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DCF Advisers, LLC

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13F filer, CIK 1802493, MOUNT PLEASANT, SC

DCF Advisers, LLC reported $311,211,956 across 95 holdings for the quarter ended 2025-09-30, in a 13F-HR filed 2025-11-12. Its ten largest share positions make up 41.81% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001013594-25-001382

Period
2025-09-30
Reported value
$311M
Holdings
95
Top 10 weight
41.81%
New
31
Sold out
20

Largest buys vs the previous quarter

SecurityShares changeApprox. value
ALIBABA GROUP HLDG LTDnew+39,150$7M
CORVUS PHARMACEUTICALS INCnew+768,500$5.66M
UBER TECHNOLOGIES INCnew+55,000$5.39M
ENERGY TRANSFER L Pnew+300,500$5.16M
TEVAadded+185,200$3.74M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
ETexited-300,500-$5.45M
UBERexited-55,000-$5.13M
BABAexited-39,150-$4.44M
AZNexited-45,800-$3.2M
CRVSexited-757,500-$3.03M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2025

Share positions as resolved from 13F-HR 0001013594-25-001382, largest first. % of portfolio is the value over $264,069,661, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
MUMICRON TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 176,500 shares; 2024Q4: 183,500 shares; 2025Q1: 195,000 shares; 2025Q2: 196,250 shares; 2025Q3: 205,250 shares 205,250$34.3M13.01%+9,000Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 69,650 shares; 2024Q4: 57,400 shares; 2025Q1: 57,000 shares; 2025Q2: 57,000 shares; 2025Q3: 57,000 shares 57,000$13.9M5.26%0Timeline
ARGXARGENX SEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 20,000 shares; 2024Q4: 20,000 shares; 2025Q1: 14,350 shares; 2025Q2: 13,650 shares; 2025Q3: 13,650 shares 13,650$10.1M3.81%0Timeline
GDXVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 75,000 shares; 2024Q4: 82,500 shares; 2025Q1: 90,000 shares; 2025Q2: 102,500 shares; 2025Q3: 114,500 shares 114,500$8.75M3.31%+12,000Timeline
ORCLORACLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 35,000 shares; 2024Q4: 36,500 shares; 2025Q1: 36,500 shares; 2025Q2: 33,500 shares; 2025Q3: 29,000 shares 29,000$8.16M3.09%-4,500Timeline
TEVATEVA PHARMACEUTICAL INDS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 113,000 shares; 2024Q4: 147,500 shares; 2025Q1: 171,000 shares; 2025Q2: 182,500 shares; 2025Q3: 367,700 shares 367,700$7.43M2.81%+185,200Timeline
IAUISHARES GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 100,000 shares; 2024Q4: 100,000 shares; 2025Q1: 100,000 shares; 2025Q2: 100,000 shares; 2025Q3: 100,000 shares 100,000$7.28M2.76%0Timeline
IONSIONIS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 39,500 shares; 2024Q4: 82,882 shares; 2025Q1: 95,000 shares; 2025Q2: 91,750 shares; 2025Q3: 108,413 shares 108,413$7.09M2.69%+16,663Timeline
ALIBABA GROUP HLDG LTDALIBABA GROUP HLDG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 44,250 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 39,150 shares 39,150$7M2.65%new
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 34,500 shares; 2024Q4: 30,000 shares; 2025Q1: 33,350 shares; 2025Q2: 35,850 shares; 2025Q3: 29,250 shares 29,250$6.42M2.43%-6,600Timeline
LLYELI LILLY & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 7,000 shares; 2024Q4: 7,000 shares; 2025Q1: 6,250 shares; 2025Q2: 6,625 shares; 2025Q3: 8,300 shares 8,300$6.33M2.4%+1,675Timeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 119,500 shares; 2024Q4: 119,500 shares; 2025Q1: 119,500 shares; 2025Q2: 119,500 shares; 2025Q3: 119,500 shares 119,500$6.17M2.33%0Timeline
CORVUS PHARMACEUTICALS INCCORVUS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 28,681 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 768,500 shares 768,500$5.66M2.14%new
REGNREGENERON PHARMACEUTICALSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 7,750 shares; 2024Q4: 8,900 shares; 2025Q1: 8,900 shares; 2025Q2: 9,400 shares; 2025Q3: 10,000 shares 10,000$5.62M2.13%+600Timeline
UBER TECHNOLOGIES INCUBER TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 25,000 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 55,000 shares 55,000$5.39M2.04%new
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 18,000 shares; 2024Q4: 18,000 shares; 2025Q1: 18,000 shares; 2025Q2: 15,000 shares; 2025Q3: 15,000 shares 15,000$5.33M2.02%0Timeline
AMDADVANCED MICRO DEVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 38,000 shares; 2024Q4: 50,000 shares; 2025Q1: 38,000 shares; 2025Q2: 35,000 shares; 2025Q3: 32,500 shares 32,500$5.26M1.99%-2,500Timeline
BIDUBAIDU INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 35,500 shares; 2024Q4: 47,750 shares; 2025Q1: 52,500 shares; 2025Q2: 52,500 shares; 2025Q3: 39,500 shares 39,500$5.2M1.97%-13,000Timeline
ENERGY TRANSFER L PENERGY TRANSFER L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 299,250 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 300,500 shares 300,500$5.16M1.95%new
NAMSNEWAMSTERDAM PHARMA COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 34,000 shares; 2024Q4: 89,400 shares; 2025Q1: 172,500 shares; 2025Q2: 172,500 shares; 2025Q3: 175,250 shares 175,250$4.98M1.89%+2,750Timeline
