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ADVENT CAPITAL MANAGEMENT /DE/

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13F filer, CIK 1097278, NEW YORK, NY

ADVENT CAPITAL MANAGEMENT /DE/ reported $3,626,502,111 across 215 holdings for the quarter ended 2026-03-31, in a 13F-HR filed 2026-05-07. Its ten largest share positions make up 30.02% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001140361-26-019477

Period
2026-03-31
Reported value
$3.63B
Holdings
215
Top 10 weight
30.02%
New
48
Sold out
58

Largest buys vs the previous quarter

SecurityShares changeApprox. value
MCHPPadded+230,778$13.2M
SOadded+204,386$10.6M
QXO INCadded+102,065$5.7M
UALnew+40,000$3.68M
NOWnew+35,000$3.66M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
NOVTUreduced-294,379-$15.8M
HEWLETT PACKARD ENTERPRISE Creduced-151,955-$9.86M
BANK OF AMER CORPreduced-8,139-$9.71M
BRKRPreduced-15,559-$4.5M
SHIFT4 PMTS INCreduced-76,166-$4.06M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2026

Share positions as resolved from 13F-HR 0001140361-26-019477, largest first. % of portfolio is the value over $3,383,459,181, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
BANK OF AMER CORPBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 197,009 shares; 2024Q4: 174,486 shares; 2025Q1: 173,455 shares; 2025Q2: 172,838 shares; 2025Q3: 176,506 shares; 2025Q4: 157,311 shares; 2026Q1: 149,172 shares 149,172$178M5.26%-8,139
NEENEXTERA ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 302,663 shares; 2024Q4: 697,558 shares; 2025Q1: 890,515 shares; 2025Q2: 944,551 shares; 2025Q3: 2,119,534 shares; 2025Q4: 1,988,322 shares; 2026Q1: 1,937,116 shares 1,937,116$110M3.24%-51,206Timeline
KKR & CO INCKKR & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 1,136,551 shares; 2025Q2: 1,731,820 shares; 2025Q3: 1,771,241 shares; 2025Q4: 1,997,547 shares; 2026Q1: 2,045,065 shares 2,045,065$82.5M2.44%+47,518
APOLLO GLOBAL MGMT INCAPOLLO GLOBAL MGMT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 1,461,117 shares; 2024Q4: 1,063,353 shares; 2025Q1: 1,104,271 shares; 2025Q2: 1,175,194 shares; 2025Q3: 1,320,670 shares; 2025Q4: 1,277,582 shares; 2026Q1: 1,303,436 shares 1,303,436$76.7M2.27%+25,854
SOSOUTHERN COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 916,989 shares; 2026Q1: 1,121,375 shares 1,121,375$58.1M1.72%+204,386Timeline
BAPRABOEING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 1,182,833 shares; 2025Q1: 1,026,537 shares; 2025Q2: 798,119 shares; 2025Q3: 819,770 shares; 2025Q4: 849,161 shares; 2026Q1: 867,181 shares 867,181$56.4M1.67%+18,020Timeline
MCHPPMICROCHIP TECHNOLOGY INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 640,000 shares; 2025Q2: 441,925 shares; 2025Q3: 549,710 shares; 2025Q4: 529,956 shares; 2026Q1: 760,734 shares 760,734$43.5M1.28%+230,778Timeline
ARES MANAGEMENT CORPORATIONARES MANAGEMENT CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 775,783 shares; 2025Q1: 881,034 shares; 2025Q2: 828,550 shares; 2025Q3: 837,300 shares; 2025Q4: 920,473 shares; 2026Q1: 933,089 shares 933,089$34.7M1.03%+12,616
ACVTRBB FUND TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 990,000 shares; 2025Q3: 990,000 shares; 2025Q4: 990,250 shares; 2026Q1: 1,083,500 shares 1,083,500$28.2M0.83%+93,250Timeline
