13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 7,189 holding rows worth $5,914,925,000.
- Accession
- 0001723397-21-000005
- Filer
- CIK 1723397
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 7,189 entries on the cover page, a total value of $5,914,925,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,914,925,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WINSTON SALEM N C, GO BDS | 975673EV2 | General Obligations - non-taxable | 170,000 | $212,000 | thousands by filing date | principal |
| AMTRUST PREFERRED F | 032359820 | PREFERRED STOCK | 10,208 | $211,000 | thousands by filing date | |
| WYLIE TX INDPT SCH DIST, ULTD TAX REF BDS | 983068X28 | General Obligations - non-taxable | 200,000 | $211,000 | thousands by filing date | principal |
| WESCO INTL INC COM | 95082P105 | Stock | 2,040 | $210,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 5,115 | $210,000 | thousands by filing date | |
| CHARLES SCHWAB 5.950per PFD SER D PERP MTY NON CUM CALL 6/01/21 @25 | 808513600 | Preferred | 8,280 | $210,000 | thousands by filing date | |
| MORGAN STANLEY | 61762V200 | Common Stock | 7,272 | $210,000 | thousands by filing date | |
| WELLS FARGO 6.625 PFD PFD SER | 949746465 | PFD | 7,355 | $210,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 7,314 | $209,000 | thousands by filing date | |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, OLIN COLLEGE | 57583UVP0 | Revenue Supported Bonds - non-taxable | 190,000 | $209,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 718 | $208,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 3,809 | $208,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 7,908 | $208,000 | thousands by filing date | |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, BENTLEY UNIV | 57584XKJ9 | Revenue Supported Bonds - non-taxable | 175,000 | $208,000 | thousands by filing date | principal |
| FIRST TRUST ELECTION PORTFOLIO SERIES 17 TERM 02/10/2022 REINV FEE SEMI-ANNUAL | 30315Y490 | UITs - Taxable | 17,280 | $208,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1,992 | $207,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 4,228 | $207,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 1,302 | $207,000 | thousands by filing date | |
| JEA FL WTR & SWR SYS REV, REV BDS | 46613P8L3 | Revenue Supported Bonds - non-taxable | 200,000 | $207,000 | thousands by filing date | principal |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 7,022 | $206,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 8,534 | $206,000 | thousands by filing date | |
| BLACKROCK, INC. | G4953W259 | ETF | 830 | $206,000 | thousands by filing date | |
| NEW HAMPSHIRE ST, GO CAP IMPT BDS | 644682S98 | General Obligations - non-taxable | 200,000 | $206,000 | thousands by filing date | principal |
| KLEIN TX INDPT SCH DIST, ULTD SCH REF BDS | 498531AP7 | General Obligations - non-taxable | 200,000 | $206,000 | thousands by filing date | principal |
| KATY TX INDPT SCH DIST, REF SCH BDS | 486063NU0 | General Obligations - non-taxable | 200,000 | $206,000 | thousands by filing date | principal |
| CARROLLTON TX FMRS BR INDPT SCH DIST, SCH BLDG AND REF BDS | 145628B69 | General Obligations - non-taxable | 200,000 | $206,000 | thousands by filing date | principal |
| GS FINANCE CORP. 3Y EURO STOXX 50 INDEX ACCELERATED RETURN FLOOR | 40056Y6Q2 | Equity Linked Debt - No CPN and $1000 par | 186,000 | $206,000 | thousands by filing date | principal |
| COLLIN CNTY TEX, ULTD TAX RD AND REF BDS | 1947388S2 | General Obligations - non-taxable | 200,000 | $206,000 | thousands by filing date | principal |
| COLLIN CNTY TEX, ULTD TAX RD AND REF BDS | 1947388T0 | General Obligations - non-taxable | 200,000 | $206,000 | thousands by filing date | principal |
| AMERICAN MUN PWR OH INC REV, REV REF BDS, PRAIRIE STATE ENERGY CAMPUS | 02765UJQ8 | Revenue Supported Bonds - non-taxable | 200,000 | $206,000 | thousands by filing date | principal |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 743 | $205,000 | thousands by filing date | |
| VIMEO INC | 92719V100 | COMMON STOCK | 4,175 | $205,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 2,834 | $205,000 | thousands by filing date | |
| BANK OF MONTREAL | 06367TG38 | Yankee Bond (denominated & pays in US$) | 200,000 | $205,000 | thousands by filing date | principal |
| APTARGROUP INC COM | 038336103 | Stock | 1,450 | $204,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 5,775 | $204,000 | thousands by filing date | |
| MS 6 7/8 PERP | 61763E207 | PUBLIC | 7,200 | $204,000 | thousands by filing date | |
| MORGAN STANLEY FINANCE LLC 4Y U.S. EQUITY AUTOCALLABLE STEP-UP NOTE | 61771VNN6 | Equity Linked Debt - No CPN and $1000 par | 200,000 | $204,000 | thousands by filing date | principal |
| FIRST TRUST FT SHORT DURATION FI MODEL PORT 1Q 21 TERM 04/07/2022 REINV FEE | 30317D593 | UITs - Taxable | 21,048 | $204,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 2,384 | $203,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,205 | $203,000 | thousands by filing date | |
| JPM 4 3/4 PERP | 48128B622 | PUBLIC | 7,439 | $203,000 | thousands by filing date | |
| PARK CITY UT WTR REV, REF BDS, GREEN BONDS | 700251EM9 | Revenue Supported Bonds - non-taxable | 180,000 | $203,000 | thousands by filing date | principal |
| CEDAR RAPIDS IOWA, GO BDS | 150528C88 | General Obligations - non-taxable | 180,000 | $203,000 | thousands by filing date | principal |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 10,202 | $202,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 643 | $201,000 | thousands by filing date | |
| VIRGINIA ST PUB BLDG AUTH PUB FACILITIES REV, REV BDS | 928172XN0 | Revenue Supported Bonds - non-taxable | 200,000 | $201,000 | thousands by filing date | principal |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 129 | $200,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 16,050 | $200,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 19,750 | $199,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 3,653 | $198,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 502 | $198,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 13,118 | $198,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 2,352 | $198,000 | thousands by filing date | |
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. 4Y S&P 500 INDEX ABSOLUTE | 17327TK39 | Equity Linked Debt - No CPN and $1000 par | 160,000 | $198,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 2,324 | $197,000 | thousands by filing date | |
| UBS ETF SICAV BARCLAYS TIPS 1-10 UCITS | L9406L259 | Exchange Traded Funds (Country Baskets/iShares) - Foreign | 13,500 | $197,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,302 | $196,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 9,392 | $196,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 3,825 | $196,000 | thousands by filing date | |
