ADVENT CAPITAL MANAGEMENT /DE/
Follow13F filer, CIK 1097278, NEW YORK, NY
ADVENT CAPITAL MANAGEMENT /DE/ reported $4,106,306,004 across 224 holdings for the quarter ended 2024-09-30, in a 13F-HR filed 2024-11-13. Its ten largest share positions make up 31.49% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001140361-24-046385
- Period
- 2024-09-30
- Reported value
- $4.11B
- Holdings
- 224
- Top 10 weight
- 31.49%
- New
- 77
- Sold out
- 50
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| HEWLETT PACKARD ENTERPRISE Cnew | +848,603 | $51.4M |
| APOLLO GLOBAL MGMT INCadded | +338,026 | $22.9M |
| BANK OF AMER CORPadded | +15,077 | $19.2M |
| CHART INDS INCadded | +330,894 | $16.6M |
| WELLS FARGO & COadded | +6,439 | $8.22M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| ALBEMARLE CORPreduced | -357,863 | -$16M |
| NEXTERA ENERGY INCreduced | -246,282 | -$11.6M |
| ZTSexited | -30,000 | -$5.2M |
| ABBVexited | -30,000 | -$5.15M |
| HDreduced | -7,000 | -$2.84M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Holdings, Q3 2024
Share positions as resolved from 13F-HR 0001140361-24-046385, largest first. % of portfolio is the value over $4,007,975,433, the sum of the share positions whose value is usable for ratios (method).
| Security | History | Shares | Value | % of portfolio | Change | Latest event | Timeline |
|---|---|---|---|---|---|---|---|
| BANK OF AMER CORPBANK OF AMER CORP | 197,009 | $251M | 6.27% | +15,077 | |||
| WELLS FARGO & COWELLS FARGO & CO | 182,159 | $233M | 5.8% | +6,439 | |||
| APOLLO GLOBAL MGMT INCAPOLLO GLOBAL MGMT INC | 1,461,117 | $99M | 2.47% | +338,026 | |||
| NEXTERA ENERGY INCNEXTERA ENERGY INC | 1,514,565 | $71.3M | 1.78% | -246,282 | |||
| HEWLETT PACKARD ENTERPRISE CHEWLETT PACKARD ENTERPRISE C | 848,603 | $51.4M | 1.28% | new | |||
| CHART INDS INCCHART INDS INC | 743,602 | $37.3M | 0.93% | +330,894 | |||
| NEENEXTERA ENERGY INC | 302,663 | $16.8M | 0.42% | +122,663 | Timeline | ||
| BTSGBRIGHTSPRING HEALTH SVCS INC | 166,590 | $9.26M | 0.23% | +37,200 | Timeline | ||
| ALBEMARLE CORPALBEMARLE CORP | 190,000 | $8.48M | 0.21% | -357,863 | |||
| NVDANVIDIA CORPORATION | 25,000 | $3.04M | 0.08% | +15,000 | Timeline | ||
| WHRWHIRLPOOL CORP | 28,000 | $3M | 0.07% | new | Timeline | ||
| HDHOME DEPOT INC | 7,000 | $2.84M | 0.07% | -7,000 | Timeline | ||
| VLOVALERO ENERGY CORP | 20,000 | $2.7M | 0.07% | new | Timeline | ||
| ETNEATON CORP PLC | 8,000 | $2.65M | 0.07% | new | Timeline | ||
| AVGOBROADCOM INC | 15,000 | $2.59M | 0.06% | new | Timeline | ||
| EQTEQT CORP | 70,000 | $2.56M | 0.06% | new | Timeline | ||
| GOOGALPHABET INC | 15,000 | $2.51M | 0.06% | -5,000 | Timeline | ||
| VZVERIZON COMMUNICATIONS INC | 55,000 | $2.47M | 0.06% | 0 | Timeline | ||
| TTWOTAKE-TWO INTERACTIVE SOFTWAR | 16,000 | $2.46M | 0.06% | new | Timeline | ||
