13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 7,189 holding rows worth $5,914,925,000.
- Accession
- 0001723397-21-000005
- Filer
- CIK 1723397
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 7,189 entries on the cover page, a total value of $5,914,925,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,914,925,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WASHINGTON ST, VAR PURP GO BDS | 93974DST6 | General Obligations - non-taxable | 50,000 | $59,000 | thousands by filing date | principal |
| MANCHESTER N H, GO PUB IMPT BDS | 562333KF0 | General Obligations - non-taxable | 55,000 | $59,000 | thousands by filing date | principal |
| MARQUETTE MICH, GO ULTD TAX BDS, PETER WHITE PUB LIBRARY | 571494NJ8 | General Obligations - non-taxable | 50,000 | $59,000 | thousands by filing date | principal |
| LAKE DALLAS TX INDPT SCH DIST, ULTD TAX REF BDS | 509552Q81 | General Obligations - non-taxable | 50,000 | $59,000 | thousands by filing date | principal |
| ALLEGHENY CNTY PA, GO BDS | 01728VUE8 | General Obligations - non-taxable | 50,000 | $59,000 | thousands by filing date | principal |
| HIGHWAY 380 MUN MGMT DIST NO 1 TEX, ULTD TAX RD BDS | 43124ABD9 | General Obligations - non-taxable | 58,000 | $59,000 | thousands by filing date | principal |
| HONOLULU HI CITY & CNTY WASTEWTR SYS REV, BDS | 438701P65 | Revenue Supported Bonds - non-taxable | 50,000 | $59,000 | thousands by filing date | principal |
| CALIFORNIA ST, VAR PURP GO BDS | 13063CVC1 | General Obligations - non-taxable | 50,000 | $59,000 | thousands by filing date | principal |
| CEDAR HILL TEX, GO BDS | 150411X35 | General Obligations - non-taxable | 50,000 | $59,000 | thousands by filing date | principal |
| CLARK & SKAMANIA CNTYS WA SCH DIST NO 112-6 WASHOUGAL, ULTD TAX GO BDS | 181216FA5 | General Obligations - non-taxable | 50,000 | $59,000 | thousands by filing date | principal |
| FORT BEND TX INDPT SCH DIST, UNLTD TAX REF BDS | 346843PX7 | General Obligations - non-taxable | 50,000 | $59,000 | thousands by filing date | principal |
| DISTRICT COLUMBIA INCOME TAX REV, REV BDS | 25477GLB9 | Revenue Supported Bonds - non-taxable | 55,000 | $59,000 | thousands by filing date | principal |
| FIRST TRUST MEGA-CAP PORTFOLIO SERIES 59 TERM 12/02/2022 REINV FEE SEMI-ANNUAL | 30316N758 | UITs - Taxable | 5,222 | $59,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 371 | $58,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 3,384 | $58,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 1,000 | $58,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 8,500 | $58,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 425 | $58,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 5,000 | $58,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 600 | $58,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 290 | $58,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 594 | $58,000 | thousands by filing date | |
| PENNSYLVANIA ST 4.0 09/15/32 | 70914PE81 | Municipal Bonds | 50,000 | $58,000 | thousands by filing date | principal |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 3,455 | $58,000 | thousands by filing date | |
| TEMENOS GR | 87974R208 | USD | 358 | $58,000 | thousands by filing date | |
| TITUS CNTY TEX, ULTD TAX REF BDS | 888514JT4 | General Obligations - non-taxable | 50,000 | $58,000 | thousands by filing date | principal |
| TRAVIS CNTY TX MUN UTIL DIST NO 17, UNLTD TAX BDS | 89440KCF1 | General Obligations - non-taxable | 55,000 | $58,000 | thousands by filing date | principal |
| WHITE OAK TX INDPT SCH DIST, ULTD TAX SCH BLD BDS | 964219FG9 | General Obligations - non-taxable | 50,000 | $58,000 | thousands by filing date | principal |
| WHITEHOUSE TX INDPT SCH DIST, ULTD TAX SCH BLDG BDS | 965288PB3 | General Obligations - non-taxable | 50,000 | $58,000 | thousands by filing date | principal |
| SPOTSYLVANIA CNTY VA, GO PUB IMPT AND REF BDS | 849254UE5 | General Obligations - non-taxable | 50,000 | $58,000 | thousands by filing date | principal |
| LOS ANGELES CA CMNTY COLLEGE DIST, GO REF BDS | 54438CWP3 | General Obligations - non-taxable | 50,000 | $58,000 | thousands by filing date | principal |
| LOUISIANA STATE, GO BDS | 5464167L6 | General Obligations - non-taxable | 50,000 | $58,000 | thousands by filing date | principal |
| LOWER CO RIV AUTH TX TRANSMISSION CONTRACT REV, REF BDS, LCRA | 54811BPQ8 | Revenue Supported Bonds - non-taxable | 50,000 | $58,000 | thousands by filing date | principal |
| MARICOPA CNTY AZ SCH DIST NO 214 TOLLESON UN HIGH, SCH IMPT-PROJ | 567527SM9 | General Obligations - non-taxable | 50,000 | $58,000 | thousands by filing date | principal |
| KENT CNTY MICH, LTD TAX GO REV REF BDS | 4902784Z8 | Revenue Supported Bonds - non-taxable | 50,000 | $58,000 | thousands by filing date | principal |
| ORANGE CNTY FL TOURIST DEV TAX REV, REF REV BDS, ORANGE CNTY CONVENTION CTR | 684545YZ3 | Revenue Supported Bonds - non-taxable | 50,000 | $58,000 | thousands by filing date | principal |
| BORGER TX INDPT SCH DIST, ULTD TAX SCH BLDG BDS | 099761GG7 | General Obligations - non-taxable | 50,000 | $58,000 | thousands by filing date | principal |
| BUCKS CNTY PA WTR & SWR AUTH SWR SYS REV, REV BDS | 118683EJ6 | Revenue Supported Bonds - non-taxable | 50,000 | $58,000 | thousands by filing date | principal |
| ATLANTA GA ARPT REV, GENL REF BDS | 04780MWM7 | Revenue Supported Bonds - non-taxable | 45,000 | $58,000 | thousands by filing date | principal |
| DALLAS TX WTRWKS & SWR SYS REV, REV REF BDS | 2354164X9 | Revenue Supported Bonds - non-taxable | 55,000 | $58,000 | thousands by filing date | principal |
| JACKSONVILLE FL SPL REV, REV REF BDS | 469487KT8 | Revenue Supported Bonds - non-taxable | 50,000 | $58,000 | thousands by filing date | principal |
| HORRY CNTY SC SCH DIST, GO REF BDS | 440673G62 | General Obligations - non-taxable | 50,000 | $58,000 | thousands by filing date | principal |
| CHICAGO IL O HARE INTL ARPT REV, REF BDS | 167593SR4 | Revenue Supported Bonds - non-taxable | 50,000 | $58,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 211, ULTD TAX BDS | 413908EX8 | General Obligations - non-taxable | 55,000 | $58,000 | thousands by filing date | principal |
| GALVESTON CNTY TX | 364195FD4 | General Obligations - non-taxable | 50,000 | $58,000 | thousands by filing date | principal |
| CONROE TX INDPT SCH DIST, ULTD TAX REF BDS | 208418E66 | General Obligations - non-taxable | 50,000 | $58,000 | thousands by filing date | principal |
| WASHINGTON & CLACKAMAS CNTYS OR SCH DIST NO 23 J TIGARD, REF | 938395PH7 | General Obligations - non-taxable | 55,000 | $58,000 | thousands by filing date | principal |
| APPFOLIO INC | 03783C100 | COM CL A | 403 | $57,000 | thousands by filing date | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 5,500 | $57,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 1,000 | $57,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 1,005 | $57,000 | thousands by filing date | |
| CRIMSON WINE GROUP LTD COM | 22662X100 | COM | 6,200 | $57,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 2,500 | $57,000 | thousands by filing date | |
| ANNE ARUNDEL CNTY MD, GO BDS | 03588HKC9 | General Obligations - non-taxable | 55,000 | $57,000 | thousands by filing date | principal |
| TALLAHASSEE FL HEALTH FACILITIES REV, REV BDS, TALLAHASSEE MEM HEALTHCARE, | 874485DJ1 | Revenue Supported Bonds - non-taxable | 50,000 | $57,000 | thousands by filing date | principal |
| MONTGOMERY CNTY TX MUN UTIL DIST NO 127, ULTD TAX BDS | 61372GAF3 | General Obligations - non-taxable | 55,000 | $57,000 | thousands by filing date | principal |
| NEW HAMPSHIRE HEALTH & ED FACILITIES AUTH REV, REV BDS, UNIVERSITY SYS OF | 6446144B2 | Revenue Supported Bonds - non-taxable | 50,000 | $57,000 | thousands by filing date | principal |
| UAB MEDICINE FIN AUTH AL REV, REV BDS, UNIVERSITY OF ALABAMA AT BIRMINGHAM | 902562AU1 | Revenue Supported Bonds - non-taxable | 50,000 | $57,000 | thousands by filing date | principal |
| SEATTLE WA DRAIN & WASTEWATER REV, REF REV BDS | 812631MT3 | Revenue Supported Bonds - non-taxable | 50,000 | $57,000 | thousands by filing date | principal |
| UNIVERSITY OK REVS, GENL REV AND REF BDS | 91476PRN0 | Revenue Supported Bonds - non-taxable | 50,000 | $57,000 | thousands by filing date | principal |