| MISSION BEND MUN UTIL DIST NO 1 TEX, ULTD TAX BDS | 605022DJ8 | General Obligations - non-taxable | 195,000 | $196,000 | thousands by filing date | principal |
| VERISIGN INC COM | 92343E102 | Stock | 857 | $195,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 3,114 | $195,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 3,293 | $195,000 | thousands by filing date | |
| STANTON TX INDPT SCH DIST, ULTD TAX SCH BLDG BDS | 854854FW1 | General Obligations - non-taxable | 190,000 | $195,000 | thousands by filing date | principal |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 3,000 | $194,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 10,876 | $194,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 3,575 | $194,000 | thousands by filing date | |
| FULSHEAR MUN UTIL DIST NO 1 TX FT BEND CNTY, ULTD TAX BDS | 359863BF3 | General Obligations - non-taxable | 190,000 | $194,000 | thousands by filing date | principal |
| CANYON FALLS WTR CTL & IMPT DIST NO 2 TEX, ULTD TAX RD BDS | 138854AD6 | General Obligations - non-taxable | 185,000 | $193,000 | thousands by filing date | principal |
| VIRGINIA ST RES AUTH INFRASTRUCTURE REV, REV BDS, POOLED FING PGM | 92818MAZ3 | Revenue Supported Bonds - non-taxable | 175,000 | $193,000 | thousands by filing date | principal |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 8,377 | $192,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 1,701 | $192,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 7,466 | $192,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 11,978 | $192,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 3,383 | $192,000 | thousands by filing date | |
| SPRINGFIELD MO PUB UTIL REV, REF BDS | 851018KR1 | Revenue Supported Bonds - non-taxable | 175,000 | $192,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 494, ULTD TAX BDS | 41424QAF1 | General Obligations - non-taxable | 185,000 | $192,000 | thousands by filing date | principal |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 2,961 | $191,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 302 | $191,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 5,151 | $190,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,306 | $190,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 11,508 | $190,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 31,885 | $190,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 3,448 | $190,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38145G308 | PRF | 6,920 | $190,000 | thousands by filing date | |
| GZ6G TECHNOLOGIES CORPORATION | 36258T109 | COM | 74,414 | $190,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 4,263 | $189,000 | thousands by filing date | |
| TRAVIS CNTY TX MUN UTIL DIST NO 21, ULTD TAX BDS | 89440LAF1 | General Obligations - non-taxable | 185,000 | $189,000 | thousands by filing date | principal |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 909 | $188,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 9,052 | $188,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 2,241 | $188,000 | thousands by filing date | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 3,929 | $187,000 | thousands by filing date | |
| GS FINANCE CORP. 2.5Y EURO STOXX 50 INDEX BUFFERED RETURN NOTE | 40056XTH9 | Equity Linked Debt - No CPN and $1000 par | 170,000 | $187,000 | thousands by filing date | principal |
| SALT RIV PROJ AGRIC IMPT & PWR DIST AZ ELEC SYS REV, BDS | 79574CCX9 | Revenue Supported Bonds - non-taxable | 150,000 | $186,000 | thousands by filing date | principal |
| YORK CNTY SC SCH DIST NO 4 FORT MILL, GO BDS | 986525UK7 | General Obligations - non-taxable | 170,000 | $186,000 | thousands by filing date | principal |
| ITRON INC COM | 465741106 | Stock | 1,855 | $185,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 2,225 | $185,000 | thousands by filing date | |
| SIENNA PLANTATION MUN UTIL DIST NO 5 TX CONTRACT REV, BDS | 82621VCF3 | Revenue Supported Bonds - non-taxable | 175,000 | $185,000 | thousands by filing date | principal |
| FIRST TRUST AMERICAN RECOVERY PORT SER 3 TERM 10/14/2022 REINV FEE SEMI-ANNUAL | 30315Q455 | UITs - Taxable | 15,989 | $185,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 635 | $184,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,011 | $184,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 2,234 | $184,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 1,623 | $184,000 | thousands by filing date | |
| MESQUITE TX INDPT SCH DIST, UNLTD TAX REF BDS | 590760SB1 | General Obligations - non-taxable | 150,000 | $184,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC 5Y S&P 500 INDEX ACCELERATED BARRIER NOTE | 06747QM20 | Equity Linked Debt - No CPN and $1000 par | 150,000 | $184,000 | thousands by filing date | principal |
| MATADOR RES CO COM | 576485205 | Stock | 5,077 | $183,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 8,261 | $183,000 | thousands by filing date | |
| ASPEN INSU | G05384162 | Preferred Stock | 6,615 | $183,000 | thousands by filing date | |
| MIAMI-DADE CNTY FL SPL OBLIG, SUB SPL OBLIG REF BDS | 59333NYM9 | Revenue Supported Bonds - non-taxable | 150,000 | $183,000 | thousands by filing date | principal |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 927 | $182,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,108 | $181,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 1,968 | $181,000 | thousands by filing date | |
| BARBERS HILL TX INDPT SCH DIST, UNLTD TAX BLDG BDS | 067167YY6 | General Obligations - non-taxable | 150,000 | $181,000 | thousands by filing date | principal |
| ADVISOR'S ASSET MGMT BLUE CHIP PORTFOLIO, SERIES 2020-3Q TERM | 00780R254 | UITs - Taxable | 14,947 | $181,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 4,202 | $180,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 14,054 | $180,000 | thousands by filing date | |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, MA GENERAL BRIGHAM INC | 57584XJF9 | Revenue Supported Bonds - non-taxable | 150,000 | $180,000 | thousands by filing date | principal |
| OKTAINCCLASSA | 679295105 | STOK | 732 | $179,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 727 | $179,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 4,022 | $179,000 | thousands by filing date | |
| Capital One Finl Corp DP Shs P | 14040H824 | PRD | 6,596 | $179,000 | thousands by filing date | |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, BERKLEE COLLEGE OF MUSIC | 57584XUT6 | Revenue Supported Bonds - non-taxable | 150,000 | $179,000 | thousands by filing date | principal |
| ORANGE CNTY FL SALES TAX REV, SALES TAX REF BDS | 684515QC6 | Revenue Supported Bonds - non-taxable | 175,000 | $179,000 | thousands by filing date | principal |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 737 | $178,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 2,201 | $178,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 4,250 | $178,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 38,535 | $178,000 | thousands by filing date | |
