13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 7,189 holding rows worth $5,914,925,000.
- Accession
- 0001723397-21-000005
- Filer
- CIK 1723397
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 7,189 entries on the cover page, a total value of $5,914,925,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,914,925,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CSL LIMITED ADR | 12637N204 | COM | 1,122 | $120,000 | thousands by filing date | |
| MASSACHUSETTS ST TRANSN FD REV, CMNWLTH TRANSN FD REV BDS, RAIL ENH AND | 57604TEG7 | Revenue Supported Bonds - non-taxable | 100,000 | $120,000 | thousands by filing date | principal |
| FLORIDA ST GOVERNMENTAL UTIL AUTH UTIL REV, REF BDS | 34281PUU5 | Revenue Supported Bonds - non-taxable | 100,000 | $120,000 | thousands by filing date | principal |
| FORT BEND CNTY TX MUN UTIL DIST NO 5, ULTD TAX BDS | 346793EF5 | General Obligations - non-taxable | 115,000 | $120,000 | thousands by filing date | principal |
| FIRST TRUST DOW TARGET 10 NOV '20 TERM 12/09/2021 REINV FEE MONTHLY | 30315P697 | UITs - Taxable | 10,314 | $120,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 5,200 | $119,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 1,569 | $119,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 6,910 | $119,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 5,718 | $119,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT SRS I PRF | 035710847 | Equities | 4,500 | $119,000 | thousands by filing date | |
| Citigroup Inc | 172967358 | COM | 4,194 | $119,000 | thousands by filing date | |
| CONNECTICUT ST, GO BDS | 20772JN65 | General Obligations - non-taxable | 100,000 | $119,000 | thousands by filing date | principal |
| GAP INC COM | 364760108 | Stock | 3,516 | $118,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 3,050 | $118,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 446 | $118,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 1,900 | $118,000 | thousands by filing date | |
| NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV, SECOND GENL RESOLUTION | 64972GJA3 | Revenue Supported Bonds - non-taxable | 100,000 | $118,000 | thousands by filing date | principal |
| SUNFIELD MUN UTIL DIST NO 3 TEX, ULTD TAX RD BDS | 867342AF4 | General Obligations - non-taxable | 110,000 | $118,000 | thousands by filing date | principal |
| MBT BANCSHARES INCORPORATED | 55281E103 | Common Stock | 4,981 | $118,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 1,744 | $117,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 5,000 | $117,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 1,997 | $117,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 11,350 | $117,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 7,748 | $117,000 | thousands by filing date | |
| Costamare Inc. 8.50 Preferred | Y1771G128 | PRD | 4,400 | $117,000 | thousands by filing date | |
| UCBI 6 7/8 Pfd | 90985F205 | PFD | 4,200 | $117,000 | thousands by filing date | |
| AmTrust Financial Services Inc | 032359846 | COM | 5,400 | $117,000 | thousands by filing date | |
| FIRST TRUST CAPITAL STRENGTH OPPTY PORT SER 14 TERM 09/27/2021 REINV | 30314H431 | UITs - Taxable | 8,573 | $117,000 | thousands by filing date | |
| FIRST TRUST INNOVATIVE TECHNOLOGY PORT SER 31 TERM 05/22/2023 REINV FEE | 30319T372 | UITs - Taxable | 10,725 | $117,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 2,550 | $116,000 | thousands by filing date | |
| VORNADO RLTY TR $1.425 PFD | 929042851 | PREFERRED | 4,460 | $116,000 | thousands by filing date | |
| LAUDERHILL FL WTR & SWR REV, REF REV BDS | 518557QT3 | Revenue Supported Bonds - non-taxable | 100,000 | $116,000 | thousands by filing date | principal |
| NEW HAMPSHIRE MUN BD BK, REF BDS | 64465PT73 | Revenue Supported Bonds - non-taxable | 100,000 | $116,000 | thousands by filing date | principal |
| NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV, GENL RESOLUTION REV BDS | 64972GJV7 | Revenue Supported Bonds - non-taxable | 100,000 | $116,000 | thousands by filing date | principal |
| PASEO DEL ESTE MUN UTIL DIST NO 8 TEX, ULTD TAX BDS | 702594AG7 | General Obligations - non-taxable | 110,000 | $116,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH ST PERS INCOME TAX REV, REV BDS | 64990EYM3 | Revenue Supported Bonds - non-taxable | 100,000 | $116,000 | thousands by filing date | principal |
| LOUDOUN CNTY VA ECONOMIC DEV AUTH PUB FAC LEASE REV, REV BDS, LOUNDON CNTY | 54589SDA9 | Revenue Supported Bonds - non-taxable | 100,000 | $116,000 | thousands by filing date | principal |
| FSU FINL ASSISTANCE INC FL EDL & ATHLETIC FACILITIES IMPT REV, REV BDS | 302644FN4 | Revenue Supported Bonds - non-taxable | 100,000 | $116,000 | thousands by filing date | principal |
| DENVER CO CITY & CNTY ARPT REV, ARPT SYS REV BDS | 249182JW7 | Revenue Supported Bonds - non-taxable | 100,000 | $116,000 | thousands by filing date | principal |
| TEXAS ST, GO MOBILITY FD BDS | 882723TC3 | Revenue Supported Bonds - non-taxable | 100,000 | $115,000 | thousands by filing date | principal |
| MONTGOMERY CNTY TX MUN UTIL DIST NO 105, ULTD TAX BDS | 61371TBC2 | General Obligations - non-taxable | 115,000 | $115,000 | thousands by filing date | principal |
| SALES TAX ASSET RECEIVABLE CORP N Y, REV BDS | 794665FN4 | Revenue Supported Bonds - non-taxable | 100,000 | $115,000 | thousands by filing date | principal |
| SALES TAX ASSET RECEIVABLE CORP N Y, REV BDS | 794665FT1 | Revenue Supported Bonds - non-taxable | 100,000 | $115,000 | thousands by filing date | principal |
| HARRIS CNTY TX WTR CTL & IMPT DIST NO 161, ULTD TAX BDS | 41453TBG6 | General Obligations - non-taxable | 110,000 | $115,000 | thousands by filing date | principal |
| DISTRICT COLUMBIA WTR & SWR AUTH PUB UTIL REV, PUB UTIL SUB LIEN REV REF | 254845KL3 | Revenue Supported Bonds - non-taxable | 100,000 | $115,000 | thousands by filing date | principal |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 3,746 | $114,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 3,420 | $114,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 177 | $114,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890505 | Common Stock | 4,300 | $114,000 | thousands by filing date | |
| TALLAHASSEE FL ENERGY SYS REV, BDS | 874476KQ6 | Revenue Supported Bonds - non-taxable | 100,000 | $114,000 | thousands by filing date | principal |
| TEXAS ST, WTR FINL ASSISTANCE REF GO BDS | 882724FW2 | General Obligations - non-taxable | 100,000 | $114,000 | thousands by filing date | principal |
| MASSACHUSETTS ST, CMNWLTH GO REF BDS | 57582RYM2 | General Obligations - non-taxable | 100,000 | $114,000 | thousands by filing date | principal |
| MASSACHUSETTS ST WTR RES AUTH, REV BDS | 576049W22 | Revenue Supported Bonds - non-taxable | 85,000 | $114,000 | thousands by filing date | principal |
| NEW YORK NY CITY TRANSITIONAL FIN AUTH REV, FUTURE TAX SECURED SUB BDS | 64971WNN6 | Revenue Supported Bonds - non-taxable | 100,000 | $114,000 | thousands by filing date | principal |
| BARBERS HILL TX INDPT SCH DIST, UNLTD TAX BLDG BDS | 067167ZA7 | General Obligations - non-taxable | 90,000 | $114,000 | thousands by filing date | principal |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 5,200 | $113,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 247 | $113,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 6,752 | $113,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 6,894 | $113,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 922 | $113,000 | thousands by filing date | |
| PROSHARES TR | 74347G796 | MSCI TRANFRMTNAL | 2,441 | $113,000 | thousands by filing date | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 12,100 | $113,000 | thousands by filing date | |
| ROLLING CREEK UTIL DIST TEX, ULTD TAX REF BDS | 775641FE8 | General Obligations - non-taxable | 110,000 | $113,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY REV, BDS, MA GENERAL BRIGHAM INC | 57584X8L8 | Revenue Supported Bonds - non-taxable | 90,000 | $113,000 | thousands by filing date | principal |