| SKAMANIA CNTY WA PUB UTIL DIST NO 1 UTIL REV, REF BDS | 830496BN4 | Revenue Supported Bonds - non-taxable | 50,000 | $57,000 | thousands by filing date | principal |
| WISCONSIN ST, GO BDS | 97705MLR4 | General Obligations - non-taxable | 50,000 | $57,000 | thousands by filing date | principal |
| SOUTH LYON MI CMNTY SCHS, GO SCH BLDG AND SITE BDS | 838736WE2 | General Obligations - non-taxable | 50,000 | $57,000 | thousands by filing date | principal |
| SOUTH TEXAS CMNTY COLLEGE DIST TEX, LTD TAX BDS | 84055QFT2 | General Obligations - non-taxable | 50,000 | $57,000 | thousands by filing date | principal |
| SYLVANIA OH CITY SCH DIST, GO ULTD TAX SCH IMPT REF BDS | 871463SM8 | General Obligations - non-taxable | 50,000 | $57,000 | thousands by filing date | principal |
| MARYLAND ST, GO BDS | 574193MQ8 | General Obligations - non-taxable | 55,000 | $57,000 | thousands by filing date | principal |
| PORT ST LUCIE FL UTIL REV, REF REV BDS | 735352QL3 | Revenue Supported Bonds - non-taxable | 50,000 | $57,000 | thousands by filing date | principal |
| OMAHA PUB PWR DIST NE ELEC REV, ELEC SYS REV BDS | 682001FD9 | Revenue Supported Bonds - non-taxable | 50,000 | $57,000 | thousands by filing date | principal |
| MIAMI-DADE CNTY FL EDL FACILITIES AUTH REV, REV AND REV REF BDS, UNIVERSITY | 59333ALZ2 | Revenue Supported Bonds - non-taxable | 50,000 | $57,000 | thousands by filing date | principal |
| BOULDER CNTY CO CTF PARTN, CTF PARTN | 10146LBS5 | Revenue Supported Bonds - non-taxable | 55,000 | $57,000 | thousands by filing date | principal |
| BROWNSVILLE TX UTIL SYS REV, REF BDS | 116475U85 | Revenue Supported Bonds - non-taxable | 50,000 | $57,000 | thousands by filing date | principal |
| CONNECTICUT ST, GO BDS | 20772JF72 | General Obligations - non-taxable | 50,000 | $57,000 | thousands by filing date | principal |
| HILLSBOROUGH CNTY FL AVIATION AUTH CUSTOMER FAC CHARGE REV, REV BDS | 432275AA3 | Revenue Supported Bonds - non-taxable | 50,000 | $57,000 | thousands by filing date | principal |
| CALIFORNIA ST, GO REF BDS | 13063CPT1 | General Obligations - non-taxable | 50,000 | $57,000 | thousands by filing date | principal |
| CALIFORNIA ST PUB WKS BRD LEASE REV, LEASE REV BDS, VAR CAP PROJS | 13068LRW7 | Revenue Supported Bonds - non-taxable | 50,000 | $57,000 | thousands by filing date | principal |
| CLARK CNTY NV ARPT REV, REF BDS | 18085PQC1 | Revenue Supported Bonds - non-taxable | 50,000 | $57,000 | thousands by filing date | principal |
| HARRIS CNTY TEX, ULTD TAX ROAD REF BDS | 414005TC2 | General Obligations - non-taxable | 50,000 | $57,000 | thousands by filing date | principal |
| DENTON CNTY TX FRESH WTR SUPPLY DIST NO 10, ULTD TAX REF BDS | 24879TJG0 | General Obligations - non-taxable | 55,000 | $57,000 | thousands by filing date | principal |
| FORT WORTH TX INDPT SCH DIST, ULTD TAX REF AND SCH BLDG BDS | 3494605P6 | General Obligations - non-taxable | 50,000 | $57,000 | thousands by filing date | principal |
| FRISCO TEX, GO BDS | 358776RU8 | General Obligations - non-taxable | 50,000 | $57,000 | thousands by filing date | principal |
| VIRGINIA ST, GO BDS | 9281092V8 | General Obligations - non-taxable | 50,000 | $57,000 | thousands by filing date | principal |
| VIRGINIA ST RES AUTH INFRASTRUCTURE REV, REV BDS | 92818MVY3 | Revenue Supported Bonds - non-taxable | 50,000 | $57,000 | thousands by filing date | principal |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 472 | $56,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 1,500 | $56,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 4,149 | $56,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 1,231 | $56,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 2,414 | $56,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 4,060 | $56,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 5,798 | $56,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 3,670 | $56,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 3,944 | $56,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 5,990 | $56,000 | thousands by filing date | |
| PENNSYLVANIA ST 4.34 | 70914PXH0 | MUNI BONDS | 50,000 | $56,000 | thousands by filing date | principal |
| LAS VEGAS NEV, GO CITY HALL BDS | 5176965H9 | Revenue Supported Bonds - non-taxable | 50,000 | $56,000 | thousands by filing date | principal |
| NEW HAMPSHIRE HEALTH & ED FACILITIES AUTH REV, REV BDS, SOUTHERN NEW | 644614S91 | Revenue Supported Bonds - non-taxable | 55,000 | $56,000 | thousands by filing date | principal |
| WEST BLOOMFIELD MI SCH DIST, GO UNLTD TAX BLDG SITE BDS | 951452RQ6 | General Obligations - non-taxable | 50,000 | $56,000 | thousands by filing date | principal |
| NEW YORK NY CITY TRANSITIONAL FIN AUTH REV, FUTURE TAX SEC SUB BDS | 64971WBH2 | Revenue Supported Bonds - non-taxable | 50,000 | $56,000 | thousands by filing date | principal |
| UPPER TRINITY REGL WTR DIST TX REGL WASTEWTR SYS REV, REF BDS, LAKEVIEW | 916671JV3 | Revenue Supported Bonds - non-taxable | 55,000 | $56,000 | thousands by filing date | principal |
| PHILADELPHIA PA, GO BDS | 717813SK6 | General Obligations - non-taxable | 50,000 | $56,000 | thousands by filing date | principal |
| NORTH CHARLESTON S C, GO BDS | 658553FP2 | General Obligations - non-taxable | 50,000 | $56,000 | thousands by filing date | principal |
| SALT RIVER PROJ AZ AGRIC IMPT & PWR DIST ELEC SYS REV, ELEC SYS REF REV BDS, | 79575DN30 | Revenue Supported Bonds - non-taxable | 55,000 | $56,000 | thousands by filing date | principal |
| MARTIN CNTY FL HEALTH FACILITIES AUTH HOSP REV, REV BDS, MARTIN MEM MED | 573903FW6 | Revenue Supported Bonds - non-taxable | 50,000 | $56,000 | thousands by filing date | principal |
| PORTSMOUTH N H, GO CAP IMPT LN BDS | 737050L44 | General Obligations - non-taxable | 50,000 | $56,000 | thousands by filing date | principal |
| MIAMI-DADE CNTY FL SCH BRD CTF PARTN, CTF PARTN | 59333MU45 | Revenue Supported Bonds - non-taxable | 50,000 | $56,000 | thousands by filing date | principal |
| MICHIGAN FIN AUTH REV, HOSP REV REF BDS, HENRY FORD HLTH SYS | 59447TMQ3 | Revenue Supported Bonds - non-taxable | 50,000 | $56,000 | thousands by filing date | principal |
| KAUKAUNA WI REDEV AUTH REDEV LEASE REV, REV BDS | 486309AL1 | Revenue Supported Bonds - non-taxable | 50,000 | $56,000 | thousands by filing date | principal |
| PULASKI CNTY KY SCH DIST FIN CORP SCH BLDG REV, SCH BLDG REF REV BDS | 745474WL6 | Revenue Supported Bonds - non-taxable | 50,000 | $56,000 | thousands by filing date | principal |
| KING CNTY WA SCH DIST NO 409 TAHOMA, GO BDS | 495188MZ4 | General Obligations - non-taxable | 50,000 | $56,000 | thousands by filing date | principal |
| FARMINGTON HILLS MICH, GO LTD TAX CAP IMPT BDS | 311164R41 | General Obligations - non-taxable | 50,000 | $56,000 | thousands by filing date | principal |
| BOTHELL WASH, GO BDS | 101295EV1 | General Obligations - non-taxable | 50,000 | $56,000 | thousands by filing date | principal |
| COLORADO SPRINGS CO UTILS REV, UTIL SYS REF REV BDS | 196632H55 | Revenue Supported Bonds - non-taxable | 55,000 | $56,000 | thousands by filing date | principal |
| CALIFORNIA ST, GO BDS | 13063CJX9 | General Obligations - non-taxable | 50,000 | $56,000 | thousands by filing date | principal |
| CEDAR RAPIDS IOWA, GO BDS | 150528C96 | General Obligations - non-taxable | 50,000 | $56,000 | thousands by filing date | principal |
| CHARLESTON EDL EXCELLENCE FING CORP SC REV, INSTALLMENT PURH REV REF BDS, | 160131CX4 | Revenue Supported Bonds - non-taxable | 50,000 | $56,000 | thousands by filing date | principal |
| CLEVELAND OH ST UNIV GENL RCPT, REF BDS | 186406HK3 | Revenue Supported Bonds - non-taxable | 50,000 | $56,000 | thousands by filing date | principal |
| ADVISOR'S ASSET MGMT BRAND FAVORITES FOCUS PORTFOLIO, SERIES 2020-2Q TERM | 00780K168 | UITs - Taxable | 3,480 | $56,000 | thousands by filing date | |
| VIRGINIA ST RES AUTH INFRASTRUCTURE REV, REV BDS | 92817Q7P1 | Revenue Supported Bonds - non-taxable | 50,000 | $56,000 | thousands by filing date | principal |
| VIRGINIA ST RES AUTH INFRASTRUCTURE REV, MORAL OBLIG BDS | 92818NFU7 | Revenue Supported Bonds - non-taxable | 50,000 | $56,000 | thousands by filing date | principal |
| PRICESMART INC COM | 741511109 | Stock | 602 | $55,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 649 | $55,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 603 | $55,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 3,000 | $55,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 1,251 | $55,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 2,926 | $55,000 | thousands by filing date | |
