13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 7,189 holding rows worth $5,914,925,000.
- Accession
- 0001723397-21-000005
- Filer
- CIK 1723397
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 7,189 entries on the cover page, a total value of $5,914,925,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,914,925,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RICHMOND VA PUB UTIL REV, REV AND REF BDS | 765433KE6 | Revenue Supported Bonds - non-taxable | 70,000 | $84,000 | thousands by filing date | principal |
| MREI V INVESTORS, LP | 599901931 | Partnerships - AIG Comm in Passport | 83,788 | $84,000 | thousands by filing date | |
| FIRST TRUST DIVIDEND STRENGTH OPPTY PORT SER 16 TERM 04/29/2022 CASH FEE | 30317R485 | UITs - Taxable | 7,424 | $84,000 | thousands by filing date | |
| VIRGINIA ST PUB SCH AUTH, SCH FIN BDS | 92817SB98 | Revenue Supported Bonds - non-taxable | 80,000 | $84,000 | thousands by filing date | principal |
| RLI CORP COM | 749607107 | Stock | 791 | $83,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,298 | $83,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 1,316 | $83,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 535 | $83,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 899 | $83,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 3,000 | $83,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 1,638 | $83,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 1,721 | $83,000 | thousands by filing date | |
| MASSACHUSETTS ST, GO BDS | 57582RUM6 | General Obligations - non-taxable | 65,000 | $83,000 | thousands by filing date | principal |
| NEW HAMPSHIRE ST, GO REF BDS | 6446823J3 | General Obligations - non-taxable | 75,000 | $83,000 | thousands by filing date | principal |
| METROPOLITAN ST LOUIS MO SWR DIST WASTEWTR SYS REV, WASTEWTR SYS REF REV | 592481EP6 | Revenue Supported Bonds - non-taxable | 80,000 | $83,000 | thousands by filing date | principal |
| PASEO DEL ESTE MUN UTIL DIST NO 5 TEX, ULTD TAX BDS | 702592AH9 | General Obligations - non-taxable | 80,000 | $83,000 | thousands by filing date | principal |
| ALLEN TX INDPT SCH DIST, ULTD TAX SCH BLDG BDS | 018106KH6 | General Obligations - non-taxable | 70,000 | $83,000 | thousands by filing date | principal |
| BOSTON MASS, GO BDS | 100853TQ3 | General Obligations - non-taxable | 80,000 | $83,000 | thousands by filing date | principal |
| CALIFORNIA ST, GO BDS | 13063C5U0 | General Obligations - non-taxable | 70,000 | $83,000 | thousands by filing date | principal |
| CHARLESTON CNTY S C, GO TRANSPORTATION SALES TAX REF BDS | 160069UR9 | Revenue Supported Bonds - non-taxable | 75,000 | $83,000 | thousands by filing date | principal |
| FIRST TRUST CAPITAL STRENGTH OPPTY PORT SER 18 TERM 07/26/2022 REINV FEE | 30318Y497 | UITs - Taxable | 8,013 | $83,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 540 | $82,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 208 | $82,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 1,133 | $82,000 | thousands by filing date | |
| NEW HAMPSHIRE HEALT | 6446148D4 | BMU | 70,000 | $82,000 | thousands by filing date | principal |
| UNITED STATES CELLULAR | 911684405 | PRF | 3,165 | $82,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INCORPORTED DEP SHS PFD D | 446150708 | Preferred Stock | 3,260 | $82,000 | thousands by filing date | |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, BOSTON UNIV | 57583UVL9 | Revenue Supported Bonds - non-taxable | 75,000 | $82,000 | thousands by filing date | principal |
| LINCOLN NE WEST HAYMARKET JT PUB AGY, GO FACILITIES BDS | 534366BB4 | General Obligations - non-taxable | 80,000 | $82,000 | thousands by filing date | principal |
| MIAMI BEACH FL RESORT TAX REV, REV BDS | 593238CE6 | Revenue Supported Bonds - non-taxable | 70,000 | $82,000 | thousands by filing date | principal |
| BENTONVILLE AR SCH DIST NO 006, REF CONSTR BDS | 083419U66 | General Obligations - non-taxable | 75,000 | $82,000 | thousands by filing date | principal |
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. 3Y S&P 500 INDEX ABSOLUTE RETURN | 17327TWD4 | Equity Linked Debt - No CPN and $1000 par | 60,000 | $82,000 | thousands by filing date | principal |
| CARVANA CO CL A | 146869102 | Stock | 270 | $81,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 1,597 | $81,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 1,750 | $81,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 1,350 | $81,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 3,130 | $81,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 8,801 | $81,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 1,258 | $81,000 | thousands by filing date | |
| TEXAS ST, GO MOBILITY FUND REF BDS | 8827236V6 | General Obligations - non-taxable | 65,000 | $81,000 | thousands by filing date | principal |
| NEW YORK NY CITY TRANSITIONAL FIN AUTH REV, FUTURE TAX SECURED BDS | 64971QRP0 | Revenue Supported Bonds - non-taxable | 80,000 | $81,000 | thousands by filing date | principal |
| MAINE ST TPKE AUTH TPKE REV, REF BDS | 560551PC1 | Revenue Supported Bonds - non-taxable | 75,000 | $81,000 | thousands by filing date | principal |
| MIAMI BEACH FL STORMWATER REV, REV BDS | 59324PCY3 | Revenue Supported Bonds - non-taxable | 75,000 | $81,000 | thousands by filing date | principal |
| KNOXVILLE TN WASTE WTR SYS REV, REV BDS | 499815UY2 | Revenue Supported Bonds - non-taxable | 75,000 | $81,000 | thousands by filing date | principal |
| BALTIMORE CNTY MD, PUB IMPT BDS | 05914FZF0 | General Obligations - non-taxable | 75,000 | $81,000 | thousands by filing date | principal |
| CALIFORNIA STATEWIDE CMNTYS DEV AUTH REV, REV BDS, AMERICAN BAPTIST HOMES | 13080SGT5 | Revenue Supported Bonds - non-taxable | 70,000 | $81,000 | thousands by filing date | principal |
| BEAUMONT TEX, CTFS OF OBLIG | 074509Y53 | Revenue Supported Bonds - non-taxable | 75,000 | $81,000 | thousands by filing date | principal |
| ANCHORAGE ALASKA, REF BDS | 033161UC2 | General Obligations - non-taxable | 80,000 | $81,000 | thousands by filing date | principal |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 602 | $80,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 1,256 | $80,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 1,067 | $80,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 3,120 | $80,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 608 | $80,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 1,640 | $80,000 | thousands by filing date | |
| SOUTHERN MN MUN PWR AGY PWR SUPPLY SYS REV, BDS | 843375F43 | Revenue Supported Bonds - non-taxable | 65,000 | $80,000 | thousands by filing date | principal |
| TRAVIS CNTY TX MUN UTIL DIST NO 12, ULTD TAX BDS | 89440FBD8 | General Obligations - non-taxable | 80,000 | $80,000 | thousands by filing date | principal |
| UNIVERSITY CA REVS, LTD PROJ BDS | 91412G2G9 | Revenue Supported Bonds - non-taxable | 65,000 | $80,000 | thousands by filing date | principal |
| WISCONSIN ST, GO REF BDS | 97705L6H5 | General Obligations - non-taxable | 75,000 | $80,000 | thousands by filing date | principal |
| WISCONSIN ST HEALTH & EDL FACILITIES AUTH REV, REV BDS, AURORA HEALTH | 97710BL91 | Revenue Supported Bonds - non-taxable | 80,000 | $80,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH ST PERS INCOME TAX REV, REV REF BDS | 64990ECG0 | Revenue Supported Bonds - non-taxable | 75,000 | $80,000 | thousands by filing date | principal |
| OCONOMOWOC WI AREA SCH DIST, GO CORP PURP BDS | 675635LY0 | General Obligations - non-taxable | 75,000 | $80,000 | thousands by filing date | principal |
| MIAMI-DADE CNTY FL SPL OBLIG, CAP ASSET ACQUISITION REF BDS | 59333NE58 | Revenue Supported Bonds - non-taxable | 75,000 | $80,000 | thousands by filing date | principal |
| FORT BEND CNTY TX MUN UTIL DIST NO 167, ULTD TAX BDS | 34682YFD6 | General Obligations - non-taxable | 80,000 | $80,000 | thousands by filing date | principal |