| NEW YORK NY CITY TRANSITIONAL FIN AUTH REV, FUTURE TAX SEC SUB BDS | 64971WBE9 | Revenue Supported Bonds - non-taxable | 100,000 | $113,000 | thousands by filing date | principal |
| LOUISIANA LOC GOVT ENVIRONMENTAL FACILITIES & CMNTY DEV AUTH REV, REV | 5462826K5 | Revenue Supported Bonds - non-taxable | 100,000 | $113,000 | thousands by filing date | principal |
| BIRMINGHAM AL, GO REF BDS AND WTS | 09088RXT8 | General Obligations - non-taxable | 100,000 | $113,000 | thousands by filing date | principal |
| BAR HBR BANKSHARES | 066849100 | COM | 3,925 | $112,000 | thousands by filing date | |
| WELLS FARGO 5.625 PERCENT PFDPFD SER Y | 94988U656 | Equity | 4,241 | $112,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V605 | 6.375 PFD SER E | 4,450 | $112,000 | thousands by filing date | |
| WASHOE CNTY NV SCH DIST, LTD TAX GO IMPT BDS | 940859EA5 | General Obligations - non-taxable | 100,000 | $112,000 | thousands by filing date | principal |
| METROPOLITAN TRANSN AUTH NY REV, REV BDS | 59259YG37 | Revenue Supported Bonds - non-taxable | 100,000 | $112,000 | thousands by filing date | principal |
| PASADENA TX INDPT SCH DIST, ULTD TAX SCH BLDG BDS | 702334BN2 | General Obligations - non-taxable | 100,000 | $112,000 | thousands by filing date | principal |
| VALIDUS HOLDINGS, LTD. | 91915WAB8 | Yankee Bond (denominated & pays in US$) | 67,000 | $112,000 | thousands by filing date | principal |
| LINCOLN MASS, GO SCH BDS | 533849PD1 | General Obligations - non-taxable | 100,000 | $112,000 | thousands by filing date | principal |
| MANCHESTER N H, GO PUB IMPT BDS | 562333MU5 | General Obligations - non-taxable | 100,000 | $112,000 | thousands by filing date | principal |
| MASSACHUSETTS ST CLEAN WTR TR, ST REVOLVING FD BDS, GREEN BONDS | 575829AS5 | Revenue Supported Bonds - non-taxable | 100,000 | $112,000 | thousands by filing date | principal |
| MASSACHUSETTS ST CLEAN WTR TR, ST REVOLVING FD BDS, GREEN BONDS | 575829DC7 | Revenue Supported Bonds - non-taxable | 100,000 | $112,000 | thousands by filing date | principal |
| MASSACHUSETTS ST, GO BDS | 57582RGT7 | General Obligations - non-taxable | 100,000 | $112,000 | thousands by filing date | principal |
| ONSLOW CNTY NC LTD OBLIG, BDS | 68285TEK1 | Revenue Supported Bonds - non-taxable | 100,000 | $112,000 | thousands by filing date | principal |
| RICHMOND VA PUB UTIL REV, BDS | 765433LG0 | Revenue Supported Bonds - non-taxable | 100,000 | $112,000 | thousands by filing date | principal |
| BOWLING GREEN KY, GO REF BDS | 102637UA1 | General Obligations - non-taxable | 100,000 | $112,000 | thousands by filing date | principal |
| CALEDONIA WIS, GO CORP PURP BDS | 129451WB2 | General Obligations - non-taxable | 100,000 | $112,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 494, ULTD TAX BDS | 41424QAE4 | General Obligations - non-taxable | 110,000 | $112,000 | thousands by filing date | principal |
| FIRST TRUST AI ROBOTICS & TECHNOLOGY OPPTY PORT 13 TERM 12/02/2021 REINV FEE | 30315L373 | UITs - Taxable | 8,588 | $112,000 | thousands by filing date | |
| FORT WORTH TEX, GO PURP REF AND IMPT BDS | 3494256A1 | General Obligations - non-taxable | 100,000 | $112,000 | thousands by filing date | principal |
| YORK CNTY SC SCH DIST NO 1 YORK, GO REF BDS | 986489JC7 | General Obligations - non-taxable | 100,000 | $112,000 | thousands by filing date | principal |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 810 | $111,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 1,226 | $111,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 1,900 | $111,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 811 | $111,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 7,290 | $111,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 1,275 | $111,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 3,300 | $111,000 | thousands by filing date | |
| ALTIUS RENEWABLE ROYAL F | 02156G102 | FOREIGN CANADIAN | 15,350 | $111,000 | thousands by filing date | |
| NEW HAMPSHIRE MUN BD BK, BDS | 64465P4Q8 | Revenue Supported Bonds - non-taxable | 100,000 | $111,000 | thousands by filing date | principal |
| NEW HAMPSHIRE MUN BD BK, BDS | 64465P4R6 | Revenue Supported Bonds - non-taxable | 100,000 | $111,000 | thousands by filing date | principal |
| TUCSON AZ WTR REV, SYS OBLIGS | 898797HM0 | Revenue Supported Bonds - non-taxable | 100,000 | $111,000 | thousands by filing date | principal |
| SAN ANTONIO TX ELEC & GAS REV, JR LIEN REV BDS | 7962533C4 | Revenue Supported Bonds - non-taxable | 100,000 | $111,000 | thousands by filing date | principal |
| CALIFORNIA ST, GO BDS | 13063CGB0 | General Obligations - non-taxable | 100,000 | $111,000 | thousands by filing date | principal |
| CALIFORNIA ST, GO BDS | 13063CJY7 | General Obligations - non-taxable | 100,000 | $111,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 531, ULTD TAX BDS | 41426YAG0 | General Obligations - non-taxable | 110,000 | $111,000 | thousands by filing date | principal |
| DUMAS TEX, WTRWKS AND SWR SYS CTFS OF OBLIG | 264633JX7 | Revenue Supported Bonds - non-taxable | 100,000 | $111,000 | thousands by filing date | principal |
| EAST MONTGOMERY CNTY MUN UTIL DIST NO 5 TX CONTRACT REV, ULTD TAX CONTRACT REV | 27373PBG0 | Revenue Supported Bonds - non-taxable | 105,000 | $111,000 | thousands by filing date | principal |
| VIRGINIA COLLEGE BLDG AUTH VA EDL FACILITIES REV, REV BDS, 21ST CNTURY | 927781L36 | Revenue Supported Bonds - non-taxable | 110,000 | $111,000 | thousands by filing date | principal |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 2,385 | $110,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 4,685 | $110,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 1,241 | $110,000 | thousands by filing date | |
| AXIS CAPITAL HOLDINGS-CALLABLE | 05461T305 | Pref | 4,337 | $110,000 | thousands by filing date | |
| PRIVATE COLLEGES & UNIVS AUTH REV BDS CLBL | 74265LA57 | REV BDS CLBL | 100,000 | $110,000 | thousands by filing date | principal |
| LAREDO TX WTRWKS SWR SYS REV, BDS | 517039ZC0 | Revenue Supported Bonds - non-taxable | 100,000 | $110,000 | thousands by filing date | principal |
| LEXINGTON VA INDL DEV AUTH EDL FACILITIES REV, EDU FACILITIES REV REF | 52976TAK3 | Revenue Supported Bonds - non-taxable | 110,000 | $110,000 | thousands by filing date | principal |
| TAMPA BAY WTR FL A REGL WTR SUPPLY AUTH UTIL SYS REV, REV BDS | 875124DR7 | Revenue Supported Bonds - non-taxable | 100,000 | $110,000 | thousands by filing date | principal |
| MAUI CNTY HAWAII, GO BDS | 5772856J3 | General Obligations - non-taxable | 100,000 | $110,000 | thousands by filing date | principal |
| NORTH KANSAS CITY MO SCH DIST NO 74, GO REF BDS | 660266HG5 | General Obligations - non-taxable | 100,000 | $110,000 | thousands by filing date | principal |
| MASSACHUSETTS ST, GO BDS | 57582PQ78 | General Obligations - non-taxable | 100,000 | $110,000 | thousands by filing date | principal |
| ENERGY EAST CORPORATION | 29266MAE9 | Yankee Bond (denominated & pays in US$) | 79,000 | $110,000 | thousands by filing date | principal |
| HIDALGO CNTY TX DRAIN DIST NO 1, ULTD TAX IMPT BDS | 429335FY3 | General Obligations - non-taxable | 100,000 | $110,000 | thousands by filing date | principal |
| AMERICAN MUN PWR OH INC REV, REV REF BDS, PRAIRIE STATE ENERGY CAMPUS | 02765UGJ7 | Revenue Supported Bonds - non-taxable | 100,000 | $110,000 | thousands by filing date | principal |
| FIRST TRUST CAPITAL STRENGTH OPPTY PORT SER 18 TERM 07/26/2022 CASH FEE | 30318Y489 | UITs - Taxable | 10,639 | $110,000 | thousands by filing date | |
| FAIRFAX CNTY VA WTR AUTH WTR REV, REV REF BDS | 303891C94 | Revenue Supported Bonds - non-taxable | 100,000 | $110,000 | thousands by filing date | principal |
| LEAGUE CITY TEX, COMBINED TAX REV CTFS OBLIG | 521769CD9 | Revenue Supported Bonds - non-taxable | 100,000 | $109,000 | thousands by filing date | principal |
| MONTGOMERY CNTY TX MUN UTIL DIST NO 138, ULTD TAX RD BDS | 61371EAF9 | General Obligations - non-taxable | 105,000 | $109,000 | thousands by filing date | principal |