| NORTH TEX TWY AUTH 4 39TOLL TRAN DUE 01/01/39 | 66285WSS6 | MUNI BONDS | 50,000 | $55,000 | thousands by filing date | principal |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1,219 | $55,000 | thousands by filing date | |
| NEW JERSEY ST TPK AUTH TPK REV REV BDS CLBL | 6461395E1 | REV BDS CLBL | 50,000 | $55,000 | thousands by filing date | principal |
| GEORGIA STATE GO BDS CLBL | 373385AS2 | GO BDS CLBL | 50,000 | $55,000 | thousands by filing date | principal |
| ST MARTIN PARISH LA SCH DIST PARISH WIDE, GO SCH BDS | 792163XN2 | General Obligations - non-taxable | 50,000 | $55,000 | thousands by filing date | principal |
| TALLAHASSEE FL HEALTH FACILITIES REV, REV BDS, TALLAHASSEE MEM HEALTHCARE, | 874485DK8 | Revenue Supported Bonds - non-taxable | 50,000 | $55,000 | thousands by filing date | principal |
| MONTGOMERY CNTY TX MUN UTIL DIST NO 127, ULTD TAX BDS | 61372GAD8 | General Obligations - non-taxable | 55,000 | $55,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, EMERSON COLLEGE | 57583U7F9 | Revenue Supported Bonds - non-taxable | 50,000 | $55,000 | thousands by filing date | principal |
| TRAVIS CNTY TX MUN UTIL DIST NO 21, ULTD TAX BDS | 89440LAD6 | General Obligations - non-taxable | 55,000 | $55,000 | thousands by filing date | principal |
| NEW YORK N Y, GO BDS | 64966K3N1 | General Obligations - non-taxable | 50,000 | $55,000 | thousands by filing date | principal |
| UNIVERSITY TX UNIV REVS, REV FINANCING SYS BDS | 9151374C4 | Revenue Supported Bonds - non-taxable | 55,000 | $55,000 | thousands by filing date | principal |
| UNIVERSITY TX UNIV REVS, REF REV FING SYS BDS | 915137K28 | Revenue Supported Bonds - non-taxable | 55,000 | $55,000 | thousands by filing date | principal |
| PASEO DEL ESTE MUN UTIL DIST NO 3 TEX, GO UNLTD TAX BDS | 702597BC8 | General Obligations - non-taxable | 55,000 | $55,000 | thousands by filing date | principal |
| UNIVERSITY VA UNIV REVS, GENL REV PLEDGE REF BDS | 915217XH1 | Revenue Supported Bonds - non-taxable | 55,000 | $55,000 | thousands by filing date | principal |
| PENNSYLVANIA ST, GO BDS | 70914PVW9 | General Obligations - non-taxable | 50,000 | $55,000 | thousands by filing date | principal |
| PENNSYLVANIA ST HIGHER EDL FACILITIES AUTH REV, REV BDS, WIDENER UNIV | 70917SLY7 | Revenue Supported Bonds - non-taxable | 50,000 | $55,000 | thousands by filing date | principal |
| SOUTH DAKOTA ST HEALTH & EDL FACILITIES AUTH REV, REV BDS, SANFORD HEALTH | 83755VZV9 | Revenue Supported Bonds - non-taxable | 50,000 | $55,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH ST PERS INCOME TAX REV, GENL PURP BDS | 64990FJA3 | Revenue Supported Bonds - non-taxable | 45,000 | $55,000 | thousands by filing date | principal |
| PITTSBURGH PA WTR & SWR AUTH WTR & SWR SYS REV, FIRST LIEN REV BDS | 725304TH2 | Revenue Supported Bonds - non-taxable | 50,000 | $55,000 | thousands by filing date | principal |
| SPOTSYLVANIA CNTY VA ECONOMIC DEV AUTH PUB FAC REV, REV BDS, PUB BLDG AND | 849258BW7 | Revenue Supported Bonds - non-taxable | 55,000 | $55,000 | thousands by filing date | principal |
| SUGAR LAND TX WTRWKS & SWR REV, REV BDS | 864881QW0 | Revenue Supported Bonds - non-taxable | 55,000 | $55,000 | thousands by filing date | principal |
| LIVONIA MI MUN BLDG AUTH, GO LTD TAX BLDG AUTH REF BDS | 539233RJ7 | Revenue Supported Bonds - non-taxable | 45,000 | $55,000 | thousands by filing date | principal |
| MIAMI-DADE CNTY FL EDL FACILITIES AUTH REV, REV AND REV REF BDS, UNIVERSITY | 59333AMB4 | Revenue Supported Bonds - non-taxable | 50,000 | $55,000 | thousands by filing date | principal |
| REGIONAL TRANSN DIST CO CTF PARTN, CTF PARTN | 75913TJU9 | Revenue Supported Bonds - non-taxable | 50,000 | $55,000 | thousands by filing date | principal |
| MIDDLESEX CNTY N J, GO BDS | 59656NE73 | General Obligations - non-taxable | 50,000 | $55,000 | thousands by filing date | principal |
| MILFORD N H, GO BDS | 599564CN9 | General Obligations - non-taxable | 55,000 | $55,000 | thousands by filing date | principal |
| MISSOURI JT MUN ELEC UTIL COMMN PWR PROJ REV, REV REF BDS, PRAIRIE STATE | 606092LD4 | Revenue Supported Bonds - non-taxable | 50,000 | $55,000 | thousands by filing date | principal |
| RICHMOND VA, GO PUB IMPT IMPT AND REF BDS | 76541VSC2 | General Obligations - non-taxable | 50,000 | $55,000 | thousands by filing date | principal |
| BRAINTREE MASS, GO REF BDS | 105025R93 | General Obligations - non-taxable | 50,000 | $55,000 | thousands by filing date | principal |
| FLORIDA ST, REF BDS | 341150C24 | Revenue Supported Bonds - non-taxable | 55,000 | $55,000 | thousands by filing date | principal |
| BROWNSVILLE TX UTIL SYS REV, UTIL SYS REV REF BDS | 116475K94 | Revenue Supported Bonds - non-taxable | 50,000 | $55,000 | thousands by filing date | principal |
| CONNECTICUT ST HEALTH & EDL FACILITIES AUTH REV, REV BDS, QUINNIPIAC | 20774YXK8 | Revenue Supported Bonds - non-taxable | 50,000 | $55,000 | thousands by filing date | principal |
| DALLAS FORT WORTH TX INTL ARPT REV, JOINT REV IMPT BDS | 2350362K5 | Revenue Supported Bonds - non-taxable | 50,000 | $55,000 | thousands by filing date | principal |
| DALLAS FORT WORTH TX INTL ARPT REV, JOINT REV IMPT BDS | 2350362N9 | Revenue Supported Bonds - non-taxable | 50,000 | $55,000 | thousands by filing date | principal |
| JACKSON CNTY OR SCH DIST NO 549C, GO REF BDS | 468034NY5 | General Obligations - non-taxable | 50,000 | $55,000 | thousands by filing date | principal |
| AUSTIN TEX, PUB IMPT REF CTFS OF OBLIG PUB PPTY FIN CONTRACT | 052397AM8 | General Obligations - non-taxable | 50,000 | $55,000 | thousands by filing date | principal |
| GIBSON CNTY TN SPL SCH DIST, GO LTD TAX SCH BDS | 374816EW2 | Revenue Supported Bonds - non-taxable | 50,000 | $55,000 | thousands by filing date | principal |
| JOHNSON CREEK WI SCH DIST, GO REF BDS | 479084DU6 | General Obligations - non-taxable | 50,000 | $55,000 | thousands by filing date | principal |
| BAYTOWN TEX, COMBINED TAX AND REV CTFS OBLIG | 073186NP9 | Revenue Supported Bonds - non-taxable | 50,000 | $55,000 | thousands by filing date | principal |
| BAYTOWN TEX, COMBINED TAX AND REV CTFS OBLIG | 073186NU8 | Revenue Supported Bonds - non-taxable | 50,000 | $55,000 | thousands by filing date | principal |
| CHARLOTTE NC WTR & SWR SYS REV, REF BDS | 161045PG8 | Revenue Supported Bonds - non-taxable | 50,000 | $55,000 | thousands by filing date | principal |
| HALIFAX HOSP MED CTR FL HOSP REV, REV REF BDS | 405815JA0 | Revenue Supported Bonds - non-taxable | 50,000 | $55,000 | thousands by filing date | principal |
| INDIANA UNIV REVS, CONSOLIDATED REV BDS | 455168BW3 | Revenue Supported Bonds - non-taxable | 50,000 | $55,000 | thousands by filing date | principal |
| HAMPTON ROADS SANTN DIST VA WASTEWATER REV, REV BDS | 409327HN6 | Revenue Supported Bonds - non-taxable | 45,000 | $55,000 | thousands by filing date | principal |
| HARRIS CNTY TX CULTURAL ED FACILITIES FIN CORP REV, REV BDS, THE METHODIST | 414009KD1 | Revenue Supported Bonds - non-taxable | 50,000 | $55,000 | thousands by filing date | principal |
| DISTRICT COLUMBIA, GO REF BDS | 25476FWM6 | General Obligations - non-taxable | 50,000 | $55,000 | thousands by filing date | principal |
| FRISCO TX INDPT SCH DIST, ULTD TAX SCH BLDG AND REF BDS | 35880CNA8 | General Obligations - non-taxable | 50,000 | $55,000 | thousands by filing date | principal |
| GALVESTON CNTY TX MUN UTIL DIST NO 12, UNLTD TX BDS | 364225DM1 | General Obligations - non-taxable | 50,000 | $55,000 | thousands by filing date | principal |
| EDINA MN INDPT SCH DIST NO 273, GO SCH BLDG BDS | 280659TV5 | General Obligations - non-taxable | 50,000 | $55,000 | thousands by filing date | principal |
| VIRGINIA COLLEGE BLDG AUTH VA EDL FACILITIES REV PUB HIGHER ED FING PGM, | 92778WFC5 | Revenue Supported Bonds - non-taxable | 50,000 | $55,000 | thousands by filing date | principal |