HEWLETT PACKARD ENTERPRISE CHEWLETT PACKARD ENTERPRISE CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 848,603 shares; 2024Q4: 475,551 shares; 2025Q1: 369,799 shares; 2025Q2: 226,056 shares; 2025Q3: 270,147 shares; 2025Q4: 527,546 shares; 2026Q1: 375,591 shares 375,591$24.4M0.72%-151,955
BRKRPBRUKER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 112,520 shares; 2025Q4: 86,679 shares; 2026Q1: 71,120 shares 71,120$20.6M0.61%-15,559Timeline
QXO INCQXO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 80,000 shares; 2025Q3: 174,000 shares; 2025Q4: 265,400 shares; 2026Q1: 367,465 shares 367,465$20.5M0.61%+102,065
PG&E CORPPG&E CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 493,304 shares; 2025Q1: 429,682 shares; 2025Q2: 394,260 shares; 2025Q3: 437,794 shares; 2025Q4: 466,504 shares; 2026Q1: 470,385 shares 470,385$20.3M0.6%+3,881
WELLS FARGO & COWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 182,159 shares; 2024Q4: 173,866 shares; 2025Q1: 179,720 shares; 2025Q2: 180,009 shares; 2025Q3: 175,046 shares; 2025Q4: 157,600 shares; 2026Q1: 148,222 shares 148,222$17.2M0.51%-9,378
NOVTUNOVANTA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 581,990 shares; 2026Q1: 287,611 shares 287,611$15.4M0.46%-294,379Timeline
SHIFT4 PMTS INCSHIFT4 PMTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 174,538 shares; 2025Q3: 284,030 shares; 2025Q4: 323,380 shares; 2026Q1: 247,214 shares 247,214$13.2M0.39%-76,166
STRKSTRATEGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 35,818 shares; 2025Q2: 39,818 shares; 2025Q3: 93,238 shares; 2025Q4: 105,738 shares; 2026Q1: 97,805 shares 97,805$6.96M0.21%-7,933Timeline
ALBEMARLE CORPALBEMARLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 190,000 shares; 2024Q4: 269,216 shares; 2025Q1: 247,871 shares; 2025Q2: 158,738 shares; 2025Q3: 77,747 shares; 2025Q4: 77,747 shares; 2026Q1: 81,297 shares 81,297$5.82M0.17%+3,550
BTSGBRIGHTSPRING HEALTH SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 166,590 shares; 2024Q4: 82,717 shares; 2025Q1: 99,321 shares; 2025Q2: 21,023 shares; 2025Q3: 16,993 shares; 2025Q4: 13,528 shares; 2026Q1: 26,314 shares 26,314$3.75M0.11%+12,786Timeline
GMGENERAL MTRS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 40,000 shares; 2026Q1: 50,000 shares 50,000$3.73M0.11%+10,000Timeline
UALUNITED AIRLS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 40,000 shares 40,000$3.68M0.11%newTimeline
NOWSERVICENOW INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 1,238 shares; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 35,000 shares 35,000$3.66M0.11%newTimeline
ETNEATON CORP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 8,000 shares; 2024Q4: not reported; 2025Q1: 10,000 shares; 2025Q2: 3,000 shares; 2025Q3: 10,000 shares; 2025Q4: 13,000 shares; 2026Q1: 10,000 shares 10,000$3.58M0.11%-3,000Timeline
SPOTSPOTIFY TECHNOLOGY S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 5,000 shares; 2025Q4: not reported; 2026Q1: 7,000 shares 7,000$3.39M0.1%newTimeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 10,000 shares; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 10,000 shares; 2025Q3: 18,000 shares; 2025Q4: not reported; 2026Q1: 16,000 shares 16,000$3.33M0.1%newTimeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 18,000 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 15,000 shares; 2026Q1: 15,000 shares 15,000$3.26M0.1%0Timeline
CCLCARNIVAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 100,000 shares; 2026Q1: 125,000 shares 125,000$3.23M0.1%+25,000Timeline
CRWDCROWDSTRIKE HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 8,000 shares 8,000$3.12M0.09%newTimeline
MSMORGAN STANLEYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 18,000 shares 18,000$2.96M0.09%newTimeline
IBMINTERNATIONAL BUSINESS MACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 14,000 shares; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 12,000 shares 12,000$2.91M0.09%newTimeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 15,000 shares; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 10,000 shares 10,000$2.87M0.08%newTimeline
GEGE AEROSPACEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 12,000 shares; 2024Q4: 16,000 shares; 2025Q1: 16,000 shares; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 10,000 shares 10,000$2.84M0.08%newTimeline
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 40,000 shares; 2025Q1: 30,000 shares; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 25,000 shares 25,000$2.84M0.08%newTimeline
GLWCORNING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 20,000 shares 20,000$2.72M0.08%newTimeline
COMPCOMPASS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 341,700 shares 341,700$2.5M0.07%newTimeline
MTBM & T BK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 12,000 shares; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 12,000 shares 12,000$2.48M0.07%newTimeline
STXSEAGATE TECHNOLOGY HLDNGS PLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 6,000 shares 6,000$2.35M0.07%newTimeline
CPACOPA HOLDINGS SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 25,000 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 19,000 shares 19,000$2.16M0.06%newTimeline
BEBLOOM ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 15,000 shares 15,000$2.03M0.06%newTimeline
CIFRCIPHER DIGITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 150,000 shares 150,000$1.93M0.06%newTimeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 3,000 shares 3,000$761K0.02%newTimeline
FTAIFTAI AVIATION LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 940 shares 940$230K0.01%newTimeline
QGENQIAGEN NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 3,894 shares 3,894$156K<0.01%newTimeline
WWAYFAIR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 2,073 shares 2,073$156K<0.01%newTimeline
ESPRESPERION THERAPEUTICS INC NEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 80,000 shares; 2025Q4: 90,000 shares; 2026Q1: 50,000 shares 50,000$137K<0.01%-40,000Timeline
BBAIBIGBEAR AI HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 40,000 shares; 2025Q4: not reported; 2026Q1: 20,000 shares 20,000$70.4K<0.01%newTimeline
GMEWSGAMESTOP CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 6,778 shares; 2026Q1: 6,778 shares 6,778$26.2K<0.01%0Timeline
AUROWAURORA INNOVATION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 61,500 shares; 2025Q2: 61,500 shares; 2025Q3: 61,500 shares; 2025Q4: 61,500 shares; 2026Q1: 61,500 shares 61,500$12.2K<0.01%0Timeline