| NEW HAMPSHIRE MUN BD BK, MUNI BD BK | 64465P2W7 | Revenue Supported Bonds - non-taxable | 100,000 | $109,000 | thousands by filing date | principal |
| TRAVIS CNTY TEX, CTFS OBLIG | 89453PRR2 | Revenue Supported Bonds - non-taxable | 100,000 | $109,000 | thousands by filing date | principal |
| SUNFIELD MUN UTIL DIST NO 3 TEX, ULTD TAX RD BDS | 867342AE7 | General Obligations - non-taxable | 105,000 | $109,000 | thousands by filing date | principal |
| WOODRIDGE TX MUN UTIL DIST, ULTD TAX BDS | 97989WBG4 | General Obligations - non-taxable | 105,000 | $109,000 | thousands by filing date | principal |
| MANSFIELD OHIO, GO LTD TAX WTR IMPT BDS | 564283ZG7 | General Obligations - non-taxable | 100,000 | $109,000 | thousands by filing date | principal |
| MAINE MUN BD BK, MUN BD BK BDS | 56045RUF4 | Revenue Supported Bonds - non-taxable | 100,000 | $109,000 | thousands by filing date | principal |
| EPAM SYS INC COM | 29414B104 | Stock | 212 | $108,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 3,249 | $108,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 625 | $108,000 | thousands by filing date | |
| WESTPAC BKG CORP 2.85 05/13/2026 | 961214CX9 | Corp Bond | 100,000 | $108,000 | thousands by filing date | principal |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 40,857 | $108,000 | thousands by filing date | |
| DUKE ENERGY CORP $1.281 PFD | 26441C303 | PREFERRED | 4,072 | $108,000 | thousands by filing date | |
| TRINITY BAY TX CONSV DIST UTIL SYS REV, REV BDS | 896430BF1 | Revenue Supported Bonds - non-taxable | 100,000 | $108,000 | thousands by filing date | principal |
| MASSACHUSETTS ST SCH BLDG AUTH DEDICATED SALES TAX REV, SR DEDICATED SALES TAX | 576000RU9 | Revenue Supported Bonds - non-taxable | 100,000 | $108,000 | thousands by filing date | principal |
| NEW YORK N Y, GO BDS | 64966KFP3 | General Obligations - non-taxable | 100,000 | $108,000 | thousands by filing date | principal |
| SIENNA PLANTATION MUN UTIL DIST NO 5 TX CONTRACT REV, BDS | 82621VCC0 | Revenue Supported Bonds - non-taxable | 108,000 | $108,000 | thousands by filing date | principal |
| REUNION RANCH WTR CTL & IMPT DIST TEX, ULTD TAX BDS | 76131MBD4 | General Obligations - non-taxable | 105,000 | $108,000 | thousands by filing date | principal |
| RICHMOND VA, GO PUB IMPT BDS | 76541VMQ7 | General Obligations - non-taxable | 100,000 | $108,000 | thousands by filing date | principal |
| BP CAPITAL MARKETS PLC | 05565QCJ5 | Yankee Bond (denominated & pays in US$) | 100,000 | $108,000 | thousands by filing date | principal |
| GEORGIA ST, GO BDS | 373385CU5 | General Obligations - non-taxable | 90,000 | $108,000 | thousands by filing date | principal |
| CEDAR HILL TX INDPT SCH DIST, ULTD TAX BDS | 150429N79 | General Obligations - non-taxable | 100,000 | $108,000 | thousands by filing date | principal |
| GOODYEAR ARIZ, GO REF BDS | 382505JV8 | General Obligations - non-taxable | 100,000 | $108,000 | thousands by filing date | principal |
| JAMES CITY CNTY VA ECONOMIC DEV AUTH PUB FAC REV, PUB FACILITY REV BDS, JAMES | 47030TAR2 | Revenue Supported Bonds - non-taxable | 100,000 | $108,000 | thousands by filing date | principal |
| BETHEL CONN, GO BDS | 086743UA7 | General Obligations - non-taxable | 100,000 | $108,000 | thousands by filing date | principal |
| DEUTSCHE BANK AG | 251541AQ1 | Yankee Bond (denominated & pays in US$) | 107,000 | $108,000 | thousands by filing date | principal |
| FRISCO TEX, COMBINATION TAX SURP REV CTFS OBLIG | 358776A44 | Revenue Supported Bonds - non-taxable | 100,000 | $108,000 | thousands by filing date | principal |
| FAIRFAX CNTY VA ECONOMIC DEV AUTH TRANSN CONTRACT REV, REV REF BDS, ROUTE 28 | 30383AEM9 | Revenue Supported Bonds - non-taxable | 100,000 | $108,000 | thousands by filing date | principal |
| VIRGINIA CMNWLTH TRANSN BRD, FED TRANSN GRANT ANTIC NTS | 927790GM1 | Revenue Supported Bonds - non-taxable | 100,000 | $108,000 | thousands by filing date | principal |
| ROYAL BK CDA COM | 780087102 | Stock | 1,060 | $107,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 2,400 | $107,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 12,790 | $107,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 1,211 | $107,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 23,051 | $107,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 1,900 | $107,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 8,660 | $107,000 | thousands by filing date | |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, BOSTON UNIV | 57584YVU0 | Revenue Supported Bonds - non-taxable | 80,000 | $107,000 | thousands by filing date | principal |
| SAN LEANDRO CA UNI SCH DIST, GO BDS | 798458MR3 | General Obligations - non-taxable | 100,000 | $107,000 | thousands by filing date | principal |
| STAFFORD CNTY VA, GO PUB IMPT BDS | 852427KP7 | General Obligations - non-taxable | 100,000 | $107,000 | thousands by filing date | principal |
| LOUISIANA ST, GO BDS | 546415K74 | General Obligations - non-taxable | 100,000 | $107,000 | thousands by filing date | principal |
| FLORIDA KEYS AQUEDUCT AUTH WTR REV, REF BDS | 340765HG4 | Revenue Supported Bonds - non-taxable | 100,000 | $107,000 | thousands by filing date | principal |
| CONROE TX MUN MGMT DIST NO 1, UNLTD TAX BDS | 208422AD7 | General Obligations - non-taxable | 105,000 | $107,000 | thousands by filing date | principal |
| HARRIS-MONTGOMERY CNTYS MUN UTIL DIST NO 386, ULTD TAX REF BDS | 41456PHZ3 | General Obligations - non-taxable | 100,000 | $107,000 | thousands by filing date | principal |
| JACKSON TWP NJ SCH DIST, REF SCH BDS | 469034JP8 | General Obligations - non-taxable | 100,000 | $107,000 | thousands by filing date | principal |
| GREENVILLE CNTY SC SCH DIST INSTALLMENT PUR REV, REF BDS, BUILDING EQUITY | 396066HV7 | Revenue Supported Bonds - non-taxable | 100,000 | $107,000 | thousands by filing date | principal |
| JPMORGAN CHASE FINANCIAL COMPANY LLC 5Y S&P 500 INDEX ACCELERATED | 48132TEU6 | Equity Linked Debt - No CPN and $1000 par | 100,000 | $107,000 | thousands by filing date | principal |
| CLARK CNTY NV SCH DIST, VAR PURP MEDIUM TERM LTD TAX GO BDS | 181059ZA7 | General Obligations - non-taxable | 100,000 | $107,000 | thousands by filing date | principal |
| DISTRICT COLUMBIA INCOME TAX REV, INCOME TAX REV REF BDS | 25477GKH7 | Revenue Supported Bonds - non-taxable | 100,000 | $107,000 | thousands by filing date | principal |
| FIRST TRUST CLEAN ENERGY PORT SER TERM 12/08/2022 REINV FEE SEMI-ANNUAL | 30316Q173 | UITs - Taxable | 10,324 | $107,000 | thousands by filing date | |
| FIRST TRUST CAPITAL STRENGTH OPPTY PORT SER 17 TERM 04/29/2022 REINV FEE | 30317R212 | UITs - Taxable | 9,303 | $107,000 | thousands by filing date | |
| VERMONT MUN BD BK, REV BDS | 924214MS5 | Revenue Supported Bonds - non-taxable | 100,000 | $107,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 2,135 | $106,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 7,100 | $106,000 | thousands by filing date | |
| FITB 7.67122 PERP | 316773605 | PUBLIC | 3,646 | $106,000 | thousands by filing date | |
| SF 6 1/8 PERP | 860630870 | PUBLIC | 3,814 | $106,000 | thousands by filing date | |
| VIRGINIA ST PUB SCH AUTH, SCH FIN BDS | 92817SM96 | Revenue Supported Bonds - non-taxable | 100,000 | $106,000 | thousands by filing date | principal |
| CENTRAL PUGET SOUND WA REGL TRAN AUTH SALES & USE TAX REV, REF BDS | 15504RFG9 | Revenue Supported Bonds - non-taxable | 100,000 | $106,000 | thousands by filing date | principal |
| HUNTINGTON BANCSHARES INCORPORTED DSHS 1/40 PFD | 446150872 | Preferred Stock | 4,100 | $106,000 | thousands by filing date | |
| METROPOLITAN TRANSN AUTH NY DEDICATED TAX FD, DEDICATED TAX FUND REF BDS | 59259NR88 | Revenue Supported Bonds - non-taxable | 100,000 | $106,000 | thousands by filing date | principal |
| HARRISONBURG VA, GO PUB IMPT BDS | 415666PJ9 | General Obligations - non-taxable | 100,000 | $106,000 | thousands by filing date | principal |
