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DIALECTIC CAPITAL MANAGEMENT, LP

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13F filer, CIK 1411512, Norwalk, CT

DIALECTIC CAPITAL MANAGEMENT, LP reported $302,926,000 across 97 holdings for the quarter ended 2016-06-30, in a 13F-HR filed 2016-08-15. Its ten largest share positions make up 47.4% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000919574-16-014654

Period
2016-06-30
Reported value
$303M
Holdings
97
Top 10 weight
47.4%
New
54
Sold out
50

Largest buys vs the previous quarter

SecurityShares changeApprox. value
MDYnew+25,327$6.9M
VOOnew+33,675$6.47M
GLDnew+30,000$3.79M
VONAGE HLDGS CORPadded+571,754$3.49M
SWKSadded+37,554$2.38M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
SPYexited-156,400-$32.1M
TSLAexited-36,004-$8.27M
GDOTreduced-273,863-$6.3M
UNITED ONLINE INCexited-419,680-$4.84M
NOCreduced-21,073-$4.68M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q2 2016

Share positions as resolved from 13F-HR 0000919574-16-014654, largest first. % of portfolio is the value over $105,280,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
RILYBRC GROUP HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: 842,703 shares; 2015Q4: 914,357 shares; 2016Q1: 903,935 shares; 2016Q2: 934,621 shares 934,621$8.95M8.5%+30,686Timeline
MDYSTATE STR SPDR S&P MIDCAP 40Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 25,327 shares 25,327$6.9M6.55%newTimeline
VOOVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 33,675 shares 33,675$6.47M6.15%newTimeline
NMIHNMI HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 40,000 shares; 2015Q3: 149,550 shares; 2015Q4: 314,288 shares; 2016Q1: 652,762 shares; 2016Q2: 952,000 shares 952,000$5.22M4.96%+299,238Timeline
COVISINT CORPCOVISINT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 1,157,895 shares; 2015Q3: 1,113,083 shares; 2015Q4: 1,292,209 shares; 2016Q1: 1,774,925 shares; 2016Q2: 2,353,067 shares 2,353,067$5.13M4.87%+578,142
VONAGE HLDGS CORPVONAGE HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 431,430 shares; 2015Q3: 151,216 shares; 2015Q4: 315,170 shares; 2016Q1: 253,116 shares; 2016Q2: 824,870 shares 824,870$5.03M4.78%+571,754
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: 10,000 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 30,000 shares 30,000$3.79M3.6%newTimeline
SWKSSKYWORKS SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 12,325 shares; 2016Q2: 49,879 shares 49,879$3.16M3%+37,554Timeline
ACTVISION BLIZZARD INCACTVISION BLIZZARD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: 29,010 shares; 2015Q4: 34,007 shares; 2016Q1: 17,645 shares; 2016Q2: 67,486 shares 67,486$2.67M2.54%+49,841
BWXTBWX TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: 143,388 shares; 2015Q4: 137,418 shares; 2016Q1: 32,797 shares; 2016Q2: 72,039 shares 72,039$2.58M2.45%+39,242Timeline
TPVGTRIPLEPOINT VENTURE GROWTH BQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 186,400 shares; 2015Q3: 206,720 shares; 2015Q4: 232,630 shares; 2016Q1: 241,302 shares; 2016Q2: 221,681 shares 221,681$2.35M2.23%-19,621Timeline
IMMRIMMERSION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 508,951 shares; 2015Q3: 462,351 shares; 2015Q4: 220,016 shares; 2016Q1: 93,671 shares; 2016Q2: 313,700 shares 313,700$2.3M2.19%+220,029Timeline
MARVELL TECHNOLOGY GROUP LTDMARVELL TECHNOLOGY GROUP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: 79,642 shares; 2015Q4: not reported; 2016Q1: 192,679 shares; 2016Q2: 233,562 shares 233,562$2.23M2.11%+40,883
NOCNORTHROP GRUMMAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 28,505 shares; 2016Q1: 30,698 shares; 2016Q2: 9,625 shares 9,625$2.14M2.03%-21,073Timeline
GDOTGREEN DOT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 364,342 shares; 2016Q2: 90,479 shares 90,479$2.08M1.98%-273,863Timeline
SLRCSLR INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 87,000 shares; 2015Q3: 126,885 shares; 2015Q4: 147,735 shares; 2016Q1: 156,220 shares; 2016Q2: 101,500 shares 101,500$1.93M1.84%-54,720Timeline
SENSUS HEATLHCARE INCSENSUS HEATLHCARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 253,715 shares 253,715$1.65M1.56%new
BLUE HILLS BANCORP INCBLUE HILLS BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 25,200 shares; 2015Q3: 68,725 shares; 2015Q4: 111,225 shares; 2016Q1: 118,425 shares; 2016Q2: 107,200 shares 107,200$1.58M1.5%-11,225
