13F-HR filed by DIALECTIC CAPITAL MANAGEMENT, LP
DIALECTIC CAPITAL MANAGEMENT, LP filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 128 holding rows worth $347,414,000.
- Accession
- 0000919574-16-010507
- Filer
- CIK 1411512
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 250 entries on the cover page, a total value of $347,414,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $347,414,000 with VALUE read as thousands by filing date, 13F file number 028-12674. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDialectic Offshore, Ltd.028-14791
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 190,000 | $38,735,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 300,000 | $30,438,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 210,000 | $24,020,000 | thousands by filing date | put |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 914,357 | $9,052,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 100,000 | $8,801,000 | thousands by filing date | put |
| SMITH A O CORP COM | 831865209 | Stock | 100,000 | $7,661,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 100,000 | $6,796,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 60,000 | $6,071,000 | thousands by filing date | put |
| EQUINIX INC COM | 29444U700 | REIT | 20,000 | $6,048,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 28,505 | $5,382,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 134,500 | $5,099,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 7,500 | $5,069,000 | thousands by filing date | put |
| MONSANTO CO NEW | 61166W101 | COM | 50,000 | $4,926,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 88,100 | $4,755,000 | thousands by filing date | put |
| PACCAR INC COM | 693718108 | Stock | 100,000 | $4,740,000 | thousands by filing date | put |
| EMERSON ELEC CO COM | 291011104 | Stock | 94,604 | $4,525,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 137,418 | $4,366,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 75,000 | $4,147,000 | thousands by filing date | call |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 100,000 | $4,081,000 | thousands by filing date | put |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 28,500 | $4,061,000 | thousands by filing date | put |
| ISHARES TR | 464288752 | US HOME CONS ETF | 140,469 | $3,807,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 50,000 | $3,732,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 54,116 | $3,318,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 50,000 | $3,300,000 | thousands by filing date | put |
| COVISINT CORP | 22357R103 | COM | 1,292,209 | $3,231,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 46,000 | $3,195,000 | thousands by filing date | put |
| UNITED ONLINE INC | 911268209 | COM NEW | 260,804 | $3,075,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 25,000 | $3,014,000 | thousands by filing date | call |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 132,333 | $2,914,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 205,327 | $2,850,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 400,000 | $2,808,000 | thousands by filing date | call |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 232,630 | $2,782,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 62,553 | $2,650,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 47,582 | $2,640,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 33,608 | $2,635,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 127,019 | $2,625,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,301 | $2,568,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 220,016 | $2,565,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 147,735 | $2,428,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 14,508 | $2,347,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 185,298 | $2,254,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 80,000 | $2,238,000 | thousands by filing date | put |
| MENS WEARHOUSE INC | 587118100 | COM | 150,000 | $2,202,000 | thousands by filing date | call |
| ALLEGION PLC | G0176J109 | ORD SHS | 33,048 | $2,179,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 411,551 | $2,177,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 35,000 | $2,156,000 | thousands by filing date | put |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 49,375 | $2,131,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 314,288 | $2,127,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 62,633 | $2,097,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 36,438 | $2,015,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 79,831 | $1,814,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 315,170 | $1,809,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,641 | $1,785,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 54,224 | $1,760,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 32,673 | $1,726,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 100,000 | $1,726,000 | thousands by filing date | call |
| CONCORDIA HEALTHCARE CORP | 206519100 | COM | 42,315 | $1,722,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 111,225 | $1,703,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 7,000 | $1,680,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 60,790 | $1,651,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 37,255 | $1,647,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 19,480 | $1,595,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 50,000 | $1,577,000 | thousands by filing date | put |
| KEARNY FINL CORP MD | 48716P108 | COM | 124,300 | $1,575,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 33,301 | $1,547,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 35,000 | $1,534,000 | thousands by filing date | put |
| VULCAN MATLS CO COM | 929160109 | Stock | 16,105 | $1,529,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 15,000 | $1,525,000 | thousands by filing date | put |
| MURPHY USA INC COM | 626755102 | Stock | 25,020 | $1,519,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 193,031 | $1,491,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 81,451 | $1,406,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 13,333 | $1,395,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 30,000 | $1,346,000 | thousands by filing date | put |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 142,381 | $1,338,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 55,982 | $1,333,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 34,007 | $1,317,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 89,699 | $1,317,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 107,710 | $1,277,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 36,859 | $1,263,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 37,604 | $1,260,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 89,330 | $1,244,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 10,924 | $1,236,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 60,000 | $1,206,000 | thousands by filing date | call |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 68,120 | $1,160,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 59,180 | $1,153,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 35,084 | $1,119,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 99,490 | $1,065,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 73,780 | $983,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 271,890 | $946,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 34,260 | $916,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 4,250 | $909,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 12,715 | $874,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 38,854 | $866,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 24,085 | $843,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 17,933 | $843,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 24,841 | $842,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 12,642 | $842,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 26,873 | $825,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 15,926 | $820,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 65,700 | $816,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 7,577 | $778,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 66,070 | $756,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 21,204 | $699,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 97,778 | $687,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 63,428 | $667,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 42,492 | $656,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 31,001 | $641,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 54,400 | $625,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 84,693 | $619,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 35,000 | $603,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 40,000 | $597,000 | thousands by filing date | put |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 24,230 | $585,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 23,795 | $561,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 17,504 | $444,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 20,800 | $438,000 | thousands by filing date | put |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 10,375 | $437,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 30,525 | $432,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 31,917 | $388,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 29,300 | $340,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 27,610 | $324,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 70,402 | $299,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 22,700 | $296,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 7,945 | $290,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 7,779 | $237,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 152,959 | $216,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 13,734 | $162,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 11,254 | $68,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 10,000 | $61,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-16-010507 | this filing | 2016-02-16 | acceptance time not in the bulk data set |