| HOUSTON TX INDPT SCH DIST, LTD TAX REF BDS | 442403HQ7 | General Obligations - non-taxable | 100,000 | $106,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 494, ULTD TAX BDS | 41424QAG9 | General Obligations - non-taxable | 100,000 | $106,000 | thousands by filing date | principal |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 3,036 | $105,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 1,299 | $105,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 548 | $105,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 759 | $105,000 | thousands by filing date | |
| LEESBURG VA, GO REF BDS | 524426VJ9 | General Obligations - non-taxable | 100,000 | $105,000 | thousands by filing date | principal |
| LEESBURG VA, GO REF BDS | 524426VK6 | General Obligations - non-taxable | 100,000 | $105,000 | thousands by filing date | principal |
| MASSACHUSETTS ST, COMMONWEALTH GO REF BDS | 57582RQW9 | General Obligations - non-taxable | 85,000 | $105,000 | thousands by filing date | principal |
| WEST TRAVIS CNTY TX MUN UTIL DIST NO 6, UNLTD TAX BDS | 95632NGX7 | General Obligations - non-taxable | 100,000 | $105,000 | thousands by filing date | principal |
| SCARBOROUGH ME, GO BDS | 806075ZV2 | General Obligations - non-taxable | 100,000 | $105,000 | thousands by filing date | principal |
| UNIVERSITY HOUSTON TX UNIV REVS, CONSLDTD REV REF BDS | 9143015Q5 | Revenue Supported Bonds - non-taxable | 100,000 | $105,000 | thousands by filing date | principal |
| MARYLAND ST HEALTH & HIGHER EDL FACILITIES AUTH REV, REV BDS, JOHNS | 574218JX2 | Revenue Supported Bonds - non-taxable | 100,000 | $105,000 | thousands by filing date | principal |
| HARRIS CNTY TX WTR CTL & IMPT DIST NO 161, ULTD TAX BDS | 41453TAG7 | General Obligations - non-taxable | 100,000 | $105,000 | thousands by filing date | principal |
| HOWARD CNTY MD, GO CONSOLIDATED PUB IMPT AND REF BDS | 44256PCY7 | General Obligations - non-taxable | 100,000 | $105,000 | thousands by filing date | principal |
| CHAMBERS CNTY TX IMPT DIST NO 2, ULTD TAX BDS | 157793AE0 | General Obligations - non-taxable | 105,000 | $105,000 | thousands by filing date | principal |
| COLLIN CNTY TX WTR CTL & IMPT DIST NO 3, ULTD TAX RD BDS | 194749BG1 | General Obligations - non-taxable | 100,000 | $105,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 406, ULTD TAX BDS | 41422JCX8 | General Obligations - non-taxable | 100,000 | $105,000 | thousands by filing date | principal |
| FORT BEND CNTY TX MUN UTIL DIST NO 5, ULTD TAX BDS | 346793EE8 | General Obligations - non-taxable | 100,000 | $105,000 | thousands by filing date | principal |
| FORT BEND CNTY TX MUN UTIL DIST NO 173, ULTD TAX BDS | 34683KAH1 | General Obligations - non-taxable | 100,000 | $105,000 | thousands by filing date | principal |
| VIRGINIA ST RES AUTH WTR & SWR SYS REV, REF BDS, TUCKAHOE CREEK SVC DIST PROJ | 928181HH2 | Revenue Supported Bonds - non-taxable | 100,000 | $105,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 1,279 | $104,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 2,722 | $104,000 | thousands by filing date | |
| MONTGOMERY CNTY TX MUN UTIL DIST NO 126, ULTD TAX RD BDS | 61371RAG8 | General Obligations - non-taxable | 100,000 | $104,000 | thousands by filing date | principal |
| TRAVIS CNTY TX MUN UTIL DIST NO 21, ULTD TAX BDS | 89440LAG9 | General Obligations - non-taxable | 100,000 | $104,000 | thousands by filing date | principal |
| WEST HARRIS CNTY TX MUN UTIL DIST NO 5, ULTD TAX REF BDS | 953082EG5 | General Obligations - non-taxable | 100,000 | $104,000 | thousands by filing date | principal |
| UNIVERSITY ALASKA UNIV REVS, REV REF BDS | 914046XS1 | Revenue Supported Bonds - non-taxable | 100,000 | $104,000 | thousands by filing date | principal |
| MERRIMACK CNTY N H, GO BDS | 590281NX5 | General Obligations - non-taxable | 100,000 | $104,000 | thousands by filing date | principal |
| MADRID-WADDINGTON NY CENT SCH DIST, GOSCH DIST BDS | 558855GL0 | General Obligations - non-taxable | 100,000 | $104,000 | thousands by filing date | principal |
| HAMPTON VA, REF PUB IMPT BDS | 409558Z48 | General Obligations - non-taxable | 100,000 | $104,000 | thousands by filing date | principal |
| FORT BEND CNTY TX MUN UTIL DIST NO 173, ULTD TAX BDS | 34683KAF5 | General Obligations - non-taxable | 100,000 | $104,000 | thousands by filing date | principal |
| VIRGINIA ST HSG DEV AUTH, RENTAL HSG BDS | 92812VBP0 | Revenue Supported Bonds - non-taxable | 100,000 | $104,000 | thousands by filing date | principal |
| VIRGINIA ST RES AUTH INFRASTRUCTURE REV, MORAL OBLIG REV BDS, VIRGINIA POOLED | 92818L8C9 | Revenue Supported Bonds - non-taxable | 100,000 | $104,000 | thousands by filing date | principal |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 829 | $103,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 1,930 | $103,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 2,089 | $103,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 6,800 | $103,000 | thousands by filing date | |
| Entergy New Orleans Llc 1St Mt | 29364P103 | PFD | 4,050 | $103,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 4,490 | $103,000 | thousands by filing date | |
| MONTGOMERY CNTY TX MUN UTIL DIST NO 112, ULTD TAX BDS | 61370YGE3 | General Obligations - non-taxable | 100,000 | $103,000 | thousands by filing date | principal |
| NEBRASKA COOP REPUBLICAN PLATTE ENHANCEMENT PROJ RIV FLOW ENHANCEMENT | 639662CE3 | Revenue Supported Bonds - non-taxable | 100,000 | $103,000 | thousands by filing date | principal |
| SOUTH TEXAS WTR AUTH, GO BDS | 840557DF6 | General Obligations - non-taxable | 100,000 | $103,000 | thousands by filing date | principal |
| SOUTHWEST TX INDPT SCH DIST, GO BDS | 845267UK7 | General Obligations - non-taxable | 100,000 | $103,000 | thousands by filing date | principal |
| STANTON TX INDPT SCH DIST, ULTD TAX SCH BLDG BDS | 854854FX9 | General Obligations - non-taxable | 100,000 | $103,000 | thousands by filing date | principal |
| LUBBOCK TX INDPT SCH DIST, GO BDS | 549220S36 | General Obligations - non-taxable | 100,000 | $103,000 | thousands by filing date | principal |
| KAUFMAN CNTY TX MUN UTIL DIST NO 14, ULTD TAX RD BDS | 48619KBG1 | General Obligations - non-taxable | 100,000 | $103,000 | thousands by filing date | principal |
| KEENE N H, GENL OBLIG BDS | 487350VE7 | General Obligations - non-taxable | 100,000 | $103,000 | thousands by filing date | principal |
| MIDDLE CTRY CENT SCH DIST NY CENTEREACH, SCH DIST BDS | 595685NP9 | General Obligations - non-taxable | 100,000 | $103,000 | thousands by filing date | principal |
| ROANOKE VA ECONOMIC DEV AUTH HOSP REV, REV BDS, CARILION CLINIC OBLIGATED | 770082AV7 | Revenue Supported Bonds - non-taxable | 100,000 | $103,000 | thousands by filing date | principal |
| ROCKLAND MASS, GO ST QUALIFIED MUN PURP LN | 773641SV8 | General Obligations - non-taxable | 100,000 | $103,000 | thousands by filing date | principal |
| BRAZORIA CNTY TX MUN UTIL DIST NO 21, ULTD TAX BDS | 106059HZ4 | General Obligations - non-taxable | 100,000 | $103,000 | thousands by filing date | principal |
| BREWER ME, GO REF BDS | 107583KB1 | General Obligations - non-taxable | 100,000 | $103,000 | thousands by filing date | principal |
| HIGHWAY 380 MUN MGMT DIST NO 1 TEX, ULTD TAX RD BDS | 43124ABE7 | General Obligations - non-taxable | 100,000 | $103,000 | thousands by filing date | principal |
| ISLE WIGHT CNTY VA, GO PUB IMPT REF BDS | 464632QD3 | General Obligations - non-taxable | 100,000 | $103,000 | thousands by filing date | principal |
| CALIFORNIA ST, VAR PURP GO REF BDS | 13063BSJ2 | General Obligations - non-taxable | 100,000 | $103,000 | thousands by filing date | principal |
| GALVESTON CNTY TX MUN UTIL DIST NO 52, UNLTD TAX ROAD BDS | 36422VCJ2 | General Obligations - non-taxable | 100,000 | $103,000 | thousands by filing date | principal |
| KATY TX INDPT SCH DIST, REF SCH BDS | 486063NS5 | General Obligations - non-taxable | 100,000 | $103,000 | thousands by filing date | principal |
