13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 7,189 holding rows worth $5,914,925,000.
- Accession
- 0001723397-21-000005
- Filer
- CIK 1723397
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 7,189 entries on the cover page, a total value of $5,914,925,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,914,925,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV, SECOND GENL RESOLUTION | 64972GNC4 | Revenue Supported Bonds - non-taxable | 40,000 | $49,000 | thousands by filing date | principal |
| SOUTH CAROLINA TRANSN INFRASTRUCTURE BK REV, REV REF BDS | 837152UV7 | Revenue Supported Bonds - non-taxable | 40,000 | $49,000 | thousands by filing date | principal |
| LOUISVILLE & JEFFERSON CNTY KY MET SWR DIST SWR & DRAIN SYS REV, REV BDS | 546589G22 | Revenue Supported Bonds - non-taxable | 45,000 | $49,000 | thousands by filing date | principal |
| CALIFORNIA ST, GO VAR PURP BDS | 13063C2B5 | General Obligations - non-taxable | 40,000 | $49,000 | thousands by filing date | principal |
| FIRST TRUST CAPITAL STRENGTH OPPTY PORT SER 15 TERM 11/22/2021 CASH SEMI-ANNUAL | 30314Y467 | UITs - Taxable | 4,104 | $49,000 | thousands by filing date | |
| DEUTSCHE BANK AG LONDON | 25190J550 | Equity Linked Debt Securities - $10 Par (Principal Protected) | 2,018 | $49,000 | thousands by filing date | principal |
| DOUGLAS CNTY NE SCH DIST NO 001, GO BDS | 259291NG3 | General Obligations - non-taxable | 40,000 | $49,000 | thousands by filing date | principal |
| TEREX CORP NEW COM | 880779103 | Stock | 1,000 | $48,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 388 | $48,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 350 | $48,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 625 | $48,000 | thousands by filing date | |
| TECHTRONIC INDS LTD SPONSORED ADR | 87873R101 | COM | 552 | $48,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 580 | $48,000 | thousands by filing date | |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, BETH ISRAEL LAHEY HEALTH INC | 57584XMM0 | Revenue Supported Bonds - non-taxable | 40,000 | $48,000 | thousands by filing date | principal |
| NORTH CAROLINA CAP FACILITIES FIN AGY REV, REV BDS, DUKE UNIV | 65819GKX5 | Revenue Supported Bonds - non-taxable | 40,000 | $48,000 | thousands by filing date | principal |
| MIAMI-DADE CNTY FL HEALTH FACILITIES AUTH HOSP REV, REV REF BDS, NICKLAUS | 59334NDZ2 | Revenue Supported Bonds - non-taxable | 40,000 | $48,000 | thousands by filing date | principal |
| RIVERSIDE CA PUB FING AUTH LOC MEASURE A SALES TAX REV CTF PARTN, REV BDS, | 76904CAN0 | Revenue Supported Bonds - non-taxable | 45,000 | $48,000 | thousands by filing date | principal |
| GEORGETOWN TEX, COMBINED TAX AND REV CFTS OF OBLIG, WILLIAMSON CNTY | 373029MH7 | Revenue Supported Bonds - non-taxable | 40,000 | $48,000 | thousands by filing date | principal |
| CEDAR RAPIDS IA SWR REV, REV BDS | 150573FV0 | Revenue Supported Bonds - non-taxable | 45,000 | $48,000 | thousands by filing date | principal |
| GRAND RAPIDS MICH, GO LTD TAX REF BDS | 386226WS9 | General Obligations - non-taxable | 45,000 | $48,000 | thousands by filing date | principal |
| AMHERST VA INDL DEV AUTH REV, EDL FAC REV REF BDS, SWEET BRIAR COLLEGE | 031489BX4 | Revenue Supported Bonds - non-taxable | 50,000 | $48,000 | thousands by filing date | principal |
| FIRST TRUST S&P DVD ARISTOCRATS TARGET 25 4Q '20 TERM 01/07/2022 REINV FEE | 30315M298 | UITs - Taxable | 3,763 | $48,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 11,767 | $47,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 566 | $47,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 1,973 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 1,500 | $47,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 460 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 424 | $47,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 6,007 | $47,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 48128B580 | US Preferred Equity, Perpetual | 1,750 | $47,000 | thousands by filing date | |
| JBS SA-SPONSORED ADR | 466110103 | COM | 4,000 | $47,000 | thousands by filing date | |
| ALTIUS MINERALS CORP F | 020936100 | FOREIGN CANADIAN | 3,410 | $47,000 | thousands by filing date | |
| TEXAS ST, REF MOBILIT FD | 882723ZU6 | General Obligations - non-taxable | 40,000 | $47,000 | thousands by filing date | principal |
| NEW HAMPSHIRE MUN BD BK, REF BDS | 64465PC55 | Revenue Supported Bonds - non-taxable | 40,000 | $47,000 | thousands by filing date | principal |
| NEW YORK N Y, GO BDS | 64966MHX0 | General Obligations - non-taxable | 40,000 | $47,000 | thousands by filing date | principal |
| WISCONSIN ST, GO REF BDS | 97705MHW8 | General Obligations - non-taxable | 45,000 | $47,000 | thousands by filing date | principal |
| SOUTH HAVEN MI PUB SCHS, GO SCH BLDG AND SITE BDS | 838277JU6 | General Obligations - non-taxable | 40,000 | $47,000 | thousands by filing date | principal |
| UPPER OCCOQUAN SEW AUTH VA REGL SEW REV, REV REF BDS | 916277LR5 | Revenue Supported Bonds - non-taxable | 40,000 | $47,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH ST PERS INCOME TAX REV, REV BDS | 64990EYK7 | Revenue Supported Bonds - non-taxable | 40,000 | $47,000 | thousands by filing date | principal |
| PUERTO RICO CMNWLTH, REFUNDING GO BDS | 74514LUR6 | General Obligations - non-taxable | 45,000 | $47,000 | thousands by filing date | principal |
| PUERTO RICO PUB BLDGS AUTH REV GTD, GOVERNMENT FACILITIES REV REFUNDING BDS | 745235K67 | Revenue Supported Bonds - non-taxable | 45,000 | $47,000 | thousands by filing date | principal |
| DALLAS CNTY TEX, COMBINED TAX REV CTFS OF OBLIG | 234650MW6 | Revenue Supported Bonds - non-taxable | 45,000 | $47,000 | thousands by filing date | principal |
| HOUSTON TX UTIL SYS REV, FIRST LIEN REV REF BDS | 4424354L4 | Revenue Supported Bonds - non-taxable | 45,000 | $47,000 | thousands by filing date | principal |
| ILLINOIS FIN AUTH REV, REV BDS, MERCY HEALTH | 45204EBX5 | Revenue Supported Bonds - non-taxable | 40,000 | $47,000 | thousands by filing date | principal |
| IMPERIAL TX REDEV DIST TAX INCREMENT CONTRACT REV, REV BDS | 453107AF1 | Revenue Supported Bonds - non-taxable | 45,000 | $47,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 390 CONTRACT REV, RD BDS | 41419JBF3 | Revenue Supported Bonds - non-taxable | 45,000 | $47,000 | thousands by filing date | principal |
| FIRST TRUST ETF GROWTH AND INCOME JUNE '20 TERM 09/13/2021 REINV FEE MONTHLY | 30314Q134 | UITs - Taxable | 3,518 | $47,000 | thousands by filing date | |
| FULTON CNTY GA DEV AUTH REV, GEORGIA TECH FACILITIES BDS | 36005FBE4 | Revenue Supported Bonds - non-taxable | 40,000 | $47,000 | thousands by filing date | principal |
| FIRST TRUST TARGET HIGH QUALITY DVD 2Q '21 TERM 07/08/2022 REINV FEE MONTHLY | 30318G694 | UITs - Taxable | 4,781 | $47,000 | thousands by filing date | |
| FIRST TRUST CYBERSECURITY PORTFOLIO SERIES 24 TERM 05/05/2023 REINV FEE | 30319K835 | UITs - Taxable | 4,322 | $47,000 | thousands by filing date | |
| FIRST TRUST WATER UTILITY & INFRA SELECT PORT 62 TERM 05/12/2023 REINV | 30319Q493 | UITs - Taxable | 4,691 | $47,000 | thousands by filing date | |
| ADVISOR'S ASSET MGMT UBIQUITOUS STRATEGY PORTFOLIO, SERIES 2020-4 TERM | 00780Q256 | UITs - Taxable | 3,889 | $47,000 | thousands by filing date | |
| VODAFONE GROUP PLC | 92857WBC3 | Yankee Bond (denominated & pays in US$) | 45,000 | $47,000 | thousands by filing date | principal |
| TOLL BROTHERS INC COM | 889478103 | Stock | 804 | $46,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 402 | $46,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 401 | $46,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 4,936 | $46,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 1,000 | $46,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 4,000 | $46,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 2,833 | $46,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 35,752 | $46,000 | thousands by filing date | |