| VIRGINIA ST PUB SCH AUTH SCH FING, BDS | 92818HKF7 | Revenue Supported Bonds - non-taxable | 50,000 | $55,000 | thousands by filing date | principal |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 836 | $54,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 2,780 | $54,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 937 | $54,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 442 | $54,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 4,058 | $54,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 587 | $54,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,374 | $54,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 4,626 | $54,000 | thousands by filing date | |
| EXPERIAN GP LTD ADR | 30215C101 | FOREIGN | 1,400 | $54,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 1,934 | $54,000 | thousands by filing date | |
| REINSURANCE GROUP OF AMERICA | 759351703 | PFD | 1,984 | $54,000 | thousands by filing date | |
| ST MARTIN PARISH LA SCH DIST PARISH WIDE, GO SCH BDS | 792163XS1 | General Obligations - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| MASSACHUSETTS ST, GO CONSOLIDATED LN BDS | 57582RSV9 | General Obligations - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| NEVADA ST LEASE REV CTF PARTN, CTF PARTN, CASA GRANDE PROJ | 641486CZ6 | Revenue Supported Bonds - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| NEW JERSEY ST TPKE AUTH TPKE REV, REV BDS | 646139Z99 | Revenue Supported Bonds - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| WESLACO TEX, CTFS OF OBLIG | 950868NW5 | Revenue Supported Bonds - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| WEST FARGO N D, REF IMPT BDS | 952718A79 | Revenue Supported Bonds - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| UNIVERSITY KY GENL RCPTS, GENL RCPTS BDS | 914378FC3 | Revenue Supported Bonds - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| UNIVERSITY KY GENL RCPTS, BDS | 914378NB6 | Revenue Supported Bonds - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| UNIVERSITY NE UNIV REVS, REV BDS, UNIV OF NEBRASKA OMAHA STD CTR PROJ | 9146415N1 | Revenue Supported Bonds - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV, WTR AND SWR SYSTEM SEC | 64972GEU4 | Revenue Supported Bonds - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| SHELBY CNTY TN HEALTH EDL & HSG FACILITIES BRD REV, REV BDS, | 821697S42 | Revenue Supported Bonds - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| WILDGRASS MET DIST COLO, GO REF BDS | 96811RAN7 | General Obligations - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| WILLISTON N D, REF IMPT BDS | 9707012Q0 | Revenue Supported Bonds - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| METROPOLITAN TRANSN AUTH NY REV, REV BDS | 59259YZD4 | Revenue Supported Bonds - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| PASADENA TX INDPT SCH DIST, ULTD TAX SCH BLDG AND REF BDS | 702334AP8 | General Obligations - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| SOUTH BROWARD HOSP DIST FL REV, REF REV BDS, SOUTH BROWARD HOSP DIST D/B/A | 836753LY7 | Revenue Supported Bonds - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| UTILITY DEBT SECURITIZATION AUTH N Y, RESTRUCTURING BDS | 91802RBM0 | Revenue Supported Bonds - non-taxable | 45,000 | $54,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH ST PERS INCOME TAX REV, REV REF BDS | 64990ECL9 | Revenue Supported Bonds - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| NEW YORK ST URBAN DEV CORP REV, INCOME TAX REV BDS | 650035C55 | Revenue Supported Bonds - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| VACAVILLE CA REDEV AGY SUCCESSOR AGY TAX ALLOC, SUB TAX ALLOC REF BDS | 91857RBG7 | Taxable Municipal Bonds | 50,000 | $54,000 | thousands by filing date | principal |
| WASHINGTON ST, GO REF BDS | 93974C8G8 | General Obligations - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| LOS ANGELES CA WASTEWATER SYS REV, REV BDS | 53945CAM2 | Revenue Supported Bonds - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| INVESCO GLOBAL WATER PORTFOLIO 211 TERM 03/09/2023 REINV WRAP QUARTERLY | 46148T441 | UITs - Taxable | 5,001 | $54,000 | thousands by filing date | |
| MARICOPA CNTY AZ SCH DIST NO 11 PEORIA UNI, SCH IMPT BDS | 567090ZF5 | General Obligations - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| OHIO ST, SCH GENL OBLIG BDS | 677522ZB3 | General Obligations - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| RED OAK TX INDPT SCH DIST, ULTD TAX REF BDS, ELLIS CNTY | 756843B49 | General Obligations - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| MIDLOTHIAN TEX, GO REF BDS | 597834XE5 | General Obligations - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| MINERAL WELLS TX INDPT SCH DIST, ULTD TAX SCH BLDG BDS | 603109MS5 | General Obligations - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| ROCHESTER N H, GO BDS | 771639WK3 | General Obligations - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| CORPUS CHRISTI TX UTIL SYS REV, JR LIEN REV REF BDS | 220245YV0 | Revenue Supported Bonds - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| FLORIDA ST BRD ED PUB ED, CAP OUTLAY REF BDS | 34153QBX3 | Revenue Supported Bonds - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| FLORIDA ST BRD ED PUB ED, PUB EDU CAP OUTLAY REF BDS | 34153QDG8 | General Obligations - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 165, ULTD TAX REF BDS | 414962RD4 | General Obligations - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| ASHLAND KY, GO REF BDS | 044249CC2 | General Obligations - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| HOT SPRINGS AR WASTEWATER REV, REV REF BDS | 441178CG3 | Revenue Supported Bonds - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| CALIFORNIA ST, VAR PURP GO BDS | 13063DFN3 | General Obligations - non-taxable | 45,000 | $54,000 | thousands by filing date | principal |
| CHAMBERS CNTY TX IMPT DIST NO 2, UNLTD TAX RD BDS | 157793FE5 | General Obligations - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| INDIANA TRANSN FIN AUTH HWY REV, REF REV BDS | 455141NE7 | Revenue Supported Bonds - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| FORT BEND CNTY TX MUN UTIL DIST NO 129, ULTD TAX REF BDS | 34681YFN5 | General Obligations - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| DENTON CNTY TEX, PERM IMPT BDS | 2487754M7 | General Obligations - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| GAINESVILLE & HALL CNTY GA HOSP AUTH REV ANTIC CTFS, REV ANTIC CTFS, | 362762LC8 | Revenue Supported Bonds - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| DUBOIS PA HOSP AUTH HOSP REV, PENN HIGHLANDS HEALTHCARE, PENN HIGHLANDS | 263804BM7 | Revenue Supported Bonds - non-taxable | 45,000 | $54,000 | thousands by filing date | principal |
| FAIRFAX CNTY VA, PUB IMPT AND REF BDS | 30382AEU2 | General Obligations - non-taxable | 45,000 | $54,000 | thousands by filing date | principal |
| VIRGINIA BEACH VA WTR & SWR REV, REV BDS | 927749HU8 | Revenue Supported Bonds - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| VIRGINIA CMNWLTH TRANSN BRD, FED TRANSN GRANT ANTIC NTS | 927790GR0 | Revenue Supported Bonds - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| VIRGINIA ST RES AUTH INFRASTRUCTURE REV, STATE MORAL OBLIG REV BDS, VIRGINIA | 92818GWJ8 | Revenue Supported Bonds - non-taxable | 50,000 | $54,000 | thousands by filing date | principal |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 2,555 | $53,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 849 | $53,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 3,249 | $53,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1,696 | $53,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 1,400 | $53,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 3,240 | $53,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 1,700 | $53,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 3,470 | $53,000 | thousands by filing date | |
| FAIRFAX CNTY VA ECONOMIC DEV AUTH TRANSN CONTRACT REV, REV REF BDS, ROUTE 28 | 30383ADQ1 | Revenue Supported Bonds - non-taxable | 50,000 | $53,000 | thousands by filing date | principal |
| MASSACHUSETTS ST, GO BDS | 57582RJM9 | General Obligations - non-taxable | 50,000 | $53,000 | thousands by filing date | principal |
| NEW HAMPSHIRE HEALTH & ED FACILITIES AUTH REV, REV BDS, UNIVERSITY SYS OF | 6446144V8 | Revenue Supported Bonds - non-taxable | 50,000 | $53,000 | thousands by filing date | principal |
| NEW JERSEY ST, GO BDS | 646039UN5 | General Obligations - non-taxable | 50,000 | $53,000 | thousands by filing date | principal |