| COLLIN CNTY TEX, ULTD TAX RD AND REF BDS | 1947388R4 | General Obligations - non-taxable | 100,000 | $103,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 406, ULTD TAX RD BDS | 41422JBB7 | General Obligations - non-taxable | 100,000 | $103,000 | thousands by filing date | principal |
| FIRST TRUST S&P DVD ARISTOCRATS TARGET 25 2Q '20 TERM 07/09/2021 REINV MONTHLY | 30313H754 | UITs - Taxable | 6,419 | $103,000 | thousands by filing date | |
| FIRST TRUST DOW TARGET 10 FEB '21 TERM 03/09/2022 REINV FEE MONTHLY | 30317K779 | UITs - Taxable | 9,673 | $103,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 674 | $102,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 552 | $102,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 4,000 | $102,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 2,301 | $102,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 2,791 | $102,000 | thousands by filing date | |
| MONTGOMERY CNTY TX MUN UTIL DIST NO 105, ULTD TAX RD BDS | 61371TAF6 | General Obligations - non-taxable | 100,000 | $102,000 | thousands by filing date | principal |
| NEW HAMPSHIRE ST, GO CAP IMPT BDS | 644682S31 | General Obligations - non-taxable | 100,000 | $102,000 | thousands by filing date | principal |
| MASSACHUSETTS ST HEALTH & EDL FACILITIES AUTH REV, REV BDS, HARVARD UNIV | 57586EQQ7 | Revenue Supported Bonds - non-taxable | 100,000 | $102,000 | thousands by filing date | principal |
| WILLISTON N D, REF IMPT BDS | 9707012C1 | Revenue Supported Bonds - non-taxable | 100,000 | $102,000 | thousands by filing date | principal |
| WOOD TRACE TX MUN UTIL DIST, ULTD TAX BDS | 978642AG1 | General Obligations - non-taxable | 100,000 | $102,000 | thousands by filing date | principal |
| WOODRIDGE TX MUN UTIL DIST, ULTD TAX BDS | 97989WAH3 | General Obligations - non-taxable | 100,000 | $102,000 | thousands by filing date | principal |
| NORTH SANPETE UT SCH DIST, GO SCH BLDG BDS | 662261BX3 | General Obligations - non-taxable | 100,000 | $102,000 | thousands by filing date | principal |
| LOUISVILLE & JEFFERSON CNTY KY MET SWR DIST SWR & DRAIN SYS REV, REV BDS | 546589RT1 | Revenue Supported Bonds - non-taxable | 100,000 | $102,000 | thousands by filing date | principal |
| MIAMI-DADE CNTY FL AVIATION REV, REF REV BDS | 59333PH35 | Revenue Supported Bonds - non-taxable | 90,000 | $102,000 | thousands by filing date | principal |
| ONONDAGA CNTY NY TR CULTURAL RES REV, REV BDS, SYRACUSE UNIV | 68276FBH2 | Revenue Supported Bonds - non-taxable | 100,000 | $102,000 | thousands by filing date | principal |
| KING CNTY WASH, LTD TAX GO REF BDS | 49474FDM9 | General Obligations - non-taxable | 100,000 | $102,000 | thousands by filing date | principal |
| KANSAS CITY MO WTR REV, WTR REV BDS | 485116TF4 | Revenue Supported Bonds - non-taxable | 100,000 | $102,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 481, ULTD TAX BDS | 41453RAH9 | General Obligations - non-taxable | 100,000 | $102,000 | thousands by filing date | principal |
| FLORIDA ST MUN LN COUNCIL REV, REF BDS | 342815V20 | Revenue Supported Bonds - non-taxable | 100,000 | $102,000 | thousands by filing date | principal |
| DOWDELL TX PUB UTIL DEFINED AREA NO 1, ULTD TAX BDS | 26078QAE4 | General Obligations - non-taxable | 100,000 | $102,000 | thousands by filing date | principal |
| VIRGINIA ST PUB SCH AUTH, SCH FING BDS | 92817SF37 | Revenue Supported Bonds - non-taxable | 100,000 | $102,000 | thousands by filing date | principal |
| VIRGINIA ST PUB SCH AUTH, SCH FIN REF BDS | 92817SYW2 | Revenue Supported Bonds - non-taxable | 100,000 | $102,000 | thousands by filing date | principal |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 811 | $101,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 6,558 | $101,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 1,297 | $101,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 5,595 | $101,000 | thousands by filing date | |
| DALLAS FORT WORTH TEX INTL ARP 3.25 PERCENT 11/01/2028 | 235036D64 | Municipal Bond | 100,000 | $101,000 | thousands by filing date | principal |
| NEEDHAM MASS, GO REF BDS | 639846G32 | General Obligations - non-taxable | 100,000 | $101,000 | thousands by filing date | principal |
| TEXAS TECH UNIV REVS, REF REF AND IMPT BDS | 882806BR2 | Revenue Supported Bonds - non-taxable | 100,000 | $101,000 | thousands by filing date | principal |
| TEXAS TRANSN COMMN ST HWY FD REV, REV BDS | 88283LKE5 | Revenue Supported Bonds - non-taxable | 100,000 | $101,000 | thousands by filing date | principal |
| TRAVIS CNTY TX MUN UTIL DIST NO 12, ULTD TAX BDS | 89440FBE6 | General Obligations - non-taxable | 100,000 | $101,000 | thousands by filing date | principal |
| WHITE SETTLEMENT TX INDPT SCH DIST, ULTD TAX SCH REF BDS | 964559UW6 | General Obligations - non-taxable | 100,000 | $101,000 | thousands by filing date | principal |
| PALM BEACH CNTY FL SOLID WASTE AUTH REV, REF REV BDS | 696560JH5 | Revenue Supported Bonds - non-taxable | 100,000 | $101,000 | thousands by filing date | principal |
| NORTHSIDE TX INDPT SCH DIST, ULTD TAX REF BDS | 66702RCQ3 | General Obligations - non-taxable | 100,000 | $101,000 | thousands by filing date | principal |
| BROOKS CNTY TX INDPT SCH DIST, GO SCHOOL BLDG BDS | 114385EM5 | General Obligations - non-taxable | 100,000 | $101,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 185, ULTD TAX BDS | 414966DP3 | General Obligations - non-taxable | 100,000 | $101,000 | thousands by filing date | principal |
| CALIFORNIA ST, VAR PURP GO BDS | 13063BPJ5 | General Obligations - non-taxable | 100,000 | $101,000 | thousands by filing date | principal |
| CALIFORNIA ST, VAR PURP GO BDS | 13063BPK2 | General Obligations - non-taxable | 100,000 | $101,000 | thousands by filing date | principal |
| CALIFORNIA ST, VAR PURP GO BDS | 13063BQC9 | General Obligations - non-taxable | 100,000 | $101,000 | thousands by filing date | principal |
| GLASSCOCK CNTY TX INDPT SCH DIST, ULTD TAX SCH BLDG BDS | 377208DF7 | General Obligations - non-taxable | 100,000 | $101,000 | thousands by filing date | principal |
| COLLIN CNTY TX MUN UTIL DIST NO 1, ULTD TAX RD BDS | 194748AE9 | General Obligations - non-taxable | 100,000 | $101,000 | thousands by filing date | principal |
| COLLIN CNTY TX WTR CTL & IMPT DIST NO 3, ULTD TAX RD BDS | 194749BH9 | General Obligations - non-taxable | 95,000 | $101,000 | thousands by filing date | principal |
| FIRST TRUST DOW TARGET 10 APR '21 TERM 05/09/2022 REINV FEE MONTHLY | 30318G132 | UITs - Taxable | 10,165 | $101,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 150 | $100,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 7,972 | $100,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 2,320 | $100,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 2,000 | $100,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,500 | $100,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 879 | $100,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 6,100 | $100,000 | thousands by filing date | |
| JULY ALTERNATIVE INVESTMENT PENDING SETTLEMENT | 021900998 | Partnerships - AIG Regular Trade Rules | 100,000 | $100,000 | thousands by filing date | |
| ROYAL BANK OF CANADA | 78015K7H1 | Yankee Bond (denominated & pays in US$) | 100,000 | $100,000 | thousands by filing date | principal |
| TEXAS ST, WTR FINL ASSISTANCE REF GO BDS | 882724FQ5 | General Obligations - non-taxable | 100,000 | $100,000 | thousands by filing date | principal |
| TEXAS TECH UNIV REVS, REF REF AND IMPT BDS | 882806BK7 | Revenue Supported Bonds - non-taxable | 100,000 | $100,000 | thousands by filing date | principal |
| MASSACHUSETTS ST SCH BLDG AUTH DEDICATED SALES TAX REV, SR DEDICATED SALES TAX | 576000YE7 | Revenue Supported Bonds - non-taxable | 95,000 | $100,000 | thousands by filing date | principal |
| SAN RAFAEL CA ELEM SCH DIST, GO REF BDS | 799306MV4 | General Obligations - non-taxable | 100,000 | $100,000 | thousands by filing date | principal |