| RENAISSANCERE HOLDINGS 5.375% | G7498P119 | PUBLIC | 1,817 | $46,000 | thousands by filing date | |
| DALLAS TEX WTRWKS & SWR SYS RE WTRWKS AND SWR SYS REV BDS | 23542JBW4 | WTRWKS AND SWR SYS REV BDS | 45,000 | $46,000 | thousands by filing date | principal |
| NEBRASKA PUB PWR DIST REV, REV BDS | 63968A2W4 | Revenue Supported Bonds - non-taxable | 45,000 | $46,000 | thousands by filing date | principal |
| NEW HAMPSHIRE HEALTH & ED FACILITIES AUTH REV, REV BDS | 6446142Y4 | Revenue Supported Bonds - non-taxable | 40,000 | $46,000 | thousands by filing date | principal |
| NEW HAMPSHIRE MUN BD BK, MUNI BD BK | 64465P3C0 | Revenue Supported Bonds - non-taxable | 40,000 | $46,000 | thousands by filing date | principal |
| TOMPKINS CNTY NY DEV CORP REV, REF BDS, ITHACA COLLEGE | 890096CB4 | Revenue Supported Bonds - non-taxable | 40,000 | $46,000 | thousands by filing date | principal |
| TRAVIS CNTY TX MUN UTIL DIST NO 21, ULTD TAX RD BDS | 89440LCD4 | General Obligations - non-taxable | 45,000 | $46,000 | thousands by filing date | principal |
| NEW YORK NY CITY TRANSITIONAL FIN AUTH REV, SUB BDS | 64971WUD0 | Revenue Supported Bonds - non-taxable | 40,000 | $46,000 | thousands by filing date | principal |
| SOUTHAMPTON TOWN N Y, PUB IMPT SERIAL BDS | 841205Z67 | General Obligations - non-taxable | 45,000 | $46,000 | thousands by filing date | principal |
| OHIO ST HIGHER EDL FAC COMMN REV, REV BDS, OBERLIN COLLEGE | 67756DNB8 | Revenue Supported Bonds - non-taxable | 40,000 | $46,000 | thousands by filing date | principal |
| KENT CNTY MICH, LTD TAX GO REV REF BDS | 4902785G9 | Revenue Supported Bonds - non-taxable | 40,000 | $46,000 | thousands by filing date | principal |
| ONEIDA CNTY N Y, PUB IMPT BDS | 6824547Q0 | General Obligations - non-taxable | 45,000 | $46,000 | thousands by filing date | principal |
| COLUMBUS OHIO, VAR PURP UNLTD TAX GO BDS | 199492YN3 | General Obligations - non-taxable | 35,000 | $46,000 | thousands by filing date | principal |
| CALIFORNIA ST PUB WKS BRD LEASE REV, LEASE REV BDS, DEPT CRTN FACILITIES | 13068LMY8 | Revenue Supported Bonds - non-taxable | 40,000 | $46,000 | thousands by filing date | principal |
| GEORGIA ST, GO BDS | 3733842P0 | Taxable Municipal Bonds | 45,000 | $46,000 | thousands by filing date | principal |
| CHICAGO IL O HARE INTL ARPT REV, REF BDS | 167593RC8 | Revenue Supported Bonds - non-taxable | 40,000 | $46,000 | thousands by filing date | principal |
| FOLEY AL UTILS BRD UTILS REV, REV BDS | 344244MU9 | Revenue Supported Bonds - non-taxable | 45,000 | $46,000 | thousands by filing date | principal |
| FORT WORTH TEX, GENL PURP REF AND IMPT BDS | 3494256N3 | General Obligations - non-taxable | 45,000 | $46,000 | thousands by filing date | principal |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 1,079 | $45,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 1,426 | $45,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 3,079 | $45,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 1,250 | $45,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 1,302 | $45,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 1,270 | $45,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 715 | $45,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 765 | $45,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 2,798 | $45,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 2,500 | $45,000 | thousands by filing date | |
| SAGE GROUP PLC F | 78663S201 | USD | 1,200 | $45,000 | thousands by filing date | |
| KERING S A UNSPONSORED ADR | 492089107 | USD | 519 | $45,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 1,344 | $45,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 1,750 | $45,000 | thousands by filing date | |
| WESBANCO INC | 950810705 | PREFERRED STOCK | 1,600 | $45,000 | thousands by filing date | |
| Integrys Holding, 6PFD Due 08/01/73 | 45822P204 | PFD | 1,682 | $45,000 | thousands by filing date | |
| NEW CASTLE CNTY DEL, GO BDS | 64327TCR7 | General Obligations - non-taxable | 45,000 | $45,000 | thousands by filing date | principal |
| TEXAS ST, WTR FINL ASSISTANCE GO BDS | 882724KC0 | Revenue Supported Bonds - non-taxable | 45,000 | $45,000 | thousands by filing date | principal |
| UNIVERSITY TX UNIV REVS, REV REF BDS | 9151377C1 | Revenue Supported Bonds - non-taxable | 45,000 | $45,000 | thousands by filing date | principal |
| WILLOW PT MUN UTIL DIST TEX, ULTD TAX BDS | 971156AE4 | General Obligations - non-taxable | 45,000 | $45,000 | thousands by filing date | principal |
| UNIVERSITY TX UNIV REVS, REV FIN SYS BDS | 91514AGK5 | Revenue Supported Bonds - non-taxable | 45,000 | $45,000 | thousands by filing date | principal |
| SAN ANTONIO TEX, TAX AND REV CERTS OF OBLIG | 796237XL4 | Revenue Supported Bonds - non-taxable | 45,000 | $45,000 | thousands by filing date | principal |
| KAUFMAN CNTY TX MUN UTIL DIST NO 14, ULTD TAX RD BDS | 48619KBE6 | General Obligations - non-taxable | 45,000 | $45,000 | thousands by filing date | principal |
| ALBUQUERQUE N MEX, GO GENL PURP BDS | 0135185G6 | General Obligations - non-taxable | 45,000 | $45,000 | thousands by filing date | principal |
| COLLIN CNTY TX WTR CTL & IMPT DIST NO 3, ULTD TAX UTIL BDS | 194749CD7 | General Obligations - non-taxable | 45,000 | $45,000 | thousands by filing date | principal |
| CONROE TX MUN MGMT DIST NO 1, UNLTD TAX TAX RD BDS | 208422BC8 | General Obligations - non-taxable | 45,000 | $45,000 | thousands by filing date | principal |
| HENNEPIN CNTY MN SALES TAX REV, FIRST LIEN SALES TAX REV REF BDS, BALLPARK | 425538DA0 | Revenue Supported Bonds - non-taxable | 40,000 | $45,000 | thousands by filing date | principal |
| AUSTIN TEX, GENL OBLIG REF PUB IMPT BDS | 052396A24 | General Obligations - non-taxable | 45,000 | $45,000 | thousands by filing date | principal |
| BALTIMORE MD REV, REV BDS, WATER PROJECTS | 059231TY6 | Revenue Supported Bonds - non-taxable | 40,000 | $45,000 | thousands by filing date | principal |
| GEORGIA ST, GO REF BDS | 373384WP7 | General Obligations - non-taxable | 45,000 | $45,000 | thousands by filing date | principal |
| GEORGIA ST, GO REF BDS | 373384XZ4 | General Obligations - non-taxable | 45,000 | $45,000 | thousands by filing date | principal |
| HSBC USA INC | 40434G635 | Equity Linked Debt Securities - $10 Par (Principal Protected) | 2,150 | $45,000 | thousands by filing date | principal |
| HSBC USA INC. 3Y MSCI EAFE INDEX BUFFERED RETURN NOTE | 40435UW91 | Equity Linked Debt - No CPN and $1000 par | 40,000 | $45,000 | thousands by filing date | principal |
| HANNIBAL NY CENT SCH DIST, GO REF BDS | 410684JV7 | General Obligations - non-taxable | 45,000 | $45,000 | thousands by filing date | principal |
| DENTON CNTY TEX, PERM IMPT REF BDS | 2487752Q0 | General Obligations - non-taxable | 45,000 | $45,000 | thousands by filing date | principal |
| WARREN MICH, CAP IMPT BDS | 9353246S7 | Revenue Supported Bonds - non-taxable | 40,000 | $45,000 | thousands by filing date | principal |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 6,600 | $44,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 10,810 | $44,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 1,375 | $44,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 5,127 | $44,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 6,722 | $44,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 1,600 | $44,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,342 | $44,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 606 | $44,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 250 | $44,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 1,600 | $44,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 909 | $44,000 | thousands by filing date | |