| DENTON CNTY TX FRESH WTR SUPPLY DIST NO 10, UNLTD TAX TAX REF BDS | 24879TMH4 | General Obligations - non-taxable | 75,000 | $80,000 | thousands by filing date | principal |
| DEUTSCHE BANK AG | 25152RXA6 | Yankee Bond (denominated & pays in US$) | 75,000 | $80,000 | thousands by filing date | principal |
| WAKE CNTY N C, GO PUB IMPT BDS | 9308634R3 | General Obligations - non-taxable | 75,000 | $80,000 | thousands by filing date | principal |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 456 | $79,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 1,500 | $79,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 4,245 | $79,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 1,191 | $79,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 10,074 | $79,000 | thousands by filing date | |
| KILLEEN TX WTRWKS & SWR REV, REV REF AND IMPT BDS | 494224MU9 | Revenue Supported Bonds - non-taxable | 75,000 | $79,000 | thousands by filing date | principal |
| ENCANTO REAL UTIL DIST TEX, ULTD TAX BDS | 292507HH6 | General Obligations - non-taxable | 75,000 | $79,000 | thousands by filing date | principal |
| HARRIS-MONTGOMERY CNTYS MUN UTIL DIST NO 386, ULTD TAX REF BDS | 41456PKC0 | General Obligations - non-taxable | 75,000 | $79,000 | thousands by filing date | principal |
| CUMBERLAND CNTY PA MUN AUTH REV, REV BDS, DICKINSON COLLEGE | 230614MC0 | Revenue Supported Bonds - non-taxable | 65,000 | $79,000 | thousands by filing date | principal |
| FORT BEND CNTY TX MUN UTIL DIST NO 173, ULTD TAX BDS | 34683KAG3 | General Obligations - non-taxable | 75,000 | $79,000 | thousands by filing date | principal |
| DETROIT/WAYNE CNTY MI STAD AUTH, REF BDS | 251440BF9 | Revenue Supported Bonds - non-taxable | 75,000 | $79,000 | thousands by filing date | principal |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 1,221 | $78,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 7,975 | $78,000 | thousands by filing date | |
| SL GREEN REALTY CORP PFD I 6.5 | 78440X507 | PFD | 3,068 | $78,000 | thousands by filing date | |
| MORGAN STANL 6.375 PFDPFD SER I | 61761J406 | PREFERRED STOCK | 2,692 | $78,000 | thousands by filing date | |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, HOLY CROSS COLLEGE | 57583RBY0 | Revenue Supported Bonds - non-taxable | 55,000 | $78,000 | thousands by filing date | principal |
| WILLOW PT MUN UTIL DIST TEX, UNLTD TAX RD BDS | 971156CG7 | General Obligations - non-taxable | 75,000 | $78,000 | thousands by filing date | principal |
| PASEO DEL ESTE MUN UTIL DIST NO 5 TEX, UTLD TAX BDS | 702592BC9 | General Obligations - non-taxable | 75,000 | $78,000 | thousands by filing date | principal |
| OHIO ST, COMMON SCHS GO BDS | 677522DE1 | General Obligations - non-taxable | 75,000 | $78,000 | thousands by filing date | principal |
| OMAHA PUB PWR DIST NE ELEC REV, ELEC SYS REV BDS | 682001BZ4 | Revenue Supported Bonds - non-taxable | 70,000 | $78,000 | thousands by filing date | principal |
| KENT ST UNIV OH UNIV REVS, GENL RCPTS BDS | 490728YA4 | Revenue Supported Bonds - non-taxable | 75,000 | $78,000 | thousands by filing date | principal |
| OREGON ST, GO BDS | 68608ULT1 | General Obligations - non-taxable | 75,000 | $78,000 | thousands by filing date | principal |
| KING CNTY WA SCH DIST NO 411 ISSAQUAH, UNLTD TAX GO BDS | 4952244Z7 | General Obligations - non-taxable | 60,000 | $78,000 | thousands by filing date | principal |
| CONROE TX MUN MGMT DIST NO 1, UNLTD TAX TAX RD BDS | 208422BF1 | General Obligations - non-taxable | 75,000 | $78,000 | thousands by filing date | principal |
| GALVESTON CNTY TX MUN UTIL DIST NO 45, ULTD TAX BDS | 36423EAG7 | General Obligations - non-taxable | 75,000 | $78,000 | thousands by filing date | principal |
| GREENSBORO NC ENTERPRISE SYS REV, REV REF BDS | 395468HK0 | Revenue Supported Bonds - non-taxable | 75,000 | $78,000 | thousands by filing date | principal |
| HSBC USA INC. 3Y U.S. EQUITY AND BIOTECHNOLOGY CONTINGENT COUPON | 40438C3C3 | Equity Linked Debt - CPN and $1000 par | 75,000 | $78,000 | thousands by filing date | principal |
| FAIRFAX CNTY VA ECONOMIC DEV AUTH FAC REV, REF BDS | 30382LDH8 | Revenue Supported Bonds - non-taxable | 70,000 | $78,000 | thousands by filing date | principal |
| FAIRFAX CNTY VA WTR AUTH WTR REV, REF REV BDS | 303891XV2 | Revenue Supported Bonds - non-taxable | 75,000 | $78,000 | thousands by filing date | principal |
| VIRGINIA ST RES AUTH INFRASTRUCTURE REV, BDS | 92818MM23 | Revenue Supported Bonds - non-taxable | 60,000 | $78,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 2,001 | $77,000 | thousands by filing date | |
| AMG 5 7/8 | 008252850 | PUBLIC | 2,750 | $77,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 8,298 | $77,000 | thousands by filing date | |
| HUTTON TEL TR UT1ST TXFREE10 | 447900101 | COM | 19,991 | $77,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 2,707 | $77,000 | thousands by filing date | |
| FEDERAL REALTY INVT TR 5 PFD C | 313747701 | Preferred | 2,911 | $77,000 | thousands by filing date | |
| ST PETERSBURG FL PUB UTIL REV, REF BDS | 793323UX2 | Revenue Supported Bonds - non-taxable | 60,000 | $77,000 | thousands by filing date | principal |
| NEW HAMPSHIRE HEALTH & ED FACILITIES AUTH HEALTHCARE SYS REV, REV BDS, | 64461PAS1 | Revenue Supported Bonds - non-taxable | 75,000 | $77,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY REV, BDS, BRANDEIS UNIV | 57584YPG8 | Revenue Supported Bonds - non-taxable | 60,000 | $77,000 | thousands by filing date | principal |
| TRAVIS CNTY TX MUN UTIL DIST NO 13, ULTD TAX BDS | 89440CBF0 | General Obligations - non-taxable | 75,000 | $77,000 | thousands by filing date | principal |
| SHELDON TX INDPT SCH DIST, ULTD TAX SCH BLDG AND REF BDS | 8225163F5 | General Obligations - non-taxable | 75,000 | $77,000 | thousands by filing date | principal |
| SIENNA PLANTATION MUN UTIL DIST NO 5 TX CONTRACT REV, BDS | 82621VCD8 | Revenue Supported Bonds - non-taxable | 75,000 | $77,000 | thousands by filing date | principal |
| WILLOW PT MUN UTIL DIST TEX, ULTD TAX BDS | 971156AG9 | General Obligations - non-taxable | 75,000 | $77,000 | thousands by filing date | principal |
| WILLOW PT MUN UTIL DIST TEX, UNLTD TAX RD BDS | 971156CF9 | General Obligations - non-taxable | 75,000 | $77,000 | thousands by filing date | principal |
| PASEO DEL ESTE MUN UTIL DIST NO 5 TEX, ULTD TAX BDS | 702592AG1 | General Obligations - non-taxable | 75,000 | $77,000 | thousands by filing date | principal |
| SONOMA-MARIN AREA RAIL TRAN DIST CA MEASURE Q SALES TAX REV, REV BDS | 835588AP9 | Revenue Supported Bonds - non-taxable | 75,000 | $77,000 | thousands by filing date | principal |
| WOOD TRACE TX MUN UTIL DIST, UTLD TAX BDS | 978642CF1 | General Obligations - non-taxable | 75,000 | $77,000 | thousands by filing date | principal |
| GRAND LAKES MUN UTIL DIST NO 1 TEX, ULTD TAX REF BDS | 38588NEY1 | General Obligations - non-taxable | 75,000 | $77,000 | thousands by filing date | principal |
| INDIANA MUN PWR AGY PWR SUPPLY SYS REV, REF REV BDS | 454898TE7 | Revenue Supported Bonds - non-taxable | 75,000 | $77,000 | thousands by filing date | principal |
| FORT BEND CNTY TX MUN UTIL DIST NO 128, ULTD TAX BDS | 34680CDF3 | General Obligations - non-taxable | 75,000 | $77,000 | thousands by filing date | principal |
| DOWDELL TX PUB UTIL DEFINED AREA NO 1, ULTD TAX BDS | 26078QAD6 | General Obligations - non-taxable | 75,000 | $77,000 | thousands by filing date | principal |
| FAIRBURN GA, GO BDS | 303642AN2 | General Obligations - non-taxable | 75,000 | $77,000 | thousands by filing date | principal |