| WEST MONROE LA SALES & USE TAX REV, SALES TAX BDS | 954625CE7 | Revenue Supported Bonds - non-taxable | 50,000 | $53,000 | thousands by filing date | principal |
| UNIVERSITY CINCINNATI OH GENL RCPTS, GENL RCPTS BDS | 914119WR9 | Revenue Supported Bonds - non-taxable | 50,000 | $53,000 | thousands by filing date | principal |
| SHELL INTERNATIONAL FINANCE B.V. | 822582AX0 | Yankee Bond (denominated & pays in US$) | 50,000 | $53,000 | thousands by filing date | principal |
| SIENNA PLANTATION LEVEE IMPT DIST TX FORT BEND CNTY, UNLTD TAX IMPT BDS | 826204ZF9 | General Obligations - non-taxable | 50,000 | $53,000 | thousands by filing date | principal |
| WINTER HAVEN FL UTIL SYS REV, REF BDS | 975840BQ1 | Revenue Supported Bonds - non-taxable | 50,000 | $53,000 | thousands by filing date | principal |
| PALMERA RIDGE MUN UTIL DIST WILLIAMSON CNTY TEX, ULTD TAX BDS | 69704PBD9 | General Obligations - non-taxable | 50,000 | $53,000 | thousands by filing date | principal |
| NORTH TX TWY AUTH REV, REF BDS | 66285WPQ3 | Revenue Supported Bonds - non-taxable | 50,000 | $53,000 | thousands by filing date | principal |
| MINNESOTA ST, GO STATE TRUNK HWY REF BDS | 6041295F9 | General Obligations - non-taxable | 50,000 | $53,000 | thousands by filing date | principal |
| ALAMO TX CMNTY COLLEGE DIST, LTD GO REF BDS | 011415PK6 | General Obligations - non-taxable | 50,000 | $53,000 | thousands by filing date | principal |
| ALASKA ST, GO BDS | 0117703H5 | General Obligations - non-taxable | 45,000 | $53,000 | thousands by filing date | principal |
| ENCANTO REAL UTIL DIST TEX, ULTD TAX BDS | 292507FY1 | General Obligations - non-taxable | 50,000 | $53,000 | thousands by filing date | principal |
| CONNECTICUT ST HEALTH & EDL FACILITIES AUTH REV, REV BDS, CONNECTICUT ST | 20774YMF1 | Revenue Supported Bonds - non-taxable | 50,000 | $53,000 | thousands by filing date | principal |
| CORPUS CHRISTI TX UTIL SYS REV, REV IMPT BDS | 220245VC5 | Revenue Supported Bonds - non-taxable | 50,000 | $53,000 | thousands by filing date | principal |
| ARLINGTON TX INDPT SCH DIST, ULTD TAX SCH BLDG BDS | 041826P36 | General Obligations - non-taxable | 50,000 | $53,000 | thousands by filing date | principal |
| ATLANTA GA TAX ALLOCATION, TAX ALLOCATION BDS, PERRY BOLTON PROJ | 047849DM3 | Revenue Supported Bonds - non-taxable | 50,000 | $53,000 | thousands by filing date | principal |
| BURLEIGH CNTY ND MULTI-CNTY SALES TAX REV, REV BDS | 121382AP0 | Revenue Supported Bonds - non-taxable | 50,000 | $53,000 | thousands by filing date | principal |
| HIDALGO CNTY TX DRAIN DIST NO 1, UNLTD TAX IMPT BDS | 429335JA1 | General Obligations - non-taxable | 45,000 | $53,000 | thousands by filing date | principal |
| HOLBROOK MASS, ULTD TAX GO SCH BDS | 434722JX3 | General Obligations - non-taxable | 50,000 | $53,000 | thousands by filing date | principal |
| JACKSON TN ENERGY AUTH ELEC SYS REV, REV REF IMPT BDS | 46873QCK3 | Revenue Supported Bonds - non-taxable | 50,000 | $53,000 | thousands by filing date | principal |
| CANADIAN PACIFIC RAILWAY COMPANY | 13645RAK0 | Yankee Bond (denominated & pays in US$) | 50,000 | $53,000 | thousands by filing date | principal |
| CENTRAL PUGET SOUND WA REGL TRAN AUTH SALES & USE TAX REV, REF BDS | 15504RFK0 | Revenue Supported Bonds - non-taxable | 50,000 | $53,000 | thousands by filing date | principal |
| GRAPEVINE TEX, GO BDS | 388625CJ2 | General Obligations - non-taxable | 50,000 | $53,000 | thousands by filing date | principal |
| JACKSONVILLE FL TRANSPORT REV, REF REV BDS | 469495DK8 | Revenue Supported Bonds - non-taxable | 50,000 | $53,000 | thousands by filing date | principal |
| JOHNSON CNTY KS UNI SCH DIST NO 229, GO SCH BDS | 478700W94 | General Obligations - non-taxable | 50,000 | $53,000 | thousands by filing date | principal |
| FIRST TRUST INNOVATIVE TECHNOLOGY PORT SER 26 TERM 03/04/2022 REINV FEE | 30313E850 | UITs - Taxable | 3,346 | $53,000 | thousands by filing date | |
| FORT BEND CNTY TX MUN UTIL DIST NO 148, ULTD TAX BDS | 34682DBG9 | General Obligations - non-taxable | 50,000 | $53,000 | thousands by filing date | principal |
| DENVER CO CITY & CNTY ARPT REV, REV BDS | 249182GG5 | Revenue Supported Bonds - non-taxable | 50,000 | $53,000 | thousands by filing date | principal |
| GADSDEN AL, GO WTS | 362460VM6 | General Obligations - non-taxable | 45,000 | $53,000 | thousands by filing date | principal |
| EAST MONTGOMERY CNTY MUN UTIL DIST NO 5 TX CONTRACT REV, ULTD TAX CONTRACT REV | 27373PBF2 | Revenue Supported Bonds - non-taxable | 50,000 | $53,000 | thousands by filing date | principal |
| VIRGINIA ST PUB SCH AUTH, SCH FIN BDS | 92817SJ58 | Revenue Supported Bonds - non-taxable | 50,000 | $53,000 | thousands by filing date | principal |
| VIRGINIA ST PUB SCH AUTH, SCH FINANCING BDS | 92817SW87 | Revenue Supported Bonds - non-taxable | 50,000 | $53,000 | thousands by filing date | principal |
| MKS INC. COM | 55306N104 | Stock | 295 | $52,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 687 | $52,000 | thousands by filing date | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 691 | $52,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 518 | $52,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 3,000 | $52,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,621 | $52,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 3,250 | $52,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 3,572 | $52,000 | thousands by filing date | |
| FRMO CORPORATION | 30262F205 | COM | 5,035 | $52,000 | thousands by filing date | |
| RIGHTMOVE PLC FFORWARD SPLIT WITH STOCK SPLIT SHARES | 76657Y101 | COM | 2,888 | $52,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 7,500 | $52,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 930 | $52,000 | thousands by filing date | |
| MORRIS CNTY NJ IMPT AUTH REV, GOVERNMENTAL LN REV BDS | 618028HW7 | Revenue Supported Bonds - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| MONTGOMERY CNTY TX MUN UTIL DIST NO 105, ULTD TAX BDS | 61371TBE8 | General Obligations - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| TULSA CNTY OK INDL AUTH EDL FACILITIES LEASE REV, LEASE REV BDS, BROKEN ARROW | 89952PDS1 | Revenue Supported Bonds - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY REV, BDS, DANA FARBER CANCER INST | 57584YUW7 | Revenue Supported Bonds - non-taxable | 40,000 | $52,000 | thousands by filing date | principal |
| WEST HAVEN CONN, GO BDS | 953140L32 | General Obligations - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| MAUI CNTY HAWAII, GO BDS | 5772853A5 | General Obligations - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| UNIVERSITY AL GENL REV, REV BDS | 914026MQ9 | Revenue Supported Bonds - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV, WTR AND SWR SYS REV BDS | 64972F5U6 | Revenue Supported Bonds - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| PAULSBORO N J, TAXABLE GO BDS | 703776EC4 | Taxable Municipal Bonds | 50,000 | $52,000 | thousands by filing date | principal |
| SOCORRO TX INDPT SCH DIST, ULTD TAX REF BDS | 8337145C8 | General Obligations - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| WISCONSIN ST, GO BDS | 97705L5Z6 | General Obligations - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| SOUTH-WESTERN CITY SCH DIST OH FRANKLIN & PICKWAY CNTY, CONSTR AND IMPT BDS | 840658MD7 | General Obligations - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH ST PERS INCOME TAX REV, REV BDS | 64990EFG7 | Revenue Supported Bonds - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| SUGAR LAND TX DEV CORP SALES TAX REV, REV BDS | 864858DJ1 | Revenue Supported Bonds - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| WOOD TRACE TX MUN UTIL DIST, UTLD TAX BDS | 978642CG9 | General Obligations - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| NEWBURY MASS, GO POLICE STATION BDS | 650876FJ9 | General Obligations - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| LLOYDS TSB BANK PLC | 5394E8BE8 | Yankee Bond (denominated & pays in US$) | 50,000 | $52,000 | thousands by filing date | principal |