| VOLKSWAGEN AG | D94523145 | US LISTED | 133 | $44,000 | thousands by filing date | |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 2,000 | $44,000 | thousands by filing date | |
| ASSURED GUARANTY MUNI | 04623A304 | PRF | 1,730 | $44,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 11,500 | $44,000 | thousands by filing date | |
| TUCSON AZ WTR REV, SYS OBLIGS | 898797HN8 | Revenue Supported Bonds - non-taxable | 40,000 | $44,000 | thousands by filing date | principal |
| NEW JERSEY ST EDL FACILITIES AUTH REV, REF BDS, KEAN UNIV | 646066NM8 | Revenue Supported Bonds - non-taxable | 40,000 | $44,000 | thousands by filing date | principal |
| SEATTLE WA MUN LT & PWR REV, IMPT AND REF REV BDS | 812643PV0 | Revenue Supported Bonds - non-taxable | 35,000 | $44,000 | thousands by filing date | principal |
| UNIVERSITY MINN, GO REF BDS | 914460RB8 | Revenue Supported Bonds - non-taxable | 35,000 | $44,000 | thousands by filing date | principal |
| NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV, SECOND GENL REV BDS | 64972GBX1 | Revenue Supported Bonds - non-taxable | 40,000 | $44,000 | thousands by filing date | principal |
| NEW YORK ST ENVIRONMENTAL FACILITIES CORP REV, REV BDS, 2010 MASTER FIN PGM | 64985HLZ8 | Revenue Supported Bonds - non-taxable | 40,000 | $44,000 | thousands by filing date | principal |
| MARYLAND ST TRANSN AUTH TRANSN FACILITIES PRJS REV, REV REF BDS | 574300LM9 | Revenue Supported Bonds - non-taxable | 40,000 | $44,000 | thousands by filing date | principal |
| RENO NEV, CAP IMPT REF BDS | 759829ZY3 | Revenue Supported Bonds - non-taxable | 40,000 | $44,000 | thousands by filing date | principal |
| COLORADO SPRINGS CO UTILS REV, SYS REF BDS | 196632ZB2 | Revenue Supported Bonds - non-taxable | 35,000 | $44,000 | thousands by filing date | principal |
| CALIFORNIA ST, VAR PURP BDS | 13063CER7 | General Obligations - non-taxable | 40,000 | $44,000 | thousands by filing date | principal |
| FRONT ROYAL & WARREN CNTY VA INDL DEV AUTH REV, HOSP REV BDS, WARREN MEM | 359023CX4 | Revenue Supported Bonds - non-taxable | 40,000 | $44,000 | thousands by filing date | principal |
| FIRST TRUST INTEREST RATE HEDGE PORTFOLIO SERIES 136 TERM 04/20/2023 | 30319K710 | UITs - Taxable | 4,410 | $44,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 876 | $43,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 1,175 | $43,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 2,300 | $43,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 973 | $43,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 11 | $43,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 1,215 | $43,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 7,360 | $43,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 1,420 | $43,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 3,562 | $43,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 2,750 | $43,000 | thousands by filing date | |
| HOYA CORP SPONSORED ADR | 443251103 | ADUS | 325 | $43,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 629 | $43,000 | thousands by filing date | |
| SHISEIDO LTD-SPONSORED ADR | 824841407 | COM | 585 | $43,000 | thousands by filing date | |
| TRANSCANADA TR TR NT SER 2016- 5.875 Precent 08/15/76 B/E DTD 08/11/16 CLB | 89356BAB4 | COUPON BEARING BOND | 39,000 | $43,000 | thousands by filing date | principal |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 5,000 | $43,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 900 | $43,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 10,000 | $43,000 | thousands by filing date | |
| XINYI SOLAR HLDGS | G9829N102 | COM | 20,000 | $43,000 | thousands by filing date | |
| NEW HAMPSHIRE HEALTH & ED FACILITIES AUTH REV, REV BDS, SOUTHERN NEW | 6446147B9 | Revenue Supported Bonds - non-taxable | 40,000 | $43,000 | thousands by filing date | principal |
| NEW HAMPSHIRE HEALTH & ED FACILITIES AUTH REV, BDS | 64461XCG8 | Revenue Supported Bonds - non-taxable | 35,000 | $43,000 | thousands by filing date | principal |
| METROPOLITAN TRANSN AUTH NY REV, TRANSN REV REF BDS, GREEN BONDS | 59261ANH6 | Revenue Supported Bonds - non-taxable | 35,000 | $43,000 | thousands by filing date | principal |
| UNIVERSITY VT & ST AGRIC COLLEGE, GO BDS | 915200UR8 | Revenue Supported Bonds - non-taxable | 40,000 | $43,000 | thousands by filing date | principal |
| NEW YORK ST ENVIRONMENTAL FACILITIES CORP ST CLEAN WTR & DRINKING WTR REV, | 64986DAL9 | Revenue Supported Bonds - non-taxable | 35,000 | $43,000 | thousands by filing date | principal |
| UTAH ASSD MUN PWR SYS REV, REF BDS, HORSE BUTTE WIND | 917328RU2 | Revenue Supported Bonds - non-taxable | 35,000 | $43,000 | thousands by filing date | principal |
| LODI CA UNI SCH DIST, GO BDS | 540261KX1 | General Obligations - non-taxable | 35,000 | $43,000 | thousands by filing date | principal |
| POTASH CORPORATION OF SASKATCHEWAN INC. | 73755LAL1 | Yankee Bond (denominated & pays in US$) | 41,000 | $43,000 | thousands by filing date | principal |
| PRINCETON TX INDPT SCH DIST, UNLTD TAX SCH BLDG BDS | 742395UL8 | General Obligations - non-taxable | 35,000 | $43,000 | thousands by filing date | principal |
| CALIFORNIA ST, GO BDS | 13063B3W0 | General Obligations - non-taxable | 40,000 | $43,000 | thousands by filing date | principal |
| CALIFORNIA ST PUB WKS BRD LEASE REV, LEASE REV REF BDS | 13068LL94 | Revenue Supported Bonds - non-taxable | 35,000 | $43,000 | thousands by filing date | principal |
| JACKSONVILLE FL TRANSPORT REV, REF REV BDS | 469495DP7 | Revenue Supported Bonds - non-taxable | 40,000 | $43,000 | thousands by filing date | principal |
| JANESVILLE WI SCH DIST, GO REF BDS | 470878MC0 | General Obligations - non-taxable | 40,000 | $43,000 | thousands by filing date | principal |
| COLLIN CNTY TEX, ULTD TAX RD AND REF BDS | 194740EX0 | General Obligations - non-taxable | 40,000 | $43,000 | thousands by filing date | principal |
| ERIE CNTY NY INDL DEV AGY SCH FAC REV, REV REF BDS, CITY OF SCH DIST OF BUFFALO | 29509PJT7 | Revenue Supported Bonds - non-taxable | 40,000 | $43,000 | thousands by filing date | principal |
| DISTRICT COLUMBIA WTR & SWR AUTH PUB UTIL REV, REV BDS | 254845AL4 | Revenue Supported Bonds - non-taxable | 40,000 | $43,000 | thousands by filing date | principal |
| FIRST TRUST S&P DVD ARISTOCRATS TARGET 25 2Q '21 TERM 07/08/2022 CASH FEE | 30318M162 | UITs - Taxable | 4,135 | $43,000 | thousands by filing date | |
| FAIRFAX CNTY VA WTR AUTH WTR REV, REF REV BDS | 303891ZH1 | Revenue Supported Bonds - non-taxable | 40,000 | $43,000 | thousands by filing date | principal |
| VIRGINIA BEACH VA WTR & SWR REV, REV BDS | 927749HS3 | Revenue Supported Bonds - non-taxable | 40,000 | $43,000 | thousands by filing date | principal |
| VIRGINIA ST, GO REF BDS | 928109N37 | Revenue Supported Bonds - non-taxable | 40,000 | $43,000 | thousands by filing date | principal |
| PEGASYSTEMS INC COM | 705573103 | Stock | 300 | $42,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 799 | $42,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 220 | $42,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 600 | $42,000 | thousands by filing date | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 1,200 | $42,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 1,000 | $42,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 688 | $42,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 1,284 | $42,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 2,605 | $42,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 2,430 | $42,000 | thousands by filing date | |
| AIA GROUP LTD SPONSORED ADR | 001317205 | ADUS | 844 | $42,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 450 | $42,000 | thousands by filing date | |
| MONTGOMERY CNTY TEX, ULTD TAX RD AND LTD TAX REF BDS | 6136814H5 | General Obligations - non-taxable | 35,000 | $42,000 | thousands by filing date | principal |