| MC KINNEY TX INDPT SCH DIST, SCHOOL BLDG GO BDS | 5816636T3 | General Obligations - non-taxable | 100,000 | $100,000 | thousands by filing date | principal |
| NEWBURYPORT MASS, GO MUN PURP LN BDS | 651027K86 | General Obligations - non-taxable | 80,000 | $100,000 | thousands by filing date | principal |
| LONE STAR COLLEGE SYS TX REV FING SYS REV, REV FIN SYS BDS | 542269CC7 | Revenue Supported Bonds - non-taxable | 100,000 | $100,000 | thousands by filing date | principal |
| SAN ANTONIO TEX, TAX AND REV CERTS OF OBLIG | 796237XW0 | Revenue Supported Bonds - non-taxable | 100,000 | $100,000 | thousands by filing date | principal |
| MIAMI-DADE CNTY FL EXPY AUTH TOLL SYS REV, TOLL SYS REV BDS | 59334KFV5 | Revenue Supported Bonds - non-taxable | 100,000 | $100,000 | thousands by filing date | principal |
| HARRISONBURG VA, GO PUB IMPT BDS | 415666MP8 | General Obligations - non-taxable | 100,000 | $100,000 | thousands by filing date | principal |
| KANSAS ST DEPT TRANSN HWY REV, HWY REV BDS | 485424RH0 | Revenue Supported Bonds - non-taxable | 80,000 | $100,000 | thousands by filing date | principal |
| CHINO VLY UNI SCH DIST CALIF, GO REF BDS | 169583DY4 | General Obligations - non-taxable | 100,000 | $100,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 321, ULTD TAX RD BDS | 41420PDV9 | General Obligations - non-taxable | 100,000 | $100,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 406, ULTD TAX BDS | 41422JCV2 | General Obligations - non-taxable | 100,000 | $100,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 531, ULTD TAX BDS | 41426YAE5 | General Obligations - non-taxable | 100,000 | $100,000 | thousands by filing date | principal |
| FIRST TRUST THE KEY 3 PORTFOLIO SERIES 10 TERM 04/04/2022 REINV FEE SEMI-ANNUAL | 30313X338 | UITs - Taxable | 6,140 | $100,000 | thousands by filing date | |
| FORT BEND CNTY TX MUN UTIL DIST NO 5, ULTD TAX BDS | 346793EB4 | General Obligations - non-taxable | 100,000 | $100,000 | thousands by filing date | principal |
| FORT BEND-WALLER CNTYS TX MUN UTIL DIST NO 2, ULTD TAX BDS | 346842AE7 | General Obligations - non-taxable | 100,000 | $100,000 | thousands by filing date | principal |
| FORT LAUDERDALE FL WTR & SWR REV, REV REF BDS | 347658VZ6 | Revenue Supported Bonds - non-taxable | 90,000 | $100,000 | thousands by filing date | principal |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 272 | $99,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 947 | $99,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 683 | $99,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 2,231 | $99,000 | thousands by filing date | |
| MASSACHUSETTS ST DEV FIN AGY REV, BDS, THE BROAD INSTITUTE | 57584X2S9 | Revenue Supported Bonds - non-taxable | 80,000 | $99,000 | thousands by filing date | principal |
| MONROEVILLE PA FIN AUTH UPMC REV, REV BDS, UNIVERSITY OF PITTSBURGH MED CTR | 611530AP1 | Revenue Supported Bonds - non-taxable | 85,000 | $99,000 | thousands by filing date | principal |
| MONTGOMERY CNTY TX MUN UTIL DIST NO 126, ULTD TAX RD BDS | 61371RAH6 | General Obligations - non-taxable | 95,000 | $99,000 | thousands by filing date | principal |
| PASEO DEL ESTE MUN UTIL DIST NO 8 TEX, ULTD TAX BDS | 702594AF9 | General Obligations - non-taxable | 95,000 | $99,000 | thousands by filing date | principal |
| MASSACHUSETTS BAY TRANSN AUTH MA SALES TAX REV, SR SALES TAX BDS | 575579KZ9 | Revenue Supported Bonds - non-taxable | 75,000 | $99,000 | thousands by filing date | principal |
| BROWNSVILLE TX UTIL SYS REV, REF BDS | 116475R89 | Revenue Supported Bonds - non-taxable | 90,000 | $99,000 | thousands by filing date | principal |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 819 | $98,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 510 | $98,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 1,355 | $98,000 | thousands by filing date | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 2,500 | $98,000 | thousands by filing date | |
| GUGGENHEIM TECHNOLOGICAL INNOVATION PORTFOLIO 016 TERM 09/19/2022 REINV FEE | 40176C255 | UITs - Taxable | 7,703 | $98,000 | thousands by filing date | |
| DISTRICT COLUMBIA, GO BDS | 25476FMW5 | General Obligations - non-taxable | 90,000 | $98,000 | thousands by filing date | principal |
| FIRST TRUST GLOBAL COMMODITIES OPPTY PORT SER 40 TERM 08/19/2022 REINV FEE | 30319Q832 | UITs - Taxable | 10,206 | $98,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 1,960 | $97,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 1,522 | $97,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 2,912 | $97,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 1,200 | $97,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 7,150 | $97,000 | thousands by filing date | |
| MESQUITE TX WTRWKS & SWR REV, REV REF BDS | 590774V36 | Revenue Supported Bonds - non-taxable | 95,000 | $97,000 | thousands by filing date | principal |
| NEW YORK ST URBAN DEV CORP REV, PERS INCOME TAX GENL PURP BDS | 650036BM7 | Revenue Supported Bonds - non-taxable | 80,000 | $97,000 | thousands by filing date | principal |
| HENRICO CNTY VA WTR & SWR REV, REV AND REF BDS | 426170MR4 | Revenue Supported Bonds - non-taxable | 80,000 | $97,000 | thousands by filing date | principal |
| BALTIMORE MD PROJ REV, BDS, WTR PROJS | 05922KA82 | Revenue Supported Bonds - non-taxable | 75,000 | $97,000 | thousands by filing date | principal |
| JPMORGAN CHASE FINANCIAL COMPANY LLC 4Y U.S. EQUITY AUTOCALLABLE | 48129MS31 | Equity Linked Debt - No CPN and $1000 par | 75,000 | $97,000 | thousands by filing date | principal |
| HAMPTON ROADS SANTN DIST VA WASTEWATER REV, REV BDS | 409327HG1 | Revenue Supported Bonds - non-taxable | 80,000 | $97,000 | thousands by filing date | principal |
| CLEVELAND OHIO, VAR PURP GO BDS | 186343Y78 | Revenue Supported Bonds - non-taxable | 85,000 | $97,000 | thousands by filing date | principal |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 5,300 | $96,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 3,388 | $96,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 2,518 | $96,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 13,361 | $96,000 | thousands by filing date | |
| AMTRUST FINANCIAL SERVICES | 032359705 | SPI | 4,300 | $96,000 | thousands by filing date | |
| NEW HAMPSHIRE HEALTH & ED FACILITIES AUTH REV, REV BDS, CONCORD HOSP | 64461XDS1 | Revenue Supported Bonds - non-taxable | 80,000 | $96,000 | thousands by filing date | principal |
| KAUFMAN CNTY TX MUN UTIL DIST NO 14, ULTD TAX RD BDS | 48619KBF3 | General Obligations - non-taxable | 95,000 | $96,000 | thousands by filing date | principal |
| RICHMOND VA PUB UTIL REV, REV AND REF BDS | 765433KF3 | Revenue Supported Bonds - non-taxable | 80,000 | $96,000 | thousands by filing date | principal |
| FUQUAY-VARINA NC LTD OBLIG, LTD OBLIG BDS | 36106TAM5 | Revenue Supported Bonds - non-taxable | 75,000 | $96,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 474 | $95,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 3,062 | $95,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 2,101 | $95,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 1,005 | $95,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP, INC. PFD | 320867500 | Preferred Stock | 3,367 | $95,000 | thousands by filing date | |
| UBS AG, LONDON BRANCH | 90276BWM1 | Equity Linked Debt - No CPN and $1000 par | 94,000 | $95,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY REV, BDS, HOLY CROSS COLLEGE | 57584YFS3 | Revenue Supported Bonds - non-taxable | 80,000 | $95,000 | thousands by filing date | principal |
| PEACE RIVER/MANASOTA REGL WTR SUPPLY AUTH FL REV, UTIL SYS REF REV BDS | 704612DN7 | Revenue Supported Bonds - non-taxable | 90,000 | $95,000 | thousands by filing date | principal |
| UTILITY DEBT SECURITIZATION AUTH N Y, RESTRUCTURING BDS | 91802RBH1 | Revenue Supported Bonds - non-taxable | 80,000 | $95,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST 419, ULTD TAX REF BDS | 41421DXQ4 | General Obligations - non-taxable | 90,000 | $95,000 | thousands by filing date | principal |