EVOEVOTEC AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 217,055 shares; 2024Q4: 229,871 shares; 2025Q1: 751,579 shares; 2025Q2: 1,114,493 shares; 2025Q3: 1,198,993 shares 1,198,993$4.35M1.65%+84,500Timeline
SLVISHARES SILVER TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 149,500 shares; 2024Q4: 145,000 shares; 2025Q1: 100,000 shares; 2025Q2: 100,000 shares; 2025Q3: 100,000 shares 100,000$4.24M1.6%0Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 30,000 shares; 2024Q4: 30,000 shares; 2025Q1: 65,000 shares; 2025Q2: 57,500 shares; 2025Q3: 60,000 shares 60,000$4.11M1.55%+2,500Timeline
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 37,500 shares; 2024Q4: 45,000 shares; 2025Q1: 37,500 shares; 2025Q2: 36,000 shares; 2025Q3: 36,000 shares 36,000$3.65M1.38%0Timeline
INCYINCYTE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 48,250 shares; 2024Q4: 48,500 shares; 2025Q1: 45,000 shares; 2025Q2: 41,500 shares; 2025Q3: 41,500 shares 41,500$3.52M1.33%0Timeline
ASTRAZENECA PLCASTRAZENECA PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 8,000 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 45,800 shares 45,800$3.51M1.33%new
LFCRLIFECORE BIOMEDICAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 288,478 shares; 2024Q4: 539,989 shares; 2025Q1: 483,000 shares; 2025Q2: 462,987 shares; 2025Q3: 452,000 shares 452,000$3.33M1.26%-10,987Timeline
AMGNAMGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 11,000 shares; 2024Q4: 5,825 shares; 2025Q1: 6,825 shares; 2025Q2: 10,500 shares; 2025Q3: 11,500 shares 11,500$3.25M1.23%+1,000Timeline
ZLABZAI LAB LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 42,250 shares; 2024Q4: 64,750 shares; 2025Q1: 90,000 shares; 2025Q2: 91,000 shares; 2025Q3: 92,000 shares 92,000$3.12M1.18%+1,000Timeline
ZBHZIMMER BIOMET HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 23,319 shares; 2024Q4: 22,819 shares; 2025Q1: 26,804 shares; 2025Q2: 30,650 shares; 2025Q3: 30,500 shares 30,500$3M1.14%-150Timeline
MRVLMARVELL TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 12,500 shares; 2024Q4: 14,500 shares; 2025Q1: 27,500 shares; 2025Q2: 31,500 shares; 2025Q3: 34,250 shares 34,250$2.88M1.09%+2,750Timeline
GDXJVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 19,000 shares; 2024Q4: 21,500 shares; 2025Q1: 21,500 shares; 2025Q2: 21,500 shares; 2025Q3: 26,500 shares 26,500$2.62M0.99%+5,000Timeline
BHVNBIOHAVEN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 31,000 shares; 2024Q4: 36,000 shares; 2025Q1: 50,500 shares; 2025Q2: 56,500 shares; 2025Q3: 171,500 shares 171,500$2.57M0.97%+115,000Timeline
XAODXABRDN TOTAL DYNAMIC DIVIDENDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 261,500 shares; 2024Q4: 261,500 shares; 2025Q1: 266,000 shares; 2025Q2: 266,000 shares; 2025Q3: 266,000 shares 266,000$2.52M0.95%0Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 31,000 shares; 2024Q4: 31,500 shares; 2025Q1: 10,750 shares; 2025Q2: 10,750 shares; 2025Q3: 10,750 shares 10,750$2.49M0.94%0Timeline
HOME DEPOT INCHOME DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 6,000 shares 6,000$2.43M0.92%new
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 8,000 shares; 2024Q4: 8,000 shares; 2025Q1: 8,000 shares; 2025Q2: 8,750 shares; 2025Q3: 9,250 shares 9,250$2.36M0.89%+500Timeline
BNEDBARNES & NOBLE ED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 84,500 shares; 2024Q4: 175,713 shares; 2025Q1: 205,443 shares; 2025Q2: 215,943 shares; 2025Q3: 229,443 shares 229,443$2.28M0.86%+13,500Timeline
ZMZOOM COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 17,500 shares; 2024Q4: 22,500 shares; 2025Q1: 27,500 shares; 2025Q2: 34,000 shares; 2025Q3: 27,250 shares 27,250$2.25M0.85%-6,750Timeline
XNCRXENCOR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 209,479 shares; 2024Q4: 203,167 shares; 2025Q1: 202,167 shares; 2025Q2: 140,000 shares; 2025Q3: 189,736 shares 189,736$2.23M0.84%+49,736Timeline
CYBIN INCCYBIN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 74,500 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 368,768 shares 368,768$2.17M0.82%new
URNMSPROTT FDS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 40,500 shares; 2024Q4: 42,400 shares; 2025Q1: 42,400 shares; 2025Q2: 42,400 shares; 2025Q3: 35,000 shares 35,000$2.12M0.8%-7,400Timeline
BARRICK GOLD CORPBARRICK GOLD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 72,000 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 60,000 shares 60,000$1.97M0.74%new
PRTAPROTHENA CORP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 107,500 shares; 2024Q4: 103,500 shares; 2025Q1: 195,000 shares; 2025Q2: 156,500 shares; 2025Q3: 200,747 shares 200,747$1.96M0.74%+44,247Timeline
XJQCXNUVEEN CR STRATEGIES INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 386,389 shares; 2024Q4: 305,940 shares; 2025Q1: 324,713 shares; 2025Q2: 371,713 shares; 2025Q3: 371,713 shares 371,713$1.96M0.74%0Timeline
STRUCTURE THERAPEUTICS INCSTRUCTURE THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 64,250 shares 64,250$1.8M0.68%new
AVGOBROADCOM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,000 shares; 2024Q4: 7,000 shares; 2025Q1: 5,000 shares; 2025Q2: 6,375 shares; 2025Q3: 5,000 shares 5,000$1.65M0.62%-1,375Timeline
LNSRLENSAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 240,600 shares; 2024Q4: 230,055 shares; 2025Q1: 115,717 shares; 2025Q2: 119,217 shares; 2025Q3: 119,217 shares 119,217$1.47M0.56%0Timeline
ANABANAPTYSBIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 34,850 shares; 2025Q2: 48,000 shares; 2025Q3: 48,000 shares 48,000$1.47M0.56%0Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,000 shares; 2024Q4: 2,000 shares; 2025Q1: 2,000 shares; 2025Q2: 2,000 shares; 2025Q3: 2,000 shares 2,000$1.47M0.56%0Timeline
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 45,000 shares; 2024Q4: 41,250 shares; 2025Q1: 40,000 shares; 2025Q2: 30,000 shares; 2025Q3: 40,000 shares 40,000$1.34M0.51%+10,000Timeline
VRDNVIRIDIAN THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 14,500 shares; 2024Q4: 29,750 shares; 2025Q1: 62,029 shares; 2025Q2: 62,029 shares; 2025Q3: 62,029 shares 62,029$1.34M0.51%0Timeline
QCOMQUALCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 7,000 shares; 2024Q4: 7,000 shares; 2025Q1: 7,750 shares; 2025Q2: 7,750 shares; 2025Q3: 7,750 shares 7,750$1.29M0.49%0Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 34,350 shares; 2024Q4: 51,350 shares; 2025Q1: 51,350 shares; 2025Q2: 51,350 shares; 2025Q3: 47,000 shares 47,000$1.2M0.45%-4,350Timeline
BOXXEA SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 9,875 shares; 2024Q4: 9,875 shares; 2025Q1: 10,000 shares; 2025Q2: 10,000 shares; 2025Q3: 10,000 shares 10,000$1.14M0.43%0Timeline
IMMUNEERING CORPIMMUNEERING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 147,000 shares 147,000$1.03M0.39%new
LAM RESEARCH CORPLAM RESEARCH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 500 shares; 2024Q4: 7,500 shares; 2025Q1: 7,500 shares; 2025Q2: 7,500 shares; 2025Q3: 7,500 shares 7,500$1M0.38%0
OIO-I GLASS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 74,250 shares; 2024Q4: 74,250 shares; 2025Q1: 74,250 shares; 2025Q2: 74,250 shares; 2025Q3: 77,250 shares 77,250$1M0.38%+3,000Timeline
STEWSRH TOTAL RETURN FUND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 59,000 shares; 2024Q4: 59,000 shares; 2025Q1: 50,000 shares; 2025Q2: 50,000 shares; 2025Q3: 50,000 shares 50,000$908K0.34%0Timeline
SPOTSPOTIFY TECHNOLOGY S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,165 shares; 2024Q4: 2,000 shares; 2025Q1: 1,250 shares; 2025Q2: 1,250 shares; 2025Q3: 1,250 shares 1,250$872K0.33%0Timeline
BPBP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 30,000 shares; 2025Q2: 30,000 shares; 2025Q3: 25,000 shares 25,000$862K0.33%-5,000Timeline
ARQ INCARQ INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 78,000 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 111,994 shares 111,994$802K0.3%new
SANOFI SASANOFI SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 16,250 shares 16,250$767K0.29%new
GENERAL MTRS COGENERAL MTRS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 25,000 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 12,500 shares 12,500$762K0.29%new
ALLTALLOT LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 24,238 shares; 2025Q2: 35,238 shares; 2025Q3: 70,000 shares 70,000$741K0.28%+34,762Timeline
PYPLPAYPAL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,000 shares; 2024Q4: 10,000 shares; 2025Q1: 11,000 shares; 2025Q2: 11,000 shares; 2025Q3: 11,000 shares 11,000$738K0.28%0Timeline
LYFTLYFT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 55,000 shares; 2025Q2: 30,000 shares; 2025Q3: 33,500 shares 33,500$737K0.28%+3,500Timeline
IWMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,750 shares; 2024Q4: 10,750 shares; 2025Q1: 3,000 shares; 2025Q2: 3,000 shares; 2025Q3: 3,000 shares 3,000$726K0.27%0Timeline
TPBTURNING PT BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 71,800 shares; 2024Q4: 33,515 shares; 2025Q1: 10,100 shares; 2025Q2: 8,000 shares; 2025Q3: 7,000 shares 7,000$692K0.26%-1,000Timeline
CTLPCANTALOUPE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 31,500 shares; 2025Q2: 33,500 shares; 2025Q3: 33,500 shares 33,500$354K0.13%0Timeline
BURFORD CAP LTDBURFORD CAP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 52,000 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 24,500 shares 24,500$293K0.11%new
TDOCTELADOC HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 52,500 shares; 2024Q4: 52,500 shares; 2025Q1: 52,500 shares; 2025Q2: 65,000 shares; 2025Q3: 35,000 shares 35,000$271K0.1%-30,000Timeline
PALO ALTO NETWORKS INCPALO ALTO NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 1,050 shares 1,050$214K0.08%new
METHANEX CORPMETHANEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 5,250 shares 5,250$209K0.08%new
KRANESHARES TRUSTKRANESHARES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 4,000 shares 4,000$168K0.06%new
NNNEXTNAV INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 17,000 shares; 2024Q4: not reported; 2025Q1: 13,000 shares; 2025Q2: 20,000 shares; 2025Q3: 11,450 shares 11,450$164K0.06%-8,550Timeline
ARDXARDELYX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 10,000 shares; 2025Q3: 10,000 shares 10,000$55.1K0.02%0Timeline
ALTIMMUNE INCALTIMMUNE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 68,868 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 10,770 shares 10,770$40.6K0.02%new