| TENNESSEE ST SCH BD AUTH, HIGHER ED FAC SECOND PGM BDS | 880558BK6 | Revenue Supported Bonds - non-taxable | 40,000 | $42,000 | thousands by filing date | principal |
| WAYNE TWP IN MARION CNTY SCH BLDG CORP, FIRST MTG REF BDS | 946363KV9 | Revenue Supported Bonds - non-taxable | 40,000 | $42,000 | thousands by filing date | principal |
| NEW HAMPSHIRE MUN BD BK, REF BDS | 64465PTT5 | Revenue Supported Bonds - non-taxable | 40,000 | $42,000 | thousands by filing date | principal |
| TRACY CA UNI SCH DIST SCH FACILITIES IMPT DIST NO 3, GO BDS, SCH FACILITIES | 892406BH1 | General Obligations - non-taxable | 35,000 | $42,000 | thousands by filing date | principal |
| PUT: CBOE S&P 500 INDEX DEC 3800 EXP 12/31/21 | 64881IYDX | Quarterly Equity Put Option Index | 5 | $42,000 | thousands by filing date | put |
| WEST FARGO N D, REF IMPT BDS | 952718ZA5 | Revenue Supported Bonds - non-taxable | 40,000 | $42,000 | thousands by filing date | principal |
| NEW YORK N Y, GO BDS | 64966J2Y1 | General Obligations - non-taxable | 40,000 | $42,000 | thousands by filing date | principal |
| NEW YORK NY CITY TRANSITIONAL FIN AUTH REV, FUTURE TAX SECURED BDS | 64971QVK6 | Revenue Supported Bonds - non-taxable | 40,000 | $42,000 | thousands by filing date | principal |
| MC KINNEY TEX, GO REF BDS | 581646V37 | General Obligations - non-taxable | 40,000 | $42,000 | thousands by filing date | principal |
| UTAH CNTY UTAH HOSP REV, REF BDS, IHC HLTH SVCS INC | 917393BG4 | Revenue Supported Bonds - non-taxable | 40,000 | $42,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH REVS ST SUPPORTED DEBT, REV BDS | 64990HMN7 | Revenue Supported Bonds - non-taxable | 40,000 | $42,000 | thousands by filing date | principal |
| NEWTON MASS, GO MUN PURP LN | 6530632A4 | General Obligations - non-taxable | 40,000 | $42,000 | thousands by filing date | principal |
| LOUDOUN CNTY VA ECONOMIC DEV AUTH PUB FAC LEASE REV, REV BDS, LOUDOUN CNTY | 54589SCE2 | Revenue Supported Bonds - non-taxable | 40,000 | $42,000 | thousands by filing date | principal |
| PORT AUTH NY & N J, CONSOLIDATED BONDS | 73358WYY4 | Revenue Supported Bonds - non-taxable | 35,000 | $42,000 | thousands by filing date | principal |
| PORTSMOUTH VA, GO REF BDS | 73723RA45 | General Obligations - non-taxable | 40,000 | $42,000 | thousands by filing date | principal |
| MADISON CNTY VA INDL DEV AUTH EDL FACILITIES REV, REV REF BDS, | 557432AE1 | Revenue Supported Bonds - non-taxable | 40,000 | $42,000 | thousands by filing date | principal |
| MICHIGAN ST, GRANT ANTIC REF BDS | 594612DH3 | Revenue Supported Bonds - non-taxable | 35,000 | $42,000 | thousands by filing date | principal |
| MISSOURI ST HEALTH & EDL FACILITIES AUTH HEALTH FACILITIES REV, REV BDS, | 60637ACW0 | Revenue Supported Bonds - non-taxable | 40,000 | $42,000 | thousands by filing date | principal |
| KNOXVILLE TN ELEC REV, REV BDS | 499746YJ8 | Revenue Supported Bonds - non-taxable | 40,000 | $42,000 | thousands by filing date | principal |
| RHODE ISLAND HEALTH & EDL BLDG CORP HIGHER ED FAC REV, REV BDS, | 762197UP4 | Revenue Supported Bonds - non-taxable | 35,000 | $42,000 | thousands by filing date | principal |
| RHODE ISLAND ST TPKE & BRG AUTH MOTOR FUEL TAX REV, REV BDS | 762322AV7 | Revenue Supported Bonds - non-taxable | 35,000 | $42,000 | thousands by filing date | principal |
| ROCHESTER N H, GO BDS | 771639UL3 | General Obligations - non-taxable | 40,000 | $42,000 | thousands by filing date | principal |
| ALEXANDRIA LA UTILS REV, UTILS REV BDS | 015086MW8 | Revenue Supported Bonds - non-taxable | 40,000 | $42,000 | thousands by filing date | principal |
| BOSSIER CITY LA UTILS REV, REV BDS | 100216EL0 | Revenue Supported Bonds - non-taxable | 40,000 | $42,000 | thousands by filing date | principal |
| COLLIN CNTY TX WTR CTL & IMPT DIST NO 3, ULTD TAX UTIL BDS | 194749CH8 | General Obligations - non-taxable | 40,000 | $42,000 | thousands by filing date | principal |
| BALTIMORE CNTY MD, METROPOLITAN DIST BDS | 05914FYS3 | Revenue Supported Bonds - non-taxable | 35,000 | $42,000 | thousands by filing date | principal |
| CENTRAL WA UNIV SYS REV, REF BDS | 155839FK4 | Revenue Supported Bonds - non-taxable | 40,000 | $42,000 | thousands by filing date | principal |
| GUGGENHEIM BLUE CHIP GROWTH PORTFOLIO 027 TERM 08/17/2022 CASH FEE MONTHLY | 40175X524 | UITs - Taxable | 3,619 | $42,000 | thousands by filing date | |
| FIRST TRUST DIVIDEND STRENGTH OPPTY PORT SER 14 TERM 11/08/2021 REINV FEE | 30314Y251 | UITs - Taxable | 3,440 | $42,000 | thousands by filing date | |
| FRESNO CA UNI SCH DIST, GO BDS | 3582324R4 | General Obligations - non-taxable | 35,000 | $42,000 | thousands by filing date | principal |
| WACO TEX, COMBI TAX AND REV CTFS OF OBLIG | 929831KU8 | Revenue Supported Bonds - non-taxable | 40,000 | $42,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 532 | $41,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 782 | $41,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 207 | $41,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 482 | $41,000 | thousands by filing date | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 2,000 | $41,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 2,682 | $41,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,175 | $41,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 432 | $41,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 420 | $41,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 1,582 | $41,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 1,056 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 547 | $41,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 1,665 | $41,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 959 | $41,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 3,300 | $41,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G112 | RIGHT 07/14/2021 | 62,075 | $41,000 | thousands by filing date | |
| LEE CNTY FL ARPT REV, ARPT REV REF BDS | 523470GA4 | Revenue Supported Bonds - non-taxable | 35,000 | $41,000 | thousands by filing date | principal |
| LEWISVILLE TX INDPT SCH DIST, ULTD TAX SCH BLDG | 5288283G9 | General Obligations - non-taxable | 40,000 | $41,000 | thousands by filing date | principal |
| MONTOUR PA SCH DIST, GO BDS | 614707SY4 | General Obligations - non-taxable | 35,000 | $41,000 | thousands by filing date | principal |
| MORGAN STANLEY | 61765G341 | Equity Linked Debt Securities - $10 Par (Principal Protected) | 1,600 | $41,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, EMERSON COLLEGE | 57584XD57 | Revenue Supported Bonds - non-taxable | 35,000 | $41,000 | thousands by filing date | principal |
| ULSTER CNTY N Y, GO PUB IMPT REF BDS | 903766YW7 | General Obligations - non-taxable | 40,000 | $41,000 | thousands by filing date | principal |
| WEST HARRIS CNTY TX MUN UTIL DIST NO 5, ULTD TAX REF BDS | 953082EE0 | General Obligations - non-taxable | 40,000 | $41,000 | thousands by filing date | principal |
| NEW YORK N Y, GO BDS | 64966JVJ2 | General Obligations - non-taxable | 40,000 | $41,000 | thousands by filing date | principal |
| PALM BEACH CNTY FL SOLID WASTE AUTH REV, REF REV BDS | 696560KA8 | Revenue Supported Bonds - non-taxable | 35,000 | $41,000 | thousands by filing date | principal |
| MIAMI BEACH FL RESORT TAX REV, REV BDS | 593238CC0 | Revenue Supported Bonds - non-taxable | 35,000 | $41,000 | thousands by filing date | principal |
| NEW YORK NY CITY TRANSITIONAL FIN AUTH BLDG AID REV, BDS | 64972HZ39 | Revenue Supported Bonds - non-taxable | 35,000 | $41,000 | thousands by filing date | principal |
| PENNSYLVANIA ST, GO BDS | 70914PWY4 | General Obligations - non-taxable | 35,000 | $41,000 | thousands by filing date | principal |
| SOUTH HAVEN MI PUB SCHS, GO SCH BLDG AND SITE BDS | 838277JN2 | General Obligations - non-taxable | 35,000 | $41,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT, REV BDS | 64990BUN1 | Revenue Supported Bonds - non-taxable | 35,000 | $41,000 | thousands by filing date | principal |
