13F-HR filed by DCF Advisers, LLC
DCF Advisers, LLC filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-13, with 97 holding rows worth $250,177,314.
- Accession
- 0001013594-24-000932
- Filer
- CIK 1802493
- Filed
- 2024-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 97 entries on the cover page, a total value of $250,177,314 stated on the cover page (in dollars after the unit check, H1), rows summing to $250,177,316 with VALUE read as dollars as filed, 13F file number 028-19889. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard S&P 500 ETF | 922908363 | COM | 89,600 | $47,279,232 | dollars as filed | put |
| Micron Technology,Inc. | 595112103 | COM | 176,500 | $18,304,815 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 69,650 | $11,644,784 | dollars as filed | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 20,000 | $10,841,600 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 7,750 | $8,147,110 | dollars as filed | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 100,507 | $7,354,097 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 34,500 | $6,428,385 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 38,000 | $6,235,040 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 7,000 | $6,201,580 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 31,000 | $6,121,880 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 35,000 | $5,964,000 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 100,000 | $4,970,000 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 309,250 | $4,963,463 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 119,500 | $4,741,760 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 43,250 | $4,589,690 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 18,000 | $4,375,080 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 149,500 | $4,247,295 | dollars as filed | |
| XENCOR INC | 98401F105 | COMMON STOCK | 209,479 | $4,212,623 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 35,500 | $3,737,795 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 11,000 | $3,544,310 | dollars as filed | |
| INCYTE CORP COM | 45337C102 | Stock | 48,250 | $3,189,325 | dollars as filed | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 71,800 | $3,098,170 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 75,000 | $2,986,500 | dollars as filed | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 23,319 | $2,517,286 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 261,500 | $2,379,650 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 10,750 | $2,374,568 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 37,500 | $2,347,500 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 386,389 | $2,237,192 | dollars as filed | |
| Esperion Therapeutics Inc | 29664WAB1 | NOTE 4.000%11/15/25 | 2,250,000 | $2,134,485 | dollars as filed | principal |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 113,000 | $2,036,260 | dollars as filed | |
| Deere & Company | 244199105 | COM | 4,500 | $1,877,985 | dollars as filed | |
| Apple Inc | 037833100 | COM | 8,000 | $1,864,000 | dollars as filed | |
| SPROTT FDS TR | 85208P303 | URANI MINER ETF | 40,500 | $1,858,140 | dollars as filed | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 107,500 | $1,798,475 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 30,000 | $1,596,600 | dollars as filed | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 39,500 | $1,582,370 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,500 | $1,579,890 | dollars as filed | put |
| BIOHAVEN LTD | G1110E107 | COM | 31,000 | $1,549,070 | dollars as filed | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 288,478 | $1,422,197 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 70,000 | $1,392,300 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 30,000 | $1,345,200 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 17,500 | $1,220,450 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 11,500 | $1,192,665 | dollars as filed | put |
| Qualcomm Incorporated | 747525103 | COM | 7,000 | $1,190,350 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 3,165 | $1,166,397 | dollars as filed | |
| Apple Inc | 037833100 | COM | 5,000 | $1,165,000 | dollars as filed | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,000 | $1,144,880 | dollars as filed | |
| LENSAR INC | 52634L108 | COM | 240,600 | $1,101,948 | dollars as filed | |
| EA SERIES TRUST | 02072L565 | ALPHA ARCH 1-3 | 9,875 | $1,075,684 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 100,000 | $1,056,000 | dollars as filed | |
| Intel Corp | 458140100 | COM | 45,000 | $1,055,700 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 6,000 | $1,022,400 | dollars as filed | put |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 42,250 | $1,019,915 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 34,350 | $994,089 | dollars as filed | |
| O-I GLASS INC | 67098H104 | COM | 74,250 | $974,160 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 59,000 | $932,200 | dollars as filed | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 19,000 | $927,390 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 12,500 | $901,500 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 5,000 | $862,500 | dollars as filed | |
| EVOTEC SE FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 30050E105 | Equity | 217,055 | $792,251 | dollars as filed | |
| BARNES NOBLE EDUCATION INC | 06777U200 | COMMON STOCK | 84,500 | $782,470 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 10,000 | $780,300 | dollars as filed | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 52,000 | $689,520 | dollars as filed | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 11,000 | $633,930 | dollars as filed | |
| Boeing Company | 097023105 | COM | 4,150 | $630,966 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 33,500 | $603,670 | dollars as filed | call |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 15,000 | $597,300 | dollars as filed | put |
| FLUTTER ENTMT PLC SHS | G3643J108 | Stock | 2,500 | $593,200 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 12,500 | $573,250 | dollars as filed | |
| NEWAMSTERDAM PHARMA CO NV | N62509109 | COMMON STOCK | 34,000 | $564,400 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 3,000 | $558,990 | dollars as filed | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 5,000 | $526,450 | dollars as filed | put |
| TELADOC HEALTH INC | 87918A105 | COM | 52,500 | $481,950 | dollars as filed | |
| ARQ INC | 00770C101 | COM | 73,000 | $428,510 | dollars as filed | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 15,000 | $424,350 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 4,000 | $421,160 | dollars as filed | call |
| LAM RESEARCH CORP | 512807108 | COM | 500 | $408,040 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 57,000 | $349,980 | dollars as filed | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,000 | $341,800 | dollars as filed | |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 14,500 | $329,875 | dollars as filed | |
| METHANEX CORP COM | 59151K108 | Stock | 7,500 | $310,050 | dollars as filed | |
| COHERUS BIOSCIENCES INC | 19249HAB9 | BOND | 350,000 | $274,750 | dollars as filed | principal |
| Micron Technology,Inc. | 595112103 | COM | 2,500 | $259,275 | dollars as filed | call |
| ALTIMMUNE INC | 02155H200 | COM NEW | 37,868 | $232,510 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 10,200 | $224,400 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 50,000 | $218,500 | dollars as filed | |
| WOLFSPEED INC | 977852102 | COM | 20,600 | $199,820 | dollars as filed | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 4,000 | $160,240 | dollars as filed | call |
| Citigroup Inc. | 172967424 | COM | 2,500 | $156,500 | dollars as filed | call |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 17,000 | $127,330 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 19,417 | $100,774 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 2,500 | $99,550 | dollars as filed | call |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 107,751 | $97,547 | dollars as filed | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 25,415 | $55,659 | dollars as filed | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 1,000 | $28,290 | dollars as filed | call |
| EQUILLIUM INC | 29446K106 | COM | 32,962 | $27,424 | dollars as filed | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 14,750 | $17,405 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001013594-24-000932 | this filing | 2024-11-13 | acceptance time not in the bulk data set |