ADVENT CAPITAL MANAGEMENT /DE/
Follow13F filer, CIK 1097278, NEW YORK, NY
ADVENT CAPITAL MANAGEMENT /DE/ reported $4,106,306,004 across 224 holdings for the quarter ended 2024-09-30, in a 13F-HR filed 2024-11-13. Its ten largest share positions make up 31.49% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001140361-24-046385
- Period
- 2024-09-30
- Reported value
- $4.11B
- Holdings
- 224
- Top 10 weight
- 31.49%
- New
- 77
- Sold out
- 50
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| HEWLETT PACKARD ENTERPRISE Cnew | +848,603 | $51.4M |
| APOLLO GLOBAL MGMT INCadded | +338,026 | $22.9M |
| BANK OF AMER CORPadded | +15,077 | $19.2M |
| CHART INDS INCadded | +330,894 | $16.6M |
| WELLS FARGO & COadded | +6,439 | $8.22M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| ALBEMARLE CORPreduced | -357,863 | -$16M |
| NEXTERA ENERGY INCreduced | -246,282 | -$11.6M |
| ZTSexited | -30,000 | -$5.2M |
| ABBVexited | -30,000 | -$5.15M |
| HDreduced | -7,000 | -$2.84M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 48 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| IWMISHARES TR SHS | put | 300,000 | $66.3M | +225,000 |
| QQQINVESCO QQQ TR COM | put | 15,000 | $7.32M | new |
| HPEHEWLETT PACKARD ENTERPRISE C Stock | put | 150,000 | $3.07M | new |
| SOFISOFI TECHNOLOGIES INC Stock | call | 300,000 | $2.36M | new |
| SNOWSNOWFLAKE INC Stock | put | 15,000 | $1.72M | new |
| UPSTUPSTART HLDGS INC STOK | put | 40,000 | $1.6M | new |
| BTDRBITDEER TECHNOLOGIES GROUP Stock | put | 200,000 | $1.57M | new |
| DLTRDOLLAR TREE INC Stock | put | 20,000 | $1.41M | new |
| CNKCINEMARK HLDGS INC Stock | put | 50,000 | $1.39M | new |
| NEMNEWMONT CORP COM | call | 22,000 | $1.18M | new |
| ENPHENPHASE ENERGY INC Stock | call | 10,000 | $1.13M | new |
| IMAXIMAX CORP COM | put | 50,000 | $1.03M | new |
| COINCOINBASE GLOBAL INC Stock | put | 5,500 | $980K | new |
| FIVNFIVE9 INC COM | put | 30,000 | $862K | new |
| CAKECHEESECAKE FACTORY INC COM | call | 20,000 | $811K | new |
| RIVNRIVIAN AUTOMOTIVE INC Stock | put | 70,000 | $785K | new |
| ULTAULTA BEAUTY INC Stock | put | 2,000 | $778K | new |
| YUMCYUM CHINA HLDGS INC COM | call | 15,000 | $675K | new |
| SRPTSAREPTA THERAPEUTICS INC COM | put | 5,000 | $624K | 0 |
| TJXTJX COS INC NEW COM | call | 4,500 | $529K | -2,500 |
| HCATHEALTH CATALYST INC COM | put | 50,000 | $407K | new |
| KOSKOSMOS ENERGY LTD COM | call | 100,000 | $403K | 0 |
| MMACYS INC Stock | call | 20,000 | $314K | new |
| NOVAQSUNNOVA ENERGY INTERNATIONAL I COM | call | 30,000 | $292K | new |
| WCCWESCO INTL INC Stock | call | 1,700 | $286K | new |
| OPENOPENDOOR TECHNOLOGIES INC COM | call | 100,000 | $200K | new |
| HLFHERBALIFE LTD COM SHS | put | 25,000 | $180K | new |
| WOLFSPEED INCWOLFSPEED INC COM | call | 17,500 | $170K | new |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| DEXCOM INCDEXCOM INC NOTE 0.375% 5/1 | principal | 136,041,000 | $121M | +52,060,000 |