| MASSACHUSETTS ST SCH BLDG AUTH DEDICATED SALES TAX REV, SR DEDICATED SALES TAX | 576000RR6 | Revenue Supported Bonds - non-taxable | 150,000 | $178,000 | thousands by filing date | principal |
| HOUSTON TX ARPT SYS REV, SUB LIEN REF BDS | 442349BG0 | Revenue Supported Bonds - non-taxable | 140,000 | $178,000 | thousands by filing date | principal |
| CINCO SOUTHWEST TX MUN UTIL DIST NO 3, UNLTD TAX PARK REF BDS | 17239DLS5 | General Obligations - non-taxable | 165,000 | $178,000 | thousands by filing date | principal |
| ANAHEIM CA PUB FING AUTH REV, REV REF BDS | 03255MRF6 | Revenue Supported Bonds - non-taxable | 170,000 | $178,000 | thousands by filing date | principal |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 13,042 | $177,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 844 | $177,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 5,488 | $176,000 | thousands by filing date | |
| GREENFIELD MASS, GO ST QUALIFIED MUN PURP LN | 395100PX2 | General Obligations - non-taxable | 160,000 | $176,000 | thousands by filing date | principal |
| WASHOE CNTY NV SCH DIST, GO LTD TAX REF BDS | 9408586E8 | General Obligations - non-taxable | 150,000 | $176,000 | thousands by filing date | principal |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 2,951 | $175,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 1,079 | $175,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 10,740 | $175,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 2,672 | $175,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 4,250 | $175,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 3,775 | $175,000 | thousands by filing date | |
| FIRST HORIZON NAT'L CORP | 320517204 | EQPFD | 6,990 | $175,000 | thousands by filing date | |
| NORTHWEST HARRIS CNTY MUN UTIL DIST NO 16 TEX, ULTD TAX REF BDS | 667900EX8 | General Obligations - non-taxable | 175,000 | $175,000 | thousands by filing date | principal |
| GALVESTON CNTY TX MUN UTIL DIST NO 54, ULTD TAX AND CONTRACT REV BDS | 36422RBH6 | Revenue Supported Bonds - non-taxable | 175,000 | $175,000 | thousands by filing date | principal |
| FIRST TRUST SELECT DSIP PORTFOLIO 4TH QTR 2020 TERM 01/14/2022 CASH FEE | 30315P325 | UITs - Taxable | 15,230 | $175,000 | thousands by filing date | |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, MA GENERAL BRIGHAM INC | 57583UX37 | Revenue Supported Bonds - non-taxable | 150,000 | $173,000 | thousands by filing date | principal |
| MASSACHUSETTS ST SPL OBLIG DEDICATED TAX REV, REF BDS | 576002BP3 | Revenue Supported Bonds - non-taxable | 125,000 | $173,000 | thousands by filing date | principal |
| SOUTH CAROLINA ST PUB SVCS AUTH REV, REV OBLIG BDS | 837151MQ9 | Revenue Supported Bonds - non-taxable | 150,000 | $173,000 | thousands by filing date | principal |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 19,491 | $172,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 17,234 | $172,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 11,900 | $172,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 30,766 | $172,000 | thousands by filing date | |
| UNIVERSITY UT UNIV REVS, GENL REV REF BDS | 915183VP9 | Revenue Supported Bonds - non-taxable | 150,000 | $172,000 | thousands by filing date | principal |
| MARYLAND ST HEALTH & HIGHER EDL FACILITIES AUTH REV, REV BDS, | 5742162Z9 | Revenue Supported Bonds - non-taxable | 125,000 | $172,000 | thousands by filing date | principal |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 16,102 | $171,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 4,650 | $171,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 7,091 | $171,000 | thousands by filing date | |
| AGNC Invt Corp 7 Pfd Ser C | 00123Q500 | PRD | 6,325 | $171,000 | thousands by filing date | |
| SALT VERDE FINL CORP SR GAS REV ARIZ, SENIOR GAS REV BDS | 79575EAM0 | Revenue Supported Bonds - non-taxable | 140,000 | $171,000 | thousands by filing date | principal |
| MILLBURY MASS, UNLTD TAX GO ATHLETIC FACILITIES BDS | 600242MD0 | General Obligations - non-taxable | 150,000 | $171,000 | thousands by filing date | principal |
| CINCO SOUTHWEST TX MUN UTIL DIST NO 3, UNLTD TAX PARK REF BDS | 17239DLR7 | General Obligations - non-taxable | 165,000 | $171,000 | thousands by filing date | principal |
| GS FINANCE CORP. 4Y U.S. EQUITY AUTOCALLABLE STEP-UP NOTE | 40057EEE3 | Equity Linked Debt - No CPN and $1000 par | 150,000 | $170,000 | thousands by filing date | principal |
| C3 AI INC | 12468P104 | CL A | 2,706 | $169,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1,270 | $169,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 9,300 | $169,000 | thousands by filing date | |
| BP CAPITAL MARKETS PLC | 05565QDG0 | CORPORATE BONDS | 160,000 | $169,000 | thousands by filing date | principal |
| BOSTON MASS, GO BDS | 100853TS9 | General Obligations - non-taxable | 150,000 | $169,000 | thousands by filing date | principal |
| FIRST TRUST CAPITAL STRENGTH PORTFOLIO SERIES 53 TERM 09/12/2022 REINV FEE | 30315L530 | UITs - Taxable | 13,252 | $169,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 1,708 | $168,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 6,622 | $168,000 | thousands by filing date | |
| ALLSTATE CORP DP SH | 020002812 | Common Stock | 6,100 | $168,000 | thousands by filing date | |
| MONTGOMERY CNTY TX MUN UTIL DIST NO 105, ULTD TAX RD BDS | 61371TAH2 | General Obligations - non-taxable | 165,000 | $168,000 | thousands by filing date | principal |
| FIRST TRUST SELECT DSIP PORTFOLIO 1ST QTR 2021 TERM 04/14/2022 REINV FEE | 30317D874 | UITs - Taxable | 15,681 | $168,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 7,752 | $167,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 6,700 | $167,000 | thousands by filing date | |
| UNIVERSITY IA FACILITIES CORP REV, REF BDS | 914364WS9 | Revenue Supported Bonds - non-taxable | 150,000 | $167,000 | thousands by filing date | principal |
| GEN DIGITAL INC COM | 668771108 | Stock | 6,088 | $166,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 5,651 | $166,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 4,407 | $166,000 | thousands by filing date | |
| First Midwest Bancorp 7 percent Pfd | 320867203 | com | 5,900 | $166,000 | thousands by filing date | |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS | 57584XEH0 | Revenue Supported Bonds - non-taxable | 145,000 | $166,000 | thousands by filing date | principal |
| CHARLES CNTY MD, GO CONSOLIDATED PUB IMPT REF BDS | 159808HV9 | General Obligations - non-taxable | 150,000 | $166,000 | thousands by filing date | principal |
| ISHARES TR | 46436E759 | COM | 2,434 | $165,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,754 | $165,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 945 | $165,000 | thousands by filing date | |