| OGNORGANON & CO | 125,000 | $2.39M | 0.06% | 0 | Timeline | ||
| MUMICRON TECHNOLOGY INC | 22,000 | $2.28M | 0.06% | +12,000 | Timeline | ||
| BABOEING CO | 15,000 | $2.28M | 0.06% | new | Timeline | ||
| GEGE AEROSPACE | 12,000 | $2.26M | 0.06% | 0 | Timeline | ||
| ENPHENPHASE ENERGY INC | 20,000 | $2.26M | 0.06% | -15,000 | Timeline | ||
| MSFTMICROSOFT CORP | 5,000 | $2.15M | 0.05% | new | Timeline | ||
| MGMMGM RESORTS INTERNATIONAL | 55,000 | $2.15M | 0.05% | -10,000 | Timeline | ||
| AMZNAMAZON COM INC | 10,000 | $1.86M | 0.05% | -10,000 | Timeline | ||
| UNITED STATES STL CORP NEWUNITED STATES STL CORP NEW | 50,000 | $1.77M | 0.04% | new | |||
| FANGDIAMONDBACK ENERGY INC | 10,000 | $1.72M | 0.04% | new | Timeline | ||
| DLTRDOLLAR TREE INC | 20,000 | $1.41M | 0.04% | new | Timeline | ||
| LAM RESEARCH CORPLAM RESEARCH CORP | 1,500 | $1.22M | 0.03% | new | |||
| IMAXIMAX CORP | 48,895 | $1M | 0.03% | +34,216 | Timeline | ||
| PINSPINTEREST INC | 30,000 | $971K | 0.02% | new | Timeline | ||
| ULTAULTA BEAUTY INC | 2,000 | $778K | 0.02% | new | Timeline | ||
| ITRIITRON INC | 7,050 | $753K | 0.02% | new | Timeline | ||
| PGYPAGAYA TECHNOLOGIES LTD | 70,000 | $740K | 0.02% | new | Timeline | ||
| CNKCINEMARK HLDGS INC | 23,294 | $649K | 0.02% | new | Timeline | ||
| MRKMERCK & CO INC | 5,000 | $568K | 0.01% | new | Timeline | ||
| HCATHEALTH CATALYST INC | 65,000 | $529K | 0.01% | new | Timeline | ||
| ANIPANI PHARMACEUTICALS INC | 8,545 | $510K | 0.01% | new | Timeline | ||
| VRTVERTIV HOLDINGS CO | 5,000 | $497K | 0.01% | new | Timeline | ||
| IONSIONIS PHARMACEUTICALS INC | 10,000 | $401K | 0.01% | new | Timeline | ||
| PENNPENN ENTERTAINMENT INC | 17,246 | $325K | 0.01% | new | Timeline | ||
| DXCMDEXCOM INC | 2,605 | $175K | <0.01% | new | Timeline | ||
| AMCXAMC GLOBAL MEDIA INC | 14,490 | $126K | <0.01% | new | Timeline | ||
| PMTPENNYMAC MTG INVT TR | 7,584 | $108K | <0.01% | -1,536 | Timeline | ||
| SUPER MICRO COMPUTER INCSUPER MICRO COMPUTER INC | 88 | $36.6K | <0.01% | new | |||
| WOLFSPEED INCWOLFSPEED INC | 2,600 | $25.2K | <0.01% | new |
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| IWMISHARES TR SHS | put | 300,000 | $66.3M | +225,000 |
| QQQINVESCO QQQ TR COM | put | 15,000 | $7.32M | new |
| HPEHEWLETT PACKARD ENTERPRISE C Stock | put | 150,000 | $3.07M | new |
| SOFISOFI TECHNOLOGIES INC Stock | call | 300,000 | $2.36M | new |
| SNOWSNOWFLAKE INC Stock | put | 15,000 | $1.72M | new |
| UPSTUPSTART HLDGS INC STOK | put | 40,000 | $1.6M | new |
| BTDRBITDEER TECHNOLOGIES GROUP Stock | put | 200,000 | $1.57M | new |
| DLTRDOLLAR TREE INC Stock | put | 20,000 | $1.41M | new |
| CNKCINEMARK HLDGS INC Stock | put | 50,000 | $1.39M | new |
| NEMNEWMONT CORP COM | call | 22,000 | $1.18M | new |
| ENPHENPHASE ENERGY INC Stock | call | 10,000 | $1.13M | new |
| IMAXIMAX CORP COM | put | 50,000 | $1.03M | new |
