13F-HR filed by ADVENT CAPITAL MANAGEMENT /DE/
ADVENT CAPITAL MANAGEMENT /DE/ filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-13, with 224 holding rows worth $4,106,306,004.
- Accession
- 0001140361-24-046385
- Filer
- CIK 1097278
- Filed
- 2024-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 227 entries on the cover page, a total value of $4,106,306,004 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,106,306,004 with VALUE read as dollars as filed, 13F file number 028-05049. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC028-11097
- included managerRussell Investments Group, Ltd.028-17598
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 197,009 | $251,287,465 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 182,159 | $232,524,470 | dollars as filed | |
| DEXCOM INC | 252131AM9 | NOTE 0.375% 5/1 | 136,041,000 | $120,736,502 | dollars as filed | principal |
| APOLLO GLOBAL MGMT INC | 03769M304 | CMN | 1,461,117 | $99,000,721 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 98,178,000 | $96,459,983 | dollars as filed | principal |
| CMS ENERGY CORP | 125896BX7 | NOTE 3.375% 5/0 | 89,589,000 | $96,397,764 | dollars as filed | principal |
| VENTAS RLTY LTD PARTNERSHIP | 92277GAZ0 | NOTE 3.750% 6/0 | 77,619,000 | $94,578,763 | dollars as filed | principal |
| CENTERPOINT ENERGY INC | 15189TBD8 | NOTE 4.250% 8/1 | 92,079,000 | $93,690,483 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAN1 | NOTE 1.125% 2/1 | 89,452,000 | $91,106,863 | dollars as filed | principal |
| WAYFAIR INC | 94419LAP6 | NOTE 3.250% 9/1 | 71,567,000 | $86,274,116 | dollars as filed | principal |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 66,624,000 | $73,619,520 | dollars as filed | principal |
| NEXTERA ENERGY INC | 65339F713 | CONV | 1,514,565 | $71,270,000 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 80,203,000 | $69,816,773 | dollars as filed | principal |
| DUKE ENERGY CORP | 26441CBY0 | CONV BND | 62,936,000 | $66,932,441 | dollars as filed | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 300,000 | $66,267,000 | dollars as filed | put |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAF4 | NOTE 3.250%12/1 | 68,087,000 | $63,048,562 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 60,613,000 | $62,719,295 | dollars as filed | principal |
| ON SEMICONDUCTOR CORP | 682189AU9 | NOTE 0.500% 3/0 | 60,057,000 | $60,942,831 | dollars as filed | principal |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 26,717,000 | $59,872,188 | dollars as filed | principal |
| AMERICAN WTR CAP CORP | 03040WBE4 | NOTE 3.625% 6/1 | 54,315,000 | $55,890,135 | dollars as filed | principal |
| AFFIRM HLDGS INC | 00827BAB2 | NOTE 11/1 | 62,134,000 | $55,299,260 | dollars as filed | principal |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 73,865,000 | $55,117,263 | dollars as filed | principal |
| DIGITALOCEAN HLDGS INC | 25402DAB8 | CNV | 61,393,000 | $54,516,984 | dollars as filed | principal |
| ITRON INC | 465741AN6 | NOTE 3/1 | 50,624,000 | $53,129,997 | dollars as filed | principal |
| SAREPTA THERAPEUTICS INC | 803607AD2 | NOTE 1.250% 9/1 | 46,307,000 | $52,604,752 | dollars as filed | principal |
| HEWLETT PACKARD ENTERPRISE C | 42824C208 | CMN | 848,603 | $51,425,311 | dollars as filed | |
| PPL CAP FDG INC | 69352PAS2 | NOTE 2.875% 3/1 | 47,831,000 | $50,784,628 | dollars as filed | principal |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 41,433,000 | $42,837,824 | dollars as filed | principal |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 39,057,000 | $40,150,596 | dollars as filed | principal |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 31,891,000 | $39,066,475 | dollars as filed | principal |
| Bloom Energy Corp | 093712AK3 | Bond | 42,190,000 | $38,884,498 | dollars as filed | principal |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 39,465,000 | $38,764,515 | dollars as filed | principal |
| NEW MTN FIN CORP | 647551AE0 | BOND | 37,669,000 | $38,139,870 | dollars as filed | principal |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 743,602 | $37,327,891 | dollars as filed | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 33,983,000 | $36,862,035 | dollars as filed | principal |
| NCL CORP LTD | 62886HBD2 | BOND | 37,650,000 | $36,584,394 | dollars as filed | principal |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 29,986,000 | $35,900,735 | dollars as filed | principal |