| SHELL INTERNATIONAL FINANCE B.V. | 822582AV4 | Yankee Bond (denominated & pays in US$) | 160,000 | $165,000 | thousands by filing date | principal |
| GS FINANCE CORP 4Y U.S. EQUITY AUTOCALLABLE STEP-UP NOTE | 40057EMR5 | Equity Linked Debt - No CPN and $1000 par | 150,000 | $165,000 | thousands by filing date | principal |
| ZSCALERINC | 98980G102 | STOK | 760 | $164,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 2,704 | $164,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 5,617 | $164,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 7,254 | $164,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 12,777 | $164,000 | thousands by filing date | |
| WINDHAM NH SCH DIST, GO REF BDS | 973330CY7 | General Obligations - non-taxable | 140,000 | $164,000 | thousands by filing date | principal |
| LOS ANGELES CA DEPT WTR & PWR REV, REV BDS | 544495ZW7 | Revenue Supported Bonds - non-taxable | 150,000 | $164,000 | thousands by filing date | principal |
| TC ENERGY CORP | 87807B107 | COM | 3,297 | $163,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 975 | $163,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 12,809 | $163,000 | thousands by filing date | |
| MORGAN STANLEY FINANCE LLC 4Y U.S. EQUITY AUTOCALLABLE STEP-UP NOTE | 61771EBK3 | Equity Linked Debt - No CPN and $1000 par | 150,000 | $163,000 | thousands by filing date | principal |
| SAFETY INS GROUP INC | 78648T100 | COM | 2,070 | $162,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 3,500 | $162,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 24,709 | $162,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 5,600 | $162,000 | thousands by filing date | |
| MARICOPA CNTY AZ SCH DIST NO 11 PEORIA UNI, SCH IMPT BDS | 567090ZH1 | General Obligations - non-taxable | 150,000 | $162,000 | thousands by filing date | principal |
| ROCKLAND MASS, GO ST QUALIFIED MUN PURP LN | 773641SW6 | General Obligations - non-taxable | 150,000 | $162,000 | thousands by filing date | principal |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 4,101 | $161,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 4,209 | $161,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 1,750 | $161,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 10,630 | $161,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 2,032 | $161,000 | thousands by filing date | |
| TRAVIS CNTY TX MUN UTIL DIST NO 12, ULTD TAX BDS | 89440FBG1 | General Obligations - non-taxable | 155,000 | $161,000 | thousands by filing date | principal |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 5,270 | $160,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 5,160 | $160,000 | thousands by filing date | |
| MARYLAND ST, BDS | 574193QS0 | General Obligations - non-taxable | 125,000 | $160,000 | thousands by filing date | principal |
| INDIANAPOLIS IN WTR SYS REV, FIRST LIEN REF BDS | 455412BN5 | Revenue Supported Bonds - non-taxable | 125,000 | $160,000 | thousands by filing date | principal |
| FIRST TRUST SELECT DSIP PORTFOLIO 3RD QTR 2020 TERM 10/18/2021 CASH FEE | 30314T484 | UITs - Taxable | 13,640 | $160,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 1,600 | $159,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 3,035 | $159,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 11,500 | $159,000 | thousands by filing date | |
| MORGAN STANLEY FINANCE LLC 4Y U.S. EQUITY AUTOCALLABLE STEP-UP NOTE | 61771EJZ2 | Equity Linked Debt - No CPN and $1000 par | 150,000 | $159,000 | thousands by filing date | principal |
| OMAHA PUB PWR DIST NE ELEC REV, SYS BDS | 682001GD8 | Revenue Supported Bonds - non-taxable | 125,000 | $159,000 | thousands by filing date | principal |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 3,287 | $158,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 25,352 | $158,000 | thousands by filing date | |
| MONTGOMERY CNTY TX MUN UTIL DIST NO 105, ULTD TAX RD BDS | 61371TAG4 | General Obligations - non-taxable | 155,000 | $158,000 | thousands by filing date | principal |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,130 | $157,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 349 | $157,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 2,901 | $157,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 15,400 | $157,000 | thousands by filing date | |
| LOS ANGELES CA DEPT WTR & PWR WTRWKS REV, WTR SYS REV BDS | 544525QP6 | Revenue Supported Bonds - non-taxable | 150,000 | $157,000 | thousands by filing date | principal |
| EVERETT MASS, GO MUN PURP LN | 299839VH0 | General Obligations - non-taxable | 150,000 | $157,000 | thousands by filing date | principal |
| FIRST TRUST INNOVATIVE TECHNOLOGY PORT SER 30 TERM 02/21/2023 REINV FEE | 30317X532 | UITs - Taxable | 15,749 | $157,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 1,179 | $156,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 17,803 | $156,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 14,148 | $156,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 5,200 | $156,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 3,296 | $156,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 3,142 | $156,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 3,320 | $156,000 | thousands by filing date | |
| SIENNA PLANTATION MUN UTIL DIST NO 5 TX CONTRACT REV, BDS | 82621VCE6 | Revenue Supported Bonds - non-taxable | 150,000 | $156,000 | thousands by filing date | principal |
| WISCONSIN ST, GO REF BDS | 97705MGR0 | General Obligations - non-taxable | 125,000 | $156,000 | thousands by filing date | principal |
| CALIFORNIA ST, VAR PURP GO REF BDS | 13063DDX3 | General Obligations - non-taxable | 125,000 | $156,000 | thousands by filing date | principal |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 5,050 | $155,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 736 | $155,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 12,846 | $155,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 1,912 | $155,000 | thousands by filing date | |
| SEATTLE WA WTR SYS REV, WTR SYS IMPT AND REF REV BDS | 812728VM2 | Revenue Supported Bonds - non-taxable | 125,000 | $155,000 | thousands by filing date | principal |
| NORTH TX MUN WTR DIST UPPER E FORK WSTWTR INTRCPT CONTRACT REV, SYS BDS | 662842RA3 | Revenue Supported Bonds - non-taxable | 125,000 | $155,000 | thousands by filing date | principal |
| BOSTON MASS, GO BDS | 100853UK4 | General Obligations - non-taxable | 150,000 | $155,000 | thousands by filing date | principal |
| CANTON MASS, GO MUN PURP LN | 138267YV5 | General Obligations - non-taxable | 150,000 | $155,000 | thousands by filing date | principal |
| GS FINANCE CORP. 3Y U.S. EQUITY CONTINGENT COUPON CALLABLE YIELD | 40057F2C7 | Equity Linked Debt - CPN and $1000 par | 150,000 | $155,000 | thousands by filing date | principal |