| COINCOINBASE GLOBAL INC Stock | put | 5,500 | $980K | new |
| FIVNFIVE9 INC COM | put | 30,000 | $862K | new |
| CAKECHEESECAKE FACTORY INC COM | call | 20,000 | $811K | new |
| RIVNRIVIAN AUTOMOTIVE INC Stock | put | 70,000 | $785K | new |
| ULTAULTA BEAUTY INC Stock | put | 2,000 | $778K | new |
| YUMCYUM CHINA HLDGS INC COM | call | 15,000 | $675K | new |
| SRPTSAREPTA THERAPEUTICS INC COM | put | 5,000 | $624K | 0 |
| TJXTJX COS INC NEW COM | call | 4,500 | $529K | -2,500 |
| HCATHEALTH CATALYST INC COM | put | 50,000 | $407K | new |
| KOSKOSMOS ENERGY LTD COM | call | 100,000 | $403K | 0 |
| MMACYS INC Stock | call | 20,000 | $314K | new |
| NOVAQSUNNOVA ENERGY INTERNATIONAL I COM | call | 30,000 | $292K | new |
| WCCWESCO INTL INC Stock | call | 1,700 | $286K | new |
| OPENOPENDOOR TECHNOLOGIES INC COM | call | 100,000 | $200K | new |
| HLFHERBALIFE LTD COM SHS | put | 25,000 | $180K | new |
| WOLFSPEED INCWOLFSPEED INC COM | call | 17,500 | $170K | new |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
The largest 100 of 148. All 148
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| DEXCOM INCDEXCOM INC NOTE 0.375% 5/1 | principal | 136,041,000 | $121M | +52,060,000 |
| FORD MOTOR COMPANYFORD MOTOR COMPANY NOTE 3/1 | principal | 98,178,000 | $96.5M | -17,700,000 |
| CMS ENERGY CORPCMS ENERGY CORP NOTE 3.375% 5/0 | principal | 89,589,000 | $96.4M | -17,830,000 |
| VENTAS RLTY LTD PARTNERSHIPVENTAS RLTY LTD PARTNERSHIP NOTE 3.750% 6/0 | principal | 77,619,000 | $94.6M | -1,162,000 |
| CENTERPOINT ENERGY INCCENTERPOINT ENERGY INC NOTE 4.250% 8/1 | principal | 92,079,000 | $93.7M | new |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 1.125% 2/1 | principal | 89,452,000 | $91.1M | new |
| WAYFAIR INCWAYFAIR INC NOTE 3.250% 9/1 | principal | 71,567,000 | $86.3M | +33,733,000 |
| UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC NOTE 12/1 | principal | 66,624,000 | $73.6M | -21,202,000 |
| DRAFTKINGS INC NEWDRAFTKINGS INC NEW CNV | principal | 80,203,000 | $69.8M | +23,917,000 |
| DUKE ENERGY CORP NEWDUKE ENERGY CORP NEW CONV BND | principal | 62,936,000 | $66.9M | -57,567,000 |
| MARRIOTT VACATIONS WORLDWIDEMARRIOTT VACATIONS WORLDWIDE NOTE 3.250%12/1 | principal | 68,087,000 | $63M | -2,292,000 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 | principal | 60,613,000 | $62.7M | +1,007,000 |
| ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 0.500% 3/0 | principal | 60,057,000 | $60.9M | -47,888,000 |
| BOOKING HOLDINGS INCBOOKING HOLDINGS INC NOTE 0.750% 5/0 | principal | 26,717,000 | $59.9M | -5,528,000 |
| AMERICAN WTR CAP CORPAMERICAN WTR CAP CORP NOTE 3.625% 6/1 | principal | 54,315,000 | $55.9M | new |
| AFFIRM HLDGS INCAFFIRM HLDGS INC NOTE 11/1 | principal | 62,134,000 | $55.3M | -11,659,000 |
| ARRAY TECHNOLOGIES INCARRAY TECHNOLOGIES INC NOTE 1.000%12/0 | principal | 73,865,000 | $55.1M | +14,501,000 |