| VIRGINIA ST PUB SCH AUTH, SCH FIN REF BDS | 92817SYP7 | Revenue Supported Bonds - non-taxable | 75,000 | $77,000 | thousands by filing date | principal |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 10,000 | $76,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 1,600 | $76,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 479 | $76,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 734 | $76,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 333 | $76,000 | thousands by filing date | |
| NEVADA ST HWY IMPT | 641480JT6 | BMU | 60,000 | $76,000 | thousands by filing date | principal |
| ALACHUA CNTY FL HEALTH FACILITIES AUTH HEALTH FACILITIES REV, REV BDS, | 010685JZ9 | Revenue Supported Bonds - non-taxable | 70,000 | $76,000 | thousands by filing date | principal |
| ST PAUL MN HSG & REDEV AUTH HEALTH CARE FAC REV, REF BDS, HEALTHPARTNERS SYS | 792905DE8 | Revenue Supported Bonds - non-taxable | 65,000 | $76,000 | thousands by filing date | principal |
| TRAVIS CNTY TX MUN UTIL DIST NO 13, ULTD TAX BDS | 89440CBE3 | General Obligations - non-taxable | 75,000 | $76,000 | thousands by filing date | principal |
| LOUISIANA ST GAS & FUELS TAX REV, REV REF BDS | 546475RQ9 | Revenue Supported Bonds - non-taxable | 65,000 | $76,000 | thousands by filing date | principal |
| LOUISIANA ST GAS & FUELS TAX REV, REV REF BDS | 546475SB1 | Revenue Supported Bonds - non-taxable | 60,000 | $76,000 | thousands by filing date | principal |
| LAFAYETTE PARISH LA, GO REF BDS | 506570VX5 | General Obligations - non-taxable | 75,000 | $76,000 | thousands by filing date | principal |
| HARRIS CNTY TX WTR CTL & IMPT DIST NO 161, ULTD TAX BDS | 41453TAE2 | General Obligations - non-taxable | 75,000 | $76,000 | thousands by filing date | principal |
| CALIFORNIA ST, VAR PURP GO AND GO REF BDS | 13063BLU4 | General Obligations - non-taxable | 75,000 | $76,000 | thousands by filing date | principal |
| FIRST TRUST TARGET GROWTH 3Q '20 TERM 10/08/2021 REINV FEE SEMI-ANNUAL | 30314Q290 | UITs - Taxable | 6,117 | $76,000 | thousands by filing date | |
| DOWDELL TX PUB UTIL DEFINED AREA NO 1, ULTD TAX BDS | 26078QAF1 | General Obligations - non-taxable | 75,000 | $76,000 | thousands by filing date | principal |
| FAIRFAX CNTY VA ECONOMIC DEV AUTH TRANSN CONTRACT REV, REV REF BDS, ROUTE 28 | 30383ADC2 | Revenue Supported Bonds - non-taxable | 75,000 | $76,000 | thousands by filing date | principal |
| GEVO INC | 374396406 | COM PAR | 10,250 | $75,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 800 | $75,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,850 | $75,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 1,618 | $75,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 7,563 | $75,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 1,478 | $75,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 2,495 | $75,000 | thousands by filing date | |
| GOLDMAN SACHS PFD VARIABLE RAT | 38143Y665 | PREFERR | 3,040 | $75,000 | thousands by filing date | |
| BROOKFIELD INFRA 5 PFDPFD SER 14 | G16252275 | STOK | 2,865 | $75,000 | thousands by filing date | |
| ALBUQUERQUE N MEX, GO GENL PURP BDS | 0135184E2 | General Obligations - non-taxable | 75,000 | $75,000 | thousands by filing date | principal |
| NEW HAMPSHIRE HEALTH & ED FACILITIES AUTH REV, REV BDS, UNIVERSITY SYS OF | 644614N70 | Revenue Supported Bonds - non-taxable | 75,000 | $75,000 | thousands by filing date | principal |
| TRAVIS CNTY TX MUN UTIL DIST NO 14, ULTD TAX REF BDS | 89439TDL1 | General Obligations - non-taxable | 75,000 | $75,000 | thousands by filing date | principal |
| SUNFIELD MUN UTIL DIST NO 3 TEX, ULTD TAX RD BDS | 867342AC1 | General Obligations - non-taxable | 75,000 | $75,000 | thousands by filing date | principal |
| WOOD TRACE TX MUN UTIL DIST, UTLD TAX BDS | 978642CE4 | General Obligations - non-taxable | 75,000 | $75,000 | thousands by filing date | principal |
| UTILITY DEBT SECURITIZATION AUTH N Y, RESTRUCTURING BDS | 91802REL9 | Revenue Supported Bonds - non-taxable | 60,000 | $75,000 | thousands by filing date | principal |
| VAL VERDE CNTY TEX, LTD TAX AND TOLL REV BDS | 918829EZ1 | Revenue Supported Bonds - non-taxable | 75,000 | $75,000 | thousands by filing date | principal |
| ORLANDO & ORANGE CNTY EXPY AUTH FL EXPY REV, REV REF BDS | 686543UJ6 | Revenue Supported Bonds - non-taxable | 75,000 | $75,000 | thousands by filing date | principal |
| REUNION RANCH WTR CTL & IMPT DIST TEX, ULTD TAX BDS | 76131MBC6 | General Obligations - non-taxable | 75,000 | $75,000 | thousands by filing date | principal |
| ROCHESTER N Y, GO SERIAL BDS | 771694LW4 | General Obligations - non-taxable | 75,000 | $75,000 | thousands by filing date | principal |
| COLORADO HEALTH FACILITIES AUTH REV, HOSP REV REF BDS, PARKVIEW MED CTR INC | 19648AZ73 | Revenue Supported Bonds - non-taxable | 65,000 | $75,000 | thousands by filing date | principal |
| COLORADO HEALTH FACILITIES AUTH REV, HOSP REV REF BDS, PARKVIEW MED CTR INC | 19648AZ81 | Revenue Supported Bonds - non-taxable | 65,000 | $75,000 | thousands by filing date | principal |
| KANSAS ST DEV FIN AUTH REV, REV BDS, KANSAS ST UNIV | 4854292M5 | Revenue Supported Bonds - non-taxable | 70,000 | $75,000 | thousands by filing date | principal |
| FIRST TRUST CAPITAL STRENGTH PORTFOLIO SERIES 54 TERM 12/05/2022 REINV FEE | 30316Q330 | UITs - Taxable | 6,543 | $75,000 | thousands by filing date | |
| DOVER N H, GO BDS | 260183D39 | General Obligations - non-taxable | 70,000 | $75,000 | thousands by filing date | principal |
| FIRST TRUST 75/25 STRATEGIC ALLOCATION PORT. 1Q '21 TERM 04/18/2022 REINV FEE | 30317D791 | UITs - Taxable | 7,147 | $75,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 3,850 | $74,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 575 | $74,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 2,552 | $74,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 1,032 | $74,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 1,800 | $74,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 711 | $74,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 1,528 | $74,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 4,007 | $74,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 2,359 | $74,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 2,424 | $74,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 1,375 | $74,000 | thousands by filing date | |
| NEW BRAUNFELS TX UTIL REV, REV REF BDS | 642577TQ3 | Revenue Supported Bonds - non-taxable | 70,000 | $74,000 | thousands by filing date | principal |
| NEW YORK N Y, GO BDS | 64966JZ90 | General Obligations - non-taxable | 70,000 | $74,000 | thousands by filing date | principal |
| SPARTANBURG SC WTRWKS REV, REF AND IMPT REV BDS | 847184UT3 | Revenue Supported Bonds - non-taxable | 60,000 | $74,000 | thousands by filing date | principal |
| SAN ANTONIO TX ELEC & GAS REV, REV REF BDS | 7962535T5 | Revenue Supported Bonds - non-taxable | 65,000 | $74,000 | thousands by filing date | principal |
| HAWAII ST, GO BDS | 419792LD6 | General Obligations - non-taxable | 70,000 | $74,000 | thousands by filing date | principal |
| HSBC USA INC. 5Y EUROSTOXX 50 INDEX BUFFERED RETURN NOTE | 40435FEQ6 | Equity Linked Debt - No CPN and $1000 par | 62,000 | $74,000 | thousands by filing date | principal |
| WESTERN UN CO COM | 959802109 | Stock | 3,174 | $73,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 1,212 | $73,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 1,300 | $73,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 663 | $73,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 659 | $73,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 1,701 | $73,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 1,650 | $73,000 | thousands by filing date | |
| CHS Inc | 12542R803 | Preferred Stock | 2,502 | $73,000 | thousands by filing date | |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 12,100 | $73,000 | thousands by filing date | |
| LAMAR TX CONS INDPT SCH DIST, UNLTD TAX SCH HOUSE BDS | 513174XG2 | General Obligations - non-taxable | 60,000 | $73,000 | thousands by filing date | principal |