| SNAP INC | 83304AAH9 | NOTE 0.125% 3/0 | 43,735,000 | $35,141,075 | dollars as filed | principal |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 35,767,000 | $34,318,439 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 34,355,000 | $33,874,030 | dollars as filed | principal |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 38,146,000 | $33,682,918 | dollars as filed | principal |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 34,463,000 | $33,407,602 | dollars as filed | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 32,744,000 | $30,642,969 | dollars as filed | principal |
| SUNNOVA ENERGY INTL INC. | 86745KAH7 | NOTE 2.625% 2/1 | 46,634,000 | $30,629,197 | dollars as filed | principal |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 35,525,000 | $30,566,425 | dollars as filed | principal |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 30,831,000 | $30,553,521 | dollars as filed | principal |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 35,107,000 | $30,490,460 | dollars as filed | principal |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 30,006,000 | $30,156,030 | dollars as filed | principal |
| WOLFSPEED INC | 977852AD4 | NOTE 1.875%12/0 | 78,775,000 | $29,698,175 | dollars as filed | principal |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 32,001,000 | $28,416,888 | dollars as filed | principal |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 32,473,000 | $28,113,560 | dollars as filed | principal |
| RIVIAN AUTOMOTIVE INC | 76954AAB9 | NOTE 4.625% 3/1 | 29,129,000 | $26,379,994 | dollars as filed | principal |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 31,663,000 | $26,359,539 | dollars as filed | principal |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 27,584,000 | $26,136,999 | dollars as filed | principal |
| AIR TRANS SVCS GROUP INC | 00922RAD7 | BOND | 27,302,000 | $25,775,814 | dollars as filed | principal |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 18,444,000 | $25,503,445 | dollars as filed | principal |
| BOFA FIN LLC | 09709UV70 | MTNF 0.600% 5/2 | 22,802,000 | $25,396,867 | dollars as filed | principal |
| NABORS INDS INC | 62957HAL9 | NOTE 1.750% 6/1 | 31,075,000 | $24,330,954 | dollars as filed | principal |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 26,309,000 | $24,122,064 | dollars as filed | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 22,894,000 | $23,149,915 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 531229AP7 | NOTE 3.750% 3/1 | 22,174,000 | $22,961,187 | dollars as filed | principal |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 24,415,000 | $22,461,800 | dollars as filed | principal |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 26,485,000 | $21,443,045 | dollars as filed | principal |
| ALLIANT ENERGY CORP | 018802AC2 | NOTE 3.875% 3/1 | 19,185,000 | $20,134,752 | dollars as filed | principal |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 20,008,000 | $20,124,589 | dollars as filed | principal |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 19,410,000 | $19,429,122 | dollars as filed | principal |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 20,709,000 | $19,298,704 | dollars as filed | principal |
| LIVE NATION ENTERTAINMENT IN | 538034BA6 | NOTE 3.125% 1/1 | 15,392,000 | $18,985,850 | dollars as filed | principal |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 13,257,000 | $18,105,750 | dollars as filed | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AR9 | NOTE 2.250% 9/1 | 18,494,000 | $17,023,825 | dollars as filed | principal |
| NEXTERA ENERGY INC | 65339F663 | CMN | 302,663 | $16,804,113 | dollars as filed | |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 15,919,000 | $16,444,327 | dollars as filed | principal |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 18,944,000 | $15,912,960 | dollars as filed | principal |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 22,429,000 | $15,745,158 | dollars as filed | principal |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 7,687,000 | $14,478,469 | dollars as filed | principal |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 10,881,000 | $14,145,300 | dollars as filed | principal |
| WORKIVA INC | 98139AAD7 | NOTE 1.250% 8/1 | 14,732,000 | $13,960,780 | dollars as filed | principal |
| SOUTHERN CO | 842587DP9 | NOTE 3.875%12/1 | 12,227,000 | $13,611,709 | dollars as filed | principal |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 13,914,000 | $13,450,837 | dollars as filed | principal |
| SEAGATE HDD CAYMAN | 81180WBL4 | NOTE 3.500% 6/0 | 8,937,000 | $12,873,755 | dollars as filed | principal |