| DIGITALOCEAN HLDGS INCDIGITALOCEAN HLDGS INC CNV | principal | 61,393,000 | $54.5M | -9,059,000 |
| ITRON INCITRON INC NOTE 3/1 | principal | 50,624,000 | $53.1M | +15,038,000 |
| SAREPTA THERAPEUTICS INCSAREPTA THERAPEUTICS INC NOTE 1.250% 9/1 | principal | 46,307,000 | $52.6M | +1,300,000 |
| PPL CAP FDG INCPPL CAP FDG INC NOTE 2.875% 3/1 | principal | 47,831,000 | $50.8M | +52,000 |
| BRIDGEBIO PHARMA INCBRIDGEBIO PHARMA INC NOTE 2.500% 3/1 | principal | 41,433,000 | $42.8M | +13,318,000 |
| AMERICAN AIRLINES GROUP INCAMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0 | principal | 39,057,000 | $40.2M | -1,114,000 |
| ZSCALER INCZSCALER INC NOTE 0.125% 7/0 | principal | 31,891,000 | $39.1M | +1,512,000 |
| BLOOM ENERGY CORPBLOOM ENERGY CORP Bond | principal | 42,190,000 | $38.9M | -5,698,000 |
| COINBASE GLOBAL INCCOINBASE GLOBAL INC NOTE 0.500% 6/0 | principal | 39,465,000 | $38.8M | +10,142,000 |
| NEW MTN FIN CORPNEW MTN FIN CORP BOND | principal | 37,669,000 | $38.1M | +1,160,000 |
| PENN ENTERTAINMENT INCPENN ENTERTAINMENT INC NOTE 2.750% 5/1 | principal | 33,983,000 | $36.9M | +21,664,000 |
| NCL CORP LTDNCL CORP LTD BOND | principal | 37,650,000 | $36.6M | +6,821,000 |
| INSULET CORPINSULET CORP NOTE 0.375% 9/0 | principal | 29,986,000 | $35.9M | -24,884,000 |
| SNAP INCSNAP INC NOTE 0.125% 3/0 | principal | 43,735,000 | $35.1M | -16,365,000 |
| EXPEDIA GROUP INCEXPEDIA GROUP INC NOTE 2/1 | principal | 35,767,000 | $34.3M | -25,771,000 |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.500%12/1 | principal | 34,355,000 | $33.9M | -4,436,000 |
| ENPHASE ENERGY INCENPHASE ENERGY INC NOTE 3/0 | principal | 38,146,000 | $33.7M | -1,943,000 |
| DROPBOX INCDROPBOX INC NOTE 3/0 | principal | 34,463,000 | $33.4M | -5,541,000 |
| WAYFAIR INCWAYFAIR INC NOTE 1.000% 8/1 | principal | 32,744,000 | $30.6M | -23,432,000 |
| SUNNOVA ENERGY INTL INC.SUNNOVA ENERGY INTL INC. NOTE 2.625% 2/1 | principal | 46,634,000 | $30.6M | new |
| ETSY INCETSY INC NOTE 0.125% 9/0 | principal | 35,525,000 | $30.6M | -2,329,000 |
| ETSY INCETSY INC NOTE 0.125%10/0 | principal | 30,831,000 | $30.6M | -6,199,000 |
| TELADOC HEALTH INCTELADOC HEALTH INC NOTE 1.250% 6/0 | principal | 35,107,000 | $30.5M | -937,000 |
| BENTLEY SYSTEMS INCBENTLEY SYSTEMS INC NOTE 0.125% 1/1 | principal | 30,006,000 | $30.2M | -28,407,000 |
| WOLFSPEED INCWOLFSPEED INC NOTE 1.875%12/0 | principal | 78,775,000 | $29.7M | -12,166,000 |
| CONFLUENT INCCONFLUENT INC NOTE 1/1 | principal | 32,001,000 | $28.4M | +2,289,000 |
| BLOCK INCBLOCK INC NOTE 0.250%11/0 | principal | 32,473,000 | $28.1M | +574,000 |
| RIVIAN AUTOMOTIVE INCRIVIAN AUTOMOTIVE INC NOTE 4.625% 3/1 | principal | 29,129,000 | $26.4M | -2,058,000 |
| NEOGENOMICS INCNEOGENOMICS INC NOTE 0.250% 1/1 | principal | 31,663,000 | $26.4M | +2,150,000 |