| MASSACHUSETTS ST, GO BDS | 57582RHR0 | General Obligations - non-taxable | 70,000 | $73,000 | thousands by filing date | principal |
| PERU NY CENT SCH DIST, SCH DIST SER BDS | 715626JN8 | General Obligations - non-taxable | 70,000 | $73,000 | thousands by filing date | principal |
| BRAZORIA CNTY TX MUN UTIL DIST NO 55, UNLIMITED TAX RD BDS | 10608MCE4 | General Obligations - non-taxable | 70,000 | $73,000 | thousands by filing date | principal |
| HENRICO CNTY VA WTR & SWR REV, REV AND REF BDS | 426170MX1 | Revenue Supported Bonds - non-taxable | 60,000 | $73,000 | thousands by filing date | principal |
| IDAHO HSG & FIN ASSN, GRANT AND REV ANTIC REF BDS | 45129WMR8 | Revenue Supported Bonds - non-taxable | 60,000 | $73,000 | thousands by filing date | principal |
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. 3Y S&P 500 INDEX ABSOLUTE RETURN | 17327T4H6 | Equity Linked Debt - No CPN and $1000 par | 60,000 | $73,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 530, ULTD TAX BDS | 41425UBG8 | General Obligations - non-taxable | 70,000 | $73,000 | thousands by filing date | principal |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 258 | $72,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,392 | $72,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 1,774 | $72,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 19,000 | $72,000 | thousands by filing date | |
| TRIBOROUGH BRG & TUNL AUTH NY REVS, GENL REV REF BDS, MTA BRIDGES AND | 89602NWE0 | Revenue Supported Bonds - non-taxable | 70,000 | $72,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, WILLIAMS COLLEGE | 57584XTN1 | Revenue Supported Bonds - non-taxable | 60,000 | $72,000 | thousands by filing date | principal |
| TACOMA WA SOLID WASTE REV, REV REF BDS | 87354VAP5 | Revenue Supported Bonds - non-taxable | 60,000 | $72,000 | thousands by filing date | principal |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,950 | $71,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 535 | $71,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 2,952 | $71,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 572 | $71,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 4,838 | $71,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 798 | $71,000 | thousands by filing date | |
| KEY 5.65 PERP | 493267876 | PUBLIC | 2,578 | $71,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 2,617 | $71,000 | thousands by filing date | |
| ROCKWALL CNTY TX MUN UTIL DIST NO 6, UNLTD TAX UTIL BDS | 77427EBC5 | General Obligations - non-taxable | 70,000 | $71,000 | thousands by filing date | principal |
| YONKERS N Y, GO REF BDS | 986082SC0 | General Obligations - non-taxable | 60,000 | $71,000 | thousands by filing date | principal |
| NEW YORK LIBERTY DEV CORP LIBERTY REV, LIBERTY REV BDS, 4 WORLD TRADE CTR LLC | 649519BP9 | Revenue Supported Bonds - non-taxable | 70,000 | $71,000 | thousands by filing date | principal |
| SIENNA PLANTATION MGMT DIST TEX, ULTD TAX AND TAX INRCREMENT CONTRACT REV RD | 82621CKW9 | Revenue Supported Bonds - non-taxable | 70,000 | $71,000 | thousands by filing date | principal |
| METROPOLITAN TRANSN AUTH NY REV, TRANSN REV REF BDS, GREEN BONDS | 59261ANG8 | Revenue Supported Bonds - non-taxable | 60,000 | $71,000 | thousands by filing date | principal |
| PASEO DEL ESTE MUN UTIL DIST NO 5 TEX, ULTD TAX BDS | 702592AF3 | General Obligations - non-taxable | 70,000 | $71,000 | thousands by filing date | principal |
| WASHINGTON ST, GO REF BDS | 93974C8B9 | General Obligations - non-taxable | 65,000 | $71,000 | thousands by filing date | principal |
| LOS ANGELES CA DEPT WTR & PWR REV, PWR SYS REV BDS | 544495S39 | Revenue Supported Bonds - non-taxable | 60,000 | $71,000 | thousands by filing date | principal |
| SAM RAYBURN TX MUN PWR AGY PWR SUPPLY SYS REV, REV REF BDS | 795869ET9 | Revenue Supported Bonds - non-taxable | 70,000 | $71,000 | thousands by filing date | principal |
| KENTUCKY ST TPKE AUTH ECONOMIC DEV RD REV, REV REF BDS, REVITALIZATION | 491552F75 | Revenue Supported Bonds - non-taxable | 65,000 | $71,000 | thousands by filing date | principal |
| JACKSONVILLE FL SPL REV, BDS | 469487NM0 | Revenue Supported Bonds - non-taxable | 70,000 | $71,000 | thousands by filing date | principal |
| GALVESTON CNTY TX MUN UTIL DIST NO 30, ULTD TAX BDS | 36422WCH4 | General Obligations - non-taxable | 70,000 | $71,000 | thousands by filing date | principal |
| GALVESTON CNTY TX MUN UTIL DIST NO 30, ULTD TAX BDS | 36422WCJ0 | General Obligations - non-taxable | 70,000 | $71,000 | thousands by filing date | principal |
| IDAHO HSG & FIN ASSN, GRANT AND REV ANTIC REF BDS | 45129WMQ0 | Revenue Supported Bonds - non-taxable | 60,000 | $71,000 | thousands by filing date | principal |
| CAMERON CNTY TEX, CTFS OBLIG | 133303P27 | Revenue Supported Bonds - non-taxable | 60,000 | $71,000 | thousands by filing date | principal |
| CHARLOTTESVILLE VA, GO PUB IMPT AND REF BDS | 161069M30 | General Obligations - non-taxable | 70,000 | $71,000 | thousands by filing date | principal |
| FIRST TRUST AI ROBOTICS & TECHNOLOGY OPPTY PORT 12 TERM 09/07/2021 REINV FEE | 30314H134 | UITs - Taxable | 4,820 | $71,000 | thousands by filing date | |
| FIRST TRUST SELECT DSIP PORTFOLIO 3RD QTR 2020 TERM 10/18/2021 CASH MONTHLY | 30314T468 | UITs - Taxable | 6,046 | $71,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 1,116 | $70,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 3,327 | $70,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 274 | $70,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 1,738 | $70,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 615 | $70,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 1,108 | $70,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 3,857 | $70,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 5,213 | $70,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 1,500 | $70,000 | thousands by filing date | |
| TRAVELCENTERS AMERLLC SR | 894174200 | EQUITIES | 2,640 | $70,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR PFD CUM RED | 427825609 | Equities | 2,975 | $70,000 | thousands by filing date | |
| NEW HAMPSHIRE HEALTH & ED FACILITIES AUTH REV, REV BDS, ST ANSELM COLLEGE | 6446142A6 | Revenue Supported Bonds - non-taxable | 65,000 | $70,000 | thousands by filing date | principal |
| METROPOLITAN BOSTON TRAN PKG CORP MA SYSTEMWIDE PKG REV, REV BDS | 59180CAL5 | Revenue Supported Bonds - non-taxable | 70,000 | $70,000 | thousands by filing date | principal |
| CARROLLTON TEX, GO REF BDS | 145610JN2 | General Obligations - non-taxable | 70,000 | $70,000 | thousands by filing date | principal |
| BEAVERCREEK OH CITY SCH DIST, GO ULTD TAX REF BDS | 07539PCR8 | General Obligations - non-taxable | 60,000 | $70,000 | thousands by filing date | principal |
| GWINNETT CNTY GA WTR & SEW AUTH REV, REV BDS | 403760JE2 | Revenue Supported Bonds - non-taxable | 70,000 | $70,000 | thousands by filing date | principal |
| HAMILTON OH CITY SCH DIST, VAR PURP GO ULTD TAX SCH REF BDS | 407774FV5 | General Obligations - non-taxable | 60,000 | $70,000 | thousands by filing date | principal |
| FLORIDA ST TPKE AUTH TPKE REV, DEPT TRANSN REV BDS | 343137DL6 | Revenue Supported Bonds - non-taxable | 55,000 | $70,000 | thousands by filing date | principal |
| RBC BEARINGS INC COM | 75524B104 | Stock | 346 | $69,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 1,590 | $69,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 1,088 | $69,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 1,133 | $69,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 315 | $69,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X804 | COMMON STOCK | 865 | $69,000 | thousands by filing date | |
