13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 7,189 holding rows worth $5,914,925,000.
- Accession
- 0001723397-21-000005
- Filer
- CIK 1723397
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 7,189 entries on the cover page, a total value of $5,914,925,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,914,925,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GORMAN RUPP CO COM | 383082104 | Stock | 450 | $15,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 327 | $15,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 266 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 506 | $15,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 370 | $15,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 292 | $15,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 1,030 | $15,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 700 | $15,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 88 | $15,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 2,000 | $15,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 2,000 | $15,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 2,060 | $15,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 500 | $15,000 | thousands by filing date | |
| VINCI SA ADR | 927320101 | ADR | 550 | $15,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 1,206 | $15,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L111 | UNIT 99/99/9999 | 1,500 | $15,000 | thousands by filing date | |
| POLYPID LTD | M8001Q118 | SHS | 1,615 | $15,000 | thousands by filing date | |
| INTERSTATE POWER & LIGHT COMPAY PERP PFD SER D | 461070856 | Preferred Stock | 585 | $15,000 | thousands by filing date | |
| LANGHORNE MANOR BORO PA HIGHER ED & HEALTH AUTH REV, REV BDS, WOODS SVCS | 515741EZ5 | Revenue Supported Bonds - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| ST LOUIS CNTY MINN, GO CAP IMPT REF BDS | 791230SS5 | General Obligations - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| TEXAS A & M UNIV PERM UNIV FD, FUND BDS | 882117V84 | Taxable Municipal Bonds | 15,000 | $15,000 | thousands by filing date | principal |
| TEXAS ST, WTR FINANCAIL ASST REF BDS | 882723Y60 | Revenue Supported Bonds - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| MASSACHUSETTS ST, GO BDS | 57582RYX8 | General Obligations - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| WASHINGTON SUBN SAN DIST MD, CONS PUB IMPT BDS | 940157UG3 | General Obligations - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| TEXAS ST, GO REF PUB FIN AUTH BDS | 882724HX8 | General Obligations - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| TRI-CNTY MET TRANSN DIST OR REV, SNR LIEN PAYROLL TAX REV BDS | 89546RJW5 | Revenue Supported Bonds - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| METROPOLITAN COUNCIL MN MINNEAPOLIS-ST PAUL MET AREA, GO WASTEWTR REV BDS | 591852XA1 | Revenue Supported Bonds - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| WILLIAMSON CNTY TX MUN UTIL DIST NO 23, UNLTD TAX BDS | 97001QAU1 | General Obligations - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| UNIVERSITY TX UNIV REVS, REV FING SYS BDS | 91514ADV4 | Revenue Supported Bonds - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| UNIVERSITY VA UNIV REVS, GENL REV PLEDGE REF BDS | 915217XG3 | Revenue Supported Bonds - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| NEW YORK ST ENVIRONMENTAL FACILITIES CORP REV, STATE REVOLVING REV BDS, | 64985HFP7 | Revenue Supported Bonds - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT, REV BDS, MOUNT SINAI | 649906MB7 | Revenue Supported Bonds - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT, REV BDS, YESHIVA | 64990BSH7 | Revenue Supported Bonds - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| WOLFEBORO N H, GO BDS | 977793EM6 | General Obligations - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| NORTH CAROLINA EASTN MUN PWR AGY PWR SYS REV, PUB PWR SYS REV REF BDS | 658196GA2 | Revenue Supported Bonds - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| WASHINGTON ST, VAR PURP GO BDS | 93974DSC3 | General Obligations - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| SAN ANTONIO TEX, CTFS OF OBLIG | 796237ZP3 | Revenue Supported Bonds - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| PORT AUTH NY & N J, CONSOLIDATED BDS | 73358WFX7 | Revenue Supported Bonds - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| PORT AUTH NY & N J, CONSOLIDATED BDS | 73358WQK3 | Revenue Supported Bonds - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| LOUDOUN CNTY VA SANTN AUTH WTR & SWR REV, WTR AND SWR SYS REV REF BDS | 545904KF0 | Revenue Supported Bonds - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| PORTLAND OR RIV DIST URBAN RENEWAL & REDEV, URBAN RENEWAL AND REDEV BDS | 73674NBM2 | Taxable Municipal Bonds | 15,000 | $15,000 | thousands by filing date | principal |