| FLORIDA ST DEPT MGMT SVCS CTF PARTN, CTF PARTN | 34160PDX4 | Revenue Supported Bonds - non-taxable | 140,000 | $155,000 | thousands by filing date | principal |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 12,875 | $154,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 8,330 | $154,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 22,231 | $154,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 2,518 | $154,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N509 | Common Stock | 5,350 | $154,000 | thousands by filing date | |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, OLIN COLLEGE | 57583UVM7 | Revenue Supported Bonds - non-taxable | 140,000 | $154,000 | thousands by filing date | principal |
| OXFORD AL, GO WTS | 691395X77 | Revenue Supported Bonds - non-taxable | 150,000 | $154,000 | thousands by filing date | principal |
| CINCO SOUTHWEST TX MUN UTIL DIST NO 1 CONTRACT REV, REV BDS | 17240FRW2 | Revenue Supported Bonds - non-taxable | 150,000 | $154,000 | thousands by filing date | principal |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 1,576 | $153,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 7,948 | $153,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 10,079 | $153,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 36,000 | $153,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 14,420 | $153,000 | thousands by filing date | |
| PENNSYLVANIA ST, GO BDS FIRST SERIES | 70914PRB0 | General Obligations - non-taxable | 150,000 | $153,000 | thousands by filing date | principal |
| BLACK CREEK DIVERSIFIED PROPERTY F CLASS D | 09186L308 | Partnerships - AIG Regular Trade Rules | 20,093 | $153,000 | thousands by filing date | |
| HARRIS CNTY TX MUN UTIL DIST NO 321, ULTD TAX RD BDS | 41420PDW7 | General Obligations - non-taxable | 150,000 | $153,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 531, ULTD TAX BDS | 41426YAJ4 | General Obligations - non-taxable | 150,000 | $153,000 | thousands by filing date | principal |
| FORT BEND CNTY TX MUN UTIL DIST NO 167, ULTD TAX BDS | 34682YFF1 | General Obligations - non-taxable | 150,000 | $153,000 | thousands by filing date | principal |
| DOVER N H, GO BDS | 260183YD4 | General Obligations - non-taxable | 140,000 | $153,000 | thousands by filing date | principal |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 7,030 | $152,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW | 7591EP506 | COM | 5,269 | $152,000 | thousands by filing date | |
| NEW HAMPSHIRE HEALTH & ED FACILITIES AUTH REV, REV BDS | 6446142V0 | Revenue Supported Bonds - non-taxable | 130,000 | $152,000 | thousands by filing date | principal |
| ENERGY NORTHWEST WA ELEC REV, REV REF BDS, PROJ 1 | 29270CU45 | Revenue Supported Bonds - non-taxable | 125,000 | $152,000 | thousands by filing date | principal |
| BILL HOLDINGS INC | 090043100 | COM | 825 | $151,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 1,172 | $151,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 3,738 | $151,000 | thousands by filing date | |
| U S BANCORP | 902973734 | US Preferred Equity, Perpetual | 6,050 | $151,000 | thousands by filing date | |
| MASSACHUSETTS ST COLLEGE BLDG AUTH REV, REF BDS | 575831DC3 | Revenue Supported Bonds - non-taxable | 125,000 | $151,000 | thousands by filing date | principal |
| WILLIAMSON CNTY TX MUN UTIL DIST NO 15, ULTD TAX BDS | 970554EU1 | General Obligations - non-taxable | 150,000 | $151,000 | thousands by filing date | principal |
| LOWER KIRBY PEARLAND MGMT DIST TEX, ULTD TAX RD BDS | 548173AG8 | General Obligations - non-taxable | 150,000 | $151,000 | thousands by filing date | principal |
| CLARUS CORP NEW | 18270P109 | COM | 5,849 | $150,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 9,381 | $150,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 25,332 | $150,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 1,600 | $150,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 7,125 | $150,000 | thousands by filing date | |
| MONTGOMERY CNTY TX MUN UTIL DIST NO 113, UNLTD TAX BDS | 61371AUF5 | General Obligations - non-taxable | 145,000 | $150,000 | thousands by filing date | principal |
| LOS ANGELES CA UNI SCH DIST, GO BDS | 5446463R1 | General Obligations - non-taxable | 150,000 | $150,000 | thousands by filing date | principal |
| ENERGY NORTHWEST WA ELEC REV, ELEC REV REF BDS | 29270CP82 | Revenue Supported Bonds - non-taxable | 150,000 | $150,000 | thousands by filing date | principal |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1,431 | $149,000 | thousands by filing date | |
| TRAVIS CNTY TX MUN UTIL DIST NO 12, ULTD TAX BDS | 89440FBF3 | General Obligations - non-taxable | 145,000 | $149,000 | thousands by filing date | principal |
| BLOOMINGTON IN SEW WKS REV, SEW WKS REV BDS | 094725LA4 | Revenue Supported Bonds - non-taxable | 135,000 | $149,000 | thousands by filing date | principal |
| CASEYS GEN STORES INC | 147528103 | COM | 759 | $148,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 427 | $148,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,212 | $148,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 566 | $148,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 4,275 | $148,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 3,730 | $148,000 | thousands by filing date | |
| TRIBOROUGH BRG & TUNL AUTH NY REVS, GENL REV REF BDS | 89602N7L2 | Revenue Supported Bonds - non-taxable | 120,000 | $148,000 | thousands by filing date | principal |
| WILLOW PT MUN UTIL DIST TEX, ULTD TAX BDS | 971156AF1 | General Obligations - non-taxable | 145,000 | $148,000 | thousands by filing date | principal |
| BEXAR CNTY TX REV, REF BDS, VENUE PROJ | 088518LF0 | Revenue Supported Bonds - non-taxable | 135,000 | $148,000 | thousands by filing date | principal |
| DENTSPLY SIRONA INC | 24906P109 | COM | 2,327 | $147,000 | thousands by filing date | |
| QUINCY MASS, GO MUN PURP LN BDS | 748508MC9 | General Obligations - non-taxable | 125,000 | $147,000 | thousands by filing date | principal |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 2,425 | $146,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 1,500 | $146,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 10,593 | $146,000 | thousands by filing date | |
| ILLINOIS FIN AUTH REV, REV BDS, RUSH UNIV MED CTR | 45203HR95 | Revenue Supported Bonds - non-taxable | 125,000 | $146,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 499, UNLIMITED TAX BDS | 41426XBG1 | General Obligations - non-taxable | 140,000 | $146,000 | thousands by filing date | principal |
| FRISCO TX INDPT SCH DIST, ULTD SCH BLDG AND REF BDS | 35880CDZ4 | General Obligations - non-taxable | 145,000 | $146,000 | thousands by filing date | principal |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 3,190 | $145,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 10,563 | $145,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 13,907 | $145,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 1,594 | $145,000 | thousands by filing date | |