| TACOMA WA SWR REV, REF BDS | 873545GP6 | Revenue Supported Bonds - non-taxable | 40,000 | $41,000 | thousands by filing date | principal |
| LINCOLN NE WEST HAYMARKET JT PUB AGY, GO FACILITIES BDS | 534366BD0 | General Obligations - non-taxable | 40,000 | $41,000 | thousands by filing date | principal |
| NORTH TX MUN WTR DIST TEXAS WTR SYS REV, REV REF BDS | 662903NB5 | Revenue Supported Bonds - non-taxable | 40,000 | $41,000 | thousands by filing date | principal |
| PORT AUTH NY & N J, CONSOLIDATED BDS | 73358WZY3 | Revenue Supported Bonds - non-taxable | 35,000 | $41,000 | thousands by filing date | principal |
| KING CNTY WASH, LTD GO REF BDS | 49474FNQ9 | General Obligations - non-taxable | 40,000 | $41,000 | thousands by filing date | principal |
| BRAZORIA CNTY TX MUN UTIL DIST NO 39, ULTD TAX BDS | 10607FBD3 | General Obligations - non-taxable | 40,000 | $41,000 | thousands by filing date | principal |
| BRAZORIA CNTY TX MUN UTIL DIST NO 55, UNLIMITED TAX RD BDS | 10608MCD6 | General Obligations - non-taxable | 40,000 | $41,000 | thousands by filing date | principal |
| HIDALGO CNTY TX DRAIN DIST NO 1, UNLTD TAX IMPT BDS | 429335JC7 | General Obligations - non-taxable | 35,000 | $41,000 | thousands by filing date | principal |
| GEORGIA ST, GO REF BDS | 373384WW2 | General Obligations - non-taxable | 40,000 | $41,000 | thousands by filing date | principal |
| BARBERS HILL TX INDPT SCH DIST, ULTD TAX BDS | 067167TX4 | General Obligations - non-taxable | 40,000 | $41,000 | thousands by filing date | principal |
| FORT BEND CNTY TX MUN UTIL DIST NO 5, ULTD TAX BDS | 346793EC2 | General Obligations - non-taxable | 40,000 | $41,000 | thousands by filing date | principal |
| DANVILLE VA, REF IMPT BDS | 236866QF9 | General Obligations - non-taxable | 40,000 | $41,000 | thousands by filing date | principal |
| FORT BEND CNTY TX MUN UTIL DIST NO 128, ULTD TAX BDS | 34680CEL9 | General Obligations - non-taxable | 40,000 | $41,000 | thousands by filing date | principal |
| VIRGINIA COLLEGE BLDG AUTH VA EDL FACILITIES REV PUB HIGHER ED FING PGM, | 92778WGT7 | Revenue Supported Bonds - non-taxable | 35,000 | $41,000 | thousands by filing date | principal |
| VIRGINIA ST, GO BDS, HIGHER EDUCATION | 9281095U7 | Revenue Supported Bonds - non-taxable | 35,000 | $41,000 | thousands by filing date | principal |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 772 | $40,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 455 | $40,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 4,109 | $40,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 469 | $40,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 1,398 | $40,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 145 | $40,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 292 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 480 | $40,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 492 | $40,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 648 | $40,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 3,500 | $40,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 2,928 | $40,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 305 | $40,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 1,616 | $40,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 7,087 | $40,000 | thousands by filing date | |
| SIEMENS HEALTHINEERS F | 82622J104 | USD | 1,300 | $40,000 | thousands by filing date | |
| BHR D | 10482B309 | EQTY | 1,500 | $40,000 | thousands by filing date | |
| TAUNTON MASS, GO MUN PURP LN BDS | 8766725Y8 | General Obligations - non-taxable | 35,000 | $40,000 | thousands by filing date | principal |
| TOPEKA KANS, GO BDS | 890568P44 | General Obligations - non-taxable | 40,000 | $40,000 | thousands by filing date | principal |
| MASSACHUSETTS ST PORT AUTH REV, REV BDS | 575896ME2 | Revenue Supported Bonds - non-taxable | 35,000 | $40,000 | thousands by filing date | principal |
| NEW JERSEY ST, GO BDS | 646039VL8 | General Obligations - non-taxable | 35,000 | $40,000 | thousands by filing date | principal |
| TRAVIS CNTY TX MUN UTIL DIST NO 13, ULTD TAX BDS | 89440CBD5 | General Obligations - non-taxable | 40,000 | $40,000 | thousands by filing date | principal |
| TRAVIS CNTY TX MUN UTIL DIST NO 18, ULTD TAX BDS | 89440EBD1 | General Obligations - non-taxable | 40,000 | $40,000 | thousands by filing date | principal |
| MASSACHUSETTS ST WTR POLLUTN ABATEMENT TR, ST REVOLVING FD REF BDS | 57605AFS0 | Revenue Supported Bonds - non-taxable | 40,000 | $40,000 | thousands by filing date | principal |
| NEW YORK N Y, GO BDS | 64966JRF5 | General Obligations - non-taxable | 40,000 | $40,000 | thousands by filing date | principal |
| SEATTLE WASH, LTD TAX GO IMPT AND REF BDS | 812626M30 | General Obligations - non-taxable | 40,000 | $40,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT, REV BDS, PRATT | 6499073K6 | Revenue Supported Bonds - non-taxable | 35,000 | $40,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH ST PERS INCOME TAX REV, PERSONAL INCOME TX REV BDS | 64990EAQ0 | Revenue Supported Bonds - non-taxable | 40,000 | $40,000 | thousands by filing date | principal |
| LIVERPOOL MET DIST COLO, GO REF BDS | 538336CC0 | General Obligations - non-taxable | 40,000 | $40,000 | thousands by filing date | principal |
| INVESCO BALANCED DIVIDEND SUSTAINABILITY & INCOME PORTFOLIO 194 | 46145H291 | UITs - Taxable | 3,574 | $40,000 | thousands by filing date | |
| MARYLAND ST, GO BDS | 574193EL8 | General Obligations - non-taxable | 40,000 | $40,000 | thousands by filing date | principal |
| MARYLAND ST, GO ST LOCAL FACILITIES REF BDS | 574193JH2 | General Obligations - non-taxable | 40,000 | $40,000 | thousands by filing date | principal |
| PORT AUTH NY & N J, CONSOLIDATED BDS | 73358WWY6 | Revenue Supported Bonds - non-taxable | 35,000 | $40,000 | thousands by filing date | principal |
| MASSACHUSETTS ST, GO BDS | 57582PS43 | General Obligations - non-taxable | 40,000 | $40,000 | thousands by filing date | principal |
| ALBUQUERQUE NM MET ARROYO FLOOD CTL AUTH, GO BDS | 013572KR2 | General Obligations - non-taxable | 40,000 | $40,000 | thousands by filing date | principal |
| CNP UTIL DIST TEX, ULTD TAX REF BDS | 126133QK6 | General Obligations - non-taxable | 40,000 | $40,000 | thousands by filing date | principal |
| CALIFORNIA ST, TAX EXEMPT VAR PURP GO REF BDS | 13063CSZ4 | General Obligations - non-taxable | 35,000 | $40,000 | thousands by filing date | principal |
| CANYON FALLS WTR CTL & IMPT DIST NO 2 TEX, ULTD TAX RD BDS | 138854AB0 | General Obligations - non-taxable | 40,000 | $40,000 | thousands by filing date | principal |
| COASTAL WTR AUTH TX CONTRACT REV, REF REV BDS, CITY OF HOUSTON PROJS | 19057PEL6 | Revenue Supported Bonds - non-taxable | 40,000 | $40,000 | thousands by filing date | principal |
| COLLIN CNTY TX MUN UTIL DIST NO 1, ULTD TAX RD BDS | 194748BD0 | General Obligations - non-taxable | 40,000 | $40,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 530, UNLTD TAX RD BDS | 41425UCE2 | General Obligations - non-taxable | 40,000 | $40,000 | thousands by filing date | principal |
| FORT LAUDERDALE FL WTR & SWR REV, REV REF BDS | 347658TE6 | Revenue Supported Bonds - non-taxable | 40,000 | $40,000 | thousands by filing date | principal |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 332 | $39,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1,310 | $39,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 2,550 | $39,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 1,577 | $39,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 223 | $39,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 567 | $39,000 | thousands by filing date | |