| Hartford Financial Serv | 416518504 | COM | 2,585 | $69,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 2,642 | $69,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TRUST 5.625 NOTES -01.08. | 25525P206 | Preferred | 2,861 | $69,000 | thousands by filing date | |
| TALLAHASSEE FL ENERGY SYS REV, REF BDS | 874476HQ0 | Revenue Supported Bonds - non-taxable | 65,000 | $69,000 | thousands by filing date | principal |
| TEXAS TRANSN COMMN ST HWY FD REV, REF BDS | 88283LJU1 | Revenue Supported Bonds - non-taxable | 65,000 | $69,000 | thousands by filing date | principal |
| NEW YORK NY CITY TRANSITIONAL FIN AUTH REV, FUTURE TAX SECURED SUB BDS | 64971QM42 | Revenue Supported Bonds - non-taxable | 65,000 | $69,000 | thousands by filing date | principal |
| WILLIAMSON CNTY TX MUN UTIL DIST NO 19, ULTD TAX BDS | 97001LCN6 | General Obligations - non-taxable | 65,000 | $69,000 | thousands by filing date | principal |
| WILLIAMSON CNTY TX MUN UTIL DIST NO 19, ULTD TAX BDS | 97001LCP1 | General Obligations - non-taxable | 65,000 | $69,000 | thousands by filing date | principal |
| LOUDOUN CNTY VA, GO PUB IMPT AND REF BDS | 5458967P1 | General Obligations - non-taxable | 65,000 | $69,000 | thousands by filing date | principal |
| MASSACHUSETTS ST, GO BDS | 57582NUZ6 | General Obligations - non-taxable | 50,000 | $69,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC 3Y U.S. EQUITY & ENERGY CONTINGENT COUPON CALLABLE | 06747MFC5 | Equity Linked Debt - CPN and $1000 par | 75,000 | $69,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 406, ULTD TAX BDS | 41422JCY6 | General Obligations - non-taxable | 65,000 | $69,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 406, ULTD TAX RD BDS | 41422JEL2 | General Obligations - non-taxable | 65,000 | $69,000 | thousands by filing date | principal |
| VIRGINIA ST PUB BLDG AUTH PUB FACILITIES REV, REV BDS | 928172N43 | Revenue Supported Bonds - non-taxable | 60,000 | $69,000 | thousands by filing date | principal |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 1,444 | $68,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 711 | $68,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 1,081 | $68,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 1,560 | $68,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 2,525 | $68,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 9,417 | $68,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 16,019 | $68,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 2,603 | $68,000 | thousands by filing date | |
| MIAMI-DADE CNTY FL EDL FACILITIES AUTH REV, REV BDS, UNIVERSITY OF MIAMI | 59333ALS8 | Revenue Supported Bonds - non-taxable | 65,000 | $68,000 | thousands by filing date | principal |
| DAYTONA BEACH FL UTIL SYS REV, REF AND IMPT REV BDS | 240195CB1 | Revenue Supported Bonds - non-taxable | 65,000 | $68,000 | thousands by filing date | principal |
| FAIRFAX FINANCIAL HLDGS LTD NOTE | 303901AB8 | NOTE | 55,000 | $68,000 | thousands by filing date | principal |
| LAS VEGAS VALLEY NV WTR DIST, WTR REF BDS | 5178406B5 | Revenue Supported Bonds - non-taxable | 60,000 | $68,000 | thousands by filing date | principal |
| MORGAN STANLEY | 61765R370 | Equity Linked Debt Securities - $10 Par (Principal Protected) | 5,000 | $68,000 | thousands by filing date | principal |
| MASSACHUSETTS ST WTR POLLUTN ABATEMENT TR, ST REVOLVING FD REF BDS | 57605AFT8 | Revenue Supported Bonds - non-taxable | 65,000 | $68,000 | thousands by filing date | principal |
| PENNSYLVANIA ST TPKE COMMN TPKE REV, SUB BDS | 709224DM8 | Revenue Supported Bonds - non-taxable | 60,000 | $68,000 | thousands by filing date | principal |
| CONNECTICUT ST, GO REF BDS | 20772JHB1 | General Obligations - non-taxable | 65,000 | $68,000 | thousands by filing date | principal |
| GRAND RIVER DAM AUTH OK REV, REV BDS | 386442VY0 | Revenue Supported Bonds - non-taxable | 60,000 | $68,000 | thousands by filing date | principal |
| FIRST TRUST EQUITY INCOME PORTFOLIO SERIES 54 TERM 02/10/2022 REINV MONTHLY | 30300F555 | UITs - Taxable | 4,654 | $68,000 | thousands by filing date | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 1,142 | $67,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 719 | $67,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,110 | $67,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 380 | $67,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 610 | $67,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 1,400 | $67,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 10,450 | $67,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 950 | $67,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 5,000 | $67,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 2,617 | $67,000 | thousands by filing date | |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, SIMMONS UNIV | 57583RJG1 | Revenue Supported Bonds - non-taxable | 50,000 | $67,000 | thousands by filing date | principal |
| NEW HAMPSHIRE HEALTH & ED FACILITIES AUTH REV, REV BDS, SOUTHERN NEW | 644614T25 | Revenue Supported Bonds - non-taxable | 65,000 | $67,000 | thousands by filing date | principal |
| NEW YORK N Y, GO BDS | 64966QGW4 | General Obligations - non-taxable | 50,000 | $67,000 | thousands by filing date | principal |
| CAMDEN NY CENT SCH DIST, SCH DIST BDS | 133123KN8 | General Obligations - non-taxable | 65,000 | $67,000 | thousands by filing date | principal |
| BATTERY PARK CITY AUTH NY REV, SENIOR REV BDS | 07133AGM8 | Revenue Supported Bonds - non-taxable | 60,000 | $67,000 | thousands by filing date | principal |
| HARRIS CNTY TX WTR CTL & IMPT DIST NO 136, WTRWRKS AND SWR SYS COMBI ULTD | 414521EE0 | Revenue Supported Bonds - non-taxable | 65,000 | $67,000 | thousands by filing date | principal |
| FORT BEND CNTY TX MUN UTIL DIST NO 167, ULTD TAX BDS | 34682YFG9 | General Obligations - non-taxable | 65,000 | $67,000 | thousands by filing date | principal |
| FORTRESS TRANSPTN & INFRAS INVESTORS LLC PFD | 34960P309 | Preferred Stock | 2,525 | $67,000 | thousands by filing date | |
| DOVER N H, GO BDS | 260183C22 | General Obligations - non-taxable | 55,000 | $67,000 | thousands by filing date | principal |
| iShares Global Healthcare ETF | 464287325 | SHS | 800 | $66,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 927 | $66,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 765 | $66,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 676 | $66,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 908 | $66,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 1,462 | $66,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 1,690 | $66,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 817 | $66,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 2,348 | $66,000 | thousands by filing date | |
| SAGINAW VLY ST UNIV MI REV, GENL REV REF BDS | 78689HKU9 | Revenue Supported Bonds - non-taxable | 55,000 | $66,000 | thousands by filing date | principal |
| TIMPANOGOS SPL SVC DIST UT SWR REV, SWR REV REF BDS | 887440BQ7 | Revenue Supported Bonds - non-taxable | 60,000 | $66,000 | thousands by filing date | principal |
| NEW YORK NY CITY TRANSITIONAL FIN AUTH REV, FUTURE TAX SECD SUB BDS | 64971XMZ8 | Revenue Supported Bonds - non-taxable | 50,000 | $66,000 | thousands by filing date | principal |
| NEW YORK ST URBAN DEV CORP REV, PERS INCOME TAX GENL PURP BDS | 650036AE6 | Revenue Supported Bonds - non-taxable | 50,000 | $66,000 | thousands by filing date | principal |
| INVESCO DEFENSIVE EQUITY & INCOME PORTFOLIO 204 TERM 03/04/2022 REINV | 46148G134 | UITs - Taxable | 6,204 | $66,000 | thousands by filing date | |
| ORANGE CNTY FL HEALTH FACILITIES AUTH REV, REV BDS, PRESBYTERIAN | 68450LDQ5 | Revenue Supported Bonds - non-taxable | 60,000 | $66,000 | thousands by filing date | principal |
| CONROE TX MUN MGMT DIST NO 1, UNLTD TAX TAX RD BDS | 208422BD6 | General Obligations - non-taxable | 65,000 | $66,000 | thousands by filing date | principal |