| PPLUS TR GSC 2 CT FL RT | 73941X684 | Preferred Securities (MIDS, QIDS, TOPRS...) | 6,000 | $145,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 1,763 | $144,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 7,182 | $144,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 4,265 | $144,000 | thousands by filing date | |
| NEW HAMPSHIRE ST, GO CAP IMPT BDS | 6446824W3 | General Obligations - non-taxable | 120,000 | $144,000 | thousands by filing date | principal |
| AUSTIN TX ELEC UTIL SYS REV, REV REF BDS | 052414MP1 | Revenue Supported Bonds - non-taxable | 135,000 | $144,000 | thousands by filing date | principal |
| FIRST TRUST SELECT DSIP PORTFOLIO 3RD QTR 2020 TERM 10/18/2021 REINV FEE | 30314T492 | UITs - Taxable | 12,315 | $144,000 | thousands by filing date | |
| DISTRICT COLUMBIA INCOME TAX REV, REV BDS | 25477GKW4 | Revenue Supported Bonds - non-taxable | 135,000 | $144,000 | thousands by filing date | principal |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 3,707 | $143,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 8,344 | $143,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 5,367 | $142,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 3,900 | $142,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 10,175 | $142,000 | thousands by filing date | |
| HOUSTON TX UTIL SYS REV, FIRST LIEN REV REF BDS | 4424354N0 | Revenue Supported Bonds - non-taxable | 125,000 | $142,000 | thousands by filing date | principal |
| FIRST TRUST SELECT DSIP PORTFOLIO 1ST QTR 2021 TERM 04/14/2022 REINV MONTHLY | 30317D858 | UITs - Taxable | 13,218 | $142,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 805 | $141,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 859 | $141,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 4,800 | $141,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 2,209 | $141,000 | thousands by filing date | |
| CHAMBERS CNTY TX IMPT DIST NO 2, ULTD TAX BDS | 157793AH3 | General Obligations - non-taxable | 135,000 | $141,000 | thousands by filing date | principal |
| FIRST TRUST BROOKMONT EQUITY DIVIDEND PORT SERIES 25 TERM 12/06/2021 REINV | 30315L779 | UITs - Taxable | 11,468 | $141,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 2,866 | $140,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 1,050 | $140,000 | thousands by filing date | |
| ADVISOR'S ASSET MGMT BULLDOG PORTFOLIO- A CJL LLC PORTFOLIO, SERIES 2020-4Q | 00780Q389 | UITs - Taxable | 11,518 | $140,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 117 | $139,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 1,043 | $139,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 2,930 | $139,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 6,667 | $139,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 934 | $139,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 2,074 | $139,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 10,800 | $139,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 601 | $138,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 1,503 | $138,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 5,082 | $138,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 12,648 | $138,000 | thousands by filing date | |
| FIRST TRUST U.S. INFRASTRUCTURE PORT SER 22 TERM 12/12/2022 REINV FEE | 30317D551 | UITs - Taxable | 11,395 | $138,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,130 | $137,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 6,203 | $137,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 7,755 | $137,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 614 | $137,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 10,226 | $137,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 7,259 | $137,000 | thousands by filing date | |
| UNILEVER PLC | G92087165 | Common Stock | 2,336 | $137,000 | thousands by filing date | |
| TRAVIS CNTY TX MUN UTIL DIST NO 21, ULTD TAX BDS | 89440LAE4 | General Obligations - non-taxable | 135,000 | $137,000 | thousands by filing date | principal |
| UNIVERSITY VT & ST AGRIC COLLEGE, GO BDS | 915200UU1 | Revenue Supported Bonds - non-taxable | 125,000 | $137,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH ST PERS INCOME TAX REV, STATE PERSONAL INCOME TAX REV | 649902T29 | Taxable Municipal Bonds | 115,000 | $137,000 | thousands by filing date | principal |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 13,586 | $136,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 8,264 | $136,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 15,319 | $136,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 15,500 | $136,000 | thousands by filing date | |
| PRINCE GEORGES CNTY MD, GO CONS PUB IMPT REF BDS | 741701S98 | General Obligations - non-taxable | 130,000 | $136,000 | thousands by filing date | principal |
| COLLIN CNTY TX WTR CTL & IMPT DIST NO 3, ULTD TAX RD BDS | 194749BE6 | General Obligations - non-taxable | 135,000 | $136,000 | thousands by filing date | principal |
| FIRST TRUST SELECT DSIP PORTFOLIO 1ST QTR 2021 TERM 04/14/2022 CASH FEE | 30317D866 | UITs - Taxable | 12,672 | $136,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 7,000 | $135,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 1,738 | $135,000 | thousands by filing date | |
| LOUISIANA ST, GO BDS | 5464153A6 | General Obligations - non-taxable | 125,000 | $135,000 | thousands by filing date | principal |
| CANYON FALLS WTR CTL & IMPT DIST NO 2 TEX, ULTD TAX RD BDS | 138854AE4 | General Obligations - non-taxable | 130,000 | $135,000 | thousands by filing date | principal |
| GUGGENHEIM INCOME & TREASURY LIMITED DURATION PORTFOLIO OF FUNDS 066 TERM | 40176E137 | UITs - Taxable | 13,076 | $135,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 1,526 | $134,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 1,510 | $134,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 5,064 | $134,000 | thousands by filing date | |
| KINGS MANOR MUN UTIL DIST TEX, WTRWRKS SWR SYS COMBINED UNLTD TAX REV REF BDS | 496041HN7 | Revenue Supported Bonds - non-taxable | 130,000 | $134,000 | thousands by filing date | principal |
| BOX INC CL A | 10316T104 | Stock | 5,193 | $133,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 2,565 | $133,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 8,950 | $133,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 3,264 | $133,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 1,132 | $133,000 | thousands by filing date | |
| WOODRIDGE TX MUN UTIL DIST, ULTD TAX BDS | 97989WAG5 | General Obligations - non-taxable | 130,000 | $133,000 | thousands by filing date | principal |
| WOODRIDGE TX MUN UTIL DIST, ULTD TAX BDS | 97989WBF6 | General Obligations - non-taxable | 130,000 | $133,000 | thousands by filing date | principal |
| DALLAS FORT WORTH TX INTL ARPT REV, JOINT REV REF BDS | 2350363T5 | Revenue Supported Bonds - non-taxable | 125,000 | $133,000 | thousands by filing date | principal |