| FORT BEND CNTY TX MUN UTIL DIST NO 134B, ULTD TAX RD BDS | 34683LCG9 | General Obligations - non-taxable | 95,000 | $95,000 | thousands by filing date | principal |
| VIRGINIA ST RES AUTH CLEAN WTR REV, REF BDS | 92817LRM7 | Revenue Supported Bonds - non-taxable | 80,000 | $95,000 | thousands by filing date | principal |
| VIRGINIA ST RES AUTH INFRASTRUCTURE REV, REV BDS | 92818MKG4 | Revenue Supported Bonds - non-taxable | 80,000 | $95,000 | thousands by filing date | principal |
| PATTERSON COS INC | 703395103 | COM | 3,095 | $94,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 485 | $94,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOUIS VUITTON | F58485115 | COMMON STOCK | 120 | $94,000 | thousands by filing date | |
| Bunzl PLC ADR | 120738406 | USD | 2,841 | $94,000 | thousands by filing date | |
| MONTGOMERY CNTY TX MUN UTIL DIST NO 138, ULTD TAX RD BDS | 61371EAC6 | General Obligations - non-taxable | 94,000 | $94,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, BETH ISRAEL LAHEY HEALTH INC | 57584XFU0 | Revenue Supported Bonds - non-taxable | 81,000 | $94,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, MA GENERAL BRIGHAM INC | 57584XHP9 | Revenue Supported Bonds - non-taxable | 80,000 | $94,000 | thousands by filing date | principal |
| MASSACHUSETTS ST CLEAN WTR TR, ST REVOLVING FD BDS | 575829CP9 | Revenue Supported Bonds - non-taxable | 85,000 | $94,000 | thousands by filing date | principal |
| KBHOME | 48666K109 | COM | 2,281 | $93,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,553 | $93,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 6,586 | $93,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 734 | $93,000 | thousands by filing date | |
| GAZPROM PJSC SPON ADR | 368287207 | ADR | 12,118 | $93,000 | thousands by filing date | |
| LEXINGTON CNTY S C HEALTH SVCS BDS REV CLBL | 529050ER3 | BDS REV CLBL | 80,000 | $93,000 | thousands by filing date | principal |
| NORFOLK VA, GO REF BDS | 655867WX3 | General Obligations - non-taxable | 75,000 | $93,000 | thousands by filing date | principal |
| IRVING TX WTRWKS & SWR REV, REV REF AND IMPT BDS | 463831NU7 | Revenue Supported Bonds - non-taxable | 85,000 | $93,000 | thousands by filing date | principal |
| ORANGE CNTY VA ECONOMIC DEV AUTH LEASE REV, LEASE REV REF BDS | 684790BG2 | Revenue Supported Bonds - non-taxable | 80,000 | $93,000 | thousands by filing date | principal |
| BAYBROOK TX MUN UTIL DIST NO 1, ULTD TAX BDS | 072724HK6 | General Obligations - non-taxable | 90,000 | $93,000 | thousands by filing date | principal |
| TEXAS ST, GO BDS | 882723E39 | General Obligations - non-taxable | 80,000 | $93,000 | thousands by filing date | principal |
| FIRST TRUST INFLATION HEDGE PORT SER 45 TERM 06/15/2023 REINV FEE MONTHLY | 30320G732 | UITs - Taxable | 9,889 | $93,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 349 | $92,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 1,883 | $92,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 286 | $92,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 6,152 | $92,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 1,590 | $92,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 11,600 | $92,000 | thousands by filing date | |
| LARGO RES LTD | 517103602 | COM | 5,900 | $92,000 | thousands by filing date | |
| ST JOHN BAPTIST PARISH LA PARISH SCH BRD SCH DIST NO 1, GO SCH BDS | 790229QP6 | General Obligations - non-taxable | 90,000 | $92,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, HARVARD UNIV | 57584XXS5 | Revenue Supported Bonds - non-taxable | 80,000 | $92,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH SALES TAX REV ST SUPPORTED DEBT, REV BDS | 64990AFC4 | Revenue Supported Bonds - non-taxable | 75,000 | $92,000 | thousands by filing date | principal |
| GALVESTON CNTY TX MUN UTIL DIST NO 66, ULTD TAX BDS | 36422PBJ6 | General Obligations - non-taxable | 90,000 | $92,000 | thousands by filing date | principal |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 3,000 | $91,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 1,170 | $91,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 5,194 | $91,000 | thousands by filing date | |
| Athene Holdi 5.625 Pfd Pfd Ser B | 04686J200 | COM | 3,300 | $91,000 | thousands by filing date | |
| MASSACHUSETTS ST TPKE AUTH TPKE REV, TPKE REV BDS | 576029AS1 | Revenue Supported Bonds - non-taxable | 85,000 | $91,000 | thousands by filing date | principal |
| UNIVERSITY MD SYS AUXILIARY FAC & TUITION REV, REV BDS | 9144025D0 | Revenue Supported Bonds - non-taxable | 75,000 | $91,000 | thousands by filing date | principal |
| PORTSMOUTH VA, GO REF BDS AND NTS | 73723RKM4 | General Obligations - non-taxable | 80,000 | $91,000 | thousands by filing date | principal |
| HAWAII ST, GO BDS | 4197916V5 | General Obligations - non-taxable | 80,000 | $91,000 | thousands by filing date | principal |
| AUSTIN TX ARPT SYS REV, REV BDS | 052398FB5 | Revenue Supported Bonds - non-taxable | 75,000 | $91,000 | thousands by filing date | principal |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1,269 | $90,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 941 | $90,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 88 | $90,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 3,300 | $90,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 5,982 | $90,000 | thousands by filing date | |
| Nextera Energy Capital | 65339K860 | PFD | 3,158 | $90,000 | thousands by filing date | |
| BRUNSWICK CORP 6.375 SR NT 49 | 117043604 | PFD | 3,134 | $90,000 | thousands by filing date | |
| MONTGOMERY CNTY TX MUN UTIL DIST NO 115, ULTD TAX BDS | 61370PGV4 | General Obligations - non-taxable | 90,000 | $90,000 | thousands by filing date | principal |
| MASSACHUSETTS ST HSG FIN AGY HSG REV, REV BDS | 57586PVA1 | Revenue Supported Bonds - non-taxable | 90,000 | $90,000 | thousands by filing date | principal |
| MASSACHUSETTS ST SCH BLDG AUTH DEDICATED SALES TAX REV, SR DEDICATED SALES TAX | 576000TW3 | Revenue Supported Bonds - non-taxable | 75,000 | $90,000 | thousands by filing date | principal |
| MASSACHUSETTS ST TRANSN FD REV, REV BDS, ACCELERATED BRIDGE PGM | 57604TCB0 | Revenue Supported Bonds - non-taxable | 80,000 | $90,000 | thousands by filing date | principal |
| METROPOLITAN BOSTON TRAN PKG CORP MA SYSTEMWIDE PKG REV, REV BDS | 59180CAM3 | Revenue Supported Bonds - non-taxable | 90,000 | $90,000 | thousands by filing date | principal |
| SPRING BRANCH TX INDPT SCH DIST, UNLTD TAX HOUSE BDS | 849476TZ9 | General Obligations - non-taxable | 75,000 | $90,000 | thousands by filing date | principal |
| ALEXANDRIA VA, GO CAP IMPT BDS | 015302W40 | General Obligations - non-taxable | 80,000 | $90,000 | thousands by filing date | principal |
| FIRST TRUST SELECT DSIP PORTFOLIO 4TH QTR 2020 TERM 01/14/2022 CASH MONTHLY | 30315P309 | UITs - Taxable | 7,877 | $90,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 1,119 | $89,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 1,504 | $89,000 | thousands by filing date | |
| APA CORPORATION COM | 03743Q108 | Stock | 4,133 | $89,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 1,371 | $89,000 | thousands by filing date | |
| PEMBROKE PINES FLA, GO BDS | 70643FCT7 | General Obligations - non-taxable | 75,000 | $89,000 | thousands by filing date | principal |
| PENNSYLVANIA ST TPKE COMMN TPKE REV, REV BDS | 709224KZ1 | Revenue Supported Bonds - non-taxable | 75,000 | $89,000 | thousands by filing date | principal |
| LOS ANGELES CA DEPT WTR & PWR REV, PWR SYS REV BDS | 544495R97 | Revenue Supported Bonds - non-taxable | 75,000 | $89,000 | thousands by filing date | principal |