| HUNTSVILLE AL, GO REF CAP IMPT WTS | 447025NG8 | General Obligations - non-taxable | 65,000 | $66,000 | thousands by filing date | principal |
| DENTON CNTY TX FRESH WTR SUPPLY DIST NO 10, ULTD TAX REF BDS | 24879TJF2 | General Obligations - non-taxable | 65,000 | $66,000 | thousands by filing date | principal |
| DISTRICT COLUMBIA INCOME TAX REV, SECD BDS | 25477GRN7 | Revenue Supported Bonds - non-taxable | 50,000 | $66,000 | thousands by filing date | principal |
| FAIRFAX CNTY VA ECONOMIC DEV AUTH TRANSN CONTRACT REV, REV REF BDS, ROUTE 28 | 30383ADJ7 | Revenue Supported Bonds - non-taxable | 65,000 | $66,000 | thousands by filing date | principal |
| VIRGINIA CMNWLTH TRANSN BRD TRANSN REV, REV REF BDS, ROUTE 28 PROJECT | 927793VP1 | Revenue Supported Bonds - non-taxable | 65,000 | $66,000 | thousands by filing date | principal |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 564 | $65,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 2,805 | $65,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 2,065 | $65,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 2,010 | $65,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 9,435 | $65,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 950 | $65,000 | thousands by filing date | |
| university tx univ revs | 91514afe0 | MUNICIPAL BOND | 65,000 | $65,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, EMERSON COLLEGE | 57584XD32 | Revenue Supported Bonds - non-taxable | 55,000 | $65,000 | thousands by filing date | principal |
| TIMBER LANE TX UTIL DIST, UNLTD TAX RECREATIONAL FACILITIES BDS | 887127WJ3 | General Obligations - non-taxable | 65,000 | $65,000 | thousands by filing date | principal |
| WEST VIRGINIA ST, GO RD BDS | 956553G21 | General Obligations - non-taxable | 50,000 | $65,000 | thousands by filing date | principal |
| WILLIAMSON CNTY TEX, UNLTD TAX RD BDS | 9698876K9 | General Obligations - non-taxable | 50,000 | $65,000 | thousands by filing date | principal |
| PASEO DEL ESTE MUN UTIL DIST NO 5 TEX, ULTD TAX BDS | 702592AE6 | General Obligations - non-taxable | 65,000 | $65,000 | thousands by filing date | principal |
| MARYLAND ST TRANSN AUTH PASSENGER FAC CHARGE REV, REV BDS, BALTIMORE | 57429NBK7 | Revenue Supported Bonds - non-taxable | 65,000 | $65,000 | thousands by filing date | principal |
| BRAZORIA CNTY TX MUN UTIL DIST NO 55, UNLIMITED TAX RD BDS | 10608MCC8 | General Obligations - non-taxable | 65,000 | $65,000 | thousands by filing date | principal |
| HILLSBOROUGH CNTY FL UTIL REF REV, UTIL REV BDS | 432347LW0 | Revenue Supported Bonds - non-taxable | 65,000 | $65,000 | thousands by filing date | principal |
| CALIFORNIA ST DEPT WTR RES CENT VLY PROJ REV, WTR SYS BDS | 13067WQE5 | Revenue Supported Bonds - non-taxable | 50,000 | $65,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC 4.5Y S&P 500 INDEX BUFFERED RETURN NOTE | 06747NTT1 | Equity Linked Debt - No CPN and $1000 par | 50,000 | $65,000 | thousands by filing date | principal |
| CLAYTON MO SCH DIST, GO REF BDS | 184270KX3 | General Obligations - non-taxable | 55,000 | $65,000 | thousands by filing date | principal |
| FIRST TRUST S&P DVD ARISTOCRATS TARGET 25 3Q '20 TERM 10/08/2021 REINV MONTHLY | 30314P599 | UITs - Taxable | 4,657 | $65,000 | thousands by filing date | |
| FIRST TRUST S&P DVD ARISTOCRATS TARGET 25 4Q '20 TERM 01/07/2022 CASH FEE | 30315M280 | UITs - Taxable | 5,146 | $65,000 | thousands by filing date | |
| DISTRICT COLUMBIA INCOME TAX REV, SECD BDS | 25477GRJ6 | Revenue Supported Bonds - non-taxable | 50,000 | $65,000 | thousands by filing date | principal |
| IRON MTN INC DEL COM | 46284V101 | REIT | 1,514 | $64,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 7,675 | $64,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 895 | $64,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 864 | $64,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,969 | $64,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 1,342 | $64,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 973 | $64,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 2,132 | $64,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 3,705 | $64,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G763 | TREATMENTS TSTNG | 1,610 | $64,000 | thousands by filing date | |
| LINK PARKS I 4.875 PFD | 69360J552 | PREFERRED DEBT | 2,300 | $64,000 | thousands by filing date | |
| WASHINGTON ST, VAR PURP GO BDS | 93974D6P8 | General Obligations - non-taxable | 50,000 | $64,000 | thousands by filing date | principal |
| LOUISIANA ST, GO BDS | 546417CJ3 | General Obligations - non-taxable | 50,000 | $64,000 | thousands by filing date | principal |
| FIRST TRUST CAPITAL STRENGTH OPPTY PORT SER 18 TERM 07/26/2022 REINV | 30318Y471 | UITs - Taxable | 6,123 | $64,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 98 | $63,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 1,443 | $63,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 4,450 | $63,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 1,400 | $63,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 1,500 | $63,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 3,633 | $63,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 5,108 | $63,000 | thousands by filing date | |
| KNOWBE4 INC | 49926T104 | COMMON STOCK | 2,000 | $63,000 | thousands by filing date | |
| SAN ANTONIO TX ELEC & GAS REV, REF BDS | 79625GAG8 | Revenue Supported Bonds - non-taxable | 50,000 | $63,000 | thousands by filing date | principal |
| MASSACHUSETTS ST, COMMONWEALTH CONS LN GO BDS | 57582RQB5 | General Obligations - non-taxable | 50,000 | $63,000 | thousands by filing date | principal |
| NEBRASKA PUB PWR DIST REV, GENL BDS | 63968AY90 | Revenue Supported Bonds - non-taxable | 50,000 | $63,000 | thousands by filing date | principal |
| NEW YORK NY CITY TRANSITIONAL FIN AUTH BLDG AID REV, BDS | 64972HU26 | Revenue Supported Bonds - non-taxable | 50,000 | $63,000 | thousands by filing date | principal |
| LOUDOUN CNTY VA SANTN AUTH WTR & SWR REV, WTR AND SWR SYS REV REF BDS | 545904KZ6 | Revenue Supported Bonds - non-taxable | 60,000 | $63,000 | thousands by filing date | principal |
| MARICOPA CNTY AZ SPL HEALTH CARE DIST, GO BDS | 56756TAL8 | General Obligations - non-taxable | 50,000 | $63,000 | thousands by filing date | principal |
| PORTSMOUTH VA, GO REF BDS | 73723RZU0 | General Obligations - non-taxable | 60,000 | $63,000 | thousands by filing date | principal |
| MARYLAND ST DEPT TRANSN CONS TRANSN, BDS | 574204N41 | Revenue Supported Bonds - non-taxable | 50,000 | $63,000 | thousands by filing date | principal |
| ALLEGANY CNTY N Y, SERIAL BDS | 017086FE4 | General Obligations - non-taxable | 55,000 | $63,000 | thousands by filing date | principal |
| ARIZONA ST TRANSN BRD HWY REV, SUBORDINATED HWY REV BDS | 040654VF9 | Revenue Supported Bonds - non-taxable | 60,000 | $63,000 | thousands by filing date | principal |
| CALIFORNIA HEALTH FACILITIES FING AUTH REV, REV BDS, STANFORD HEALTH CARE | 13033LYS0 | Revenue Supported Bonds - non-taxable | 60,000 | $63,000 | thousands by filing date | principal |
| CARSON CITY NEV, GO LTD TAX REF BDS | 145808BS9 | Revenue Supported Bonds - non-taxable | 55,000 | $63,000 | thousands by filing date | principal |
| GROSSMONT CA UN HIGH SCH DIST, GO BDS | 399262RL0 | General Obligations - non-taxable | 50,000 | $63,000 | thousands by filing date | principal |
| CLINTON MASS, GO MUN PURP LN BDS | 187882PY5 | General Obligations - non-taxable | 50,000 | $63,000 | thousands by filing date | principal |
| FIRST TRUST DORSEY WRIGHT RELATIVE STRENGTH DVD 42 TERM 05/09/2022 REINV | 30317V197 | UITs - Taxable | 5,556 | $63,000 | thousands by filing date | |
| VIRGINIA BEACH VA, GO PUB IMPT REF BDS | 927734C35 | General Obligations - non-taxable | 55,000 | $63,000 | thousands by filing date | principal |
