51,306$3M2.53%newTimeline
IBBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 10,000 shares 10,000$2.9M2.45%newTimeline
EXASEXACT SCIENCES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 89,300 shares; 2016Q3: 155,000 shares 155,000$2.88M2.44%+65,700Timeline
MDYSTATE STR SPDR S&P MIDCAP 40Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 25,327 shares; 2016Q3: 9,722 shares 9,722$2.74M2.32%-15,605Timeline
IYRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 34,000 shares 34,000$2.74M2.32%newTimeline
VOOVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 33,675 shares; 2016Q3: 13,432 shares 13,432$2.67M2.26%-20,243Timeline
MARVELL TECHNOLOGY GROUP LTDMARVELL TECHNOLOGY GROUP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: 79,642 shares; 2015Q4: not reported; 2016Q1: 192,679 shares; 2016Q2: 233,562 shares; 2016Q3: 199,404 shares 199,404$2.65M2.24%-34,158
NMIHNMI HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 40,000 shares; 2015Q3: 149,550 shares; 2015Q4: 314,288 shares; 2016Q1: 652,762 shares; 2016Q2: 952,000 shares; 2016Q3: 317,800 shares 317,800$2.42M2.05%-634,200Timeline
CYPRESS SEMICONDUCTOR CORPCYPRESS SEMICONDUCTOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 182,365 shares 182,365$2.22M1.88%new
TSLATESLA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 36,004 shares; 2016Q2: not reported; 2016Q3: 10,000 shares 10,000$2.04M1.73%newTimeline
BWXTBWX TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: 143,388 shares; 2015Q4: 137,418 shares; 2016Q1: 32,797 shares; 2016Q2: 72,039 shares; 2016Q3: 52,434 shares 52,434$2.01M1.7%-19,605Timeline
ACTVISION BLIZZARD INCACTVISION BLIZZARD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: 29,010 shares; 2015Q4: 34,007 shares; 2016Q1: 17,645 shares; 2016Q2: 67,486 shares; 2016Q3: 43,249 shares 43,249$1.92M1.62%-24,237
FTVFORTIVE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 29,575 shares 29,575$1.5M1.27%newTimeline
TPVGTRIPLEPOINT VENTURE GROWTH BQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 186,400 shares; 2015Q3: 206,720 shares; 2015Q4: 232,630 shares; 2016Q1: 241,302 shares; 2016Q2: 221,681 shares; 2016Q3: 140,000 shares 140,000$1.48M1.26%-81,681Timeline
SRTSSENSUS HEALTHCARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 226,000 shares 226,000$1.39M1.18%newTimeline
MONSANTO CO NEWMONSANTO CO NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 13,393 shares 13,393$1.37M1.16%new
LKQLKQ CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 41,808 shares; 2016Q3: 36,139 shares 36,139$1.28M1.08%-5,669Timeline
WDCWESTERN DIGITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 21,909 shares 21,909$1.28M1.08%newTimeline
APIGEE CORP COMAPIGEE CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 65,357 shares; 2016Q3: 72,371 shares 72,371$1.26M1.07%+7,014
NLSTNETLIST, INC. COM STKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 965,863 shares 965,863$1.2M1.01%newTimeline
BLUE HILLS BANCORP INCBLUE HILLS BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 25,200 shares; 2015Q3: 68,725 shares; 2015Q4: 111,225 shares; 2016Q1: 118,425 shares; 2016Q2: 107,200 shares; 2016Q3: 79,000 shares 79,000$1.19M1%-28,200
GLOBAL BLOOD THERAPEUTICS U…GLOBAL BLOOD THERAPEUTICS USDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 20,000 shares; 2016Q3: 51,000 shares 51,000$1.18M0.99%+31,000