| PEOPLE INC | 44891N208 | COM NEW | 251 | $39,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 2,308 | $39,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 800 | $39,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 1,497 | $39,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 2,597 | $39,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 2,500 | $39,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V704 | 6.3 CUM PFD SR F | 1,550 | $39,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 2,000 | $39,000 | thousands by filing date | |
| NORTH TEX TWY AUTH REF BDS REV CLBL | 66285WLT1 | REF BDS REV CLBL | 35,000 | $39,000 | thousands by filing date | principal |
| GOLDMAN SACHS BDC, INC. (RESTRICTED) | 362903940 | Partnerships - AIG Comm in Passport | 1,972 | $39,000 | thousands by filing date | |
| MASSACHUSETTS ST, GO BDS | 57582RGV2 | General Obligations - non-taxable | 35,000 | $39,000 | thousands by filing date | principal |
| SOUTH LYON MI CMNTY SCHS, GO SCH BLDG AND SITE BDS | 838736WG7 | General Obligations - non-taxable | 35,000 | $39,000 | thousands by filing date | principal |
| LODI CA UNI SCH DIST SCH FACILITIES IMPT DIST NO 1, ELECTION 2006 GO BDS | 540274CF2 | General Obligations - non-taxable | 35,000 | $39,000 | thousands by filing date | principal |
| LOWER CO RIV AUTH TX TRANSMISSION CONTRACT REV, REF BDS, LCRA | 54811BTM3 | Revenue Supported Bonds - non-taxable | 30,000 | $39,000 | thousands by filing date | principal |
| MANALAPAN-ENGLISHTOWN NJ REGL BRD ED, REF SCH BDS | 561722KP3 | General Obligations - non-taxable | 35,000 | $39,000 | thousands by filing date | principal |
| ALLEGHENY CNTY PA SANTN AUTH SWR REV, BDS | 017357H23 | Revenue Supported Bonds - non-taxable | 35,000 | $39,000 | thousands by filing date | principal |
| CALIFORNIA ST PUB WKS BRD LEASE REV, REV BDS | 13068LLP8 | Revenue Supported Bonds - non-taxable | 35,000 | $39,000 | thousands by filing date | principal |
| DELAWARE VALLEY PA REGL FIN AUTH LOC GOVT REV, LOC GOVT REV BDS | 246579JH0 | Revenue Supported Bonds - non-taxable | 25,000 | $39,000 | thousands by filing date | principal |
| DENTON CNTY TX FRESH WTR SUPPLY DIST NO 6, ULTD TAX RD AND REF BDS | 24879PPC0 | General Obligations - non-taxable | 35,000 | $39,000 | thousands by filing date | principal |
| FORT LAUDERDALE FLA, GO BDS, PKS AND REC PROJ | 347550MV4 | General Obligations - non-taxable | 30,000 | $39,000 | thousands by filing date | principal |
| Schwab US REIT ETF | 808524847 | SHS | 835 | $38,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 686 | $38,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 674 | $38,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 4,000 | $38,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 1,050 | $38,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 82 | $38,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,904 | $38,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 1,029 | $38,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 504 | $38,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 300 | $38,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 1,300 | $38,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 4,459 | $38,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 1,774 | $38,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072208 | CMN | 770 | $38,000 | thousands by filing date | |
| AB SKANSKA CEMENTGJUTERIET ISIN SE0000113250 SHS B | W83567110 | COMMON STOCK | 1,437 | $38,000 | thousands by filing date | |
| LIGHTSPEED POS INC | 53227R106 | SUB VTG SHS | 450 | $38,000 | thousands by filing date | |
| NEW JERSEY ECONOMIC DEV AUTH REV SCH FACS | 6459186K4 | Fixed Income | 35,000 | $38,000 | thousands by filing date | principal |
| Nano One Materials Corp F | 63010A103 | COM | 10,500 | $38,000 | thousands by filing date | |
| LAS VEGAS NEV, GO LTD TAX BLDG BDS | 517697AL2 | Revenue Supported Bonds - non-taxable | 30,000 | $38,000 | thousands by filing date | principal |
| MOUNT OLIVE TWP NJ BRD ED, SCH REF BDS | 622214KH6 | General Obligations - non-taxable | 35,000 | $38,000 | thousands by filing date | principal |
| DYNAGAS LNG PARTNERS LP CUM PFD SER A | Y2188B116 | Preferred Stock - Foreign | 1,500 | $38,000 | thousands by filing date | |
| NEW JERSEY ECONOMIC DEV AUTH REV, SCH FAC CONSTR BDS | 64577BBX1 | Revenue Supported Bonds - non-taxable | 35,000 | $38,000 | thousands by filing date | principal |
| TEXAS TRANSN COMMN ST HWY FD REV, FIRST TIER REV AND REF BDS | 88283LJB3 | Revenue Supported Bonds - non-taxable | 35,000 | $38,000 | thousands by filing date | principal |
| NEW JERSEY ST TRANSN TR FD AUTH, TRANSPORT PGM BDS | 646136U66 | Revenue Supported Bonds - non-taxable | 35,000 | $38,000 | thousands by filing date | principal |
| NEW YORK N Y, GO BDS | 64966KQ71 | General Obligations - non-taxable | 35,000 | $38,000 | thousands by filing date | principal |
| NEW YORK NY CITY TRANSITIONAL FIN AUTH REV, FUTURE TAX SECURED SUB BDS | 64971Q3D3 | Revenue Supported Bonds - non-taxable | 35,000 | $38,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH SALES TAX REV ST SUPPORTED DEBT, ST SALES TAX REV BDS | 64990AAT2 | Revenue Supported Bonds - non-taxable | 35,000 | $38,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH ST PERS INCOME TAX REV, STATE PERSONAL INCOME TAX REV BDS | 64990EKW6 | Revenue Supported Bonds - non-taxable | 35,000 | $38,000 | thousands by filing date | principal |
| LOCKPORT TOWN N Y, PUB IMPT BDS | 540057PZ3 | General Obligations - non-taxable | 35,000 | $38,000 | thousands by filing date | principal |
| MARYLAND ST, GO ST LOCAL FACILITIES LN BDS | 574193QC5 | General Obligations - non-taxable | 30,000 | $38,000 | thousands by filing date | principal |
| MIAMI-DADE CNTY FL WTR & SWR REV, SYS REF BDS | 59334DKG8 | Revenue Supported Bonds - non-taxable | 35,000 | $38,000 | thousands by filing date | principal |
| LAKE CNTY ILL, GO BDS | 508336FC3 | Revenue Supported Bonds - non-taxable | 35,000 | $38,000 | thousands by filing date | principal |
| OYSTER BAY N Y, PUB IMPT BDS | 692160QJ6 | General Obligations - non-taxable | 35,000 | $38,000 | thousands by filing date | principal |
| ALASKA MUN BD BK ALASKA MUN BD BK AUTH, GO BDS | 01179RBX0 | Revenue Supported Bonds - non-taxable | 35,000 | $38,000 | thousands by filing date | principal |
| EL PASO TX WTR & SWR REV, REF BDS | 283822SG0 | Revenue Supported Bonds - non-taxable | 30,000 | $38,000 | thousands by filing date | principal |
| BREVARD CNTY FL SCH BRD CTF PARTN, REF CTF PARTN | 107431JZ2 | Revenue Supported Bonds - non-taxable | 35,000 | $38,000 | thousands by filing date | principal |
| CONCORD NH SCH DIST, GO SCH BDS | 206423EB7 | General Obligations - non-taxable | 35,000 | $38,000 | thousands by filing date | principal |
| HAWAII ST, GO BDS | 419791Z84 | General Obligations - non-taxable | 35,000 | $38,000 | thousands by filing date | principal |
| INVESCO INSURED MUNICIPALS INCOME TRUST 678 CASH MONTHLY | 45825E461 | UITs -- MIT (Municipal Income Trust) Non-Taxable | 35 | $38,000 | thousands by filing date | |
| CLARK-PLEASANT IN 2004 SCH BLDG CORP, FIRST MTG REF BDS | 18150TFM3 | Revenue Supported Bonds - non-taxable | 35,000 | $38,000 | thousands by filing date | principal |
| FIRST TRUST DEEP VALUE DVD OPPTY PORT SER 13 TERM 09/13/2021 CASH MONTHLY | 30314Q381 | UITs - Taxable | 2,623 | $38,000 | thousands by filing date | |
| ADVISOR'S ASSET MGMT ANGELS PORTFOLIO, SERIES 2020-2Q TERM 07/14/2021 REINV | 00780K135 | UITs - Taxable | 2,237 | $38,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LIMITD PERP PFD SER D | G9108L140 | Preferred Stock - Foreign | 1,500 | $38,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 488 | $37,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 449 | $37,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 975 | $37,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 415 | $37,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 6,795 | $37,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 691 | $37,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 813 | $37,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 343 | $37,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 1,238 | $37,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 410 | $37,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 2,500 | $37,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 700 | $37,000 | thousands by filing date | |