| POWHATAN CNTY VA ECONOMIC DEV AUTH LEASE REV, LEASE REV BDS, CNTY OF POWHATAN | 73937LCM8 | Revenue Supported Bonds - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| PRINCE GEORGES CNTY MD, GO CONSOLIDATED PUB IMPT BDS | 7417012Z8 | General Obligations - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| LUBBOCK TX INDPT SCH DIST, GO BDS | 549220S85 | General Obligations - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| MASSACHUSETTS EDL FING AUTH ED LN REV, EDUCATION LN REV BDS | 57563RHM4 | Revenue Supported Bonds - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| OCEAN CNTY N J, GO REF BDS | 6747358D0 | General Obligations - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| OHIO ST WTR DEV AUTH WTR POLLUTN CTL REV, LN FD REV BDS | 67766WVL3 | Revenue Supported Bonds - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| OKLAHOMA CITY OKLA, GO REF BDS | 678519SM2 | General Obligations - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| OKLAHOMA CITY OK WTR UTILS TR WTR & SWR REV, REF BDS | 678657LJ4 | Revenue Supported Bonds - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| PUERTO RICO PUB BLDGS AUTH REV GTD, REV REF BDS | 745235PF2 | Revenue Supported Bonds - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| KAUFMAN CNTY TX MUN UTIL DIST NO 14, ULTD TAX RD BDS | 48619KAG2 | General Obligations - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| ONONDAGA CNTY NY TR CULTURAL RES REV, REV BDS, SYRACUSE UNIV | 68276FAX8 | Revenue Supported Bonds - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| ORANGE CNTY FL SALES TAX REV, REV REF BDS | 684515QV4 | Revenue Supported Bonds - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| KING CNTY WASH, LTD TAX GO REF BDS | 49474FKL3 | Revenue Supported Bonds - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| LA CANADA CA UNI SCH DIST, GO BDS | 502516PC5 | General Obligations - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| LAKE CNTY IL FST PRESV DIST, GO REF BDS | 508354VU8 | General Obligations - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| ALBANY NY MUN WTR FIN AUTH SECOND RESOLUTION REV, 2ND RESOLUTION REV BDS | 01244QBY1 | Revenue Supported Bonds - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| ALEXANDRIA VA, GO CAP IMPT BDS | 015302L34 | General Obligations - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| FENTON MI AREA PUB SCHS, SCH BLDG AND SITE BDS | 314567GU6 | General Obligations - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| BOYNE CITY MI PUB SCH DIST, GO ULTD TAX SCH BLDG AND SITE BDS | 103547EN1 | General Obligations - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| COLUMBUS OHIO, VAR PURP GO BDS | 199492GA1 | General Obligations - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| FLORIDA ST, GO REF BDS | 341150M49 | Revenue Supported Bonds - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| FLORIDA ST, CONSTR BDS | 341150W30 | Revenue Supported Bonds - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| APPALACHIAN ST UNIV NC REV, GENL REV REF BDS | 037777RS0 | Revenue Supported Bonds - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 71, ULTD TAX REF BDS | 414972UW7 | General Obligations - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| HAWAII ST, GO BDS | 419792UA2 | General Obligations - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| DALLAS CNTY TEX, LTD GO NTS AND BDS | 234650LY3 | General Obligations - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| ATWATER CA ELEM SCH DIST, GO BDS, BUILD AMERICA BONDS DIRECT PAY | 04988PCJ9 | Taxable Municipal Bonds | 15,000 | $15,000 | thousands by filing date | principal |
| AUSTIN TEX, PUB IMPT BDS | 052396G36 | Taxable Municipal Bonds | 15,000 | $15,000 | thousands by filing date | principal |