| LOS ANGELES CA DEPT WTR & PWR REV, PWR SYS REV BDS | 544495T38 | Revenue Supported Bonds - non-taxable | 75,000 | $89,000 | thousands by filing date | principal |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 2,474 | $88,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 2,891 | $88,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 1,010 | $88,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 11,870 | $88,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 6,640 | $88,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 1,732 | $88,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 06055H400 | US Preferred Equity, Perpetual | 3,350 | $88,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 6,800 | $88,000 | thousands by filing date | |
| MONTGOMERY CNTY TX MUN UTIL DIST NO 127, ULTD TAX BDS | 61372GAH9 | General Obligations - non-taxable | 85,000 | $88,000 | thousands by filing date | principal |
| PLYMOUTH MASS, GO MUN PURP LN BDS | 729654TJ2 | General Obligations - non-taxable | 75,000 | $88,000 | thousands by filing date | principal |
| WASHINGTON ST, FUEL TAX GO BDS | 93974DBW7 | Revenue Supported Bonds - non-taxable | 80,000 | $88,000 | thousands by filing date | principal |
| MIAMI-DADE CNTY FL EDL FACILITIES AUTH REV, REV BDS, UNIVERSITY OF MIAMI | 59333AGV7 | Revenue Supported Bonds - non-taxable | 65,000 | $88,000 | thousands by filing date | principal |
| ORANGE CNTY FL SCH BRD CTF PARTN, CTF PARTN | 684517QT5 | Revenue Supported Bonds - non-taxable | 75,000 | $88,000 | thousands by filing date | principal |
| ROANOKE VA, GO PUB IMPT BDS | 7700777B5 | General Obligations - non-taxable | 80,000 | $88,000 | thousands by filing date | principal |
| HEMPSTEAD TOWN N Y, PUB IMPT BDS | 424672VW0 | General Obligations - non-taxable | 85,000 | $88,000 | thousands by filing date | principal |
| BEAUFORT CNTY S C, GO BDS | 074347H24 | General Obligations - non-taxable | 75,000 | $88,000 | thousands by filing date | principal |
| VIRGINIA ST PUB BLDG AUTH PUB FACILITIES REV, REV REF BDS | 928172Y33 | Revenue Supported Bonds - non-taxable | 75,000 | $88,000 | thousands by filing date | principal |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 2,299 | $87,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 1,870 | $87,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 3,769 | $87,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 2,566 | $87,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 2,068 | $87,000 | thousands by filing date | |
| US BANCORP | 902973155 | Common Stock | 3,507 | $87,000 | thousands by filing date | |
| SALES TAX ASSET RECEIVABLE CORP N Y, REV BDS | 794665GE3 | Revenue Supported Bonds - non-taxable | 75,000 | $87,000 | thousands by filing date | principal |
| OHIO ST, HWY CAP IMPT GO BDS | 6775222D5 | Revenue Supported Bonds - non-taxable | 75,000 | $87,000 | thousands by filing date | principal |
| KING CNTY WASH, LTD TAX GO REF BDS | 49474FKB5 | Revenue Supported Bonds - non-taxable | 75,000 | $87,000 | thousands by filing date | principal |
| ATHENS AL, GO SCH IMPT WTS | 046861ZW3 | General Obligations - non-taxable | 80,000 | $87,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 530, ULTD TAX BDS | 41425UBF0 | General Obligations - non-taxable | 85,000 | $87,000 | thousands by filing date | principal |
| FIRST TRUST SELECT DSIP PORTFOLIO 3RD QTR 2020 TERM 10/18/2021 REINV MONTHLY | 30314T476 | UITs - Taxable | 7,454 | $87,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 7,000 | $86,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 1,877 | $86,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 2,668 | $86,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 5,152 | $86,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 75 | $86,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 310 | $86,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 5,450 | $86,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 5,200 | $86,000 | thousands by filing date | |
| PPL Corp. 5.9% | 69352P202 | PRD | 3,401 | $86,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 8,946 | $86,000 | thousands by filing date | |
| FLUTTER ENTERTAINM UNSP ADR | 344044102 | COM | 947 | $86,000 | thousands by filing date | |
| MONTGOMERY CNTY TX MUN UTIL DIST NO 126, ULTD TAX RD BDS | 61371RAE3 | General Obligations - non-taxable | 85,000 | $86,000 | thousands by filing date | principal |
| WEST RANKIN MS UTIL AUTH REV, BDS | 955525BM1 | Revenue Supported Bonds - non-taxable | 75,000 | $86,000 | thousands by filing date | principal |
| NEW YORK N Y, GO BDS, SUBSERIES A-1 | 64966MFU8 | General Obligations - non-taxable | 75,000 | $86,000 | thousands by filing date | principal |
| WINDHAM-ASHLAND-JEWETT NY CENT SCH DIST, REF BDS | 973258EJ1 | General Obligations - non-taxable | 80,000 | $86,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH ST PERS INCOME TAX REV, TAX EXEMPT BDS | 64990FXA7 | Revenue Supported Bonds - non-taxable | 75,000 | $86,000 | thousands by filing date | principal |
| RICHMOND VA, GO PUB IMPT BDS | 76541VMN4 | General Obligations - non-taxable | 80,000 | $86,000 | thousands by filing date | principal |
| VAN KAMPEN BUILD AMERICA BONDS INCOME TRUST 65 MONTHLY CASH | 12008C613 | UITs -- CIT (Corp income trust) Taxable | 100 | $86,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 1,248 | $85,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 1,811 | $85,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 2,258 | $85,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 3,306 | $85,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 874 | $85,000 | thousands by filing date | |
| MASSACHUSETTS ST WTR RES AUTH, GENL REV BDS | 576051KH8 | Revenue Supported Bonds - non-taxable | 75,000 | $85,000 | thousands by filing date | principal |
| SEDONA LAKES MUN UTIL DIST NO 1 TEX, UNLTD TAX AND REF BDS, BRAZORIA CNTY | 81568EHB2 | General Obligations - non-taxable | 85,000 | $85,000 | thousands by filing date | principal |
| MASON CNTY WA PUB UTIL DIST NO 003 ELEC REV, REF BDS | 575175JE5 | Revenue Supported Bonds - non-taxable | 75,000 | $85,000 | thousands by filing date | principal |
| OHIO ST WTR DEV AUTH REV, FRESH BDS | 67765QHF6 | Revenue Supported Bonds - non-taxable | 65,000 | $85,000 | thousands by filing date | principal |
| CALIFORNIA ST, GO VAR PURP BDS | 13063CZ86 | General Obligations - non-taxable | 70,000 | $85,000 | thousands by filing date | principal |
| CHARLOTTESVILLE VA, GO PUB IMPT AND REF BDS | 161069M97 | General Obligations - non-taxable | 75,000 | $85,000 | thousands by filing date | principal |
| HAMPTON ROADS SANTN DIST VA WASTEWATER REV, REF BDS | 409327GR8 | Revenue Supported Bonds - non-taxable | 75,000 | $85,000 | thousands by filing date | principal |
| VIRGINIA CMNWLTH UNIV HEALTH SYS AUTH REV, REV BDS | 92778LAZ3 | Revenue Supported Bonds - non-taxable | 85,000 | $85,000 | thousands by filing date | principal |
| VIRGINIA ST RES AUTH INFRASTRUCTURE REV, REV BDS | 92818MDF4 | Revenue Supported Bonds - non-taxable | 80,000 | $85,000 | thousands by filing date | principal |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 3,170 | $84,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 2,850 | $84,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 2,171 | $84,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 1,108 | $84,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 1,670 | $84,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 4,295 | $84,000 | thousands by filing date | principal |
| OCADO GROUP PLC - SP ADR | 674488101 | COM | 1,520 | $84,000 | thousands by filing date | |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, DANA FARBER CANCER INST | 57584XNY3 | Revenue Supported Bonds - non-taxable | 70,000 | $84,000 | thousands by filing date | principal |
| SOUTH HAVEN MI PUB SCHS, GO SCH BLDG AND SITE BDS | 838277JR3 | General Obligations - non-taxable | 75,000 | $84,000 | thousands by filing date | principal |
| WASHINGTON ST, GO REF BDS | 93974CJ35 | General Obligations - non-taxable | 80,000 | $84,000 | thousands by filing date | principal |
| MISSISSIPPI ST, GO BDS | 605581DK0 | General Obligations - non-taxable | 75,000 | $84,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001723397-21-000005 | this filing | 2021-08-13 | acceptance time not in the bulk data set |