| HAMILTON CNTY TN GO BDS | 4073246M9 | Municipal Bond Gen Obligation | 30,000 | $37,000 | thousands by filing date | principal |
| NEVADA ST, GO LTD TAX CAP IMPT BDS | 641462AK2 | General Obligations - non-taxable | 30,000 | $37,000 | thousands by filing date | principal |
| TEXAS TECH UNIV REVS, REV FING SYS REF AND IMPT BDS | 882806GT3 | Revenue Supported Bonds - non-taxable | 30,000 | $37,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY REV, BDS, BRANDEIS UNIV | 57584YLH0 | Revenue Supported Bonds - non-taxable | 30,000 | $37,000 | thousands by filing date | principal |
| MC KINNEY TEX, GO REF BDS | 5816467S9 | General Obligations - non-taxable | 35,000 | $37,000 | thousands by filing date | principal |
| UNIVERSITY TX UNIV REVS, REV REF BDS | 9151376T5 | Revenue Supported Bonds - non-taxable | 35,000 | $37,000 | thousands by filing date | principal |
| UNIVERSITY TX UNIV REVS, REV FING SYS BDS | 91514ADW2 | Revenue Supported Bonds - non-taxable | 35,000 | $37,000 | thousands by filing date | principal |
| SOUTHCENTRAL PA GENL AUTH REV, BDS, WELLSPAN HEALTH OBLIGATED GROUP | 84129NME6 | Revenue Supported Bonds - non-taxable | 30,000 | $37,000 | thousands by filing date | principal |
| NEWPORT NEWS VA, GO GENL IMPT REF BDS | 652233KN6 | General Obligations - non-taxable | 30,000 | $37,000 | thousands by filing date | principal |
| NOVI MI CMNTY SCH DIST, GO UNLTD TAX BLDG SITE BDS | 670029UX3 | General Obligations - non-taxable | 35,000 | $37,000 | thousands by filing date | principal |
| PORTSMOUTH VA, GO REF BDS | 73723RYN7 | General Obligations - non-taxable | 30,000 | $37,000 | thousands by filing date | principal |
| OREGON ST, GO BDS, ARTICLE XI-M SEISMIC PROJ | 68609BZZ3 | General Obligations - non-taxable | 30,000 | $37,000 | thousands by filing date | principal |
| MINISINK VLY CENT SCH DIST N Y, GO SCH DIST REF SER BDS | 603670TT7 | General Obligations - non-taxable | 35,000 | $37,000 | thousands by filing date | principal |
| COLORADO ST BLDG EXCELLENT SCHS TODAY CTF PARTN, REF CTF PARTN | 19668QJQ9 | Revenue Supported Bonds - non-taxable | 30,000 | $37,000 | thousands by filing date | principal |
| VINELAND N J, ELEC UTIL BDS | 927396Y70 | General Obligations - non-taxable | 35,000 | $37,000 | thousands by filing date | principal |
| VIRGINIA ST RES AUTH INFRASTRUCTURE REV, REV BDS | 92818NXU7 | Revenue Supported Bonds - non-taxable | 35,000 | $37,000 | thousands by filing date | principal |
| OMNICELL COM COM | 68213N109 | Stock | 239 | $36,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 339 | $36,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 372 | $36,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 545 | $36,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 367 | $36,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 1,257 | $36,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T125 | UNIT 99/99/9999 | 3,488 | $36,000 | thousands by filing date | |
| First Trust Bal Inc Equity & ETF | 30311B510 | Com | 3,140 | $36,000 | thousands by filing date | |
| ROSSFORD OH EXMP VLG SCH DIST CTF PARTN, CTF PARTN, SCH FACILITIES PROJ | 778430AP3 | Revenue Supported Bonds - non-taxable | 30,000 | $36,000 | thousands by filing date | principal |
| MONTGOMERY CNTY TX MUN UTIL DIST NO 127, ULTD TAX BDS | 61372GAE6 | General Obligations - non-taxable | 35,000 | $36,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY SPL OBLIG, SPL OBLIG BDS | 57584FBZ2 | Revenue Supported Bonds - non-taxable | 35,000 | $36,000 | thousands by filing date | principal |
| NEW HAMPSHIRE ST TPKE SYS REV, REV BDS | 644693MR1 | Revenue Supported Bonds - non-taxable | 35,000 | $36,000 | thousands by filing date | principal |
| NEW HOPE CULTURAL ED FACILITIES FIN CORP TX SR LIVING REV, REV BDS, CARDINAL | 64542PAP0 | Revenue Supported Bonds - non-taxable | 35,000 | $36,000 | thousands by filing date | principal |
| NEW JERSEY HEALTH CARE FACILITIES FING AUTH REV, REF BDS, AHS HOSP CORP | 645790EQ5 | Revenue Supported Bonds - non-taxable | 30,000 | $36,000 | thousands by filing date | principal |
| TEXAS TRANSN COMMN CENT TX TPKE SYS REV, FIRST TIER REV REF BDS | 88283KAC2 | Revenue Supported Bonds - non-taxable | 35,000 | $36,000 | thousands by filing date | principal |
| TEXAS TRANSN COMMN ST HWY FD REV, FIRST TIER REV AND REF BDS | 88283LJA5 | Revenue Supported Bonds - non-taxable | 35,000 | $36,000 | thousands by filing date | principal |
| TRAVIS CNTY TX MUN UTIL DIST NO 18, ULTD TAX BDS | 89440EBE9 | General Obligations - non-taxable | 35,000 | $36,000 | thousands by filing date | principal |
| SAN FRANCISCO CA CITY & CNTY CTF PARTN, CTF PARTN | 79765DZX1 | Revenue Supported Bonds - non-taxable | 35,000 | $36,000 | thousands by filing date | principal |
| MAUI CNTY HAWAII, GO BDS | 5772853D9 | General Obligations - non-taxable | 35,000 | $36,000 | thousands by filing date | principal |
| SEATTLE WA DRAIN & WASTEWATER REV, REF AND IMPT REV BDS | 812631KE8 | Revenue Supported Bonds - non-taxable | 35,000 | $36,000 | thousands by filing date | principal |
| MEMPHIS CTR CITY REV FIN CORP TN SPORTS FAC REV, SPORTS FAC REV BDS, STADIUM | 58607TAL5 | Revenue Supported Bonds - non-taxable | 35,000 | $36,000 | thousands by filing date | principal |
| WILLIAMSON CNTY TX MUN UTIL DIST NO 19, ULTD TAX BDS | 97001LCL0 | General Obligations - non-taxable | 35,000 | $36,000 | thousands by filing date | principal |
| PASEO DEL ESTE MUN UTIL DIST NO 8 TEX, ULTD TAX BDS | 702594AE2 | General Obligations - non-taxable | 35,000 | $36,000 | thousands by filing date | principal |
| SOUTH FL WTR MGMT DIST CTF PARTN, CTF PARTN | 83786PCM0 | Revenue Supported Bonds - non-taxable | 30,000 | $36,000 | thousands by filing date | principal |
| NEW YORK ST TWY AUTH GENL REV, GENL REV BDS | 650009ZB2 | Revenue Supported Bonds - non-taxable | 35,000 | $36,000 | thousands by filing date | principal |
| LOUISIANA PUB FACILITIES AUTH REV, REV REF BDS, TULANE UNIV | 5463986F0 | Revenue Supported Bonds - non-taxable | 30,000 | $36,000 | thousands by filing date | principal |
| LOWER CO RIV AUTH TX REV, REF BDS | 54811GG53 | Revenue Supported Bonds - non-taxable | 30,000 | $36,000 | thousands by filing date | principal |
| MAINE ST TPKE AUTH TPKE REV, REV BDS | 560551MV2 | Revenue Supported Bonds - non-taxable | 35,000 | $36,000 | thousands by filing date | principal |
| MARYLAND ST DEPT TRANSN CNTY TRANSN, REV BDS | 574203NU5 | Revenue Supported Bonds - non-taxable | 35,000 | $36,000 | thousands by filing date | principal |
| OKLAHOMA CITY OK DEV TR TAX INCREMENT REV, TAXABLE BDS | 67855CAE8 | Taxable Municipal Bonds | 35,000 | $36,000 | thousands by filing date | principal |
| KENT CNTY MI BLDG AUTH, REF BDS | 490303GF5 | Revenue Supported Bonds - non-taxable | 30,000 | $36,000 | thousands by filing date | principal |
| HILLSBOROUGH CNTY FL COMMUNICATIONS SVCS TAX REV, REV BDS | 432299AN5 | Revenue Supported Bonds - non-taxable | 30,000 | $36,000 | thousands by filing date | principal |
| AUSTIN TEX, CTFS OF OBLIG | 052397FN1 | Taxable Municipal Bonds | 35,000 | $36,000 | thousands by filing date | principal |
| BALTIMORE CNTY MD, PUB IMPT BDS | 05914FZE3 | General Obligations - non-taxable | 35,000 | $36,000 | thousands by filing date | principal |
| INDIANA FIN AUTH HOSP REV, REV REF BDS, INDIANA UNIV HLTH INC | 45471APH9 | Revenue Supported Bonds - non-taxable | 30,000 | $36,000 | thousands by filing date | principal |
| INDIANA ST FIN AUTH REV, ST REVOLVING FUND PGM BDS, GREEN BONDS | 45506DVU6 | Revenue Supported Bonds - non-taxable | 30,000 | $36,000 | thousands by filing date | principal |