BIGBEAR AI HLDGS INCBIGBEAR AI HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 18,260 shares; 2025Q2: 18,260 shares; 2025Q3: 18,260 shares; 2025Q4: 18,260 shares; 2026Q1: 18,260 shares 18,260$8.22K<0.01%0
OPENWOPENDOOR TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 1,199 shares; 2026Q1: 1,199 shares 1,199$725<0.01%0Timeline
OPENLOPENDOOR TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 1,199 shares; 2026Q1: 1,199 shares 1,199$295<0.01%0Timeline
OPENZOPENDOOR TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 1,199 shares; 2026Q1: 1,199 shares 1,199$282<0.01%0Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
SPYSTATE STR SPDR S&P 500 ETF T SHScall300,000$195M-560,000
SPYSTATE STR SPDR S&P 500 ETF T SHSput42,500$27.6Mnew
MSFTMICROSOFT CORP COMcall20,000$7.4Mnew
ECHOECHOSTAR CORP CL Acall27,500$3.22Mnew
SMCISUPER MICRO COMPUTER INC COM NEWput100,000$2.28Mnew
NCLHNORWEGIAN CRUISE LINE HLDGS Stockcall100,000$1.87M-200,000
GSGOLDMAN SACHS GROUP INC COMcall2,000$1.69Mnew
JOBYJOBY AVIATION INC COMMON STOCKput200,000$1.65Mnew
AKAMAKAMAI TECHNOLOGIES INC Stockcall6,000$689K-34,000
INDIINDIE SEMICONDUCTOR INC CLASS A COMcall200,000$644Knew
PLUGPLUG PWR INC COM NEWcall250,000$565Knew
CIFRCIPHER DIGITAL INC Stockcall22,500$290Knew

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

The largest 100 of 151. All 151

SecurityTypeAmountValueChange
UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC NOTE 0.875%12/0principal118,720,000$143M-23,518,000
VENTAS RLTY LTD PARTNERSHIPVENTAS RLTY LTD PARTNERSHIP NOTE 3.750% 6/0principal61,850,000$92.9M-11,719,000
GLOBAL PMTS INCGLOBAL PMTS INC NOTE 1.500% 3/0principal100,272,000$88.7M-19,544,000
CMS ENERGY CORPCMS ENERGY CORP NOTE 3.375% 5/0principal74,231,000$85M-13,248,000
PPL CAP FDG INCPPL CAP FDG INC NOTE 2.875% 3/1principal70,442,000$82.7M+2,846,000
DATADOG INCDATADOG INC NOTE 12/0principal78,717,000$76.4M+41,308,000
AFFIRM HLDGS INCAFFIRM HLDGS INC NOTE 0.750%12/1principal66,318,000$62.4M+20,740,000
AEROVIRONMENT INCAEROVIRONMENT INC NOTE 7/1principal57,262,000$56.2M+37,444,000
MERITAGE HOMES CORPMERITAGE HOMES CORP NOTE 1.750% 5/1principal52,841,000$51.5M-52,285,000
CENTERPOINT ENERGY INCCENTERPOINT ENERGY INC NOTE 4.250% 8/1principal41,168,000$49.1M-17,368,000
NEXTERA ENERGY CAP HLDGS INCNEXTERA ENERGY CAP HLDGS INC NOTE 3.000% 3/0principal35,117,000$48.9M-29,963,000
LANTHEUS HLDGS INCLANTHEUS HLDGS INC Convertibleprincipal39,934,000$48.3M-6,188,000
SOUTHERN COSOUTHERN CO NOTE 4.500% 6/1principal42,825,000$48.2M-10,467,000
PG&E CORPPG&E CORP NOTE 4.250%12/0principal44,628,000$46.9M+8,533,000
SUPER MICRO COMPUTER INCSUPER MICRO COMPUTER INC NOTE 3.500% 3/0principal54,492,000$43.7M+9,345,000
TETRA TECH INC NEWTETRA TECH INC NEW DBCV 2.250% 8/1principal39,825,000$41.9M-4,051,000
WEC ENERGY GROUP INCWEC ENERGY GROUP INC Convertibleprincipal33,029,000$41.4M+4,245,000
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 1.125% 2/1principal35,844,000$41.1M+1,393,000
WESTERN DIGITAL CORPWESTERN DIGITAL CORP NOTE 3.000%11/1principal5,501,000$39.5M+2,137,000
GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC NOTE 1.250%11/0principal38,433,000$38.6M+26,763,000
SNOWFLAKE INCSNOWFLAKE INC NOTE 10/0principal31,182,000$38.2M+7,156,000