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
INVESCO QQQ TR ETFINVESCO QQQ TR ETF Common Stockput46,200$27.7Mnew
MUMICRON TECHNOLOGY INC COMput41,500$6.94M-1,000
HOME DEPOT INCHOME DEPOT INC COMcall5,000$2.03Mnew
AMZNAMAZON COM INC COMcall7,500$1.65Mnew
CCITIGROUP INC COMput15,000$1.52Mnew
SPDR S&P 500 ETF TRSPDR S&P 500 ETF TR TR UNITput2,000$1.33Mnew
TEVATEVA PHARMACEUTICAL INDS LTD ADRcall57,500$1.16M+50,000
GDXVANECK ETF TRUST GOLD MINERS ETFput15,000$1.15M+2,500
TARGET CORPTARGET CORP COMcall11,500$1.03Mnew
UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC COMput10,000$980Knew
AMGNAMGEN INC COMcall2,000$564Knew
ALTIMMUNE INCALTIMMUNE INC COM NEWcall126,000$475Knew
OIO-I GLASS INC COMcall16,000$208K0
KRANESHARES TRUSTKRANESHARES TRUST CSI CHI INTERNETput4,000$168Knew
LYFTLYFT INC CL A COMcall5,000$110Knew
BHVNBIOHAVEN LTD COMcall6,000$90.1Knew