| HERBALIFE LTD | 42703MAF0 | NOTE 4.250% 6/1 | 16,940,000 | $12,478,690 | dollars as filed | principal |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 10,403,000 | $12,457,601 | dollars as filed | principal |
| H World Group Ltd | 44332NAB2 | Convertible bond | 9,919,000 | $11,293,200 | dollars as filed | principal |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 11,174,000 | $10,964,489 | dollars as filed | principal |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 10,546,000 | $10,387,810 | dollars as filed | principal |
| ENPHASE ENERGY INC | 29355AAF4 | BOND | 6,786,000 | $10,105,585 | dollars as filed | principal |
| BrightSpring Health Services Inc | 10950A205 | Preferred Shares | 166,590 | $9,261,050 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 10,028,000 | $9,245,816 | dollars as filed | principal |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 9,000,000 | $9,072,000 | dollars as filed | principal |
| ZTO EXPRESS CAYMAN INC | 98980AAB1 | NOTE 1.500% 9/0 | 8,271,000 | $8,835,495 | dollars as filed | principal |
| Ascendis Pharma A/S | 04351PAD3 | Convertible bond | 7,522,000 | $8,769,586 | dollars as filed | principal |
| ALBEMARLE CORP | 012653200 | 7.25% DEP SHS A | 190,000 | $8,475,309 | dollars as filed | |
| NORTHERN OIL & GAS INC | 665531AJ8 | NOTE 3.625% 4/1 | 7,061,000 | $8,086,615 | dollars as filed | principal |
| PERMIAN RES OPER LLC | 15136AAA0 | NOTE 3.250% 4/0 | 3,310,000 | $7,866,546 | dollars as filed | principal |
| MIRUM PHARMACEUTICALS INC | 604749AB7 | NOTE 4.000% 5/0 | 5,316,000 | $7,809,865 | dollars as filed | principal |
| INVESCO QQQ TR | 46090E103 | COM | 15,000 | $7,321,050 | dollars as filed | put |
| LITHIUM ARGENTINA AG | 53680QAA6 | NOTE 1.750% 1/1 | 9,557,000 | $7,215,535 | dollars as filed | principal |
| TPI COMPOSITES INC | 87266jab0 | FIXED | 12,743,000 | $7,078,741 | dollars as filed | principal |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 3,807,000 | $7,061,985 | dollars as filed | principal |
| Lantheus Hldgs Inc Note 2.625 percent 12/1 | 516544AB9 | Convertible | 4,491,000 | $6,986,878 | dollars as filed | principal |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 6,918,000 | $6,482,166 | dollars as filed | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 6,398,000 | $6,094,095 | dollars as filed | principal |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 6,397,000 | $5,738,109 | dollars as filed | principal |
| Q2 HLDGS INC | 74736LAF6 | NOTE 0.125%11/1 | 5,800,000 | $5,595,686 | dollars as filed | principal |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 5,198,000 | $5,465,591 | dollars as filed | principal |
| BOX INC | 10316TAB0 | NOTE 1/1 | 3,950,000 | $5,182,400 | dollars as filed | principal |
| TETRA TECH INC NEW | 88162GAB9 | DBCV 2.250% 8/1 | 3,761,000 | $4,940,076 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 5,669,000 | $4,929,196 | dollars as filed | principal |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 4,160,000 | $4,859,296 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 531229AQ5 | NOTE 2.250% 8/1 | 4,264,000 | $4,707,095 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 4,190,000 | $4,676,040 | dollars as filed | principal |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 4,717,000 | $4,580,207 | dollars as filed | principal |
| ROYAL CARIBBEAN GROUP | 780153BQ4 | NOTE 6.000% 8/1 | 1,223,000 | $4,376,965 | dollars as filed | principal |
| UPWORK INC | 91688FAB0 | NOTE 0.250% 8/1 | 4,647,000 | $4,262,181 | dollars as filed | principal |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 1,795,000 | $4,122,221 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 2,720,000 | $4,028,320 | dollars as filed | principal |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 1,500,000 | $4,005,000 | dollars as filed | principal |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 3,766,000 | $3,491,082 | dollars as filed | principal |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 3,507,000 | $3,414,054 | dollars as filed | principal |
| REDFIN CORP | 75737FAE8 | NOTE 0.500% 4/0 | 4,569,000 | $3,369,638 | dollars as filed | principal |
| TRAVERE THERAPEUTICS INC | 89422GAA5 | CNV | 3,878,000 | $3,350,592 | dollars as filed | principal |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 2,600,000 | $3,251,300 | dollars as filed | principal |
| LIVENT CORP | 53814LAB4 | BOND | 2,956,000 | $3,204,304 | dollars as filed | principal |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 2,610,000 | $3,185,505 | dollars as filed | principal |
| MGP INGREDIENTS INC NEW | 55303JAB2 | NOTE 1.875%11/1 | 2,900,000 | $3,105,370 | dollars as filed | principal |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 150,000 | $3,069,000 | dollars as filed | put |