MWAMUELLER WTR PRODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 237,762 shares; 2016Q2: 134,557 shares 134,557$1.54M1.46%-103,205Timeline
MGMMGM RESORTS INTERNATIONALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 79,831 shares; 2016Q1: 27,405 shares; 2016Q2: 67,304 shares 67,304$1.52M1.45%+39,899Timeline
LPXLOUISIANA PAC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 86,270 shares 86,270$1.5M1.42%newTimeline
AMERICAN EQUITY INVT LIFEAMERICAN EQUITY INVT LIFEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 90,500 shares; 2016Q2: 105,000 shares 105,000$1.5M1.42%+14,500
LKQLKQ CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 41,808 shares 41,808$1.32M1.26%newTimeline
BENEFICIAL BANCORP INCBENEFICIAL BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 65,064 shares; 2015Q3: 62,834 shares; 2015Q4: 73,780 shares; 2016Q1: 139,410 shares; 2016Q2: 101,282 shares 101,282$1.29M1.22%-38,128
KMXCARMAX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 26,051 shares 26,051$1.28M1.21%newTimeline
KRNYKEARNY FINL CORP MDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 56,750 shares; 2015Q3: 59,300 shares; 2015Q4: 124,300 shares; 2016Q1: 92,650 shares; 2016Q2: 97,100 shares 97,100$1.22M1.16%+4,450Timeline
NWSANEWS CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 100,000 shares; 2016Q2: 100,000 shares 100,000$1.14M1.08%0Timeline
EXASEXACT SCIENCES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 89,300 shares 89,300$1.09M1.04%newTimeline
PARSLEY ENERGY INCPARSLEY ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 40,257 shares 40,257$1.09M1.04%new
ELDORADO RESORTS INCELDORADO RESORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 39,497 shares; 2016Q2: 69,877 shares 69,877$1.06M1.01%+30,380
TEEKAY TANKERS LTDTEEKAY TANKERS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 352,410 shares 352,410$1.05M1%new
XILINX INCXILINX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 18,319 shares; 2015Q3: 29,666 shares; 2015Q4: 17,933 shares; 2016Q1: 17,866 shares; 2016Q2: 22,747 shares 22,747$1.05M1%+4,881
LNCLINCOLN NATL CORP INDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 26,900 shares 26,900$1.04M0.99%newTimeline
EMCORE CORPEMCORE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 76,195 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 174,981 shares 174,981$1.04M0.99%new
CSRA INCCSRA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 23,071 shares; 2016Q2: 42,164 shares 42,164$988K0.94%+19,093
ECCEAGLE POINT CR COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 18,000 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 60,000 shares 60,000$966K0.92%newTimeline
CACICACI INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 5,726 shares; 2016Q2: 10,536 shares 10,536$952K0.9%+4,810Timeline
MUMICRON TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 30,525 shares; 2016Q1: not reported; 2016Q2: 67,800 shares 67,800$933K0.89%newTimeline
FIDELITY & GTY LIFE COMFIDELITY & GTY LIFE COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 38,000 shares 38,000$881K0.84%new
CMBTCMB.TECH NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 105,699 shares; 2016Q2: 95,097 shares 95,097$872K0.83%-10,602Timeline
BAHBOOZ ALLEN HAMILTON HLDG CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 28,132 shares; 2016Q2: 28,523 shares 28,523$845K0.8%+391Timeline
APIGEE CORP COMAPIGEE CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 65,357 shares 65,357$799K0.76%new
HC2 HLDGS INCHC2 HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 91,092 shares; 2015Q3: 376,470 shares; 2015Q4: 411,551 shares; 2016Q1: 400,700 shares; 2016Q2: 182,000 shares 182,000$783K0.74%-218,700
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 2,641 shares; 2016Q1: not reported; 2016Q2: 1,065 shares 1,065$762K0.72%newTimeline
NORTHSTAR ASSETNORTHSTAR ASSETQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: 32,260 shares; 2015Q4: not reported; 2016Q1: 112,510 shares; 2016Q2: 73,500 shares 73,500$751K0.71%-39,010
AERAERCAP HOLDINGS NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 78,625 shares; 2015Q3: 86,075 shares; 2015Q4: 49,375 shares; 2016Q1: 34,200 shares; 2016Q2: 22,200 shares 22,200$746K0.71%-12,000Timeline
GRAMERCY PPTY TR COMGRAMERCY PPTY TR COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 193,031 shares; 2016Q1: 221,648 shares; 2016Q2: 80,500 shares 80,500$742K0.7%-141,148