| FORT BEND CNTY TX MUN UTIL DIST NO 134D, ULTD TAX BDS | 34683JAD3 | General Obligations - non-taxable | 130,000 | $133,000 | thousands by filing date | principal |
| FIRST TRUST INNOVATIVE TECHNOLOGY PORT SER 29 TERM 11/21/2022 REINV FEE | 30316N238 | UITs - Taxable | 10,996 | $133,000 | thousands by filing date | |
| ADVISOR'S ASSET MGMT BRAND FAVORITES FOCUS PORTFOLIO, SERIES 2021-2Q TERM | 00781C314 | UITs - Taxable | 13,605 | $133,000 | thousands by filing date | |
| VIRGINIA ST RES AUTH INFRASTRUCTURE REV, STATE MORAL OBLIG REV BDS, VIRGINIA | 92818GWQ2 | Revenue Supported Bonds - non-taxable | 125,000 | $133,000 | thousands by filing date | principal |
| STRIDE INC | 86333M108 | COM | 4,100 | $132,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 4,578 | $132,000 | thousands by filing date | |
| FLORIDA ST GOVERNMENTAL UTIL AUTH UTIL REV, REV REF BDS, LEHIGH UTILITY | 34281PNN9 | Revenue Supported Bonds - non-taxable | 125,000 | $132,000 | thousands by filing date | principal |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 1,317 | $131,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 1,738 | $131,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 14,471 | $131,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 12,833 | $131,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 4,790 | $131,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 5,294 | $131,000 | thousands by filing date | |
| LOUISIANA ST, GO REF BDS | 546415H37 | General Obligations - non-taxable | 125,000 | $131,000 | thousands by filing date | principal |
| AUSTIN TEX, PUB IMPT AND REF BDS | 052397DE3 | General Obligations - non-taxable | 130,000 | $131,000 | thousands by filing date | principal |
| BOK FINANCIAL CORPORATION SUB NTS | 05561Q300 | Preferred Securities (MIDS, QIDS, TOPRS...) | 5,175 | $131,000 | thousands by filing date | |
| HARRIS CNTY TX MUN UTIL DIST NO 406, ULTD TAX RD BDS | 41422JEM0 | General Obligations - non-taxable | 125,000 | $131,000 | thousands by filing date | principal |
| VIRGINIA ST HSG DEV AUTH CMNWLTH MTG, MTG BDS | 92812UE46 | Revenue Supported Bonds - non-taxable | 130,000 | $131,000 | thousands by filing date | principal |
| DTE ENERGY CO COM | 233331107 | Stock | 1,004 | $130,000 | thousands by filing date | |
| MONTGOMERY CNTY TX MUN UTIL DIST NO 138, ULTD TAX RD BDS | 61371EAE2 | General Obligations - non-taxable | 125,000 | $130,000 | thousands by filing date | principal |
| MASSACHUSETTS ST SCH BLDG AUTH DEDICATED SALES TAX REV, SUB BDS | 576000WW9 | Revenue Supported Bonds - non-taxable | 100,000 | $130,000 | thousands by filing date | principal |
| PASEO DEL ESTE MUN UTIL DIST NO 3 TEX, ULTD TAX BDS | 702597BW4 | General Obligations - non-taxable | 130,000 | $130,000 | thousands by filing date | principal |
| FORT BEND CNTY TX MUN UTIL DIST NO 134B, ULTD TAX BDS | 34683LBH8 | General Obligations - non-taxable | 125,000 | $130,000 | thousands by filing date | principal |
| FORT BEND CNTY TX MUN UTIL DIST NO 134B, ULTD TAX BDS | 34683LBK1 | General Obligations - non-taxable | 125,000 | $130,000 | thousands by filing date | principal |
| VIRGINIA ST PUB SCH AUTH SCH FING, SCH FING REF BDS, 1997 RESOLUTION | 92818HBK6 | Revenue Supported Bonds - non-taxable | 110,000 | $130,000 | thousands by filing date | principal |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 2,208 | $129,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 26 | $129,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 2,500 | $129,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 1,700 | $129,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 5,168 | $129,000 | thousands by filing date | |
| HARRIS CNTY TX MUN UTIL DIST NO 412, ULTD TAX REF BDS | 41421KJC5 | General Obligations - non-taxable | 125,000 | $129,000 | thousands by filing date | principal |
| DISTRICT COLUMBIA, GO BDS | 25476FVK1 | General Obligations - non-taxable | 105,000 | $129,000 | thousands by filing date | principal |
| FIRST TRUST SELECT DSIP PORTFOLIO 2ND QTR 2021 TERM 07/18/2022 REINV MONTHLY | 30318U792 | UITs - Taxable | 12,705 | $129,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 645 | $128,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 754 | $128,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 1,324 | $128,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 8,050 | $128,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 12,972 | $128,000 | thousands by filing date | |
| MANSFIELD TEX, GO REF BDS | 5643777X1 | General Obligations - non-taxable | 125,000 | $128,000 | thousands by filing date | principal |
| GALVESTON CNTY TX MUN UTIL DIST NO 52, UNLTD TAX ROAD BDS | 36422VCK9 | General Obligations - non-taxable | 125,000 | $128,000 | thousands by filing date | principal |
| CHAMBERS CNTY TX IMPT DIST NO 2, ULTD TAX BDS | 157793AF7 | General Obligations - non-taxable | 125,000 | $128,000 | thousands by filing date | principal |
| FORT BEND CNTY TX MUN UTIL DIST NO 134B, ULTD TAX RD BDS | 34683LCH7 | General Obligations - non-taxable | 125,000 | $128,000 | thousands by filing date | principal |
| CUMMINS INC COM | 231021106 | Stock | 519 | $127,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 354 | $127,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 5,351 | $127,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 1,238 | $127,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 8,297 | $127,000 | thousands by filing date | |
| Pennymac Mtg Invt Tr Pfd Ser A | 70931T301 | PRD | 4,800 | $127,000 | thousands by filing date | |
| MASSACHUSETTS ST DEV FIN AGY REV, BDS, MA GENERAL BRIGHAM INC | 57584X8K0 | Revenue Supported Bonds - non-taxable | 100,000 | $127,000 | thousands by filing date | principal |
| JACKSONVILLE FL CAP IMPT REV, REF BDS | 469359DR1 | Revenue Supported Bonds - non-taxable | 120,000 | $127,000 | thousands by filing date | principal |
| GALVESTON CNTY TX MUN UTIL DIST NO 52, UNLTD TAX ROAD BDS | 36422VCH6 | General Obligations - non-taxable | 125,000 | $127,000 | thousands by filing date | principal |
| GS FINANCE CORP. 6Y DOW JONES INDUSTRIAL AVERAGE ABSOLUTE RETURN | 40056XTN6 | Equity Linked Debt - No CPN and $1000 par | 100,000 | $127,000 | thousands by filing date | principal |
| COLLIN CNTY TX WTR CTL & IMPT DIST NO 3, ULTD TAX RD BDS | 194749BF3 | General Obligations - non-taxable | 125,000 | $127,000 | thousands by filing date | principal |
| JETBLUE AWYS CORP | 477143101 | COM | 7,501 | $126,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 2,432 | $126,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 2,283 | $126,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 5,731 | $126,000 | thousands by filing date | |