| CHEESECAKE FACTORY INCCHEESECAKE FACTORY INC NOTE 0.375% 6/1 | principal | 27,584,000 | $26.1M | -8,410,000 |
| AIR TRANS SVCS GROUP INCAIR TRANS SVCS GROUP INC BOND | principal | 27,302,000 | $25.8M | new |
| MONGODB INCMONGODB INC NOTE 0.250% 1/1 | principal | 18,444,000 | $25.5M | -331,000 |
| BOFA FIN LLCBOFA FIN LLC MTNF 0.600% 5/2 | principal | 22,802,000 | $25.4M | new |
| NABORS INDS INCNABORS INDS INC NOTE 1.750% 6/1 | principal | 31,075,000 | $24.3M | -755,000 |
| RAPID7 INCRAPID7 INC NOTE 0.250% 3/1 | principal | 26,309,000 | $24.1M | -7,460,000 |
| SOUTHWEST AIRLS COSOUTHWEST AIRLS CO NOTE 1.250% 5/0 | principal | 22,894,000 | $23.1M | -17,766,000 |
| SIRIUSXM HOLDINGS INCSIRIUSXM HOLDINGS INC NOTE 3.750% 3/1 | principal | 22,174,000 | $23M | -28,067,000 |
| CABLE ONE INCCABLE ONE INC NOTE 3/1 | principal | 24,415,000 | $22.5M | -20,132,000 |
| CABLE ONE INCCABLE ONE INC NOTE | principal | 26,485,000 | $21.4M | +25,241,000 |
| ALLIANT ENERGY CORPALLIANT ENERGY CORP NOTE 3.875% 3/1 | principal | 19,185,000 | $20.1M | +615,000 |
| HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC NOTE 0.250% 3/0 | principal | 20,008,000 | $20.1M | new |
| IONIS PHARMACEUTICALS INCIONIS PHARMACEUTICALS INC NOTE 4/0 | principal | 19,410,000 | $19.4M | +10,082,000 |
| SHAKE SHACK INCSHAKE SHACK INC NOTE 3/0 | principal | 20,709,000 | $19.3M | +991,000 |
| LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 3.125% 1/1 | principal | 15,392,000 | $19M | +3,967,000 |
| MICROSTRATEGY INCMICROSTRATEGY INC NOTE 2/1 | principal | 13,257,000 | $18.1M | -7,739,000 |
| VISHAY INTERTECHNOLOGY INCVISHAY INTERTECHNOLOGY INC NOTE 2.250% 9/1 | principal | 18,494,000 | $17M | new |
| SHIFT4 PMTS INCSHIFT4 PMTS INC NOTE 0.500% 8/0 | principal | 15,919,000 | $16.4M | -13,760,000 |
| BRIDGEBIO PHARMA INCBRIDGEBIO PHARMA INC Convertible | principal | 18,944,000 | $15.9M | -4,249,000 |
| WOLFSPEED INCWOLFSPEED INC NOTE 1.750% 5/0 | principal | 22,429,000 | $15.7M | +6,750,000 |
| HUBSPOT INCHUBSPOT INC NOTE 0.375% 6/0 | principal | 7,687,000 | $14.5M | +581,000 |
| DATADOG INCDATADOG INC NOTE 0.125% 6/1 | principal | 10,881,000 | $14.1M | +2,608,000 |
| WORKIVA INCWORKIVA INC NOTE 1.250% 8/1 | principal | 14,732,000 | $14M | new |
| SOUTHERN COSOUTHERN CO NOTE 3.875%12/1 | principal | 12,227,000 | $13.6M | -36,700,000 |
| SNAP INCSNAP INC NOTE 0.75% 08/01/2026 | principal | 13,914,000 | $13.5M | +7,613,000 |
| SEAGATE HDD CAYMANSEAGATE HDD CAYMAN NOTE 3.500% 6/0 | principal | 8,937,000 | $12.9M | new |
| HERBALIFE LTDHERBALIFE LTD NOTE 4.250% 6/1 | principal | 16,940,000 | $12.5M | new |
| NUTANIX INCNUTANIX INC Convertible | principal | 10,403,000 | $12.5M | +1,815,000 |
| H WORLD GROUP LTDH WORLD GROUP LTD Convertible bond | principal | 9,919,000 | $11.3M | +66,000 |
| BLOCK INCBLOCK INC NOTE 0.125% 3/0 | principal | 11,174,000 | $11M | -216,000 |