| VIRGINIA ST RES AUTH INFRASTRUCTURE REV, ST MORAL OBLIG REV BDS | 92818NWT1 | Revenue Supported Bonds - non-taxable | 60,000 | $63,000 | thousands by filing date | principal |
| VanEck Merk Gold Trust | 921078101 | SHS | 3,573 | $62,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 428 | $62,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 549 | $62,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 2,573 | $62,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 3,900 | $62,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 1,771 | $62,000 | thousands by filing date | |
| DASSAULT SYSTEMES SA ADR | 237545108 | USD | 256 | $62,000 | thousands by filing date | |
| STATE STREET C 5.9 PFDPFD SER D | 857477608 | COM | 2,167 | $62,000 | thousands by filing date | |
| MONTGOMERY CNTY TX MUN UTIL DIST NO 113, ULTD TAX BDS | 61371AJK7 | General Obligations - non-taxable | 60,000 | $62,000 | thousands by filing date | principal |
| MASSACHUSETTS ST, GO CONS LN BDS | 57582RRF5 | General Obligations - non-taxable | 50,000 | $62,000 | thousands by filing date | principal |
| NEW YORK NY CITY TRANSITIONAL FIN AUTH REV, FUTURE TAX SECURED SUB BDS | 64971W6V7 | Revenue Supported Bonds - non-taxable | 50,000 | $62,000 | thousands by filing date | principal |
| SEAFORD NY UN FREE SCH DIST, SCH DIST SERIAL BDS | 811794GR1 | General Obligations - non-taxable | 60,000 | $62,000 | thousands by filing date | principal |
| WILLIAMSON CNTY TX MUN UTIL DIST NO 19, ULTD TAX BDS | 97001LCM8 | General Obligations - non-taxable | 60,000 | $62,000 | thousands by filing date | principal |
| WINTER HAVEN FL NON-AD VALOREM REV, REF REV BDS | 975820AJ0 | Revenue Supported Bonds - non-taxable | 55,000 | $62,000 | thousands by filing date | principal |
| SOUTH LYON MI CMNTY SCHS, GO SCH BLDG AND SITE BDS | 838736WF9 | General Obligations - non-taxable | 55,000 | $62,000 | thousands by filing date | principal |
| NEW YORK ST URBAN DEV CORP REV, ST PERSONAL INCOME TAX BDS | 6500356Q6 | Revenue Supported Bonds - non-taxable | 50,000 | $62,000 | thousands by filing date | principal |
| NORTH CAROLINA ST LTD OBLIG, LTD OBLIG BDS | 65829QAZ7 | Revenue Supported Bonds - non-taxable | 60,000 | $62,000 | thousands by filing date | principal |
| WASHINGTON ST, VAR PURP GO REF BDS | 93974DX37 | General Obligations - non-taxable | 50,000 | $62,000 | thousands by filing date | principal |
| MICHIGAN ST, GRANT ANTIC REF BDS | 594612DJ9 | Revenue Supported Bonds - non-taxable | 50,000 | $62,000 | thousands by filing date | principal |
| MICHIGAN ST, GO ENIV PGM REF BDS | 594612DR1 | General Obligations - non-taxable | 50,000 | $62,000 | thousands by filing date | principal |
| KENTUCKY ST PPTY & BLDGS COMMN REVS, BDS, PROJ NO 119 | 49151FZF0 | Revenue Supported Bonds - non-taxable | 50,000 | $62,000 | thousands by filing date | principal |
| OREGON ST, GO BDS, ARTICLE XI Q STATE PROJS | 68609TTE8 | General Obligations - non-taxable | 50,000 | $62,000 | thousands by filing date | principal |
| DALLAS TX WTRWKS & SWR SYS REV, REF BDS | 23542JRV9 | Revenue Supported Bonds - non-taxable | 50,000 | $62,000 | thousands by filing date | principal |
| AUSTIN TX WTR & WASTEWATER SYS REV, REV REF BDS | 0524762L1 | Revenue Supported Bonds - non-taxable | 50,000 | $62,000 | thousands by filing date | principal |
| GALVESTON TX WTRWKS & SWR SYS REV, REF BDS | 364564DM3 | Revenue Supported Bonds - non-taxable | 60,000 | $62,000 | thousands by filing date | principal |
| BIRMINGHAM AL WTRWKS BRD WTR REV, SR BDS | 091096MP9 | Revenue Supported Bonds - non-taxable | 50,000 | $62,000 | thousands by filing date | principal |
| FORT BEND CNTY TX MUN UTIL DIST NO 25, UNLTD TAX REF BDS | 346901ZV6 | General Obligations - non-taxable | 55,000 | $62,000 | thousands by filing date | principal |
| GAINESVILLE FL UTILS SYS REV, BDS | 362848UH4 | Revenue Supported Bonds - non-taxable | 50,000 | $62,000 | thousands by filing date | principal |
| ADVISOR'S ASSET MGMT KAMES SUSTAINABLE EQUITY PORTFOLIO, SERIES 2020-3Q TERM | 00780T458 | UITs - Taxable | 4,382 | $62,000 | thousands by filing date | |
| VIRGINIA COLLEGE BLDG AUTH VA EDL FACILITIES REV, REV BDS | 927781J54 | Revenue Supported Bonds - non-taxable | 60,000 | $62,000 | thousands by filing date | principal |
| PRIMERICA INC | 74164M108 | COM | 396 | $61,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 589 | $61,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 1,288 | $61,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 1,300 | $61,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 1,339 | $61,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 1,000 | $61,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 940 | $61,000 | thousands by filing date | |
| CAN APARTMENT PROP REAL ESTA | 134921105 | FOR | 1,300 | $61,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 750 | $61,000 | thousands by filing date | |
| NEBRASKA PUB PWR DIST REV, REV BDS | 63968A2R5 | Revenue Supported Bonds - non-taxable | 60,000 | $61,000 | thousands by filing date | principal |
| UNIVERSITY CONN, GO BDS | 914233K91 | Revenue Supported Bonds - non-taxable | 50,000 | $61,000 | thousands by filing date | principal |
| PENNSYLVANIA ST TPKE COMMN TPKE REV, SUB BDS | 709224UW7 | Revenue Supported Bonds - non-taxable | 50,000 | $61,000 | thousands by filing date | principal |
| PHOENIX AZ CIVIC IMPT CORP WTR SYS REV, JR LIEN REV REF BDS | 71883RPB3 | Revenue Supported Bonds - non-taxable | 50,000 | $61,000 | thousands by filing date | principal |
| MANASSAS VA, GO PUB IMPT AND REF BDS | 561824YZ0 | General Obligations - non-taxable | 55,000 | $61,000 | thousands by filing date | principal |
| LOUISIANA ST, GO REF BDS | 5464152C3 | General Obligations - non-taxable | 50,000 | $61,000 | thousands by filing date | principal |
| LOUISVILLE & JEFFERSON CNTY KY METRO GOVT BRD WTR WKS WTR SYS, WTR SYS REF | 54659RCN9 | Revenue Supported Bonds - non-taxable | 60,000 | $61,000 | thousands by filing date | principal |
| PORTSMOUTH N H, GO CAP IMPT LN BDS | 737050K94 | General Obligations - non-taxable | 50,000 | $61,000 | thousands by filing date | principal |
| MARYLAND ST DEPT TRANSN CNTY TRANSN, REV BDS | 574203PA7 | Revenue Supported Bonds - non-taxable | 50,000 | $61,000 | thousands by filing date | principal |
| OKLAHOMA TRANSN AUTH OK F/K/A OKLAHOMA ST TPKE AUTH, SYS SECOND SR REV BDS | 679111XN9 | Revenue Supported Bonds - non-taxable | 60,000 | $61,000 | thousands by filing date | principal |
| MICHIGAN ST, GO ENIV PGM REF BDS | 594612DQ3 | General Obligations - non-taxable | 50,000 | $61,000 | thousands by filing date | principal |
| OREGON ST, GO BDS | 68609TEN4 | General Obligations - non-taxable | 50,000 | $61,000 | thousands by filing date | principal |
| HAWAII ST, GO BDS | 419792TV8 | General Obligations - non-taxable | 60,000 | $61,000 | thousands by filing date | principal |
| CALIFORNIA ST, GO BDS | 13063C6F2 | General Obligations - non-taxable | 50,000 | $61,000 | thousands by filing date | principal |
| GALVESTON CNTY TX MUN UTIL DIST NO 30, ULTD TAX BDS | 36422WCK7 | General Obligations - non-taxable | 60,000 | $61,000 | thousands by filing date | principal |
| KATY TX INDPT SCH DIST, REF SCH BDS | 486063NY2 | General Obligations - non-taxable | 60,000 | $61,000 | thousands by filing date | principal |
| CLARK CNTY NEV, GO LTD TAX BD BK REF BDS | 180848SB0 | Revenue Supported Bonds - non-taxable | 50,000 | $61,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 321, ULTD TAX RD BDS | 41420PDX5 | General Obligations - non-taxable | 60,000 | $61,000 | thousands by filing date | principal |
| FULTON CNTY GA WTR & SEW REV, BDS | 360066PE8 | Revenue Supported Bonds - non-taxable | 50,000 | $61,000 | thousands by filing date | principal |
