13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 7,189 holding rows worth $5,914,925,000.
- Accession
- 0001723397-21-000005
- Filer
- CIK 1723397
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 7,189 entries on the cover page, a total value of $5,914,925,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,914,925,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HEINEKEN NV | N39427211 | FOREIGN | 12 | $1,000 | thousands by filing date | |
| LUNDIN MINING CORP | 550372106 | COMMON STOCK-FO | 150 | $1,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 600 | $1,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 101 | $1,000 | thousands by filing date | |
| SPRING VALLEY ACQ CORP | G8377A124 | COMMON STOCK | 1,000 | $1,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| BOC HONG KONG HLDGS LTD SPONSORED ADR | 096813209 | USD | 20 | $1,000 | thousands by filing date | |
| CARREFOUR SA | 144430204 | USD | 186 | $1,000 | thousands by filing date | |
| MARKS & SP | 570912105 | USD | 265 | $1,000 | thousands by filing date | |
| SMITHS GROUP ADR | 83238P203 | COM | 65 | $1,000 | thousands by filing date | |
| GIVAUDAN SA ADR | 37636P108 | COM | 6 | $1,000 | thousands by filing date | |
| ORKLA ASA SPON ADR | 686331109 | COM | 65 | $1,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 34 | $1,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 53 | $1,000 | thousands by filing date | |
| AMMPOWER CORP F | 03169D102 | FGC | 1,000 | $1,000 | thousands by filing date | |
| FORVIA SHS ISIN#FR0000121147 | F3445A108 | Common Stock | 20 | $1,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 30 | $1,000 | thousands by filing date | |
| VASO CORP COM | 92233F102 | COM | 13,000 | $1,000 | thousands by filing date | |
| DEUTSCHE BOERSE AG | D1882G119 | COM | 5 | $1,000 | thousands by filing date | |
| VINCI SA | F5879X108 | COM | 14 | $1,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 750 | $1,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 440 | $1,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 200 | $1,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 1,000 | $1,000 | thousands by filing date | principal |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 200 | $1,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 2,000 | $1,000 | thousands by filing date | |
| MAGYAR TELEKOM TELE-SPON ADR | 559776109 | ADR | 100 | $1,000 | thousands by filing date | |
| WM MORRISON-UNSPON ADR | 92933J107 | COM | 40 | $1,000 | thousands by filing date | |
| ROGERS SUGAR INC | 77519R102 | COMMON | 250 | $1,000 | thousands by filing date | |
| ENVIRONMENTAL TECTONICS CORPCO | 294092101 | COM | 3,000 | $1,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 100 | $1,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 88 | $1,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 200 | $1,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 300 | $1,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 250 | $1,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 700 | $1,000 | thousands by filing date | |
| HOLICITY INC | 435063102 | COM CL A | 60 | $1,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463119 | *W EXP 12/31/202 | 500 | $1,000 | thousands by filing date | |
| United Lithium Corp | 910797109 | CS | 2,000 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L112 | *W EXP 99/99/999 | 398 | $1,000 | thousands by filing date | |
| PAINREFORM LTD | M77798102 | SHS | 500 | $1,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 500 | $1,000 | thousands by filing date | |
| PUMA SE NPV | D62318148 | COMMON | 10 | $1,000 | thousands by filing date | |
| ATLAS CREST INVT CORP | 049284102 | COM | 100 | $1,000 | thousands by filing date | |
| KENSINGTON CAPITAL ACQUISITI | 49006L104 | COM CL A | 100 | $1,000 | thousands by filing date | |
| Vitality Biopharma Inc. | 92849B107 | COM | 2,400 | $1,000 | thousands by filing date | |
| PUT: TESLA INCORPORATED JAN 185 EXP 01/21/22 | 88160SV8M | Listed Puts | 5 | $1,000 | thousands by filing date | put |
| SIAM CEMENT PUBLIC COMPANY LIMITED SHS FGN REG | Y7866P147 | Foreign Ordinary Shares | 50 | $1,000 | thousands by filing date | |
| SHELL INTERNATIONAL FINANCE B.V. | 822582CB6 | Yankee Bond (denominated & pays in US$) | 1,000 | $1,000 | thousands by filing date | principal |
| LUMINA GOLD CORPORATION COM NEW | 55026L305 | Foreign Ordinary Shares | 1,000 | $1,000 | thousands by filing date | |
| PUERTO RICO SALES TAX FING CORP SALES TAX REV, RESTRUCTURED BDS, COFINA | 74529JPU3 | Revenue Supported Bonds - non-taxable | 1,000 | $1,000 | thousands by filing date | principal |
| PUERTO RICO SALES TAX FING CORP SALES TAX REV, RESTRUCTURED, COFINA | 74529JRL1 | Revenue Supported Bonds - non-taxable | 1,000 | $1,000 | thousands by filing date | principal |
| ALLTEMP INCORPORATED | 02012P106 | Common Stock | 24,000 | $1,000 | thousands by filing date | |
| VAN KAMPEN BUILD AMERICA BONDS 10-20 YEAR 6 MONTHLY CASH | 12008M207 | UITs -- CIT (Corp income trust) Taxable | 2 | $1,000 | thousands by filing date | |
| CARBON STREAMING CORPORATION | 14116K107 | Foreign Ordinary Shares | 400 | $1,000 | thousands by filing date | |