XILINX INCXILINX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 18,319 shares; 2015Q3: 29,666 shares; 2015Q4: 17,933 shares; 2016Q1: 17,866 shares; 2016Q2: 22,747 shares; 2016Q3: 20,261 shares 20,261$1.1M0.93%-2,486
MUMICRON TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 30,525 shares; 2016Q1: not reported; 2016Q2: 67,800 shares; 2016Q3: 61,172 shares 61,172$1.09M0.92%-6,628Timeline
CLOVIS ONCOLOGY INCCLOVIS ONCOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 30,000 shares 30,000$1.08M0.91%new
BEACON ROOFING SUPPLY INCBEACON ROOFING SUPPLY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 11,864 shares; 2016Q3: 25,236 shares 25,236$1.06M0.9%+13,372
CNOCNO FINL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 69,400 shares 69,400$1.06M0.9%newTimeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 2,641 shares; 2016Q1: not reported; 2016Q2: 1,065 shares; 2016Q3: 1,252 shares 1,252$1.05M0.89%+187Timeline
FORMFORMFACTOR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 85,428 shares; 2016Q2: not reported; 2016Q3: 94,930 shares 94,930$1.03M0.87%newTimeline
SLRCSLR INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 87,000 shares; 2015Q3: 126,885 shares; 2015Q4: 147,735 shares; 2016Q1: 156,220 shares; 2016Q2: 101,500 shares; 2016Q3: 50,000 shares 50,000$1.03M0.87%-51,500Timeline
MYOKARDIA INCMYOKARDIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 60,200 shares 60,200$984K0.83%new
SEAGATE TECHNOLOGY HOLDINGSSEAGATE TECHNOLOGY HOLDINGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 24,895 shares 24,895$960K0.81%new
XYLXYLEM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 18,194 shares 18,194$954K0.81%newTimeline
TECKTECK RESOURCES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 52,897 shares 52,897$954K0.81%newTimeline
OCOWENS CORNING NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 10,219 shares; 2016Q3: 17,585 shares 17,585$938K0.79%+7,366Timeline
IMMRIMMERSION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 508,951 shares; 2015Q3: 462,351 shares; 2015Q4: 220,016 shares; 2016Q1: 93,671 shares; 2016Q2: 313,700 shares; 2016Q3: 114,692 shares 114,692$936K0.79%-199,008Timeline
AEROJET ROCKETDYNE HLDGS IN…AEROJET ROCKETDYNE HLDGS INC CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 52,259 shares 52,259$919K0.78%new
CONSOL ENERGY INCCONSOL ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 47,443 shares 47,443$911K0.77%new
MGMMGM RESORTS INTERNATIONALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 79,831 shares; 2016Q1: 27,405 shares; 2016Q2: 67,304 shares; 2016Q3: 34,912 shares 34,912$908K0.77%-32,392Timeline
EMCORE CORPEMCORE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 76,195 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 174,981 shares; 2016Q3: 150,695 shares 150,695$859K0.73%-24,286
SWKSSKYWORKS SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 12,325 shares; 2016Q2: 49,879 shares; 2016Q3: 8,939 shares 8,939$681K0.58%-40,940Timeline
HARBORONE BANCORP INCHARBORONE BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 15,000 shares; 2016Q3: 38,100 shares 38,100$600K0.51%+23,100
VERSUM MATLS INCVERSUM MATLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 25,000 shares 25,000$568K0.48%new
