DCF Advisers, LLC

13F filer, CIK 1802493, MOUNT PLEASANT, SC

DCF Advisers, LLC reported $250,177,314 across 97 holdings for the quarter ended 2024-09-30, in a 13F-HR filed 2024-11-13. Its ten largest share positions make up 44.93% of the portfolio.

Filed 2024-11-13 (acceptance time not in the bulk data set), ingested 2026-10-07 18:26:56 UTC13F-HR 0001013594-24-000932

Period: 2024-09-30
Reported value: $250M
Holdings: 97
Top 10 weight: 44.93%
New: 15
Sold out: 12

Largest buys vs the previous quarter

Security	Shares change	Approx. value
AMZNadded	+17,500	$3.26M
MUadded	+16,500	$1.71M
Cadded	+23,500	$1.47M
URNMadded	+25,000	$1.15M
AMGNadded	+2,500	$806K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
REGNreduced	-2,650	-$2.79M
AAPLreduced	-10,000	-$2.33M
REVANCE THERAPEUTICS INCreduced	-230,583	-$1.2M
BHVNreduced	-20,700	-$1.03M
GLDreduced	-4,000	-$972K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2024

Share positions as resolved from 13F-HR 0001013594-24-000932, largest first. % of portfolio is the value over $194,176,724, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
MUMICRON TECHNOLOGY INC	176,500	$18.3M	9.43%	+16,500	Timeline
GOOGALPHABET INC	69,650	$11.6M	6%	-2,000	Timeline
ARGXARGENX SE	20,000	$10.8M	5.58%	0	Timeline
REGNREGENERON PHARMACEUTICALS	7,750	$8.15M	4.2%	-2,650	Timeline
INTRA-CELLULAR THERAPIES INCINTRA-CELLULAR THERAPIES INC	100,507	$7.35M	3.79%	0
AMZNAMAZON COM INC	34,500	$6.43M	3.31%	+17,500	Timeline
AMDADVANCED MICRO DEVICES INC	38,000	$6.24M	3.21%	0	Timeline
LLYELI LILLY & CO	7,000	$6.2M	3.19%	0	Timeline
ABBVABBVIE INC	31,000	$6.12M	3.15%	-800	Timeline
ORCLORACLE CORP	35,000	$5.96M	3.07%	-1,750	Timeline
IAUISHARES GOLD TR	100,000	$4.97M	2.56%	0	Timeline
ETENERGY TRANSFER L P	309,250	$4.96M	2.56%	0	Timeline
BACBANK OF AMER CORP	119,500	$4.74M	2.44%	-5,850	Timeline
BABAALIBABA GROUP HLDG LTD	43,250	$4.59M	2.36%	-1,550	Timeline
GLDSPDR GOLD TR	18,000	$4.38M	2.25%	-4,000	Timeline
SLVISHARES SILVER TR	149,500	$4.25M	2.19%	+2,900	Timeline
XNCRXENCOR INC	209,479	$4.21M	2.17%	+500	Timeline
BIDUBAIDU INC	35,500	$3.74M	1.92%	+5,500	Timeline
AMGNAMGEN INC	11,000	$3.54M	1.83%	+2,500	Timeline
INCYINCYTE CORP	48,250	$3.19M	1.64%	-3,250	Timeline
TPBTURNING PT BRANDS INC	71,800	$3.1M	1.6%	-2,000	Timeline
GDXVANECK ETF TRUST	75,000	$2.99M	1.54%	+15,500	Timeline
ZBHZIMMER BIOMET HOLDINGS INC	23,319	$2.52M	1.3%	+1,600	Timeline
XAODXABRDN TOTAL DYNAMIC DIVIDEND	261,500	$2.38M	1.23%	0	Timeline
IWMISHARES TR	10,750	$2.37M	1.22%	-750	Timeline
CCITIGROUP INC	37,500	$2.35M	1.21%	+23,500	Timeline
XJQCXNUVEEN CR STRATEGIES INCOME	386,389	$2.24M	1.15%	-35,611	Timeline
TEVATEVA PHARMACEUTICAL INDS LTD	113,000	$2.04M	1.05%	-17,750	Timeline
DEDEERE & CO	4,500	$1.88M	0.97%	+1,000	Timeline
AAPLAPPLE INC	8,000	$1.86M	0.96%	-10,000	Timeline
URNMSPROTT FDS TR	40,500	$1.86M	0.96%	+25,000	Timeline
PRTAPROTHENA CORP PLC	107,500	$1.8M	0.93%	0	Timeline
CSCOCISCO SYS INC	30,000	$1.6M	0.82%	-2,500	Timeline
IONSIONIS PHARMACEUTICALS INC	39,500	$1.58M	0.81%	+16,500	Timeline
BHVNBIOHAVEN LTD	31,000	$1.55M	0.8%	-20,700	Timeline
LFCRLIFECORE BIOMEDICAL INC	288,478	$1.42M	0.73%	-2,206	Timeline