| EURONET WORLDWIDE INCEURONET WORLDWIDE INC NOTE 0.750% 3/1 | principal | 10,546,000 | $10.4M | -2,028,000 |
| ENPHASE ENERGY INCENPHASE ENERGY INC BOND | principal | 6,786,000 | $10.1M | +1,691,000 |
| PEBBLEBROOK HOTEL TRPEBBLEBROOK HOTEL TR NOTE 1.750%12/1 | principal | 10,028,000 | $9.25M | +9,843,000 |
| PDD HOLDINGS INCPDD HOLDINGS INC NOTE 12/0 | principal | 9,000,000 | $9.07M | new |
| ZTO EXPRESS CAYMAN INCZTO EXPRESS CAYMAN INC NOTE 1.500% 9/0 | principal | 8,271,000 | $8.84M | -2,485,000 |
| ASCENDIS PHARMA A/SASCENDIS PHARMA A/S Convertible bond | principal | 7,522,000 | $8.77M | new |
| NORTHERN OIL & GAS INCNORTHERN OIL & GAS INC NOTE 3.625% 4/1 | principal | 7,061,000 | $8.09M | +6,957,000 |
| PERMIAN RES OPER LLCPERMIAN RES OPER LLC NOTE 3.250% 4/0 | principal | 3,310,000 | $7.87M | +3,254,000 |
| MIRUM PHARMACEUTICALS INCMIRUM PHARMACEUTICALS INC NOTE 4.000% 5/0 | principal | 5,316,000 | $7.81M | -14,477,000 |
| LITHIUM ARGENTINA AGLITHIUM ARGENTINA AG NOTE 1.750% 1/1 | principal | 9,557,000 | $7.22M | -363,000 |
| TPI COMPOSITES INCTPI COMPOSITES INC FIXED | principal | 12,743,000 | $7.08M | +11,167,000 |
| CYBERARK SOFTWARE LTDCYBERARK SOFTWARE LTD NOTE 11/1 | principal | 3,807,000 | $7.06M | -4,588,000 |
| LANTHEUS HLDGS INCLANTHEUS HLDGS INC Convertible | principal | 4,491,000 | $6.99M | -20,844,000 |
| EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/0 | principal | 6,918,000 | $6.48M | -3,697,000 |
| BLACKSTONE MORTGAGE TRUST INBLACKSTONE MORTGAGE TRUST IN NOTE 5.500% 3/1 | principal | 6,398,000 | $6.09M | 0 |
| UNITY SOFTWARE INCUNITY SOFTWARE INC NOTE 11/1 | principal | 6,397,000 | $5.74M | -51,000 |
| Q2 HLDGS INCQ2 HLDGS INC NOTE 0.125%11/1 | principal | 5,800,000 | $5.6M | 0 |
| EVOLENT HEALTH INCEVOLENT HEALTH INC NOTE 1.500%10/1 | principal | 5,198,000 | $5.47M | -3,839,000 |
| BOX INCBOX INC NOTE 1/1 | principal | 3,950,000 | $5.18M | -124,000 |
| TETRA TECH INC NEWTETRA TECH INC NEW DBCV 2.250% 8/1 | principal | 3,761,000 | $4.94M | new |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.500% 6/1 | principal | 5,669,000 | $4.93M | 0 |
| MIDDLEBY CORPMIDDLEBY CORP NOTE 1.000% 9/0 | principal | 4,160,000 | $4.86M | 0 |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 2.250% 8/1 | principal | 4,264,000 | $4.71M | +18,000 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 | principal | 4,190,000 | $4.68M | 0 |
Sold out in Q3 2024
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| CLOUDFLARE INCCLOUDFLARE INC | 35,432,000 | $32.3M | principal |
| ALNYLAM PHARMACEUTICALS INCALNYLAM PHARMACEUTICALS INC | 29,089,000 | $31.5M | principal |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC | 24,882,000 | $24.3M | principal |
| JETBLUE AIRWAYS CORPJETBLUE AIRWAYS CORP | 18,556,000 | $16.4M | principal |
| PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC | 3,422,000 | $11.7M | principal |