| BONITA CA UNI SCH DIST, GO BDS | 098203SA1 | General Obligations - non-taxable | 125,000 | $126,000 | thousands by filing date | principal |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 1,457 | $125,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 592 | $125,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 2,800 | $125,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 1,160 | $125,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 5,328 | $125,000 | thousands by filing date | |
| First Trust Select Disp | 30315P317 | Com | 10,901 | $125,000 | thousands by filing date | |
| LOWER KIRBY PEARLAND MGMT DIST TEX, ULTD TAX RD BDS | 548173AF0 | General Obligations - non-taxable | 125,000 | $125,000 | thousands by filing date | principal |
| MISSISSIPPI ST, GO REF BDS | 605581JR9 | General Obligations - non-taxable | 100,000 | $125,000 | thousands by filing date | principal |
| AUSTIN TX WTR & WASTEWATER SYS REV, REF BDS | 052476G44 | Revenue Supported Bonds - non-taxable | 110,000 | $125,000 | thousands by filing date | principal |
| COLLIN CNTY TX WTR CTL & IMPT DIST NO 3, ULTD TAX RD BDS | 194749BD8 | General Obligations - non-taxable | 125,000 | $125,000 | thousands by filing date | principal |
| GAINESVILLE FL UTILS SYS REV, BDS | 362848UC5 | Revenue Supported Bonds - non-taxable | 100,000 | $125,000 | thousands by filing date | principal |
| INVITATION HOMES INC COM | 46187W107 | REIT | 3,330 | $124,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 3,112 | $124,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 1,779 | $124,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 1,310 | $124,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 2,200 | $124,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 7,884 | $124,000 | thousands by filing date | |
| ASSOCIATED B 5.875 PFDPFD SER E | 045487204 | PREFERRED STOCK | 4,375 | $124,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS, INC. PFD | 72346Q302 | Preferred | 4,250 | $124,000 | thousands by filing date | |
| JANUS CAPITAL G 4point875percent25 DUE 08 01 25 | 47102XAJ4 | cb | 110,000 | $124,000 | thousands by filing date | principal |
| GARDNER MASS, GO POLICE STN BDS | 365604RM1 | General Obligations - non-taxable | 110,000 | $124,000 | thousands by filing date | principal |
| IMPERIAL TX REDEV DIST TAX INCREMENT CONTRACT REV, REV BDS | 453107AG9 | Revenue Supported Bonds - non-taxable | 120,000 | $124,000 | thousands by filing date | principal |
| FIRST TRUST SELECT DSIP PORTFOLIO 2ND QTR 2021 TERM 07/18/2022 CASH FEE | 30318U800 | UITs - Taxable | 12,380 | $124,000 | thousands by filing date | |
| FAIRFAX CNTY VA SWR REV, REV BDS | 303867LD5 | Revenue Supported Bonds - non-taxable | 100,000 | $124,000 | thousands by filing date | principal |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 11,243 | $123,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 2,179 | $123,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 6,600 | $123,000 | thousands by filing date | |
| NEW HAMPSHIRE HEALTH & ED FACILITIES AUTH REV, BDS | 64461XCH6 | Revenue Supported Bonds - non-taxable | 100,000 | $123,000 | thousands by filing date | principal |
| WILLIAMSON CNTY TX MUN UTIL DIST NO 12, ULTD TAX BDS | 97000WAE5 | General Obligations - non-taxable | 120,000 | $123,000 | thousands by filing date | principal |
| PENNSYLVANIA ST, GO REF BDS | 70914PH54 | General Obligations - non-taxable | 100,000 | $123,000 | thousands by filing date | principal |
| PORTLAND ME ARPT REV, GENL REV BDS | 736564DM4 | Revenue Supported Bonds - non-taxable | 110,000 | $123,000 | thousands by filing date | principal |
| CONNECTICUT ST, GO BDS | 20772JFP2 | General Obligations - non-taxable | 120,000 | $123,000 | thousands by filing date | principal |
| COOS CNTY OR SCH DIST NO 009 COOS BAY, GO BDS | 21709ECD9 | General Obligations - non-taxable | 100,000 | $123,000 | thousands by filing date | principal |
| FIRST TRUST CAPITAL STRENGTH OPPTY PORT SER 13 TERM 07/01/2021 CASH SEMI-ANNUAL | 30313Q226 | UITs - Taxable | 7,365 | $123,000 | thousands by filing date | |
| FIRST TRUST S&P DVD ARISTOCRATS TARGET 25 4Q '20 TERM 01/07/2022 REINV MONTHLY | 30315M272 | UITs - Taxable | 9,664 | $123,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 3,806 | $122,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 1,183 | $122,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 6,000 | $122,000 | thousands by filing date | |
| Industria De Diseno Textil SA | 455793109 | ADR | 6,931 | $122,000 | thousands by filing date | |
| PASEO DEL ESTE MUN UTIL DIST NO 3 TEX, GO UNLTD TAX BDS | 702597BD6 | General Obligations - non-taxable | 120,000 | $122,000 | thousands by filing date | principal |
| WISCONSIN ST TRANSN REV, REF BDS | 977123T99 | Revenue Supported Bonds - non-taxable | 100,000 | $122,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT, REV BDS, CORNELL | 64990BF57 | Revenue Supported Bonds - non-taxable | 100,000 | $122,000 | thousands by filing date | principal |
| ILLINOIS ST, GO BDS | 452152Q20 | General Obligations - non-taxable | 100,000 | $122,000 | thousands by filing date | principal |
| ALCON AG ORD SHS | H01301128 | Stock | 1,724 | $121,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 26,753 | $121,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 255 | $121,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 5,238 | $121,000 | thousands by filing date | |
| ST LUCIE CNTY FL REV, NON AD VALOREM REV BDS | 79207TAZ4 | Revenue Supported Bonds - non-taxable | 115,000 | $121,000 | thousands by filing date | principal |
| MASSACHUSETTS ST, GO REF BDS | 57582RKB1 | General Obligations - non-taxable | 100,000 | $121,000 | thousands by filing date | principal |
| TEXAS TRANSN COMMN ST HWY FD REV, REV REF BDS | 88283LJZ0 | Revenue Supported Bonds - non-taxable | 120,000 | $121,000 | thousands by filing date | principal |
| UNIVERSITY MI UNIV REVS, REGENTS GENL BDS | 914455TK6 | Revenue Supported Bonds - non-taxable | 100,000 | $121,000 | thousands by filing date | principal |
| NORTH CAROLINA ST, GO PUB IMPT BDS | 6582562N1 | General Obligations - non-taxable | 100,000 | $121,000 | thousands by filing date | principal |
| MARYLAND ST HEALTH & HIGHER EDL FACILITIES AUTH REV, REV BDS, JOHNS | 574218JK0 | Revenue Supported Bonds - non-taxable | 115,000 | $121,000 | thousands by filing date | principal |
| COLLIN CNTY TX WTR CTL & IMPT DIST NO 3, ULTD TAX RD BDS | 194749DD6 | General Obligations - non-taxable | 120,000 | $121,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 406, ULTD TAX BDS | 41422JBY7 | General Obligations - non-taxable | 115,000 | $121,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 406, ULTD TAX RD BDS | 41422JEK4 | General Obligations - non-taxable | 115,000 | $121,000 | thousands by filing date | principal |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 1,784 | $120,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 2,184 | $120,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001723397-21-000005 | this filing | 2021-08-13 | acceptance time not in the bulk data set |