| WACOM COMPANY LIMITED ADR | 930010103 | American Depository Receipts | 100 | $1,000 | thousands by filing date | |
| ZENITH CAPITAL CORPORATION | 98935N103 | Foreign Ordinary Shares | 4,500 | $1,000 | thousands by filing date | |
| CALL: PERIDOT ACQUISITION SEP 12.50 EXP 09/17/21 | G7008A12I | Listed Calls | 10 | $1,000 | thousands by filing date | |
| GMO INTERNET INCORPORATED SHS | J1822R104 | Foreign Ordinary Shares | 20 | $1,000 | thousands by filing date | |
| BRAINSWAY LIMITED SHS | M2043H103 | Foreign Ordinary Shares | 200 | $1,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PACIF SHS B | P4959P100 | Foreign Ordinary Shares | 138 | $1,000 | thousands by filing date | |
| AUCKLAND INTERNATIONAL ARPT LIMITED SHS NEW | Q06213146 | Foreign Ordinary Shares | 252 | $1,000 | thousands by filing date | |
| NEXTDC LIMITED SHS | Q6750Y106 | Foreign Ordinary Shares | 121 | $1,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FERRARI N V | N3167Y103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMER STATES WTR CO COM | 029899101 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS PLC ADR | 06738E204 | ADR | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARA HOLDINGS INC COM | 565788106 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OIL STS INTL INC | 678026105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENDINGTREE INC | 52603B107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNISYS CORP | 909214306 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNOW INC | 67011P100 | COMMON STOCK | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 149 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEVA INC | 157210105 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCUGEN INC | 67577C105 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEEKAY CORPORATION | Y8564W103 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QWest Corp., 6.500per, due 09/01/2056 | 74913G881 | Preferred | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHARLOTTES WEB HLDGS I F | 16106R109 | Equity | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATASYS LTD | M85548101 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORTITUDE GOLD CORP COM | 34962k100 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BATTALION OIL CORP | 07134L107 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Validian Corp | 91915P107 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Bladex, Inc. Class E | P16994132 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Veru Inc | 92536C103 | Common Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA CONSTR BANK CORP ADR | 168919108 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J. SAINSBURY PLC-SPONS ADR | 466249208 | USD | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACS ACTIVIDADES DE CONST Y SER UNSPONSORED ADR | 00089H106 | USD | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HONG KONG AND CHINA GAS SP ADR | 438550303 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOATABLE INC | 759892300 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ILIKA PLC | G47602100 | SOUTHAMPTON COMMON SHARES | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPIRIT AIRLS INC | 848577102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 8,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Geltech Solutions Inc | 368537106 | COM | 22,517 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Bioelectronics Corp | 09062H108 | COM | 1,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hemp Inc | 423703206 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROLLS-ROYCE HOLDINGS PLC NON CUM RED PREF SHS -C- ISIN#GB00B669WX96 | G76225138 | Preferred Stock | 10,260 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIORESTORATIVE THERAPIES INC COM NEW | 090655408 | Stock | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDICAL MARIJUANA INC | 58463A105 | COMMON STOCK | 6,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRAXAS PETE CORP COM NEW | 003830304 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA-ADR | 670851500 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERPLUS CORP | 292766102 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLANTRONICS INC NEW | 727493108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BM TECHNOLOGIES INC | 05591L107 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RegeneRx Biopharmaceuticals | 75886x108 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HKT TRUST AND HKT LTD | Y3R29Z107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| San Gold | 79780p104 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENSURGE INC | 293596300 | COM | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MULTICHOICE GROUP LIMITED SHS AMERICAN DEPOSITARY RECEIPT REPR SHS ISIN#US62548D1000 | 62548D100 | CS ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NULL | 68620A203 | NULL | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHORD ENERGY CORP | 674215116 | CHORD ENERGY CORP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| The Arena Group Holdings Inc | 88339B102 | Stock | 255 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WTS/PARKER DRILLING COMPANY EXP09/16/2024 | 701081119 | WARR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMIRA NATURE FOODS LTD | G0335L201 | SHS NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAUDAX BIO INC | 07160F107 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA-ADR | 670851401 | Com | 115 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONFORMIS INC | 20717E101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Acreage Holdings Inc | 00489y600 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERMITAGE OFFSHORE SERVICE L | G4511M108 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Key Energy Services Inc Exp 12 | 49309J129 | WT | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Weatherford Intl Warrants Exp | G48833126 | WT | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTRX CORP | 232828608 | COM PAR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Nobel Corp New Tranche 3 Wt Exp 02/05/2026 | G6610J134 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Strikepoint Gold Inc | 86332K202 | Common Stock | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GROWLIFE INC 1:150 R/S 10/7/22 39985X302 | 39985X203 | 1:150 R/S 10/7/22 39985X302 | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIFY ENERGY CORP NEW WT EXP 050422 | 03212B137 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAMSARA LUGGAGE INC COM NEW | 79589J200 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOUGH GLOBAL EQUITY FUND | 18914c126 | COM | 7,788 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Dte Energy Co 6.000 Due 12/15/76 Callable | 233331867 | Preferred Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEC PHARMA LTD JERUSALEM | M53644148 | SHS NEW | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SETO HLDGS INCORPORATED | 817813108 | Common Stock | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAFER SHOT INCORPORATED COM PAR $0.00001 | 78646A400 | Common Stock | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL WASTE MGMT HLDGS INCORPORATED | 63847Q107 | Common Stock | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALL: TAKEDA PHARMACEUTICAL COMPANY JUL 20 EXP 07/16/21 | 8740603EG | Listed Calls | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALL: TAKEDA PHARMACEUTICAL COMPANY JAN 20 EXP 01/21/22 | 8740607MA | Listed Calls | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALL: TAKEDA PHARMACEUTICAL JAN 22.50 EXP 01/21/22 | 8740607NA | Listed Calls | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HONG KONG & CHINA GAS COMPANY LIMITED ORD | Y33370100 | Foreign Ordinary Shares | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIFECTA GOLD LIMITED | 89615V101 | Foreign Ordinary Shares | 555 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OUTCROP SILVER & GOLD CORPORATION | 69002Q105 | Foreign Ordinary Shares | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BREWBILT MFG INCORPORATED | 10756L108 | Common Stock | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 6,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANADIAN OVERSEAS PETE LIMITED | 13643D107 | Foreign Ordinary Shares | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALL: BERKELEY LTS INCORPORATED JUL 80 EXP 07/16/21 | 08431017G | Listed Calls | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUIDED THERAPEUTICS INCORPORATED | 40171F501 | Common Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOUGH GLOBAL DIVID & INCOME F RIGHT | 18913Y129 | Closed End Funds - Taxable | 12,462 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALL: GS ACQUISITION HLDGS AUG 15 EXP 08/20/21 | 36258Q14H | Listed Calls | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POSITRON CORPORATION COM PAR NEW | 737397604 | Common Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOUGH GLOBAL OPPORTUNITIES FD RIGHT | 18914E122 | Closed End Funds - Taxable | 4,110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALL: AJAX I AUG 12.50 EXP 08/20/21 | G0190X11H | Listed Calls | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLARKSON PLC SHS | G21840106 | Foreign Ordinary Shares | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALL: EVOGENE LIMITED SHS AUG 5 EXP 08/20/21 | M4119S11H | Listed Calls | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALL: EVOGENE LIMITED SHS AUG 10 EXP 08/20/21 | M4119S13H | Listed Calls | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPUBLIC OF ARGENTINA | P75735AR4 | Foreign Bonds | 799 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| REPUBLIC OF ARGENTINA | P75735AS2 | Foreign Bonds | 122 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| 5G NETWORKS LIMITED ORD | Q3890E108 | Foreign Ordinary Shares | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARNELL PHARMACEUT HLDGS LIMITED SHS | Q73622104 | Foreign Ordinary Shares | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TBG DIAGNOSTICS LIMITED SHS | Q8922K105 | Foreign Ordinary Shares | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001723397-21-000005 | this filing | 2021-08-13 | acceptance time not in the bulk data set |