| CYTOKINETICS INCCYTOKINETICS INC | 8,302,000 | $10.9M | principal |
| IWMISHARES TR | 40,000 | $8.12M | call |
| IONIS PHARMACEUTICALS INCIONIS PHARMACEUTICALS INC | 7,298,000 | $8.08M | principal |
| ENVESTNET INCENVESTNET INC | 5,712,000 | $6.16M | principal |
| ZTSZOETIS INC | 30,000 | $5.2M | shares |
| ABBVABBVIE INC | 30,000 | $5.15M | shares |
| TYLER TEX INDPT SCH DISTTYLER TEX INDPT SCH DIST | 4,668,000 | $5.14M | principal |
| CINEMARK HLDGS INCCINEMARK HLDGS INC | 3,120,000 | $5M | principal |
| DELLDELL TECHNOLOGIES INC | 33,000 | $4.55M | call |
| WISDOMTREE INCWISDOMTREE INC | 3,265,000 | $4.08M | principal |
| UPSTART HLDGS INCUPSTART HLDGS INC | 5,000,000 | $3.99M | principal |
| ZILLOW GROUP INCZILLOW GROUP INC | 3,290,000 | $3.58M | principal |
| WINNEBAGO INDS INCWINNEBAGO INDS INC | 2,500,000 | $2.56M | principal |
| EXPEEXPEDIA GROUP INC | 20,000 | $2.52M | shares |
| EVENTBRITE INCEVENTBRITE INC | 2,515,000 | $2.49M | principal |
| AMDADVANCED MICRO DEVICES INC | 15,000 | $2.43M | shares |
| LYVLIVE NATION ENTERTAINMENT IN | 25,000 | $2.34M | put |
| AAPLAPPLE INC | 11,000 | $2.32M | shares |
| CVXCHEVRON CORPORATION | 14,000 | $2.19M | shares |
| CBCHUBB LIMITED | 8,000 | $2.04M | shares |
| IBMINTERNATIONAL BUSINESS MACHS | 10,000 | $1.73M | shares |
| SRPTSAREPTA THERAPEUTICS INC | 10,000 | $1.58M | shares |
| XYZBLOCK INC | 20,000 | $1.29M | shares |
| CIMCHIMERA INVT CORP | 100,000 | $1.28M | call |
| HUBSHUBSPOT INC | 2,000 | $1.18M | call |
| TSLATESLA INC | 5,400 | $1.07M | put |
| CCLCARNIVAL CORP | 48,600 | $910K | shares |
| PLTRPALANTIR TECHNOLOGIES INC | 30,000 | $760K | call |
| ARRYARRAY TECHNOLOGIES INC | 60,000 | $616K | call |
| IMAXIMAX CORP | 30,000 | $503K | call |
| FIVNFIVE9 INC | 10,000 | $441K | call |
| TPICQTPI COMPOSITES INC COM | 100,000 | $399K | put |
| MARAMARA HOLDINGS INC | 20,000 | $397K | call |
| WOOFPETCO HEALTH & WELLNESS CO I | 50,000 | $189K | call |
| NOVAQSUNNOVA ENERGY INTERNATIONAL I | 20,000 | $112K | put |
| DISH NETWORK CORPORATIONDISH NETWORK CORPORATION | 21,000 | $13.4K | principal |
| COHERUS ONCOLOGY INCCOHERUS ONCOLOGY INC | 15,000 | $11.1K | principal |
| BLOOM ENERGY CORPBLOOM ENERGY CORP | 9,000 | $9.71K | principal |
| DEXCOM INCDEXCOM INC | 9,000 | $9.04K | principal |
| LIVEPERSON INCLIVEPERSON INC | 18,000 | $8.55K | principal |
| PELOTON INTERACTIVE INCPELOTON INTERACTIVE INC | 9,000 | $7.96K | principal |
| PERFICIENT INCPERFICIENT INC | 8,000 | $7.77K | principal |
| RINGCENTRAL INCRINGCENTRAL INC | 8,000 | $7.28K | principal |
| HAEMONETICS CORP MASSHAEMONETICS CORP MASS | 7,000 | $6.31K | principal |
| CONMED CORPCONMED CORP | 6,000 | $5.38K | principal |
How Q3 2024 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001140361-24-046385 | base | 2024-11-13 | acceptance time not in the bulk data set |