MARRIOTT VACATIONS WORLDWIDEMARRIOTT VACATIONS WORLDWIDE NOTE 3.250%12/1principal39,178,000$38.1M-2,904,000
RIVIAN AUTOMOTIVE INCRIVIAN AUTOMOTIVE INC NOTE 3.625%10/1principal34,659,000$33.9M+28,226,000
PARSONS CORP DELPARSONS CORP DEL NOTE 2.625% 3/0principal32,542,000$32.2M-774,000
DUKE ENERGY CORP NEWDUKE ENERGY CORP NEW CONV BNDprincipal28,645,000$32.2M-42,934,000
TRIP COM GROUP LTDTRIP COM GROUP LTD NOTE 0.750% 6/1principal30,199,000$31.4M+10,252,000
DRAFTKINGS INC NEWDRAFTKINGS INC NEW CNVprincipal32,652,000$29.5M-16,385,000
SUNRUN INCSUNRUN INC NOTE 4.000% 3/0principal24,367,000$29.2M+14,282,000
STRATEGY INCSTRATEGY INC NOTE 0.875% 3/1principal28,936,000$27.9M+21,842,000
LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN Convertibleprincipal24,865,000$27M-40,536,000
ENPHASE ENERGY INCENPHASE ENERGY INC NOTE 3/0principal27,480,000$24.6M+1,091,000
RIOT PLATFORMS INCRIOT PLATFORMS INC NOTE 0.750% 1/1principal20,554,000$23.7M+3,361,000
CLEANSPARK INCCLEANSPARK INC NOTE 6/1principal23,547,000$22.8M+10,246,000
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 0.500% 3/0principal22,686,000$22.2M-8,869,000
HAEMONETICS CORP MASSHAEMONETICS CORP MASS NOTE 2.500% 6/0principal23,015,000$22.2M+5,034,000
TRAVERE THERAPEUTICS INCTRAVERE THERAPEUTICS INC CNVprincipal17,392,000$22M+3,180,000
ITRON INCITRON INC NOTE 1.375% 7/1principal21,671,000$21.9M-8,744,000
ETSY INCETSY INC NOTE 0.125% 9/0principal23,121,000$21.6M-1,413,000
BRIDGEBIO PHARMA INCBRIDGEBIO PHARMA INC Convertibleprincipal18,870,000$21.2M-1,643,000
VISHAY INTERTECHNOLOGY INCVISHAY INTERTECHNOLOGY INC NOTE 2.250% 9/1principal22,037,000$21.2M-3,367,000
REPLIGEN CORPREPLIGEN CORP NOTE 1.000%12/1principal20,783,000$20.4M-3,648,000
ARRAY TECHNOLOGIES INCARRAY TECHNOLOGIES INC NOTE 1.000%12/0principal21,977,000$20M-1,144,000
BILL HOLDINGS INCBILL HOLDINGS INC NOTE 4/0principal22,260,000$19.9M-3,921,000
DEXCOM INCDEXCOM INC NOTE 0.375% 5/1principal21,095,000$19.5M-1,226,000
JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD Convertibleprincipal13,597,000$19.3M-5,735,000
JETBLUE AIRWAYS CORPJETBLUE AIRWAYS CORP NOTE 2.500% 9/0principal19,404,000$18.8Mnew
PENNYMAC CORPPENNYMAC CORP Convertible Bondprincipal17,143,000$18.4M-10,323,000
SNAP INCSNAP INC Convertibleprincipal22,518,000$18.2M-4,753,000
PROGRESS SOFTWARE CORPPROGRESS SOFTWARE CORP NOTE 3.500% 3/0principal17,784,000$15.9M-25,922,000
MKS INC.MKS INC. NOTE 1.250% 6/0principal9,458,000$15.7M+6,608,000
SOLARIS ENERGY INFRAS INCSOLARIS ENERGY INFRAS INC NOTE 0.250%10/0principal12,492,000$15.7M+4,762,000
WINNEBAGO INDS INCWINNEBAGO INDS INC NOTE 3.250% 1/1principal16,953,000$15.5M-2,032,000
STRATEGY INCSTRATEGY INC NOTE 2.250% 6/1principal14,597,000$15.1M+10,097,000
NORTHERN OIL & GAS INCNORTHERN OIL & GAS INC NOTE 3.625% 4/1principal13,396,000$15M-16,419,000
UPSTART HLDGS INCUPSTART HLDGS INC NOTE 2.000%10/0principal14,822,000$14.5M+12,507,000
TELADOC HEALTH INCTELADOC HEALTH INC NOTE 1.250% 6/0principal14,539,000$14M-5,167,000
UPWORK INCUPWORK INC NOTE 0.250% 8/1principal14,174,000$13.9M-14,740,000
ENOVIS CORPORATIONENOVIS CORPORATION NOTE 3.875%10/1principal13,929,000$13.7M-858,000
LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 3.125% 1/1principal8,495,000$13M-6,134,000