| FORD MOTOR COMPANYFORD MOTOR COMPANY NOTE 3/1 | principal | 98,178,000 | $96.5M | -17,700,000 |
| CMS ENERGY CORPCMS ENERGY CORP NOTE 3.375% 5/0 | principal | 89,589,000 | $96.4M | -17,830,000 |
| VENTAS RLTY LTD PARTNERSHIPVENTAS RLTY LTD PARTNERSHIP NOTE 3.750% 6/0 | principal | 77,619,000 | $94.6M | -1,162,000 |
| CENTERPOINT ENERGY INCCENTERPOINT ENERGY INC NOTE 4.250% 8/1 | principal | 92,079,000 | $93.7M | new |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 1.125% 2/1 | principal | 89,452,000 | $91.1M | new |
| WAYFAIR INCWAYFAIR INC NOTE 3.250% 9/1 | principal | 71,567,000 | $86.3M | +33,733,000 |
| UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC NOTE 12/1 | principal | 66,624,000 | $73.6M | -21,202,000 |
| DRAFTKINGS INC NEWDRAFTKINGS INC NEW CNV | principal | 80,203,000 | $69.8M | +23,917,000 |
| DUKE ENERGY CORP NEWDUKE ENERGY CORP NEW CONV BND | principal | 62,936,000 | $66.9M | -57,567,000 |
| MARRIOTT VACATIONS WORLDWIDEMARRIOTT VACATIONS WORLDWIDE NOTE 3.250%12/1 | principal | 68,087,000 | $63M | -2,292,000 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 | principal | 60,613,000 | $62.7M | +1,007,000 |
| ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 0.500% 3/0 | principal | 60,057,000 | $60.9M | -47,888,000 |
| BOOKING HOLDINGS INCBOOKING HOLDINGS INC NOTE 0.750% 5/0 | principal | 26,717,000 | $59.9M | -5,528,000 |
| AMERICAN WTR CAP CORPAMERICAN WTR CAP CORP NOTE 3.625% 6/1 | principal | 54,315,000 | $55.9M | new |
| AFFIRM HLDGS INCAFFIRM HLDGS INC NOTE 11/1 | principal | 62,134,000 | $55.3M | -11,659,000 |
| ARRAY TECHNOLOGIES INCARRAY TECHNOLOGIES INC NOTE 1.000%12/0 | principal | 73,865,000 | $55.1M | +14,501,000 |
| DIGITALOCEAN HLDGS INCDIGITALOCEAN HLDGS INC CNV | principal | 61,393,000 | $54.5M | -9,059,000 |
| ITRON INCITRON INC NOTE 3/1 | principal | 50,624,000 | $53.1M | +15,038,000 |
| SAREPTA THERAPEUTICS INCSAREPTA THERAPEUTICS INC NOTE 1.250% 9/1 | principal | 46,307,000 | $52.6M | +1,300,000 |
| PPL CAP FDG INCPPL CAP FDG INC NOTE 2.875% 3/1 | principal | 47,831,000 | $50.8M | +52,000 |
| BRIDGEBIO PHARMA INCBRIDGEBIO PHARMA INC NOTE 2.500% 3/1 | principal | 41,433,000 | $42.8M | +13,318,000 |
| AMERICAN AIRLINES GROUP INCAMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0 | principal | 39,057,000 | $40.2M | -1,114,000 |
| ZSCALER INCZSCALER INC NOTE 0.125% 7/0 | principal | 31,891,000 | $39.1M | +1,512,000 |
| BLOOM ENERGY CORPBLOOM ENERGY CORP Bond | principal | 42,190,000 | $38.9M | -5,698,000 |
| COINBASE GLOBAL INCCOINBASE GLOBAL INC NOTE 0.500% 6/0 | principal | 39,465,000 | $38.8M | +10,142,000 |
| NEW MTN FIN CORPNEW MTN FIN CORP BOND | principal | 37,669,000 | $38.1M | +1,160,000 |
| PENN ENTERTAINMENT INCPENN ENTERTAINMENT INC NOTE 2.750% 5/1 | principal | 33,983,000 | $36.9M | +21,664,000 |
| NCL CORP LTDNCL CORP LTD BOND | principal | 37,650,000 | $36.6M | +6,821,000 |
| INSULET CORPINSULET CORP NOTE 0.375% 9/0 | principal | 29,986,000 | $35.9M | -24,884,000 |