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
ESPERION THERAPEUTICS INC NEESPERION THERAPEUTICS INC NE NOTE 4.000%11/1principal100,000$99.3Knew

Sold out in Q3 2025

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
ETENERGY TRANSFER L P300,500$5.45Mshares
UBERUBER TECHNOLOGIES INC55,000$5.13Mshares
BABAALIBABA GROUP HLDG LTD39,150$4.44Mshares
AZNASTRAZENECA PLC-SPONS ADR45,800$3.2Mshares
CRVSCORVUS PHARMACEUTICALS INC757,500$3.03Mshares
HELPCYBIN INC202,750$1.7Mshares
BARRICK GOLD CORPBARRICK GOLD CORP60,000$1.25Mshares
GMGENERAL MTRS CO25,000$1.23Mshares
UBERUBER TECHNOLOGIES INC7,500$700Kput
ARQARQ INC108,494$583Kshares
GPCRSTRUCTURE THERAPEUTICS INC24,750$513Kshares
ALTALTIMMUNE INC126,000$488Kcall
BURBURFORD CAPITAL LIMITED24,500$349Kshares
MUMICRON TECHNOLOGY INC2,500$308Kcall
PANWPALO ALTO NETWORKS INC1,050$215Kshares
XLESELECT SECTOR SPDR TR2,500$212Kshares
Esperion Therapeutics IncEsperion Therapeutics Inc100,000$97.6Kprincipal
BURBURFORD CAPITAL LIMITED3,500$49.9Kcall
ALTALTIMMUNE INC10,770$41.7Kshares
CRVSCORVUS PHARMACEUTICALS INC2,500$10Kcall

How Q3 2025 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001013594-25-001382 base2025-11-12acceptance time not in the bulk data set