BARRICK GOLD CORPBARRICK GOLD CORP	70,000	$1.39M	0.72%	-37,500
GMGENERAL MTRS CO	30,000	$1.35M	0.69%	-5,000	Timeline
ZMZOOM COMMUNICATIONS INC	17,500	$1.22M	0.63%	-12,500	Timeline
QCOMQUALCOMM INC	7,000	$1.19M	0.61%	0	Timeline
SPOTSPOTIFY TECHNOLOGY S A	3,165	$1.17M	0.6%	-485	Timeline
METAMETA PLATFORMS INC	2,000	$1.14M	0.59%	0	Timeline
LNSRLENSAR INC	240,600	$1.1M	0.57%	-884	Timeline
BOXXEA SERIES TRUST	9,875	$1.08M	0.55%	0	Timeline
FFORD MTR CO	100,000	$1.06M	0.54%	0	Timeline
INTCINTEL CORP	45,000	$1.06M	0.54%	+7,500	Timeline
ZLABZAI LAB LTD	42,250	$1.02M	0.53%	+11,800	Timeline
PFEPFIZER INC	34,350	$994K	0.51%	-900	Timeline
OIO-I GLASS INC	74,250	$974K	0.5%	-16,500	Timeline
STEWSRH TOTAL RETURN FUND INC	59,000	$932K	0.48%	0	Timeline
GDXJVANECK ETF TRUST	19,000	$927K	0.48%	+5,300	Timeline
MRVLMARVELL TECHNOLOGY INC	12,500	$902K	0.46%	-5,000	Timeline
AVGOBROADCOM INC	5,000	$862K	0.44%	+4,025	Timeline
EVOEVOTEC AG	217,055	$792K	0.41%	+102,102	Timeline
BNEDBARNES & NOBLE ED INC	84,500	$782K	0.4%	+7,000	Timeline
PYPLPAYPAL HLDGS INC	10,000	$780K	0.4%	-1,000	Timeline
BURBURFORD CAPITAL LIMITED	52,000	$690K	0.36%	0	Timeline
SNYSANOFI SA	11,000	$634K	0.33%	0	Timeline
BABOEING CO	4,150	$631K	0.32%	-500	Timeline
FLUTFLUTTER ENTMT PLC	2,500	$593K	0.31%	-700	Timeline
EEMISHARES TR	12,500	$573K	0.3%	0	Timeline
NAMSNEWAMSTERDAM PHARMA COMPANY	34,000	$564K	0.29%	new	Timeline
TDOCTELADOC HEALTH INC	52,500	$482K	0.25%	0	Timeline
ARQARQ INC	73,000	$429K	0.22%	+51,000	Timeline
RPRXROYALTY PHARMA PLC	15,000	$424K	0.22%	new	Timeline
LAM RESEARCH CORPLAM RESEARCH CORP	500	$408K	0.21%	0
PANWPALO ALTO NETWORKS INC	1,000	$342K	0.18%	0	Timeline
VRDNVIRIDIAN THERAPEUTICS INC	14,500	$330K	0.17%	-3,250	Timeline
MEOHMETHANEX CORP	7,500	$310K	0.16%	new	Timeline
ALTALTIMMUNE INC	37,868	$233K	0.12%	-5,000	Timeline
TAT&T INC	10,200	$224K	0.12%	-37,500	Timeline
NOKNOKIA CORP	50,000	$218K	0.11%	0	Timeline
WOLFSPEED INCWOLFSPEED INC	20,600	$200K	0.1%	0
NNNEXTNAV INC	17,000	$127K	0.07%	new	Timeline
REVANCE THERAPEUTICS INCREVANCE THERAPEUTICS INC	19,417	$101K	0.05%	-230,583
LCTXLINEAGE CELL THERAPEUTICS IN	107,751	$97.5K	0.05%	0	Timeline
TBHCTHE BRAND HOUSE COLLECTIVE I	25,415	$55.7K	0.03%	0	Timeline
EQEQUILLIUM INC	32,962	$27.4K	0.01%	0	Timeline
OVIDOVID THERAPEUTICS INC	14,750	$17.4K	0.01%	-27,000	Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
VOOVANGUARD INDEX FDS COM	put	89,600	$47.3M	new
GLDSPDR GOLD TR GOLD SHS	put	6,500	$1.58M	new
MUMICRON TECHNOLOGY INC COM	put	11,500	$1.19M	new
AAPLAPPLE INC COM	put	5,000	$1.17M	+3,000
ORCLORACLE CORP COM	put	6,000	$1.02M	new
TEVATEVA PHARMACEUTICAL INDS LTD ADR	call	33,500	$604K	+18,500
GDXVANECK ETF TRUST GOLD MINERS ETF	put	15,000	$597K	new
AMZNAMAZON COM INC COM	call	3,000	$559K	0
BIDUBAIDU INC ADR	put	5,000	$526K	new
BIDUBAIDU INC ADR	call	4,000	$421K	new
ALTALTIMMUNE INC COM NEW	call	57,000	$350K	-51,000
MUMICRON TECHNOLOGY INC COM	call	2,500	$259K	new
IONSIONIS PHARMACEUTICALS INC Stock	call	4,000	$160K	+3,500
CCITIGROUP INC COM	call	2,500	$156K	new
GDXVANECK ETF TRUST GOLD MINERS ETF	call	2,500	$99.5K	new
RPRXROYALTY PHARMA PLC SHS CLASS A	call	1,000	$28.3K	new