| NORTH HARRIS CNTY REGL WTR AUTH TX REV, SR LIEN REV REF BDS | 65956NDQ6 | Revenue Supported Bonds - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| NORTH TX MUN WTR DIST TEXAS WTR SYS REV, REV REF BDS | 662903MZ3 | Revenue Supported Bonds - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| NORTH TX MUN WTR DIST TEXAS WTR SYS REV, REV REF BDS | 662903NC3 | Revenue Supported Bonds - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| NORTHWEST HARRIS CNTY MUN UTIL DIST NO 19 TEX, ULTD TAX REF BDS | 667907MC0 | General Obligations - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| SAN ANTONIO TEX, CTFS OF OBLIG | 796237ZZ1 | Revenue Supported Bonds - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| PORTLAND OR REV, LTD TAX REV BDS, PORTLAND BUILDING PROJECT | 736740TE1 | General Obligations - non-taxable | 40,000 | $52,000 | thousands by filing date | principal |
| PORTSMOUTH VA, GO REF BDS | 73723RMD2 | General Obligations - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| PORTSMOUTH VA, GO REF BDS | 73723RVD2 | General Obligations - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| MARYLAND ST HEALTH & HIGHER EDL FACILITIES AUTH REV, REV BDS, HELIX | 574216XB8 | Revenue Supported Bonds - non-taxable | 45,000 | $52,000 | thousands by filing date | principal |
| OHIO STATE, INFRASTRUCTURE IMPT GO BDS | 6775214H6 | General Obligations - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| OKLAHOMA CITY OKLA, GO BDS | 678519NZ8 | General Obligations - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| MICHIGAN ST HSG DEV AUTH SINGLE FAMILY MTG REV, REV BDS | 5946536Y8 | Revenue Supported Bonds - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| RAYNHAM MASS, UNLTD TAX GO SWR BDS | 755077JV7 | General Obligations - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| MINUTEMAN REGL VOCATNL TECHNICAL SCH DIST MASS, GO BDS | 604543EB0 | General Obligations - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| RICHMOND VA, PUB IMPT BDS | 76541VLF2 | General Obligations - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| ALBEMARLE CNTY VA ECONOMIC DEV AUTH PUB FAC REV, REV BDS, ALBEMARIE CNTY PROJ | 01266HBF5 | Revenue Supported Bonds - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| ENERGY NORTHWEST WA ELEC REV, REV REF BDS, PROJ 1 | 29270CU37 | Revenue Supported Bonds - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| FALL RIVER MASS, GO MUN PURP LN BDS | 306297X56 | General Obligations - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| BRAZORIA CNTY TX MUN UTIL DIST NO 28, ULTD TAX BDS | 10606PGK1 | General Obligations - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| BRUNSWICK CNTY NC ENTERPRISE SYS REV, REF REV BDS | 117068DY9 | Revenue Supported Bonds - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| FLORIDA ST BRD ED PUB ED, REF BDS | 34153PZ68 | Revenue Supported Bonds - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| HARRIS CNTY TX WTR CTL & IMPT DIST NO 161, ULTD TAX BDS | 41453TAF9 | General Obligations - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| HIGHWAY 380 MUN MGMT DIST NO 1 TEX, ULTD TAX RD BDS | 43124ABF4 | General Obligations - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| ATLANTIC CITY N J, TAX APPEAL REF BDS | 048339SY2 | General Obligations - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| GENESEE VALLEY CENT SCH DIST NEW YORK AT ANGELICA BELMONT, SCH DIST REF BDS | 371744CD3 | General Obligations - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| CALIFORNIA ST, VAR PURP GO REF BDS | 13063DUC0 | General Obligations - non-taxable | 40,000 | $52,000 | thousands by filing date | principal |
| GRAND RIVER DAM AUTH OK REV, REV BDS | 386442VT1 | Revenue Supported Bonds - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| CHESTERFIELD TWP NJ SCH DIST, REF SCH BDS | 166519CU0 | General Obligations - non-taxable | 45,000 | $52,000 | thousands by filing date | principal |
| INDIANA MUN PWR AGY PWR SUPPLY SYS REV, REF REV BDS | 454898VY0 | Revenue Supported Bonds - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| CLEAR CREEK TX INDPT SCH DIST, GO REF BDS | 1845404J8 | General Obligations - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST 457, RD BDS | 41423KAE8 | General Obligations - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 499, ULTD TAX BDS | 41426XAF4 | General Obligations - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 499, UNLIMITED TAX BDS | 41426XBF3 | General Obligations - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| ANDERSON SC WTR & SWR SYS REV, REF REV BDS | 034074DF8 | Revenue Supported Bonds - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| DAYTONA BEACH FL UTIL SYS REV, REF AND IMPT REV BDS | 240195CA3 | Revenue Supported Bonds - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| FORT BEND CNTY TX MUN UTIL DIST NO 148, ULTD TAX BDS | 34682DBF1 | General Obligations - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| FORT BEND CNTY TX MUN UTIL DIST NO 134B, ULTD TAX BDS | 34683LBJ4 | General Obligations - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| FREMONT CA UNI SCH DIST ALAMEDA CNTY, GO REF BDS | 3571545F6 | General Obligations - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| VIRGINIA COLLEGE BLDG AUTH VA EDL FACILITIES REV, REV BDS, UNIVERSITY | 927781E67 | Revenue Supported Bonds - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| LOUISIANA ST, GO BDS | 546415E97 | General Obligations - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| VIRGINIA COLLEGE BLDG AUTH VA EDL FACILITIES REV, REV BDS | 927781J21 | Revenue Supported Bonds - non-taxable | 50,000 | $52,000 | thousands by filing date | principal |
| VIRGINIA ST RES AUTH INFRASTRUCTURE REV, REV BDS, POOLED FING PGM | 92818MBR0 | Revenue Supported Bonds - non-taxable | 45,000 | $52,000 | thousands by filing date | principal |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 295 | $51,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 140 | $51,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 628 | $51,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 1,500 | $51,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 929 | $51,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 2,650 | $51,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 2,690 | $51,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 200 | $51,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 1,126 | $51,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 4,000 | $51,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 2,458 | $51,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 25,000 | $51,000 | thousands by filing date | |
| NEW JERSEY ST TPK AUTH | 6461393P8 | Fixed Income | 50,000 | $51,000 | thousands by filing date | principal |
| MONAKER GROUP INC | 609011200 | COM NEW | 22,600 | $51,000 | thousands by filing date | |
| ROCKWALL CNTY TX MUN UTIL DIST NO 6, UNLTD TAX UTIL BDS | 77427EBD3 | General Obligations - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| MONTAGUE MASS, GO MUN PURP LN BDS | 611815GP0 | General Obligations - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| MONTGOMERY CNTY TX MUN UTIL DIST NO 138, ULTD TAX RD BDS | 61371EAD4 | General Obligations - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| MONTGOMERY CNTY TX MUN UTIL DIST NO 126, ULTD TAX RD BDS | 61371RAF0 | General Obligations - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| MORGAN STANLEY FINANCE LLC 5Y U.S. EQUITY CONTINGENT COUPON CALLABLE | 61771EXL7 | Equity Linked Debt - CPN and $1000 par | 50,000 | $51,000 | thousands by filing date | principal |
| MOUNTAIN REGL WTR SPL SVC DIST UT WTR REV, WTR REV REF BDS | 62426VBM8 | Revenue Supported Bonds - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| TEXAS ST, GO MOBILITY FUND REF BDS | 882723YY9 | Revenue Supported Bonds - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| MASSACHUSETTS ST, GO CONSOLIDATED LN BDS | 57582RSA5 | General Obligations - non-taxable | 40,000 | $51,000 | thousands by filing date | principal |