COINBASE GLOBAL INCCOINBASE GLOBAL INC NOTE 0.250% 4/0principal13,923,000$13M+9,573,000
NUTANIX INCNUTANIX INC NOTE 0.500%12/1principal14,172,000$12.8M-3,346,000
FIVE9 INCFIVE9 INC CNVprincipal14,439,000$12.6M-13,302,000
GUARDANT HEALTH INCGUARDANT HEALTH INC NOTE 11/1principal12,009,000$12.4Mnew
NEOGENOMICS INCNEOGENOMICS INC NOTE 0.250% 1/1principal13,479,000$12.3M-2,745,000
UGI CORP NEWUGI CORP NEW NOTE 5.000% 6/0principal8,403,000$11.9M+394,000
LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 1.500%12/1principal1,099,000$11.1M+98,000
MARA HOLDINGS INCMARA HOLDINGS INC NOTE 2.125% 9/0principal12,689,000$10.8M+12,364,000
ALIBABA GROUP HLDG LTDALIBABA GROUP HLDG LTD NOTE 0.500% 6/0principal7,389,000$10.3M-2,293,000
HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC NOTE 1.000% 8/1principal7,867,000$10.1M+7,635,000
NCL CORP LTDNCL CORP LTD BONDprincipal9,534,000$9.32M-766,000
FLUOR CORPFLUOR CORP NOTE 1.125% 8/1principal7,447,000$9.21M-7,800,000
SoFi Technologies, Inc.SoFi Technologies, Inc. NOTE 10/1principal8,948,000$9.19M+6,394,000
APPLIED OPTOELECTRONICS INCAPPLIED OPTOELECTRONICS INC NOTE 2.750% 1/1principal3,956,000$8.85M-3,800,000
BURLINGTON STORES INCBURLINGTON STORES INC NOTE 1.250%12/1principal5,000,000$8.29M+3,500,000
BOFA FIN LLCBOFA FIN LLC MTNF 0.600% 5/2principal6,800,000$8.17M0
IONIS PHARMACEUTICALS INCIONIS PHARMACEUTICALS INC NOTE 1.750% 6/1principal5,132,000$7.77M+76,000
CAPITAL SOUTHWEST CORPCAPITAL SOUTHWEST CORP Convertible Bondprincipal7,206,000$7.44M-44,000
NUTANIX INCNUTANIX INC Convertibleprincipal7,160,000$7.31M-33,362,000
SHAKE SHACK INCSHAKE SHACK INC NOTE 3/0principal7,272,000$6.9M+113,000
EVERGY INCEVERGY INC NOTE 4.500%12/1principal5,025,000$6.85M+500,000
ETSY INCETSY INC NOTE 0.125%10/0principal7,000,000$6.84M-1,537,000
SEAGATE HDD CAYMANSEAGATE HDD CAYMAN NOTE 3.500% 6/0principal1,427,000$6.78M+27,000
CLOUDFLARE INCCLOUDFLARE INC NOTE 8/1principal5,778,000$6.78Mnew
BLACKSTONE MORTGAGE TRUST INBLACKSTONE MORTGAGE TRUST IN NOTE 5.500% 3/1principal6,398,000$6.38M0
UNITY SOFTWARE INCUNITY SOFTWARE INC NOTE 11/1principal6,413,000$6.24M0
RIVIAN AUTOMOTIVE INCRIVIAN AUTOMOTIVE INC NOTE 4.625% 3/1principal5,476,000$5.89M+2,000
GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 4/1principal4,900,000$5.74Mnew
MGP INGREDIENTS INC NEWMGP INGREDIENTS INC NEW NOTE 1.875%11/1principal5,900,000$5.73M0
CERENCE INCCERENCE INC NOTE 1.500% 7/0principal6,200,000$5.51M0
COGENT BIOSCIENCES INCCOGENT BIOSCIENCES INC NOTE 1.625%11/1principal4,470,000$5.51M+70,000
SIRIUSXM HOLDINGS INCSIRIUSXM HOLDINGS INC NOTE 3.750% 3/1principal5,147,000$5.37M0
JD.COM INCJD.COM INC NOTE 0.250% 6/0principal5,250,000$5.24M-4,165,000
IMMUNOCORE HLDGS PLCIMMUNOCORE HLDGS PLC NOTE 2.500% 2/0principal5,600,000$5.07M0
UPSTART HLDGS INCUPSTART HLDGS INC NOTE 1.000%11/1principal6,806,000$4.87M-2,312,000
FRESHPET INCFRESHPET INC NOTE 3.000% 4/0principal4,006,000$4.61M-9,761,000
SNAP INCSNAP INC NOTE 0.125% 3/0principal4,850,000$4.43M0
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 0.750% 6/0principal4,377,000$4.35Mnew
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 5/0principal3,343,000$4.32M-25,339,000
MIRUM PHARMACEUTICALS INCMIRUM PHARMACEUTICALS INC NOTE 4.000% 5/0principal1,399,000$4.21M+23,000