TERRITORAL BANCORP INCTERRITORAL BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 15,300 shares; 2016Q2: 27,600 shares 27,600$731K0.69%+12,300
TCP CAP CORPTCP CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 89,330 shares; 2016Q1: 96,564 shares; 2016Q2: 47,000 shares 47,000$718K0.68%-49,564
SRPTSAREPTA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 30,000 shares 30,000$572K0.54%newTimeline
PSLVSPROTT ASSET MANAGEMENT LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 75,002 shares 75,002$544K0.52%newTimeline
BEACON ROOFING SUPPLY INCBEACON ROOFING SUPPLY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 11,864 shares 11,864$539K0.51%new
OCOWENS CORNING NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 10,219 shares 10,219$527K0.5%newTimeline
WHOLE FOODS MKT INCWHOLE FOODS MKT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 37,604 shares; 2016Q1: 44,025 shares; 2016Q2: 16,275 shares 16,275$522K0.5%-27,750
Taser Intl IncTaser Intl IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 20,317 shares 20,317$505K0.48%new
ARCCARES CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 35,000 shares 35,000$497K0.47%newTimeline
GUESS? INCGUESS? INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 32,468 shares 32,468$489K0.46%new
FIRST CONNECTICUT BANCORPFIRST CONNECTICUT BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 28,400 shares; 2016Q2: 28,700 shares 28,700$475K0.45%+300
INOVIO PHARMACEUTICALS INCINOVIO PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 250,000 shares; 2016Q2: 50,000 shares 50,000$462K0.44%-200,000
GLOBAL BLOOD THERAPEUTICS U…GLOBAL BLOOD THERAPEUTICS USDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 20,000 shares 20,000$332K0.32%new
MRCYMERCURY SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 13,021 shares 13,021$324K0.31%newTimeline
CACCCREDIT ACCEP CORP MICHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 4,250 shares; 2016Q1: 7,210 shares; 2016Q2: 1,500 shares 1,500$278K0.26%-5,710Timeline
ALCENTRA CAP CORPALCENTRA CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 88,000 shares; 2015Q3: 34,344 shares; 2015Q4: 29,300 shares; 2016Q1: 60,472 shares; 2016Q2: 20,000 shares 20,000$243K0.23%-40,472
ASSEMBLY BIOSCIENCES INCASSEMBLY BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 56,862 shares; 2016Q2: 39,512 shares 39,512$219K0.21%-17,350
HARBORONE BANCORP INCHARBORONE BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 15,000 shares 15,000$194K0.18%new
THL CREDIT INCTHL CREDIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 130,797 shares; 2015Q3: 128,738 shares; 2015Q4: 99,490 shares; 2016Q1: 141,740 shares; 2016Q2: 10,000 shares 10,000$111K0.11%-131,740
ABUSARBUTUS BIOPHARMA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 199,895 shares; 2016Q2: 25,000 shares 25,000$87K0.08%-174,895Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
SPYSTATE STR SPDR S&P 500 ETF T SHScall400,000$83.8Mnew
XLISELECT SECTOR SPDR TR INDLcall300,000$16.8Mnew
SMHVANECK ETF TRUST COMput225,000$12.8Mnew
NOCNORTHROP GRUMMAN CORP Stockcall50,000$11.1Mnew
GLDSPDR GOLD TR GOLD SHScall85,000$10.8M-157,400
CURRENCYSHS JAPANESE YEN TRCURRENCYSHS JAPANESE YEN TR JAPANESE YENput65,000$6.08Mnew
KMXCARMAX INC Stockput122,000$5.98Mnew
EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO COMput75,000$5.68Mnew
RMDRESMED INC Stockput75,000$4.74Mnew
BIPBROOKFIELD INFRASTRUCTURE PA LP INT UNITput100,000$4.53M0
HOGHARLEY DAVIDSON INC Stockput85,000$3.85Mnew
WHOLE FOODS MKT INCWHOLE FOODS MKT INC COMcall100,000$3.2Mnew
MCDMCDONALDS CORP COMput25,000$3.01Mnew
ARISTA NETWORKS INCARISTA NETWORKS INC COMput45,000$2.9Mnew
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser COMput26,000$2.8Mnew
PANERA BREAD COPANERA BREAD CO CL Aput12,000$2.54Mnew
BARD C R INCBARD C R INC COMput10,000$2.35Mnew
IYRISHARES TR U.S. REAL ES ETFput28,500$2.35Mnew
TSLATESLA INC COMput10,000$2.12Mnew
XLFSELECT SECTOR SPDR TR SHSput80,000$1.83Mnew
SBUXSTARBUCKS CORP COMput25,000$1.43Mnew
JACKJACK IN THE BOX INC COMput15,000$1.29Mnew
LGNDLIGAND PHARMACEUTICALS INC COM NEWput10,000$1.19Mnew
HUBSHUBSPOT INC STOKput25,000$1.09Mnew
EWEDWARDS LIFESCIENCES CORP Stockput10,000$997Knew
PBHPRESTIGE CONSMR HEALTHCARE I COMput15,000$831Knew
KITE PHARMA INCKITE PHARMA INC COMput10,000$500Knew
DUNKIN BRANDS GROUP INCDUNKIN BRANDS GROUP INC COMput10,000$436Knew
AMERICAN EQUITY INVT LIFEAMERICAN EQUITY INVT LIFE COMMON STOCKcall26,000$371K+1,000
NUENUCOR CORP Stockput5,400$267Knew