FBKFB FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 28,000 shares 28,000$565K0.48%newTimeline
PSLVSPROTT ASSET MANAGEMENT LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 75,002 shares; 2016Q3: 73,358 shares 73,358$542K0.46%-1,644Timeline
GW PHARMACEUTICALS PLCGW PHARMACEUTICALS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 3,500 shares; 2016Q2: not reported; 2016Q3: 4,000 shares 4,000$531K0.45%new
SOLAR SENIOR CAPITAL LTDSOLAR SENIOR CAPITAL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 22,700 shares; 2015Q3: 45,100 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 32,704 shares 32,704$530K0.45%new
ROGROGERS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 7,990 shares 7,990$488K0.41%newTimeline
CAVIUM INCCAVIUM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 8,389 shares 8,389$488K0.41%new
KRNYKEARNY FINL CORP MDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 56,750 shares; 2015Q3: 59,300 shares; 2015Q4: 124,300 shares; 2016Q1: 92,650 shares; 2016Q2: 97,100 shares; 2016Q3: 35,000 shares 35,000$477K0.4%-62,100Timeline
GNRCGENERAC HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 13,094 shares 13,094$475K0.4%newTimeline
COMPUTER SCIENCES CORPCOMPUTER SCIENCES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 8,989 shares 8,989$469K0.4%new
HC2 HLDGS INCHC2 HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 91,092 shares; 2015Q3: 376,470 shares; 2015Q4: 411,551 shares; 2016Q1: 400,700 shares; 2016Q2: 182,000 shares; 2016Q3: 85,000 shares 85,000$463K0.39%-97,000
MCRIMONARCH CASINO & RESORT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 18,108 shares 18,108$456K0.39%newTimeline
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 72,447 shares 72,447$455K0.38%new
Taser Intl IncTaser Intl IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 20,317 shares; 2016Q3: 15,610 shares 15,610$446K0.38%-4,707
ACCURIDE CORP NEWACCURIDE CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 173,561 shares 173,561$444K0.38%new
MYRGMYR GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 14,622 shares 14,622$440K0.37%newTimeline
CACICACI INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 5,726 shares; 2016Q2: 10,536 shares; 2016Q3: 3,708 shares 3,708$374K0.32%-6,828Timeline
BENEFICIAL BANCORP INCBENEFICIAL BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 65,064 shares; 2015Q3: 62,834 shares; 2015Q4: 73,780 shares; 2016Q1: 139,410 shares; 2016Q2: 101,282 shares; 2016Q3: 24,000 shares 24,000$353K0.3%-77,282
FIRST CONNECTICUT BANCORPFIRST CONNECTICUT BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 28,400 shares; 2016Q2: 28,700 shares; 2016Q3: 19,000 shares 19,000$338K0.29%-9,700
Sensus Healthcare, Inc @6.7…Sensus Healthcare, Inc @6.75 6Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 231,256 shares 231,256$296K0.25%new
FIDELITY & GTY LIFE COMFIDELITY & GTY LIFE COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 38,000 shares; 2016Q3: 10,897 shares 10,897$253K0.21%-27,103
CIVEO CORP CDACIVEO CORP CDAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 144,600 shares 144,600$165K0.14%new

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
EQIXEQUINIX INC REITput17,500$6.3Mnew
GLDSPDR GOLD TR GOLD SHScall50,000$6.28M-35,000
TSLATESLA INC COMput30,000$6.12M+20,000
CONSOL ENERGY INCCONSOL ENERGY INC COMcall200,000$3.84Mnew