WAYFAIR INCWAYFAIR INC NOTE 3.250% 9/1principal3,048,000$4.13Mnew

Sold out in Q1 2026

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
TYLER TEX INDPT SCH DISTTYLER TEX INDPT SCH DIST78,180,000$79.3Mprincipal
WORKIVA INCWORKIVA INC35,404,000$35.2Mprincipal
CSCOCISCO SYS INC400,000$30.8Mcall
FORD MOTOR COMPANYFORD MOTOR COMPANY25,868,000$26.9Mprincipal
EXPEDIA GROUP INCEXPEDIA GROUP INC23,068,000$25.8Mprincipal
VERTEX INCVERTEX INC21,751,000$20.7Mprincipal
VARONIS SYS INCVARONIS SYS INC21,261,000$19.9Mprincipal
COINBASE GLOBAL INCCOINBASE GLOBAL INC16,969,000$17Mprincipal
TANDEM DIABETES CARE INCTANDEM DIABETES CARE INC16,156,000$16.5Mprincipal
SPOTIFY USA INCSPOTIFY USA INC14,525,000$16.5Mprincipal
MARA HOLDINGS INCMARA HOLDINGS INC14,435,000$12.1Mprincipal
ALLIANT ENERGY CORPALLIANT ENERGY CORP8,319,000$8.76Mprincipal
SOLARIS ENERGY INFRAS INCSOLARIS ENERGY INFRAS INC3,905,000$7.84Mprincipal
HDHOME DEPOT INC20,000$6.88Mcall
PELOTON INTERACTIVE INCPELOTON INTERACTIVE INC3,980,000$6.66Mprincipal
FIRSTENERGY CORPFIRSTENERGY CORP5,660,000$5.83Mprincipal
SSR Mining IncSSR Mining Inc4,208,000$5.53Mprincipal
ORCLORACLE CORP25,000$4.87Mcall
BOX INCBOX INC3,950,000$4.63Mprincipal
ITRON INCITRON INC4,508,000$4.47Mprincipal
RAPID7 INCRAPID7 INC4,426,000$4.2Mprincipal
NOCNORTHROP GRUMMAN CORP7,000$3.99Mshares
BENTLEY SYSTEMS INCBENTLEY SYSTEMS INC3,741,000$3.74Mprincipal
FASTLY INCFASTLY INC3,150,000$3.51Mprincipal
JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD2,886,000$3.35Mprincipal
TXNM ENERGY INCTXNM ENERGY INC2,479,000$3.34Mprincipal
GREEN PLAINS INCGREEN PLAINS INC3,100,000$3.29Mprincipal
VRTVERTIV HOLDINGS CO20,000$3.24Mshares
PNCPNC FINL SVCS GROUP INC14,000$2.92Mshares
BSXBOSTON SCIENTIFIC CORP30,000$2.86Mshares
IRONWOOD PHARMACEUTICALS INCIRONWOOD PHARMACEUTICALS INC3,000,000$2.84Mprincipal
RAPID7 INCRAPID7 INC3,073,000$2.82Mprincipal
AVGOBROADCOM INC8,000$2.77Mshares
Dropbox IncDropbox Inc2,604,000$2.59Mprincipal
RCLROYAL CARIBBEAN GROUP9,000$2.51Mshares
BABAALIBABA GROUP HLDG LTD15,000$2.2Mcall
ENPHASE ENERGY INCENPHASE ENERGY INC2,175,000$2.15Mprincipal
PENNYMAC CORPPENNYMAC CORP1,830,000$1.86Mprincipal
FLUENCE ENERGY INCFLUENCE ENERGY INC1,400,000$1.7Mprincipal
EXACT SCIENCES CORPEXACT SCIENCES CORP1,570,000$1.64Mprincipal
RIOTRIOT PLATFORMS INC100,000$1.27Mput
SOFISOFI TECHNOLOGIES INC45,000$1.18Mcall
BTDRBITDEER TECHNOLOGIES GROUP105,000$1.18Mcall
BLACKLINE INCBLACKLINE INC1,160,000$1.15Mprincipal
MARAMARA HOLDINGS INC100,000$898Kcall
PINNACLE WEST CAP CORPPINNACLE WEST CAP CORP790,000$847Kprincipal
ZTSZOETIS INC5,600$705Kshares
UNITUNITI GROUP LLC100,000$701Kshares
MACOM TECH SOLUTIONS HLDGS IMACOM TECH SOLUTIONS HLDGS I325,000$676Kprincipal
BBAIBIGBEAR AI HLDGS INC100,000$540Kcall
APLSAPELLIS PHARMACEUTICALS INC18,000$452Kshares
ESPRESPERION THERAPEUTICS INC NE100,000$370Kcall
WULFTERAWULF INC30,000$345Kcall
CONFLUENT INCCONFLUENT INC285,000$277Kprincipal
STRATEGY INCSTRATEGY INC332,000$273Kprincipal
LULULULULEMON ATHLETICA INC1,000$208Kcall
OPENOPENDOOR TECHNOLOGIES INC20,000$117Kcall
EURONET WORLDWIDE INCEURONET WORLDWIDE INC4,000$3.4Kprincipal

How Q1 2026 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001140361-26-019477 base2026-05-07acceptance time not in the bulk data set