| NVIDIA Corp | 67066G104 | COM | 25,000 | $3,036,000 | dollars as filed | |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 2,437,000 | $3,028,582 | dollars as filed | principal |
| WHIRLPOOL CORP COM | 963320106 | Stock | 28,000 | $2,996,000 | dollars as filed | |
| XOMETRY INC | 98423FAB5 | NOTE 1.000% 2/0 | 3,524,000 | $2,986,590 | dollars as filed | principal |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 2,886,000 | $2,886,722 | dollars as filed | principal |
| COMMERCE.COM INC | 08975PAB4 | NOTE 0.250%10/0 | 3,225,000 | $2,864,112 | dollars as filed | principal |
| Home Depot, Inc | 437076102 | COM | 7,000 | $2,836,400 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 2,891,000 | $2,827,398 | dollars as filed | principal |
| ENVISTA HOLDINGS CORPORATION | 29415FAD6 | NOTE 1.750% 8/1 | 3,044,000 | $2,764,333 | dollars as filed | principal |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 20,000 | $2,700,600 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 8,000 | $2,651,520 | dollars as filed | |
| BANDWIDTH INC | 05988JAD5 | NOTE 0.500% 4/0 | 3,300,000 | $2,591,586 | dollars as filed | principal |
| Broadcom Inc. | 11135F101 | COM | 15,000 | $2,587,500 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 70,000 | $2,564,800 | dollars as filed | |
| Dropbox Inc | 26210CAC8 | Convertible bond | 2,604,000 | $2,532,390 | dollars as filed | principal |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 15,000 | $2,507,850 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 55,000 | $2,470,050 | dollars as filed | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 16,000 | $2,459,360 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 125,000 | $2,391,250 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 300,000 | $2,358,000 | dollars as filed | call |
| Micron Technology,Inc. | 595112103 | COM | 22,000 | $2,281,620 | dollars as filed | |
| Boeing Company | 097023105 | COM | 15,000 | $2,280,600 | dollars as filed | |
| General Electric Company | 369604301 | COM | 12,000 | $2,262,960 | dollars as filed | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 20,000 | $2,260,400 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 5,000 | $2,151,500 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 55,000 | $2,149,950 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 2,175,000 | $2,049,394 | dollars as filed | principal |
| FIVERR INTL LTD | 33835LAA3 | NOTE 11/0 | 2,070,000 | $1,948,073 | dollars as filed | principal |
| PROS HOLDINGS INC | 74346YAG8 | NOTE 2.250% 9/1 | 2,115,000 | $1,907,730 | dollars as filed | principal |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 1,963,000 | $1,899,204 | dollars as filed | principal |
| Amazon.com, Inc | 023135106 | COM | 10,000 | $1,863,300 | dollars as filed | |
| GROUPON INC | 399473AF4 | NOTE 1.125% 3/1 | 2,025,000 | $1,817,384 | dollars as filed | principal |
| UNITED STATES STL CORP NEW | 912909108 | COM | 50,000 | $1,766,500 | dollars as filed | |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 2,115,000 | $1,734,162 | dollars as filed | principal |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 10,000 | $1,724,000 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 15,000 | $1,722,900 | dollars as filed | put |
| Viavi Solutions Inc | 925550AH8 | Convertible bond | 1,688,000 | $1,679,560 | dollars as filed | principal |
| BITDEER TECHNOLOGIES GROUP | 09175RAA8 | Fixed Income | 1,410,000 | $1,645,338 | dollars as filed | principal |
| UPSTARTHLDGSINC | 91680M107 | STOK | 40,000 | $1,600,400 | dollars as filed | put |
| BITDEER TECHNOLOGIES GROUP CL A ORD SHS | G11448100 | Stock | 200,000 | $1,566,000 | dollars as filed | put |
| BILL HOLDINGS INC | 090043AB6 | NOTE 12/0 | 1,550,000 | $1,457,775 | dollars as filed | principal |
| DOLLAR TREE INC COM | 256746108 | Stock | 20,000 | $1,406,400 | dollars as filed | |
| DOLLAR TREE INC COM | 256746108 | Stock | 20,000 | $1,406,400 | dollars as filed | put |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 50,000 | $1,392,000 | dollars as filed | put |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 1,429,000 | $1,333,250 | dollars as filed | principal |
| LAM RESEARCH CORP | 512807108 | COM | 1,500 | $1,224,120 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 22,000 | $1,175,900 | dollars as filed | call |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 10,000 | $1,130,200 | dollars as filed | call |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 1,160,000 | $1,087,500 | dollars as filed | principal |