| NEBRASKA PUB PWR DIST REV, REV BDS | 63968A3B9 | Revenue Supported Bonds - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| NEBRASKA PUB PWR DIST REV, GENL REV BDS | 63968AUQ6 | Revenue Supported Bonds - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| TRIBOROUGH BRG & TUNL AUTH NY REVS, GENL REV REF BDS, MTA BRIDGES AND | 89602NWR1 | Revenue Supported Bonds - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| NEW HAMPSHIRE ST, GO CAP IMPT BDS | 644682Q58 | General Obligations - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| SAN LEON TX MUN UTIL DIST, ULTD TAX BDS | 798465GH7 | General Obligations - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| METROPOLITAN COUNCIL MN MINNEAPOLIS-ST PAUL MET AREA, GO TRANSIT AND CAP REF | 591852UK2 | General Obligations - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| PALM BEACH CNTY FL SOLID WASTE AUTH REV, REF REV BDS | 696560JR3 | Revenue Supported Bonds - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| PALMERA RIDGE MUN UTIL DIST WILLIAMSON CNTY TEX, ULTD TAX BDS | 69704PBB3 | General Obligations - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| SHERIDAN AR SCH DIST NO 37, CONSTR BDS | 823619TJ0 | General Obligations - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV, SECOND GENL RESOLUTION | 64972GSJ4 | Revenue Supported Bonds - non-taxable | 40,000 | $51,000 | thousands by filing date | principal |
| SNOHOMISH CNTY WA PUB UTIL DIST NO 001 ELEC REV, ELEC SYS REV REF BDS | 833102XU5 | Revenue Supported Bonds - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| SONTERRA MUN UTIL DIST TEX, ULTD TAX AND REV REF BDS | 83569BEZ3 | Revenue Supported Bonds - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| NEW YORK ST URBAN DEV CORP REV, INCOME TAX REV BDS | 650035M70 | Revenue Supported Bonds - non-taxable | 45,000 | $51,000 | thousands by filing date | principal |
| SUNFIELD MUN UTIL DIST NO 3 TEX, ULTD TAX RD BDS | 867342AD9 | General Obligations - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| NORFOLK CNTY MASS, GO MUN PURP LN BDS | 655711KD0 | General Obligations - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| LONDONDERRY N H, GENL OBLIG BDS | 542144HU7 | General Obligations - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| SALT RIVER PROJ AZ AGRIC IMPT & PWR DIST ELEC SYS REV, ELEC SYS REF REV BDS, | 79575DN71 | Revenue Supported Bonds - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| LOUISIANA LOC GOVT ENVIRONMENTAL FACILITIES & CMNTY DEV AUTH REV, REV | 546282KP8 | Revenue Supported Bonds - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| OMAHA NE SANTN SEW REV, REV BDS | 681810HR1 | Revenue Supported Bonds - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| KAUFMAN CNTY TX MUN UTIL DIST NO 14, ULTD TAX RD BDS | 48619KBH9 | General Obligations - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| ORLANDO FL UTILS COMMN UTIL SYS REV, UTIL SYS REV REF BDS | 686507EP5 | Revenue Supported Bonds - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| MISSOURI ST DEV FIN BRD INFRASTRUCTURE FACILITIES REV, ANNUAL APPROPRIATION | 60636C6T1 | Revenue Supported Bonds - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| LAKELAND FL WTR & WASTEWTR REV, REV REF BDS | 511773BP7 | Revenue Supported Bonds - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| BOSSIER PARISH LA PARISHWIDE SCH DIST, GO SCH BDS | 100272GY3 | General Obligations - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| COLONIAL HEIGHTS VA, GO PUB IMPT AND REF BDS | 195720PZ4 | General Obligations - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| CONNECTICUT ST, GO BDS | 20772JDK5 | General Obligations - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| BUNCHES BEND PROTN DIST LA, REV BDS | 120507AM0 | Revenue Supported Bonds - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| CREDIT SUISSE AG | 22548F208 | Equity Linked Debt Securities - $10 Par (Principal Protected) | 2,500 | $51,000 | thousands by filing date | principal |
| FLORIDA ST BRD ED PUB ED, CAP OUTLAY REF BDS | 34153QSW7 | Revenue Supported Bonds - non-taxable | 40,000 | $51,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 58, ULTD TAX BDS | 414982ET1 | General Obligations - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 58, ULTD TAX BDS | 414982EU8 | General Obligations - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| ATLANTA GA WTR & WASTEWTR REV, REF BDS | 047870QY9 | Revenue Supported Bonds - non-taxable | 40,000 | $51,000 | thousands by filing date | principal |
| DALLAS TEX, GO REF AND IMPT BDS | 235219KG6 | General Obligations - non-taxable | 45,000 | $51,000 | thousands by filing date | principal |
| GALVESTON CNTY TX MUN UTIL DIST NO 66, ULTD TAX BDS | 36422PBH0 | General Obligations - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC 3Y U.S. EQUITY & ENERGY CONTINGENT COUPON CALLABLE | 06747NJA3 | Equity Linked Debt - CPN and $1000 par | 50,000 | $51,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC 4.5Y S&P 500 INDEX BUFFERED RETURN NOTE | 06747NZH0 | Equity Linked Debt - No CPN and $1000 par | 40,000 | $51,000 | thousands by filing date | principal |
| JEFFERSON CNTY KY SCH DIST FIN CORP SCH BLDG REV, REV BDS | 472904X22 | Revenue Supported Bonds - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| INDIANA ST FIN AUTH WASTEWATER UTIL REV, WASTEWTR UTIL REV BDS, CWA AUTHORITY | 45505MAP1 | Revenue Supported Bonds - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| COLLEGE STATION TEX, GO IMPT AND REF BDS | 194469AL6 | General Obligations - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 211, ULTD TAX BDS | 413908EW0 | General Obligations - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST 419, ULTD TAX REF BDS | 41421DPC4 | General Obligations - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 406, ULTD TAX BDS | 41422JCW0 | General Obligations - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 499, ULTD TAX BDS | 41426XAE7 | General Obligations - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| FIRST TRUST INTERNATIONAL CAPITAL STRENGTH PORT 43 TERM 07/22/2021 REINV | 30311C757 | UITs - Taxable | 3,584 | $51,000 | thousands by filing date | |
| FLORIDA ST TPKE AUTH TPKE REV, REV BDS | 343136Z34 | Revenue Supported Bonds - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| FORT BEND CNTY TX MUN UTIL DIST NO 173, ULTD TAX BDS | 34683KAE8 | General Obligations - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| FORT BEND CNTY TX MUN UTIL DIST NO 134B, ULTD TAX BDS | 34683LBG0 | General Obligations - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| FORT BEND-WALLER CNTYS TX MUN UTIL DIST NO 3, ULTD TAX BDS | 34684TAB4 | General Obligations - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| DEER PARK TX INDPT SCH DIST, LTD TAX SCH BLDG REF BDS | 244127B39 | General Obligations - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| GAINESVILLE FL UTILS SYS REV, REV BDS | 362848RQ8 | Revenue Supported Bonds - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| FIRST TRUST MARKET STRENGTH ALLOC OPPTY PORT SER 16 TERM 04/06/2022 REINV | 30317K217 | UITs - Taxable | 4,621 | $51,000 | thousands by filing date | |
| EAST HAMPTON TWN N Y, VAR PURP SERIAL BDS | 272731M72 | General Obligations - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| FAIRFAX CNTY VA ECONOMIC DEV AUTH TRANSN CONTRACT REV, REV REF BDS, ROUTE 28 | 30383ADE8 | Revenue Supported Bonds - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| VICTORIA CNTY TX JR COLLEGE DIST, LTD TAX BDS | 926200FG6 | General Obligations - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| VIRGINIA COLLEGE BLDG AUTH VA EDL FACILITIES REV, REV BDS, 21ST CNTURY | 927781L77 | Revenue Supported Bonds - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| VIRGINIA CMNWLTH TRANSN BRD TRANSN REV, REV REF BDS | 927793UT4 | Revenue Supported Bonds - non-taxable | 50,000 | $51,000 | thousands by filing date | principal |
| BLOOM ENERGY CORP | 093712107 | COM | 1,850 | $50,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 1,412 | $50,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 270 | $50,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 1,500 | $50,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 790 | $50,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 1,263 | $50,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 851 | $50,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 2,615 | $50,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 700 | $50,000 | thousands by filing date | |
| Novo-Nordisk A/S | k72807132 | COM | 600 | $50,000 | thousands by filing date | |