| CALIFORNIA ST, VAR PURP GO AND GO REF BDS | 13063BMA7 | General Obligations - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| HOUSTON TX UTIL SYS REV, COMBINED UTIL SYS FIRST LIEN REV BDS | 442435F32 | Revenue Supported Bonds - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| HOWARD CNTY MD, GO REF BDS, MET DIST PROJ | 44256PBB8 | Revenue Supported Bonds - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| BALTIMORE CNTY MD, GO BDS | 05914FME7 | Taxable Municipal Bonds | 15,000 | $15,000 | thousands by filing date | principal |
| BALTIMORE CNTY MD, CONS PUB IMPT BDS | 05914FND8 | Revenue Supported Bonds - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| BALTIMORE CNTY MD, METRO DIST BDS | 05914FPR5 | General Obligations - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| BALTIMORE CNTY MD, METRO DIST BDS | 05914FPU8 | General Obligations - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| GEORGIA ST, GO BDS | 373384YL4 | General Obligations - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| JOHNSON CNTY KANS, GO REF BDS | 47844PFP5 | General Obligations - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| COLLIN CNTY TEX, ULTD TAX RD AND REF BDS | 1947388K9 | General Obligations - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| CITIZENS PPTY INS CORP FLA, COASTAL ACCOUNT SR SECURED BDS | 176553HA6 | Revenue Supported Bonds - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| HARFORD CNTY MD, GO CONS PUB IMPT BDS | 412487EU0 | General Obligations - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 406, ULTD TAX RD BDS | 41422JEH1 | General Obligations - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| FIRST TRUST S&P DVD ARISTOCRATS TARGET 25 2Q '20 TERM 07/09/2021 REINV FEE | 30313H770 | UITs - Taxable | 925 | $15,000 | thousands by filing date | |
| EUGENE OR ELEC UTIL REV, REV REF BDS | 298191C21 | Revenue Supported Bonds - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| FIRST TRUST AMERICAN RECOVERY PORT SER 2 TERM 07/20/2022 REINV FEE SEMI-ANNUAL | 30314U804 | UITs - Taxable | 1,173 | $15,000 | thousands by filing date | |
| DES MOINES IA INDPT CMNTY SCH DIST SCH INFRASTRUCTURE SALES SVCS & USE TAX REV, | 250111BE0 | Revenue Supported Bonds - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| GABELLI GLOBAL SMALL AND MID CP VALUE TRUST PPFD CUM SER A | 36249W203 | Preferred Stock | 585 | $15,000 | thousands by filing date | |
| GALVESTON CNTY TEX, LTD TAX REF BDS | 364195EK9 | General Obligations - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| VIRGINIA CMNWLTH TRANSN BRD TRANSN REV, CAP PROJ REV REF BDS | 927793E62 | Revenue Supported Bonds - non-taxable | 13,000 | $15,000 | thousands by filing date | principal |
| DURHAM N C, GO REF BDS | 266778GW3 | General Obligations - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| FIRST TRUST DOW TARGET 10 FEB '21 TERM 03/09/2022 REINV MONTHLY | 30317K753 | UITs - Taxable | 1,375 | $15,000 | thousands by filing date | |
| FIRST TRUST CAPITAL STRENGTH OPPTY PORT SER 17 TERM 04/29/2022 CASH SEMI-ANNUAL | 30317R188 | UITs - Taxable | 1,324 | $15,000 | thousands by filing date | |
| FIRST TRUST TARGET GLOBAL DVD LEADERS 2Q '21 TERM 07/08/2022 CASH FEE MONTHLY | 30318M287 | UITs - Taxable | 1,448 | $15,000 | thousands by filing date | |
| EAST SIDE UN HIGH SCH DIST CA SANTA CLARA CNTY, GO BDS | 275282NP2 | General Obligations - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| WAKE CNTY N C, GO PUB IMPTS BDS | 9308637Y5 | General Obligations - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| WASHINGTON CNTY MINN, GO CAP IMPT PLAN REF BDS | 937785SD6 | General Obligations - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| YOUNGSTOWN ST UNIV OH GENL RCPTS, GENL RCPTS BDS, BUILD AMERICA BONDS DIRECT | 987720DG1 | Taxable Municipal Bonds | 15,000 | $15,000 | thousands by filing date | principal |
| VIRGINIA COLLEGE BLDG AUTH VA EDL FACILITIES REV, ED FACILITIES REV BDS, | 92778FDV2 | Revenue Supported Bonds - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| VIRGINIA ST RES AUTH INFRASTRUCTURE REV, REV BDS | 92818MJW1 | Revenue Supported Bonds - non-taxable | 15,000 | $15,000 | thousands by filing date | principal |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 413 | $14,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 273 | $14,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 480 | $14,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 256 | $14,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 123 | $14,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 321 | $14,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 946 | $14,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 137 | $14,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 255 | $14,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 115 | $14,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 203 | $14,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 297 | $14,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 310 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 1,000 | $14,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 270 | $14,000 | thousands by filing date | |