| IMAX CORP | 45245E109 | COM | 50,000 | $1,025,500 | dollars as filed | put |
| IMAX CORP | 45245E109 | COM | 48,895 | $1,002,836 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 5,500 | $979,935 | dollars as filed | put |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 1,058,000 | $974,418 | dollars as filed | principal |
| PINTEREST INC CL A | 72352L106 | Stock | 30,000 | $971,101 | dollars as filed | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 979,000 | $955,504 | dollars as filed | principal |
| ZIFF DAVIS INC | 48123VAE2 | NOTE 1.75% 11/01/2026 | 933,000 | $865,941 | dollars as filed | principal |
| FIVE9 INC | 338307101 | COM | 30,000 | $861,900 | dollars as filed | put |
| CHEESECAKE FACTORY INC | 163072101 | COM | 20,000 | $811,000 | dollars as filed | call |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 802,000 | $787,165 | dollars as filed | principal |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 70,000 | $785,400 | dollars as filed | put |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,000 | $778,240 | dollars as filed | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,000 | $778,240 | dollars as filed | put |
| ITRON INC COM | 465741106 | Stock | 7,050 | $753,011 | dollars as filed | |
| PAGAYA TECHNOLOGIES LTD | M7S64L123 | CL A NEW | 70,000 | $739,901 | dollars as filed | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 15,000 | $675,300 | dollars as filed | call |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 583,000 | $652,141 | dollars as filed | principal |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 23,294 | $648,505 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 5,000 | $624,450 | dollars as filed | put |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 605,000 | $605,304 | dollars as filed | principal |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,000 | $567,800 | dollars as filed | |
| HEALTH CATALYST INC | 42225T107 | COM | 65,000 | $529,100 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 4,500 | $528,930 | dollars as filed | call |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 8,545 | $509,795 | dollars as filed | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 5,000 | $497,450 | dollars as filed | |
| CUTERA INC | 232109AD0 | NOTE 2.250% 6/0 | 3,000,000 | $480,001 | dollars as filed | principal |
| HEALTH CATALYST INC | 42225T107 | COM | 50,000 | $407,000 | dollars as filed | put |
| KOSMOS ENERGY LTD | 500688106 | COM | 100,000 | $403,000 | dollars as filed | call |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 10,000 | $400,600 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 17,246 | $325,260 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 20,000 | $313,800 | dollars as filed | call |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 30,000 | $292,200 | dollars as filed | call |
| WESCO INTL INC COM | 95082P105 | Stock | 1,700 | $285,566 | dollars as filed | call |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 209,000 | $226,847 | dollars as filed | principal |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 215,000 | $200,589 | dollars as filed | principal |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 100,000 | $200,000 | dollars as filed | call |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 158,000 | $196,316 | dollars as filed | principal |
| HERBALIFE LTD | G4412G101 | COM SHS | 25,000 | $179,750 | dollars as filed | put |
| DEXCOM INC COM | 252131107 | Stock | 2,605 | $174,639 | dollars as filed | |
| WOLFSPEED INC | 977852102 | COM | 17,500 | $169,750 | dollars as filed | call |
| HALOZYME THERAPEUTICS INC | 40637HAF6 | NOTE 1.000% 8/1 | 115,000 | $136,850 | dollars as filed | principal |
| AMC NETWORKS INC | 00164V103 | CL A | 14,490 | $125,918 | dollars as filed | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 102,000 | $111,413 | dollars as filed | principal |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 7,584 | $108,148 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 108,000 | $103,061 | dollars as filed | principal |
| ENVISTA HOLDINGS CORPORATION | 29415FAB0 | BOND | 93,000 | $101,436 | dollars as filed | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 97,000 | $92,417 | dollars as filed | principal |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 88 | $36,643 | dollars as filed | |
| WOLFSPEED INC | 977852102 | COM | 2,600 | $25,220 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-24-046385 | this filing | 2024-11-13 | acceptance time not in the bulk data set |