| MORGAN STANLEY FINANCE LLC. 5Y S&P 500 INDEX PARTIALLY PROTECTED NOTE | 61769HFC4 | Equity Linked Debt - No CPN and $1000 par | 32,000 | $50,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, TUFTS UNIV | 57583U3X4 | Revenue Supported Bonds - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, MA GENERAL BRIGHAM INC | 57583UMM7 | Revenue Supported Bonds - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| NEW HAVEN CONN, GO BDS | 645020F94 | General Obligations - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| TULSA OKLA, GO BDS | 899645VG7 | General Obligations - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| MASSACHUSETTS ST HSG FIN AGY MULTI-FAMILY HSG, REV BDS | 57586YBA4 | Revenue Supported Bonds - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| METROPOLITAN GOVT NASHVILLE & DAVIDSON CNTY TENN, GO REF BDS | 592112NJ1 | General Obligations - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| WILLOW PT MUN UTIL DIST TEX, UNLTD TAX RD BDS | 971156CE2 | General Obligations - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| PASEO DEL ESTE MUN UTIL DIST NO 5 TEX, UTLD TAX BDS | 702592BA3 | General Obligations - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| UTILITY DEBT SECURITIZATION AUTH N Y, RESTRUCTURING BDS, LONG ISLAND PWR AUTH | 91802RAQ2 | Revenue Supported Bonds - non-taxable | 45,000 | $50,000 | thousands by filing date | principal |
| VALLEY STREAM N Y, PUB IMPT BDS | 920100D68 | General Obligations - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| NORTH CAROLINA TPKE AUTH MONROE CONNECTOR SYS ST APPROPRIATION REV, ST | 658308AX9 | Revenue Supported Bonds - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| WASHINGTON ST, VAR PURP GO REF BDS | 93974DWT1 | General Obligations - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| NORTHSIDE TX INDPT SCH DIST, ULTD TAX REF BDS | 66702RCP5 | General Obligations - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| LOWER KIRBY PEARLAND MGMT DIST TEX, ULTD TAX BDS | 548173AW3 | General Obligations - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| MARYLAND ST, GO ST AND LOCAL FACILITIES LN | 574193HT8 | General Obligations - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| MARYSVILLE OH EXMP VLG SCH DIST, SCH IMPT REF BDS | 574480QY8 | General Obligations - non-taxable | 45,000 | $50,000 | thousands by filing date | principal |
| PUERTO RICO CMNWLTH, PUB IMPT REF BDS | 74514LWY9 | General Obligations - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| LAKESIDE WTR CTL & IMPT DIST TX NO 2-B, ULTD TAX BDS | 51219LER0 | General Obligations - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| ENNIS TX ECONOMIC DEV CORP SALES TAX REV, REF BDS | 293430BP8 | Taxable Municipal Bonds | 50,000 | $50,000 | thousands by filing date | principal |
| COLORADO HEALTH FACILITIES AUTH REV, HOSP REV BDS, BOULDER CMNTY HEALTH | 19648AZF5 | Revenue Supported Bonds - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| COLUMBUS OHIO, VAR PURP REF BDS | 199492AY5 | General Obligations - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| COLUMBUS OHIO, VAR PURP GO BDS | 199492EY1 | General Obligations - non-taxable | 45,000 | $50,000 | thousands by filing date | principal |
| FLORIDA ST, RIGHT OF WAY ACQUIS AND BRIDGE CONST BDS | 341150H29 | Revenue Supported Bonds - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| FLORIDA ST, GO REF BDS | 341150M72 | Revenue Supported Bonds - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 58, ULTD TAX BDS | 414982ER5 | General Obligations - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| HARRIS CNTY TX WTR CTL & IMPT DIST NO 161, ULTD TAX BDS | 41453TAD4 | General Obligations - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| ARLINGTON CNTY VA, GO PUB IMPT BDS | 041431RQ2 | General Obligations - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| ATLANTA & FULTON CNTY GA REC AUTH REV, REV BDS | 047681ML2 | Revenue Supported Bonds - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| HOMEWOOD AL CITY BRD ED SPL TAX SCH WTS, SCH WTS | 43788QAN0 | Revenue Supported Bonds - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| CALIFORNIA ST, VAR PURP GO AND GO REF BDS | 13063BMK5 | General Obligations - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| KANE COOK & DU PAGE CNTYS IL SCH DIST NO 46 ELGIN, GO REF SCH BDS | 483836TM4 | General Obligations - non-taxable | 45,000 | $50,000 | thousands by filing date | principal |
| CAPE CORAL FL WTR & SWR REV, WTR AND SWR REF REV BDS | 139372PH3 | Revenue Supported Bonds - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| GRAND RAPIDS MI SANTN SWR SYS REV, BDS | 386289LQ3 | Revenue Supported Bonds - non-taxable | 40,000 | $50,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 211, ULTD TAX BDS | 413908EV2 | General Obligations - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 285, ULTD TAX REF BDS | 413948PF1 | General Obligations - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 531, UNLTD TAX RD BDS | 41426YBD6 | General Obligations - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 481, ULTD TAX BDS | 41453RAF3 | General Obligations - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| DAVIS CNTY IA CMNTY SCH DIST IOWA SCH INFRASTRUCTURE SALES SVCS & USE TAX REV, | 238889BG3 | Revenue Supported Bonds - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| FORT BEND CNTY TX MUN UTIL DIST NO 173, ULTD TAX BDS | 34683KAD0 | General Obligations - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| FORT BEND-WALLER CNTYS TX MUN UTIL DIST NO 2, ULTD TAX BDS | 346842AD9 | General Obligations - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| FORT LAUDERDALE FL WTR & SWR REV, REV REF BDS | 347658TN6 | Revenue Supported Bonds - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| FORT LAUDERDALE FL WTR & SWR REV, REV REF BDS | 347658TR7 | Revenue Supported Bonds - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| FRISCO TX INDPT SCH DIST, UNLTD TAX TAX REF BDS | 35880CDB7 | General Obligations - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| NEW JERSEY BLDG AUTH ST BLDG REV, REV REF BDS | 645771E69 | Revenue Supported Bonds - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| DOUGLAS CNTY KS UNI SCH DIST NO 491 EUDORA, GO REF AND SCH BLDG BDS | 259137GS0 | General Obligations - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| FIRST TRUST DIVERSIFIED FIXED INCOME ETF PORT SER 46 TERM 04/18/2022 REINV | 30317D833 | UITs - Taxable | 5,194 | $50,000 | thousands by filing date | |
| VIRGINIA COLLEGE BLDG AUTH VA EDL FACILITIES REV, ED FACILITIES REV BDS, | 92778FDR1 | Revenue Supported Bonds - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| VIRGINIA CMNWLTH TRANSN BRD TRANSN REV, CAP PROJ REV REF BDS | 927793D97 | Revenue Supported Bonds - non-taxable | 40,000 | $50,000 | thousands by filing date | principal |
| VIRGINIA ST PUB SCH AUTH, SCHOOL FINANCING BDS | 92817SWE4 | Revenue Supported Bonds - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| VIRGINIA ST PUB SCH AUTH, SCH FIN BDS | 92817SXP8 | Revenue Supported Bonds - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| VIRGINIA ST PUB SCH AUTH, SCH FIN REF BDS | 92817SYV4 | Revenue Supported Bonds - non-taxable | 50,000 | $50,000 | thousands by filing date | principal |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 491 | $49,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 1,200 | $49,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,100 | $49,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 5,044 | $49,000 | thousands by filing date | |
| SEAGEN INC | 81181C104 | COM | 312 | $49,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 1,000 | $49,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 1,830 | $49,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 2,500 | $49,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 1,319 | $49,000 | thousands by filing date | |
| MONMOUTH 6.125 | 609720404 | PREFERRED STOCK | 1,934 | $49,000 | thousands by filing date | |
| NEW HAMPSHIRE HEALTH & ED FACILITIES AUTH REV, BDS, MA GENERAL BRIGHAM | 64461XFA8 | Revenue Supported Bonds - non-taxable | 40,000 | $49,000 | thousands by filing date | principal |
| NEW YORK NY CITY INDL DEV AGY CIVIC FAC REV, REV BDS, ANTI-DEFAMATION LEAGUE | 64971CNT7 | Taxable Municipal Bonds | 40,000 | $49,000 | thousands by filing date | principal |
| NEW YORK NY CITY TRANSITIONAL FIN AUTH REV, FUTURE TAX SECD SUB BDS | 64971XYC6 | Revenue Supported Bonds - non-taxable | 50,000 | $49,000 | thousands by filing date | principal |
| METROPOLITAN TRANSN AUTH NY DEDICATED TAX FD, DEDICATED TAX FUND BONDS, | 59259NZH9 | Taxable Municipal Bonds | 30,000 | $49,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001723397-21-000005 | this filing | 2021-08-13 | acceptance time not in the bulk data set |