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
Esperion Therapeutics IncEsperion Therapeutics Inc NOTE 4.000%11/15/25	principal	2,250,000	$2.13M	-300,000
COHERUS ONCOLOGY INCCOHERUS ONCOLOGY INC BOND	principal	350,000	$275K	-1,000,000

Sold out in Q3 2024

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
SNOWSNOWFLAKE INC	3,250	$439K	shares
JNJJOHNSON & JOHNSON	3,000	$438K	shares
REVANCE THERAPEUTICS INCREVANCE THERAPEUTICS INC	600,000	$387K	principal
IOTSAMSARA INC	10,000	$337K	shares
DEDEERE & CO	800	$299K	call
SHOPSHOPIFY INC	4,000	$264K	shares
SHOPSHOPIFY INC	4,000	$264K	call
JFRNUVEEN FLOATING RATE INCOME	29,500	$255K	shares
BIIBBIOGEN INC	1,000	$232K	shares
ZBHZIMMER BIOMET HOLDINGS INC	2,000	$217K	call
BHVNBIOHAVEN LTD	1,500	$52.1K	put
ESPRESPERION THERAPEUTICS INC NE	250	$555	call

How Q3 2024 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001013594-24-000932	base		2024-11-13	acceptance time not in the bulk data set	2026-10-07 18:26:56 UTC