FEFIRSTENERGY CORP COMcall100,000$3.31Mnew
UNITED STATES STL CORP NEWUNITED STATES STL CORP NEW COMput175,000$3.3Mnew
HDHOME DEPOT INC COMcall25,000$3.22Mnew
SRPTSAREPTA THERAPEUTICS INC COMput50,000$3.07Mnew
KITE PHARMA INCKITE PHARMA INC COMput50,000$2.79M+40,000
AXPAMERICAN EXPRESS CO COMput35,000$2.24Mnew
TECKTECK RESOURCES LTD Stockcall100,000$1.8Mnew
INSYS THERAPEUTICS INCINSYS THERAPEUTICS INC COMMON STOCKput25,000$295Knew

Sold out in Q3 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
SPYSTATE STR SPDR S&P 500 ETF T400,000$83.8Mcall
XLISELECT SECTOR SPDR TR300,000$16.8Mcall
SMHVANECK ETF TRUST225,000$12.8Mput
NOCNORTHROP GRUMMAN CORP50,000$11.1Mcall
CURRENCYSHS JAPANESE YEN TRCURRENCYSHS JAPANESE YEN TR65,000$6.08Mput
KMXCARMAX INC122,000$5.98Mput
EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO75,000$5.68Mput
RMDRESMED INC75,000$4.74Mput
BIPBROOKFIELD INFRASTRUCTURE PA100,000$4.53Mput
HOGHARLEY DAVIDSON INC85,000$3.85Mput
WHOLE FOODS MKT INCWHOLE FOODS MKT INC100,000$3.2Mcall
MCDMCDONALDS CORP25,000$3.01Mput
ARISTA NETWORKS INCARISTA NETWORKS INC45,000$2.9Mput
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser26,000$2.8Mput
PANERA BREAD COPANERA BREAD CO12,000$2.54Mput
BARD C R INCBARD C R INC10,000$2.35Mput
IYRISHARES TR28,500$2.35Mput
NOCNORTHROP GRUMMAN CORP9,625$2.14Mshares
GDOTGREEN DOT CORP90,479$2.08Mshares
XLFSELECT SECTOR SPDR TR80,000$1.83Mput
SENSUS HEATLHCARE INCSENSUS HEATLHCARE INC253,715$1.65Mshares
MWAMUELLER WTR PRODS INC134,557$1.54Mshares
LPXLOUISIANA PAC CORP86,270$1.5Mshares
AMERICAN EQUITY INVT LIFEAMERICAN EQUITY INVT LIFE105,000$1.5Mshares
SBUXSTARBUCKS CORP25,000$1.43Mput
JACKJACK IN THE BOX INC15,000$1.29Mput
KMXCARMAX INC26,051$1.28Mshares
LGNDLIGAND PHARMACEUTICALS INC10,000$1.19Mput
NWSANEWS CORP NEW100,000$1.14Mshares
PARSLEY ENERGY INCPARSLEY ENERGY INC40,257$1.09Mshares
HUBSHUBSPOT INC25,000$1.09Mput
ELDORADO RESORTS INCELDORADO RESORTS INC69,877$1.06Mshares
TEEKAY TANKERS LTDTEEKAY TANKERS LTD352,410$1.05Mshares
LNCLINCOLN NATL CORP IND26,900$1.04Mshares
EWEDWARDS LIFESCIENCES CORP10,000$997Kput
CSRA INCCSRA INC42,164$988Kshares
ECCEAGLE POINT CR CO60,000$966Kshares
CMBTCMB.TECH NV95,097$872Kshares
BAHBOOZ ALLEN HAMILTON HLDG COR28,523$845Kshares
PBHPRESTIGE CONSMR HEALTHCARE I15,000$831Kput
NORTHSTAR ASSETNORTHSTAR ASSET73,500$751Kshares
AERAERCAP HOLDINGS NV22,200$746Kshares
GRAMERCY PPTY TR COMGRAMERCY PPTY TR COM80,500$742Kshares
TERRITORAL BANCORP INCTERRITORAL BANCORP INC27,600$731Kshares
TCP CAP CORPTCP CAP CORP47,000$718Kshares
WHOLE FOODS MKT INCWHOLE FOODS MKT INC16,275$522Kshares
ARCCARES CAPITAL CORP35,000$497Kshares
GUESS? INCGUESS? INC32,468$489Kshares
INOVIO PHARMACEUTICALS INCINOVIO PHARMACEUTICALS INC50,000$462Kshares
DUNKIN BRANDS GROUP INCDUNKIN BRANDS GROUP INC10,000$436Kput
AMERICAN EQUITY INVT LIFEAMERICAN EQUITY INVT LIFE26,000$371Kcall
MRCYMERCURY SYS INC13,021$324Kshares
CACCCREDIT ACCEP CORP MICH1,500$278Kshares
NUENUCOR CORP5,400$267Kput
ALCENTRA CAP CORPALCENTRA CAP CORP20,000$243Kshares
ASSEMBLY BIOSCIENCES INCASSEMBLY BIOSCIENCES INC39,512$219Kshares
THL CREDIT INCTHL CREDIT INC10,000$111Kshares
ABUSARBUTUS BIOPHARMA CORP25,000$87Kshares

How Q3 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000919574-16-016380 base2016-11-14acceptance time not in the bulk data set