| DIDI GLOBAL INC ADR | 23292E108 | SPONSORED ADS | 1,000 | $14,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 660 | $14,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 341 | $14,000 | thousands by filing date | |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 490 | $14,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 394 | $14,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 2,270 | $14,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 158 | $14,000 | thousands by filing date | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 645 | $14,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 1,000 | $14,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 282 | $14,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 579 | $14,000 | thousands by filing date | |
| Public Storage Preferred 4.75 pct. | 74460W578 | PFD | 500 | $14,000 | thousands by filing date | |
| Mercedes Benz Group Ag Reg Shs | d1668r123 | USD | 160 | $14,000 | thousands by filing date | |
| Truist Financial Corp 5.25 Pe | 89832Q745 | PFD | 500 | $14,000 | thousands by filing date | |
| FIRST HORIZON 6.5 PFDPFD SER E | 320517402 | PRE | 500 | $14,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 5,000 | $14,000 | thousands by filing date | |
| LIBERTY NY DEV CORP REV, REV BDS, GOLDMAN SACHS HEADQUARTERS LLC | 531127AC2 | Revenue Supported Bonds - non-taxable | 10,000 | $14,000 | thousands by filing date | principal |
| SARATOGA CNTY N Y, PUB IMPT REF BDS | 803480MQ2 | General Obligations - non-taxable | 10,000 | $14,000 | thousands by filing date | principal |
| METROPOLITAN GOVT NASHVILLE & DAVIDSON CNTY TN WTR & SWR, WTR AND SWR REV | 592098G43 | Taxable Municipal Bonds | 10,000 | $14,000 | thousands by filing date | principal |
| OTIS MASS, GO NEW CLEAN RENEWABLE ENERGY BDS, NEW CLEAN RENEWABLE ENERGY | 689011BN3 | Taxable Municipal Bonds | 13,000 | $14,000 | thousands by filing date | principal |
| RICHMOND VA, GO PUB IMPT REF BDS | 76541VTE7 | General Obligations - non-taxable | 10,000 | $14,000 | thousands by filing date | principal |
| FIRST TRUST DOW TARGET 10 JUNE '20 TERM 07/09/2021 REINV MONTHLY | 30313Y153 | UITs - Taxable | 1,150 | $14,000 | thousands by filing date | |
| FORT BEND CNTY TX MUN UTIL DIST NO 151, ULTD TAX BDS | 34681MNR3 | General Obligations - non-taxable | 13,000 | $14,000 | thousands by filing date | principal |
| FIRST TRUST BANKING OPPORTUNITY PORTFOLIO SERIES 42 TERM 08/03/2022 | 30319K132 | UITs - Taxable | 1,407 | $14,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 144 | $13,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 1,451 | $13,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 58 | $13,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 37 | $13,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 532 | $13,000 | thousands by filing date | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 1,015 | $13,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 274 | $13,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 43 | $13,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 239 | $13,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 406 | $13,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,750 | $13,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 431 | $13,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 1,500 | $13,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 400 | $13,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 151 | $13,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 600 | $13,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 650 | $13,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 110 | $13,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 186 | $13,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 55 | $13,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 99 | $13,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 205 | $13,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 496 | $13,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 1,000 | $13,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 500 | $13,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 1,052 | $13,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 440 | $13,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 55 | $13,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 412 | $13,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 1,090 | $13,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 222 | $13,000 | thousands by filing date | |
| IMPERIAL BRANDS PLC SPON ADR | 45262P102 | ADUS | 596 | $13,000 | thousands by filing date | |
| TOKYO ELECTRON LTD ADR | 889110102 | COM | 118 | $13,000 | thousands by filing date | |
| Rithm Capital Corp 7.125 Pfd S | 64828T409 | PRD | 500 | $13,000 | thousands by filing date | |
| Koninklijke Ahold Nv | 500467501 | Equity | 433 | $13,000 | thousands by filing date | |
| ARKEMA SPO | 041232109 | USD | 106 | $13,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 3,780 | $13,000 | thousands by filing date | |
| The Very Good Food Company Inc COM | 88340B109 | Common Stock | 4,000 | $13,000 | thousands by filing date | |
| INVESCO UNIT TRUSTS | 46136H581 | UIS | 10 | $13,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 400 | $13,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 12,000 | $13,000 | thousands by filing date | principal |
| Juniata Valley National Bank | 482016102 | COM | 779 | $13,000 | thousands by filing date | |
| GORES HOLDINGS VI INC | 38286R105 | COM CL A | 800 | $13,000 | thousands by filing date | |
| NEW YORK N Y, GO BDS | 64966MQS1 | General Obligations - non-taxable | 10,000 | $13,000 | thousands by filing date | principal |
| ENTERPRISE DIVERSIFIED INCORPORATED | 293706107 | Common Stock | 1,800 | $13,000 | thousands by filing date | |
| MASSACHUSETTS ST, GO CONSOLIDATED LN BDS | 57582RSC1 | General Obligations - non-taxable | 10,000 | $13,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, BOSTON UNIV | 57583FYJ4 | Revenue Supported Bonds - non-taxable | 10,000 | $13,000 | thousands by filing date | principal |
| SAN DIEGO CA UNI SCH DIST, GO REF BDS, ELECTION 1998 | 797355WL4 | General Obligations - non-taxable | 10,000 | $13,000 | thousands by filing date | principal |
| SAN FRANCISCO CA CITY & CNTY ARPTS COMMN INTL ARPT REV, BDS | 79766DRS0 | Revenue Supported Bonds - non-taxable | 10,000 | $13,000 | thousands by filing date | principal |
| MASSACHUSETTS ST TRANSN FD REV, BDS | 57604TGV2 | Revenue Supported Bonds - non-taxable | 10,000 | $13,000 | thousands by filing date | principal |
| SEDGWICK CNTY KS UNI SCH DIST NO 265 GODDARD, GO REF BDS | 815668MP0 | General Obligations - non-taxable | 10,000 | $13,000 | thousands by filing date | principal |
| NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV, 2ND GENL RESOLUTION BDS | 64972GWP5 | Revenue Supported Bonds - non-taxable | 10,000 | $13,000 | thousands by filing date | principal |
| NEW YORK NY CITY TRANSITIONAL FIN AUTH BLDG AID REV, REV BDS | 64972HZP0 | Revenue Supported Bonds - non-taxable | 10,000 | $13,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH SALES TAX REV ST SUPPORTED DEBT, BDS | 64990AJZ9 | Revenue Supported Bonds - non-taxable | 10,000 | $13,000 | thousands by filing date | principal |
| PENNSYLVANIA ST HIGHER EDL FACILITIES AUTH REV, REF BDS, STATE SYS HIGHER ED | 70917STF0 | Revenue Supported Bonds - non-taxable | 12,000 | $13,000 | thousands by filing date | principal |
| PENNSYLVANIA ST TPKE COMMN TPKE REV, BDS | 709224R76 | Revenue Supported Bonds - non-taxable | 10,000 | $13,000 | thousands by filing date | principal |
| SPOTSYLVANIA CNTY VA WTR & SWR SYS REV, REF BDS | 849269HH1 | Revenue Supported Bonds - non-taxable | 10,000 | $13,000 | thousands by filing date | principal |
| SALT VERDE FINL CORP SR GAS REV ARIZ, SENIOR GAS REV BDS | 79575EAR9 | Revenue Supported Bonds - non-taxable | 10,000 | $13,000 | thousands by filing date | principal |
| LOUISIANA ST GAS & FUELS TAX REV, TAX REV REF BDS | 546475NS9 | Revenue Supported Bonds - non-taxable | 13,000 | $13,000 | thousands by filing date | principal |