| SNAP INCSNAP INC NOTE 0.125% 3/0 | principal | 43,735,000 | $35.1M | -16,365,000 |
| EXPEDIA GROUP INCEXPEDIA GROUP INC NOTE 2/1 | principal | 35,767,000 | $34.3M | -25,771,000 |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.500%12/1 | principal | 34,355,000 | $33.9M | -4,436,000 |
| ENPHASE ENERGY INCENPHASE ENERGY INC NOTE 3/0 | principal | 38,146,000 | $33.7M | -1,943,000 |
| DROPBOX INCDROPBOX INC NOTE 3/0 | principal | 34,463,000 | $33.4M | -5,541,000 |
| WAYFAIR INCWAYFAIR INC NOTE 1.000% 8/1 | principal | 32,744,000 | $30.6M | -23,432,000 |
| SUNNOVA ENERGY INTL INC.SUNNOVA ENERGY INTL INC. NOTE 2.625% 2/1 | principal | 46,634,000 | $30.6M | new |
| ETSY INCETSY INC NOTE 0.125% 9/0 | principal | 35,525,000 | $30.6M | -2,329,000 |
| ETSY INCETSY INC NOTE 0.125%10/0 | principal | 30,831,000 | $30.6M | -6,199,000 |
| TELADOC HEALTH INCTELADOC HEALTH INC NOTE 1.250% 6/0 | principal | 35,107,000 | $30.5M | -937,000 |
| BENTLEY SYSTEMS INCBENTLEY SYSTEMS INC NOTE 0.125% 1/1 | principal | 30,006,000 | $30.2M | -28,407,000 |
| WOLFSPEED INCWOLFSPEED INC NOTE 1.875%12/0 | principal | 78,775,000 | $29.7M | -12,166,000 |
| CONFLUENT INCCONFLUENT INC NOTE 1/1 | principal | 32,001,000 | $28.4M | +2,289,000 |
| BLOCK INCBLOCK INC NOTE 0.250%11/0 | principal | 32,473,000 | $28.1M | +574,000 |
| RIVIAN AUTOMOTIVE INCRIVIAN AUTOMOTIVE INC NOTE 4.625% 3/1 | principal | 29,129,000 | $26.4M | -2,058,000 |
| NEOGENOMICS INCNEOGENOMICS INC NOTE 0.250% 1/1 | principal | 31,663,000 | $26.4M | +2,150,000 |
| CHEESECAKE FACTORY INCCHEESECAKE FACTORY INC NOTE 0.375% 6/1 | principal | 27,584,000 | $26.1M | -8,410,000 |
| AIR TRANS SVCS GROUP INCAIR TRANS SVCS GROUP INC BOND | principal | 27,302,000 | $25.8M | new |
| MONGODB INCMONGODB INC NOTE 0.250% 1/1 | principal | 18,444,000 | $25.5M | -331,000 |
| BOFA FIN LLCBOFA FIN LLC MTNF 0.600% 5/2 | principal | 22,802,000 | $25.4M | new |
| NABORS INDS INCNABORS INDS INC NOTE 1.750% 6/1 | principal | 31,075,000 | $24.3M | -755,000 |
| RAPID7 INCRAPID7 INC NOTE 0.250% 3/1 | principal | 26,309,000 | $24.1M | -7,460,000 |
| SOUTHWEST AIRLS COSOUTHWEST AIRLS CO NOTE 1.250% 5/0 | principal | 22,894,000 | $23.1M | -17,766,000 |
| SIRIUSXM HOLDINGS INCSIRIUSXM HOLDINGS INC NOTE 3.750% 3/1 | principal | 22,174,000 | $23M | -28,067,000 |
| CABLE ONE INCCABLE ONE INC NOTE 3/1 | principal | 24,415,000 | $22.5M | -20,132,000 |
| CABLE ONE INCCABLE ONE INC NOTE | principal | 26,485,000 | $21.4M | +25,241,000 |
| ALLIANT ENERGY CORPALLIANT ENERGY CORP NOTE 3.875% 3/1 | principal | 19,185,000 | $20.1M | +615,000 |
| HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC NOTE 0.250% 3/0 | principal | 20,008,000 | $20.1M | new |
| IONIS PHARMACEUTICALS INIONIS PHARMACEUTICALS IN NOTE 4/0 | principal | 19,410,000 | $19.4M | +10,082,000 |
| SHAKE SHACK INCSHAKE SHACK INC NOTE 3/0 | principal | 20,709,000 | $19.3M | +991,000 |
| LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 3.125% 1/1 | principal | 15,392,000 | $19M | +3,967,000 |
| MICROSTRATEGY INCMICROSTRATEGY INC NOTE 2/1 | principal | 13,257,000 | $18.1M | -7,739,000 |
| VISHAY INTERTECHNOLOGY INCVISHAY INTERTECHNOLOGY INC NOTE 2.250% 9/1 | principal | 18,494,000 | $17M | new |
| SHIFT4 PMTS INCSHIFT4 PMTS INC NOTE 0.500% 8/0 | principal | 15,919,000 | $16.4M | -13,760,000 |
| BRIDGEBIO PHARMA INCBRIDGEBIO PHARMA INC Convertible | principal | 18,944,000 | $15.9M | -4,249,000 |
| WOLFSPEED INCWOLFSPEED INC NOTE 1.750% 5/0 | principal | 22,429,000 | $15.7M | +6,750,000 |
| HUBSPOT INCHUBSPOT INC NOTE 0.375% 6/0 | principal | 7,687,000 | $14.5M | +581,000 |
| DATADOG INCDATADOG INC NOTE 0.125% 6/1 | principal | 10,881,000 | $14.1M | +2,608,000 |
| WORKIVA INCWORKIVA INC NOTE 1.250% 8/1 | principal | 14,732,000 | $14M | new |
| SOUTHERN COSOUTHERN CO NOTE 3.875%12/1 | principal | 12,227,000 | $13.6M | -36,700,000 |
| SNAP INCSNAP INC NOTE 0.75% 08/01/2026 | principal | 13,914,000 | $13.5M | +7,613,000 |
| SEAGATE HDD CAYMANSEAGATE HDD CAYMAN NOTE 3.500% 6/0 | principal | 8,937,000 | $12.9M | new |
| HERBALIFE LTDHERBALIFE LTD NOTE 4.250% 6/1 | principal | 16,940,000 | $12.5M | new |
| NUTANIX INCNUTANIX INC Convertible | principal | 10,403,000 | $12.5M | +1,815,000 |
| H WORLD GROUP LTDH WORLD GROUP LTD Convertible bond | principal | 9,919,000 | $11.3M | +66,000 |
| BLOCK INCBLOCK INC NOTE 0.125% 3/0 | principal | 11,174,000 | $11M | -216,000 |
| EURONET WORLDWIDE INCEURONET WORLDWIDE INC NOTE 0.750% 3/1 | principal | 10,546,000 | $10.4M | -2,028,000 |
| ENPHASE ENERGY INCENPHASE ENERGY INC BOND | principal | 6,786,000 | $10.1M | +1,691,000 |
| PEBBLEBROOK HOTEL TRPEBBLEBROOK HOTEL TR NOTE 1.750%12/1 | principal | 10,028,000 | $9.25M | +9,843,000 |
| PDD HOLDINGS INCPDD HOLDINGS INC NOTE 12/0 | principal | 9,000,000 | $9.07M | new |
| ZTO EXPRESS CAYMAN INCZTO EXPRESS CAYMAN INC NOTE 1.500% 9/0 | principal | 8,271,000 | $8.84M | -2,485,000 |
| ASCENDIS PHARMA A/SASCENDIS PHARMA A/S Convertible bond | principal | 7,522,000 | $8.77M | new |
| NORTHERN OIL & GAS INCNORTHERN OIL & GAS INC NOTE 3.625% 4/1 | principal | 7,061,000 | $8.09M | +6,957,000 |
| PERMIAN RES OPER LLCPERMIAN RES OPER LLC NOTE 3.250% 4/0 | principal | 3,310,000 | $7.87M | +3,254,000 |
| MIRUM PHARMACEUTICALS INCMIRUM PHARMACEUTICALS INC NOTE 4.000% 5/0 | principal | 5,316,000 | $7.81M | -14,477,000 |
| LITHIUM ARGENTINA AGLITHIUM ARGENTINA AG NOTE 1.750% 1/1 | principal | 9,557,000 | $7.22M | -363,000 |
| TPI COMPOSITES INCTPI COMPOSITES INC FIXED | principal | 12,743,000 | $7.08M | +11,167,000 |
| CYBERARK SOFTWARE LTDCYBERARK SOFTWARE LTD NOTE 11/1 | principal | 3,807,000 | $7.06M | -4,588,000 |
| LANTHEUS HLDGS INCLANTHEUS HLDGS INC Convertible | principal | 4,491,000 | $6.99M | -20,844,000 |
| EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/0 | principal | 6,918,000 | $6.48M | -3,697,000 |