| WASHINGTON SUBN SAN DIST MD, CONS PUB IMPT BDS | 940157E71 | Revenue Supported Bonds - non-taxable | 55,000 | $61,000 | thousands by filing date | principal |
| DOVER N H, GO BDS | 260183C30 | General Obligations - non-taxable | 50,000 | $61,000 | thousands by filing date | principal |
| FAIRFAX CNTY VA, PUB IMPT BDS | 3038208P2 | General Obligations - non-taxable | 60,000 | $61,000 | thousands by filing date | principal |
| WASHINGTON ST CTF PARTN, CTF PARTN | 939720XD5 | Revenue Supported Bonds - non-taxable | 50,000 | $61,000 | thousands by filing date | principal |
| VIRGINIA ST RES AUTH INFRASTRUCTURE REV, REV BDS, POOLED FINANCING PROGRAM | 92818MJE1 | Revenue Supported Bonds - non-taxable | 60,000 | $61,000 | thousands by filing date | principal |
| AVANTOR INC COM | 05352A100 | Stock | 1,685 | $60,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 3,122 | $60,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 1,100 | $60,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 1,300 | $60,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 10,750 | $60,000 | thousands by filing date | |
| Dynacert Inc F | 26780A108 | COM | 205,000 | $60,000 | thousands by filing date | |
| METROPOLITAN TRANSN AUTH N Y D REF BDS REV | 59259N2S1 | REF BDS REV | 50,000 | $60,000 | thousands by filing date | principal |
| SACRAMENTO CA CITY FING AUTH REV, REF BDS | 785849WK2 | Revenue Supported Bonds - non-taxable | 50,000 | $60,000 | thousands by filing date | principal |
| MONTGOMERY CNTY TX MUN UTIL DIST NO 105, ULTD TAX RD BDS | 61371TAD1 | General Obligations - non-taxable | 60,000 | $60,000 | thousands by filing date | principal |
| TEXAS ST, WTR FINANCIAL ASSISTANCE REF BDS | 882724PX9 | General Obligations - non-taxable | 60,000 | $60,000 | thousands by filing date | principal |
| NEW JERSEY ST EDL FACILITIES AUTH REV, REV BDS, PRINCETON UNIV | 646065Y48 | Revenue Supported Bonds - non-taxable | 60,000 | $60,000 | thousands by filing date | principal |
| NEW YORK NY CITY TRANSITIONAL FIN AUTH REV, FUTURE TAX SECD SUB BDS | 64971XKH0 | Revenue Supported Bonds - non-taxable | 50,000 | $60,000 | thousands by filing date | principal |
| PENNSYLVANIA ST TPKE COMMN TPKE REV, SUB BDS | 709224WQ8 | Revenue Supported Bonds - non-taxable | 50,000 | $60,000 | thousands by filing date | principal |
| PENNSYLVANIA ST UNIV, REF BDS | 709235XB6 | Revenue Supported Bonds - non-taxable | 50,000 | $60,000 | thousands by filing date | principal |
| NEWTON IA CMNTY SCH DIST, GO BDS | 652827GT7 | General Obligations - non-taxable | 55,000 | $60,000 | thousands by filing date | principal |
| NORTH ALLEGHENY PA SCH DIST, GO LTD TAX BDS | 656678VE6 | General Obligations - non-taxable | 50,000 | $60,000 | thousands by filing date | principal |
| OKLAHOMA CITY OK WTR UTILS TR WTR & SWR REV, WTR AND SWR SYS REV REF BDS | 678657KM8 | Revenue Supported Bonds - non-taxable | 60,000 | $60,000 | thousands by filing date | principal |
| MINNESOTA ST, GO ST TRUNK HWY BDS | 60412AQB2 | Revenue Supported Bonds - non-taxable | 50,000 | $60,000 | thousands by filing date | principal |
| RHODE ISLAND ST & PROVIDENCE PLANTATIONS, GO CONS CAP DEV LN BDS | 76222RXV9 | General Obligations - non-taxable | 50,000 | $60,000 | thousands by filing date | principal |
| CONROE TX MUN MGMT DIST NO 1, UNLTD TAX BDS | 208422AC9 | General Obligations - non-taxable | 60,000 | $60,000 | thousands by filing date | principal |
| BURLINGTON VT ELEC REV, REV BDS | 122079HD1 | Revenue Supported Bonds - non-taxable | 60,000 | $60,000 | thousands by filing date | principal |
| HURST EULESS BEDFORD TX INDPT SCH DIST, UNLTD TAX BLDG BDS | 447819HW6 | General Obligations - non-taxable | 50,000 | $60,000 | thousands by filing date | principal |
| FIRST TRUST MARKET STRENGTH ALLOC OPPTY PORT SER 14 TERM 10/18/2021 REINV | 30314U747 | UITs - Taxable | 4,531 | $60,000 | thousands by filing date | |
| DICKINSON TX INDPT SCH DIST, UNLTD TAX REF BDS | 253363ZA6 | General Obligations - non-taxable | 50,000 | $60,000 | thousands by filing date | principal |
| DISTRICT COLUMBIA WTR & SWR AUTH PUB UTIL REV, SUB LIEN REV REF BDS | 254845MU1 | Revenue Supported Bonds - non-taxable | 50,000 | $60,000 | thousands by filing date | principal |
| DOUGLAS CNTY NE SCH DIST NO 010, GO BDS | 259309M90 | General Obligations - non-taxable | 50,000 | $60,000 | thousands by filing date | principal |
| FIRST TRUST CAPITAL STRENGTH OPPTY PORT SER 17 TERM 04/29/2022 REINV | 30317R196 | UITs - Taxable | 5,263 | $60,000 | thousands by filing date | |
| VIRGINIA COLLEGE BLDG AUTH VA EDL FACILITIES REV, ED FACILITIES REV BDS, | 92778FDH3 | Revenue Supported Bonds - non-taxable | 60,000 | $60,000 | thousands by filing date | principal |
| VIRGINIA ST PUB SCH AUTH, SCH FIN BDS | 92817SXQ6 | Revenue Supported Bonds - non-taxable | 60,000 | $60,000 | thousands by filing date | principal |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 7,000 | $59,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 673 | $59,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 1,860 | $59,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 1,419 | $59,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 1,100 | $59,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 4,391 | $59,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 5,034 | $59,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 8,000 | $59,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 3,494 | $59,000 | thousands by filing date | |
| MONTGOMERY CNTY TEX, LTD TAX REF BDS | 613681U45 | General Obligations - non-taxable | 55,000 | $59,000 | thousands by filing date | principal |
| TEWKSBURY MASS, GO MUNI PURP LN BDS | 881626S89 | General Obligations - non-taxable | 50,000 | $59,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY REV, BDS, WHEATON COLLEGE | 57584X5K3 | Revenue Supported Bonds - non-taxable | 50,000 | $59,000 | thousands by filing date | principal |
| NEW JERSEY ST TPKE AUTH TPKE REV, REV BDS | 6461397J8 | Revenue Supported Bonds - non-taxable | 50,000 | $59,000 | thousands by filing date | principal |
| WEST PALM BEACH FL CMNTY REDEV AGY TAX INCREMENT REV, REF BDS, CITY CENTRE | 955070CQ8 | Revenue Supported Bonds - non-taxable | 50,000 | $59,000 | thousands by filing date | principal |
| UNIVERSITY CA REVS, LTD PROJ REV BDS | 91412GYR0 | Revenue Supported Bonds - non-taxable | 50,000 | $59,000 | thousands by filing date | principal |
| METROPOLITAN TRANSN AUTH NY DEDICATED TAX FD, REF BDS | 59259N2F9 | Revenue Supported Bonds - non-taxable | 50,000 | $59,000 | thousands by filing date | principal |
| WISCONSIN ST ENVIRONMENTAL IMPT FD REV, REV BDS | 97709TBH8 | Revenue Supported Bonds - non-taxable | 50,000 | $59,000 | thousands by filing date | principal |
| UNIVERSITY TX UNIV REVS, REV FIN SYS BDS | 91514AGP4 | Revenue Supported Bonds - non-taxable | 50,000 | $59,000 | thousands by filing date | principal |
| PENNSYLVANIA ST TPKE COMMN TPKE REV, SUB BDS | 709224JK6 | Revenue Supported Bonds - non-taxable | 50,000 | $59,000 | thousands by filing date | principal |
| SPOTSYLVANIA CNTY VA, GO PUB IMPT BDS | 849254UZ8 | General Obligations - non-taxable | 50,000 | $59,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH ST PERS INCOME TAX REV, REV REF BDS | 64990EDF1 | Revenue Supported Bonds - non-taxable | 55,000 | $59,000 | thousands by filing date | principal |
| NEW YORK ST URBAN DEV CORP REV, ST PERS INCOME TAX REV BDS | 650035Q68 | Revenue Supported Bonds - non-taxable | 50,000 | $59,000 | thousands by filing date | principal |
| PIMA CNTY AZ ST & HWY REV, BDS | 721882GJ1 | Revenue Supported Bonds - non-taxable | 50,000 | $59,000 | thousands by filing date | principal |
| SPRINGFIELD MA WTR & SWR COMMN REV, GENL REV REF BDS | 850777GA5 | Revenue Supported Bonds - non-taxable | 50,000 | $59,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001723397-21-000005 | this filing | 2021-08-13 | acceptance time not in the bulk data set |