Sold out in Q2 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
SPYSTATE STR SPDR S&P 500 ETF T156,400$32.1Mshares
TSLATESLA INC36,004$8.27Mshares
BABOEING CO45,000$5.71Mput
UNITED ONLINE INCUNITED ONLINE INC419,680$4.84Mshares
AAPLAPPLE INC31,025$3.38Mshares
GOOGLALPHABET INC3,873$2.96Mshares
LITELUMENTUM HLDGS INC104,663$2.82Mshares
AMERICAN CAPITAL LTDAMERICAN CAPITAL LTD149,364$2.28Mshares
CSCOCISCO SYS INC79,748$2.27Mshares
LEXMARK INTL NEWLEXMARK INTL NEW61,847$2.07Mshares
L-3 COMMUNICATIONS HLDGS INCL-3 COMMUNICATIONS HLDGS INC17,271$2.05Mshares
IEPICAHN ENTERPRISES LP30,000$1.89Mput
Mallinckrodt PlcMallinckrodt Plc30,000$1.84Mshares
METAMETA PLATFORMS INC15,665$1.79Mshares
INTCINTEL CORP54,710$1.77Mshares
TERTERADYNE INC79,469$1.72Mshares
INPHI CORPINPHI CORP51,299$1.71Mshares
MELLANOX TECHNOLOGIES LTDMELLANOX TECHNOLOGIES LTD31,226$1.7Mshares
LMTLOCKHEED MARTIN CORP6,520$1.44Mshares
INSYS THERAPEUTICS INCINSYS THERAPEUTICS INC79,550$1.27Mshares
MSGSMADISON SQUARE GRDN SPRT COR7,514$1.25Mshares
MSFTMICROSOFT CORP22,071$1.22Mshares
RAYTHEON CORAYTHEON CO9,935$1.22Mshares
SHWSHERWIN WILLIAMS CO4,150$1.18Mshares
ZAYO GROUP HLDGS INC COMZAYO GROUP HLDGS INC COM48,708$1.18Mshares
CRMSALESFORCE INC15,731$1.16Mshares
OLNOLIN CORP56,277$977Kshares
AMAG PHARMACEUTICALS INCAMAG PHARMACEUTICALS INC41,000$960Kshares
OCLARO INCOCLARO INC170,931$923Kshares
NORTHSTAR REIT.NORTHSTAR REIT.70,140$920Kshares
ALBALBEMARLE CORP13,607$870Kshares
IAC INTERACTIVECORPIAC INTERACTIVECORP18,430$868Kshares
RITMRITHM CAPITAL CORP74,390$865Kshares
CSWCCAPITAL SOUTHWEST CORP61,843$858Kshares
LDOSLEIDOS HOLDINGS INC17,036$857Kshares
MMACYS INC19,200$846Kshares
BROCADE COMMUNICATIONS SYS IBROCADE COMMUNICATIONS SYS I78,647$832Kshares
ACREARES COML REAL ESTATE CORP75,370$825Kshares
WMTWALMART INC11,500$787Kshares
BXMTBLACKSTONE MORTGAGE TRUST IN27,200$731Kshares
WCI CMNTYS INCWCI CMNTYS INC36,526$678Kshares
FORMFORMFACTOR INC85,428$621Kshares
SUPNSUPERNUS PHARMACEUTICALS22,200$338Kshares
TICC CAPITAL CORPTICC CAPITAL CORP65,300$313Kshares
BLACKHAWK NETWORK HOLDING I…BLACKHAWK NETWORK HOLDING INC8,767$301Kshares
TAILORED BRANDS INCTAILORED BRANDS INC15,000$268Kshares
GLU MOBILE INCGLU MOBILE INC90,987$257Kshares
GW PHARMACEUTICALS PLCGW PHARMACEUTICALS PLC3,500$252Kshares
SPX CORPSPX CORP10,404$157Kshares
NVCRNOVOCURE LTD10,000$145Kshares

How Q2 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000919574-16-014654 base2016-08-15acceptance time not in the bulk data set