| BLACKSTONE MORTGAGE TRUST INBLACKSTONE MORTGAGE TRUST IN NOTE 5.500% 3/1 | principal | 6,398,000 | $6.09M | 0 |
| UNITY SOFTWARE INCUNITY SOFTWARE INC NOTE 11/1 | principal | 6,397,000 | $5.74M | -51,000 |
| Q2 HLDGS INCQ2 HLDGS INC NOTE 0.125%11/1 | principal | 5,800,000 | $5.6M | 0 |
| EVOLENT HEALTH INCEVOLENT HEALTH INC NOTE 1.500%10/1 | principal | 5,198,000 | $5.47M | -3,839,000 |
| BOX INCBOX INC NOTE 1/1 | principal | 3,950,000 | $5.18M | -124,000 |
| TETRA TECH INC NEWTETRA TECH INC NEW DBCV 2.250% 8/1 | principal | 3,761,000 | $4.94M | new |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.500% 6/1 | principal | 5,669,000 | $4.93M | 0 |
| MIDDLEBY CORPMIDDLEBY CORP NOTE 1.000% 9/0 | principal | 4,160,000 | $4.86M | 0 |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 2.250% 8/1 | principal | 4,264,000 | $4.71M | +18,000 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 | principal | 4,190,000 | $4.68M | 0 |
| EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/1 | principal | 4,717,000 | $4.58M | -3,177,000 |
| ROYAL CARIBBEAN GROUPROYAL CARIBBEAN GROUP NOTE 6.000% 8/1 | principal | 1,223,000 | $4.38M | -5,166,000 |
| UPWORK INCUPWORK INC NOTE 0.250% 8/1 | principal | 4,647,000 | $4.26M | +1,058,000 |
| INSMED INCINSMED INC NOTE 0.750% 6/0 | principal | 1,795,000 | $4.12M | -708,000 |
| ZILLOW GROUP INCZILLOW GROUP INC NOTE 1.375% 9/0 | principal | 2,720,000 | $4.03M | -53,138,000 |
| UNITED STATES STL CORPUNITED STATES STL CORP NOTE 5.000%11/0 | principal | 1,500,000 | $4M | new |
| BENTLEY SYS INCBENTLEY SYS INC NOTE 0.375% 7/0 | principal | 3,766,000 | $3.49M | -26,485,000 |
| PENNYMAC CORPPENNYMAC CORP NOTE 5.500% 3/1 | principal | 3,507,000 | $3.41M | new |
| REDFIN CORPREDFIN CORP NOTE 0.500% 4/0 | principal | 4,569,000 | $3.37M | new |
| TRAVERE THERAPEUTICS INCTRAVERE THERAPEUTICS INC CNV | principal | 3,878,000 | $3.35M | new |
| BURLINGTON STORES INCBURLINGTON STORES INC NOTE 2.250% 4/1 | principal | 2,600,000 | $3.25M | 0 |
| LIVENT CORPLIVENT CORP BOND | principal | 2,956,000 | $3.2M | new |
| Shift4 Payments IncShift4 Payments Inc Convertible bond | principal | 2,610,000 | $3.19M | -61,389,000 |
| MGP INGREDIENTS INC NEWMGP INGREDIENTS INC NEW NOTE 1.875%11/1 | principal | 2,900,000 | $3.11M | 0 |
| NCL CORP LTDNCL CORP LTD NOTE 5.375% 8/0 | principal | 2,437,000 | $3.03M | -28,896,000 |
| XOMETRY INCXOMETRY INC NOTE 1.000% 2/0 | principal | 3,524,000 | $2.99M | new |
| JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD NOTE 2.000% 6/1 | principal | 2,886,000 | $2.89M | -7,363,000 |
| COMMERCE.COM INCCOMMERCE.COM INC NOTE 0.250%10/0 | principal | 3,225,000 | $2.86M | -8,000 |
| RINGCENTRAL INCRINGCENTRAL INC NOTE 3/0 | principal | 2,891,000 | $2.83M | 0 |
| ENVISTA HOLDINGS CORPORATIONENVISTA HOLDINGS CORPORATION NOTE 1.750% 8/1 | principal | 3,044,000 | $2.76M | new |
| BANDWIDTH INCBANDWIDTH INC NOTE 0.500% 4/0 | principal | 3,300,000 | $2.59M | -1,700,000 |