| CLEVELAND OH WTR REV, REV BDS | 186427BV1 | Revenue Supported Bonds - non-taxable | 35,000 | $36,000 | thousands by filing date | principal |
| ESSEX CNTY N J, REF BDS | 296804C47 | General Obligations - non-taxable | 30,000 | $36,000 | thousands by filing date | principal |
| DELAWARE VALLEY PA REGL FIN AUTH LOC GOVT REV, REV BDS | 246579GC4 | Revenue Supported Bonds - non-taxable | 25,000 | $36,000 | thousands by filing date | principal |
| EAST BATON ROUGE LA SEW COMMN REV, REF BDS | 270618EV9 | Revenue Supported Bonds - non-taxable | 35,000 | $36,000 | thousands by filing date | principal |
| VIRGINIA COLLEGE BLDG AUTH VA EDL FACILITIES REV, REV BDS, 21ST CNTURY | 927781L69 | Revenue Supported Bonds - non-taxable | 35,000 | $36,000 | thousands by filing date | principal |
| GLOBUS MED INC CL A | 379577208 | Stock | 448 | $35,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 643 | $35,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 239 | $35,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 2,374 | $35,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 2,842 | $35,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 781 | $35,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 1,616 | $35,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F101 | COM CL A | 3,500 | $35,000 | thousands by filing date | |
| MONTGOMERY CNTY TX MUN UTIL DIST NO 105, ULTD TAX RD BDS | 61371TAE9 | General Obligations - non-taxable | 35,000 | $35,000 | thousands by filing date | principal |
| TAMPA FL WTR & SWR REV, REF REV BDS | 875290WQ7 | Revenue Supported Bonds - non-taxable | 35,000 | $35,000 | thousands by filing date | principal |
| TEXAS ST, GO MOBILITY FUND REF BDS | 882723MV8 | Revenue Supported Bonds - non-taxable | 35,000 | $35,000 | thousands by filing date | principal |
| NEW JERSEY HEALTH CARE FACILITIES FING AUTH ST CONTRACT, REF BDS | 64580ABM2 | Revenue Supported Bonds - non-taxable | 30,000 | $35,000 | thousands by filing date | principal |
| TEXAS TRANSN COMMN ST HWY FD REV, REF BDS | 88283LJT4 | Revenue Supported Bonds - non-taxable | 35,000 | $35,000 | thousands by filing date | principal |
| TEXAS WATER DEV BRD, REV BDS | 882854WY4 | Revenue Supported Bonds - non-taxable | 30,000 | $35,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, HARVARD UNIV | 57584XYC9 | Revenue Supported Bonds - non-taxable | 30,000 | $35,000 | thousands by filing date | principal |
| TRAVIS CNTY TX MUN UTIL DIST NO 21, ULTD TAX RD BDS | 89440LCC6 | General Obligations - non-taxable | 35,000 | $35,000 | thousands by filing date | principal |
| UNIVERSITY CO ENTERPRISE SYS REV, REF BDS | 91417KW80 | Revenue Supported Bonds - non-taxable | 30,000 | $35,000 | thousands by filing date | principal |
| MEMPHIS TENN, GENL IMPT BDS | 586145S70 | General Obligations - non-taxable | 30,000 | $35,000 | thousands by filing date | principal |
| WILLIAMSON CNTY TX MUN UTIL DIST NO 12, ULTD TAX BDS | 97000WAD7 | General Obligations - non-taxable | 35,000 | $35,000 | thousands by filing date | principal |
| UPPER MERION TWP PA, GO BDS | 916014JC8 | General Obligations - non-taxable | 35,000 | $35,000 | thousands by filing date | principal |
| PENNSYLVANIA ST TPKE COMMN TPKE REV, SUB BDS | 709224MW6 | Revenue Supported Bonds - non-taxable | 30,000 | $35,000 | thousands by filing date | principal |
| SOUTH COUNTRY CENT SCH DIST NY BROOKHAVEN, REF SERIAL BDS | 837489KT9 | General Obligations - non-taxable | 30,000 | $35,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT, REV BDS, YESHIVA | 64990BSX2 | Revenue Supported Bonds - non-taxable | 35,000 | $35,000 | thousands by filing date | principal |
| SUFFOLK CNTY NY WTR AUTH WTRWKS REV, REV REF BDS | 864784FT5 | Revenue Supported Bonds - non-taxable | 30,000 | $35,000 | thousands by filing date | principal |
| NORTH CAROLINA HSG FIN AGY HOMEOWNERSHIP REV, BDS | 658207UF0 | Revenue Supported Bonds - non-taxable | 35,000 | $35,000 | thousands by filing date | principal |
| WASHINGTON ST, MOTOR VEHICLE FUEL TAX GO BDS | 93974CZQ6 | Revenue Supported Bonds - non-taxable | 35,000 | $35,000 | thousands by filing date | principal |
| SALES TAX ASSET RECEIVABLE CORP N Y, REV BDS | 794665FQ7 | Revenue Supported Bonds - non-taxable | 30,000 | $35,000 | thousands by filing date | principal |
| LOUISIANA ST, GO BDS | 546417BP0 | General Obligations - non-taxable | 30,000 | $35,000 | thousands by filing date | principal |
| LOWER KIRBY PEARLAND MGMT DIST TEX, ULTD TAX RD BDS | 548173AJ2 | General Obligations - non-taxable | 35,000 | $35,000 | thousands by filing date | principal |
| MASSACHUSETTS EDL FING AUTH ED LN REV, EDUCATION LN REV BDS | 57563RHP7 | Revenue Supported Bonds - non-taxable | 35,000 | $35,000 | thousands by filing date | principal |
| OHIO ST MAJOR NEW ST INFRASTRUCTURE PROJ REV, REV BDS | 677581GF1 | Revenue Supported Bonds - non-taxable | 30,000 | $35,000 | thousands by filing date | principal |
| MICHIGAN ST, GO ENVIROMENTAL PGM REF BDS | 594612CB7 | General Obligations - non-taxable | 30,000 | $35,000 | thousands by filing date | principal |
| MICHIGAN ST, REF BDS, ENVIRONMENTAL PGM | 594612CR2 | General Obligations - non-taxable | 30,000 | $35,000 | thousands by filing date | principal |
| MINNEAPOLIS & ST PAUL MN MET ARPTS COMMN ARPT REV, SUBORDINATE ARPT REV REF BDS | 603827UP9 | Revenue Supported Bonds - non-taxable | 35,000 | $35,000 | thousands by filing date | principal |
| CONNECTICUT ST, GO BDS | 20772JBP6 | General Obligations - non-taxable | 35,000 | $35,000 | thousands by filing date | principal |
| HARTFORD CONN, GO REF BDS | 416415GV3 | General Obligations - non-taxable | 30,000 | $35,000 | thousands by filing date | principal |
| ARANSAS CNTY TX NAV DIST NO 1, GENL OBLIG BDS | 038586BM4 | General Obligations - non-taxable | 35,000 | $35,000 | thousands by filing date | principal |
| ARLINGTON CNTY VA, GO BDS | 041431MF1 | General Obligations - non-taxable | 35,000 | $35,000 | thousands by filing date | principal |
| AUSTIN TEX, PUB IMPT REF CTFS OF OBLIG PUB PPTY FIN CONTRACT | 052397AF3 | General Obligations - non-taxable | 35,000 | $35,000 | thousands by filing date | principal |
| CALIFORNIA ST, GO BDS | 13063CZY9 | General Obligations - non-taxable | 30,000 | $35,000 | thousands by filing date | principal |
| AZUSA CA UNI SCH DIST, GO REF BDS | 055033MP6 | General Obligations - non-taxable | 35,000 | $35,000 | thousands by filing date | principal |
| GEORGIA ST, GO REF BDS | 373384PP5 | General Obligations - non-taxable | 35,000 | $35,000 | thousands by filing date | principal |
| CLARK CNTY WA PUB UTIL DIST NO 001 ELEC REV, SYS REV REF BDS | 181108XD8 | Revenue Supported Bonds - non-taxable | 30,000 | $35,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 393, ULTD TAX BDS | 41421JDG5 | General Obligations - non-taxable | 35,000 | $35,000 | thousands by filing date | principal |
| FLORIDA ST BRD GOVERNORS UNIV CENT FL DORM REV, REV BDS | 341576BP0 | Revenue Supported Bonds - non-taxable | 35,000 | $35,000 | thousands by filing date | principal |
| FORT BEND CNTY TX MUN UTIL DIST NO 151, ULTD TAX BDS | 34681MJD9 | General Obligations - non-taxable | 35,000 | $35,000 | thousands by filing date | principal |
| DES MOINES IOWA, GO REF BDS | 25009XPS8 | General Obligations - non-taxable | 30,000 | $35,000 | thousands by filing date | principal |
| FAIRFAX CNTY VA, PUB IMPT BDS | 3038208N7 | General Obligations - non-taxable | 35,000 | $35,000 | thousands by filing date | principal |
| VIRGINIA ST PUB SCH AUTH, SCH FIN BDS | 92817SXT0 | Revenue Supported Bonds - non-taxable | 35,000 | $35,000 | thousands by filing date | principal |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 4,030 | $34,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 610 | $34,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001723397-21-000005 | this filing | 2021-08-13 | acceptance time not in the bulk data set |