| Dropbox IncDropbox Inc Convertible bond | principal | 2,604,000 | $2.53M | 0 |
| ENPHASE ENERGY INCENPHASE ENERGY INC NOTE 3/0 | principal | 2,175,000 | $2.05M | 0 |
| FIVERR INTL LTDFIVERR INTL LTD NOTE 11/0 | principal | 2,070,000 | $1.95M | 0 |
| PROS HOLDINGS INCPROS HOLDINGS INC NOTE 2.250% 9/1 | principal | 2,115,000 | $1.91M | new |
| FIVE9 INCFIVE9 INC NOTE 0.500% 6/0 | principal | 1,963,000 | $1.9M | 0 |
| GROUPON INCGROUPON INC NOTE 1.125% 3/1 | principal | 2,025,000 | $1.82M | +705,000 |
| ETSY INCETSY INC NOTE 0.250% 6/1 | principal | 2,115,000 | $1.73M | new |
| Viavi Solutions IncViavi Solutions Inc Convertible bond | principal | 1,688,000 | $1.68M | -29,000 |
| BITDEER TECHNOLOGIES GROUPBITDEER TECHNOLOGIES GROUP Fixed Income | principal | 1,410,000 | $1.65M | new |
| BILL HOLDINGS INCBILL HOLDINGS INC NOTE 12/0 | principal | 1,550,000 | $1.46M | 0 |
| MARRIOTT VACATION WORLDWMARRIOTT VACATION WORLDW NOTE 1/1 | principal | 1,429,000 | $1.33M | -1,766,000 |
| BLACKLINE INCBLACKLINE INC NOTE 3/1 | principal | 1,160,000 | $1.09M | -16,000 |
| CRACKER BARREL OLD CTRY STORCRACKER BARREL OLD CTRY STOR cv | principal | 1,058,000 | $974K | new |
| LYFT INCLYFT INC NOTE 1.500% 5/1 | principal | 979,000 | $956K | 0 |
| ZIFF DAVIS INCZIFF DAVIS INC NOTE 1.75% 11/01/2026 | principal | 933,000 | $866K | -36,584,000 |
| NATIONAL VISION HLDGS INCNATIONAL VISION HLDGS INC NOTE 2.500% 5/1 | principal | 802,000 | $787K | -35,000 |
| ZILLOW GROUP INCZILLOW GROUP INC NOTE 2.750% 5/1 | principal | 583,000 | $652K | -8,000 |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 0.125%11/1 | principal | 605,000 | $605K | -21,858,000 |
| CUTERA INCCUTERA INC NOTE 2.250% 6/0 | principal | 3,000,000 | $480K | +1,000,000 |
| LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 2.000% 2/1 | principal | 209,000 | $227K | -59,000 |
| AIRBNB INCAIRBNB INC CLASS A | principal | 215,000 | $201K | -101,000 |
| PROGRESS SOFTWARE CORPPROGRESS SOFTWARE CORP NOTE 1.000% 4/1 | principal | 158,000 | $196K | -48,000 |
| HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC NOTE 1.000% 8/1 | principal | 115,000 | $137K | -22,918,000 |
| Q2 HLDGS INCQ2 HLDGS INC NOTE 0.750% 6/0 | principal | 102,000 | $111K | -23,000 |
| BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.250% 5/1 | principal | 108,000 | $103K | -38,000 |
| ENVISTA HOLDINGS CORPORATIONENVISTA HOLDINGS CORPORATION BOND | principal | 93,000 | $101K | -594,000 |
| INTEGRA LIFESCIENCES HLDGS CINTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 | principal | 97,000 | $92.4K | -26,000 |
Sold out in Q3 2024
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| CLOUDFLARE INCCLOUDFLARE INC | 35,432,000 | $32.3M | principal |
| ALNYLAM PHARMACEUTICALS INCALNYLAM PHARMACEUTICALS INC | 29,089,000 | $31.5M | principal |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC | 24,882,000 | $24.3M | principal |
| JETBLUE AIRWAYS CORPJETBLUE AIRWAYS CORP | 18,556,000 | $16.4M | principal |
| PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC | 3,422,000 | $11.7M | principal |
| CYTOKINETICS INCCYTOKINETICS INC | 8,302,000 | $10.9M | principal |
| IWMISHARES TR | 40,000 | $8.12M | call |
| IONIS PHARMACEUTICALS INCIONIS PHARMACEUTICALS INC | 7,298,000 | $8.08M | principal |
| ENVESTNET INCENVESTNET INC | 5,712,000 | $6.16M | principal |
| ZTSZOETIS INC | 30,000 | $5.2M | shares |
| ABBVABBVIE INC | 30,000 | $5.15M | shares |
| TYLER TECHNOLOGIES INCTYLER TECHNOLOGIES INC | 4,668,000 | $5.14M | principal |
| CINEMARK HLDGS INCCINEMARK HLDGS INC | 3,120,000 | $5M | principal |
| DELLDELL TECHNOLOGIES INC | 33,000 | $4.55M | call |
| WISDOMTREE INCWISDOMTREE INC | 3,265,000 | $4.08M | principal |
| UPSTART HLDGS INCUPSTART HLDGS INC | 5,000,000 | $3.99M | principal |
| ZILLOW GROUP INCZILLOW GROUP INC | 3,290,000 | $3.58M | principal |
| WINNEBAGO INDS INCWINNEBAGO INDS INC | 2,500,000 | $2.56M | principal |
| EXPEEXPEDIA GROUP INC | 20,000 | $2.52M | shares |
| EVENTBRITE INCEVENTBRITE INC | 2,515,000 | $2.49M | principal |
| AMDADVANCED MICRO DEVICES INC | 15,000 | $2.43M | shares |
| LYVLIVE NATION ENTERTAINMENT IN | 25,000 | $2.34M | put |
| AAPLAPPLE INC | 11,000 | $2.32M | shares |
| CVXCHEVRON CORPORATION | 14,000 | $2.19M | shares |
| CBCHUBB LIMITED | 8,000 | $2.04M | shares |
| IBMINTERNATIONAL BUSINESS MACHS | 10,000 | $1.73M | shares |
| SRPTSAREPTA THERAPEUTICS INC | 10,000 | $1.58M | shares |
| XYZBLOCK INC | 20,000 | $1.29M | shares |
| CIMCHIMERA INVT CORP | 100,000 | $1.28M | call |
| HUBSHUBSPOT INC | 2,000 | $1.18M | call |
| TSLATESLA INC | 5,400 | $1.07M | put |
| CCLCARNIVAL CORP | 48,600 | $910K | shares |
| PLTRPALANTIR TECHNOLOGIES INC | 30,000 | $760K | call |
| ARRYARRAY TECHNOLOGIES INC | 60,000 | $616K | call |
| IMAXIMAX CORP | 30,000 | $503K | call |
| FIVNFIVE9 INC | 10,000 | $441K | call |
| TPICQTPI COMPOSITES INC COM | 100,000 | $399K | put |
| MARAMARA HOLDINGS INC | 20,000 | $397K | call |
| WOOFPETCO HEALTH & WELLNESS CO I | 50,000 | $189K | call |
| NOVAQSUNNOVA ENERGY INTERNATIONAL I | 20,000 | $112K | put |
| DISH NETWORK CORPORATIONDISH NETWORK CORPORATION | 21,000 | $13.4K | principal |
| COHERUS ONCOLOGY INCCOHERUS ONCOLOGY INC | 15,000 | $11.1K | principal |
| BLOOM ENERGY CORPBLOOM ENERGY CORP | 9,000 | $9.71K | principal |
| DEXCOM INCDEXCOM INC | 9,000 | $9.04K | principal |
| LIVEPERSON INCLIVEPERSON INC | 18,000 | $8.55K | principal |
| PELOTON INTERACTIVE INCPELOTON INTERACTIVE INC | 9,000 | $7.96K | principal |
| PERFICIENT INCPERFICIENT INC | 8,000 | $7.77K | principal |
| RINGCENTRAL INCRINGCENTRAL INC | 8,000 | $7.28K | principal |
| HAEMONETICS CORPHAEMONETICS CORP | 7,000 | $6.31K | principal |
| CONMED CORPCONMED CORP | 6,000 | $5.38K | principal |
How Q3 2024 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001140361-24-046385 | base | 2024-11-13 | acceptance time not in the bulk data set |