| PORTLAND OR WTR SYS REV, SECOND LIEN BDS | 736754QG0 | Revenue Supported Bonds - non-taxable | 10,000 | $13,000 | thousands by filing date | principal |
| MICHIGAN ST UNIV REVS, GENL REV BDS, BUILD AMERICA BONDS DIRECT PAY | 594712PP0 | Taxable Municipal Bonds | 10,000 | $13,000 | thousands by filing date | principal |
| ONSLOW CNTY NC LTD OBLIG, BDS | 68285TDJ5 | Revenue Supported Bonds - non-taxable | 10,000 | $13,000 | thousands by filing date | principal |
| ENERGY NORTHWEST WA ELEC REV, COLUMBIA GENERATING STATION REF BDS | 29270CY33 | Revenue Supported Bonds - non-taxable | 10,000 | $13,000 | thousands by filing date | principal |
| HENDERSON CNTY NC LTD OBLIG, BDS | 424898EN0 | Revenue Supported Bonds - non-taxable | 10,000 | $13,000 | thousands by filing date | principal |
| CHARLESTON SC WTRWKS & SWR REV, CAP IMPT BDS | 160429XL5 | Revenue Supported Bonds - non-taxable | 10,000 | $13,000 | thousands by filing date | principal |
| GUGGENHEIM BLUE CHIP GROWTH PORTFOLIO 028 TERM 11/16/2022 REINV FEE MONTHLY | 40176D493 | UITs - Taxable | 1,093 | $13,000 | thousands by filing date | |
| DISTRICT COLUMBIA INCOME TAX REV, REV BDS | 25477GLD5 | Revenue Supported Bonds - non-taxable | 12,000 | $13,000 | thousands by filing date | principal |
| FIRST TRUST DORSEY WRIGHT REL STRENGTH TOP 50 SER 41 TERM 02/14/2022 CASH FEE | 30316G365 | UITs - Taxable | 1,141 | $13,000 | thousands by filing date | |
| ADVISOR'S ASSET MGMT BULLDOG PORTFOLIO- A CJL LLC PORTFOLIO, SERIES 2020-3Q | 00780N477 | UITs - Taxable | 931 | $13,000 | thousands by filing date | |
| WASHINGTON ST, MTR VEH FUEL TAX GO REF BDS | 93974C3Z1 | Revenue Supported Bonds - non-taxable | 13,000 | $13,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 695 | $12,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 930 | $12,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 200 | $12,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 381 | $12,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 500 | $12,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 4,538 | $12,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 392 | $12,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 616 | $12,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 652 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 600 | $12,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 260 | $12,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 2,000 | $12,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 130 | $12,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,000 | $12,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 201 | $12,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 360 | $12,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 2,000 | $12,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 528 | $12,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 204 | $12,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 390 | $12,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 771 | $12,000 | thousands by filing date | |
| VEREIT INC | 92339V308 | COM | 263 | $12,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 750 | $12,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 2,968 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 200 | $12,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 800 | $12,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 217 | $12,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 1,300 | $12,000 | thousands by filing date | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 7,819 | $12,000 | thousands by filing date | |
| ZURICH INS GROUP LTD SPONSORED | 989825104 | COM | 298 | $12,000 | thousands by filing date | |
| BNP PARIBAS SPONSORED ADR | 05565A202 | ADUS | 382 | $12,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 600 | $12,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G798 | VIRTUS PVT CR | 495 | $12,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 1,455 | $12,000 | thousands by filing date | |
| Carlsberg As | 142795202 | Equity | 319 | $12,000 | thousands by filing date | |
| Tencent Holdings Ltd | G87572163 | Equity | 160 | $12,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 275 | $12,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 2,289 | $12,000 | thousands by filing date | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 500 | $12,000 | thousands by filing date | |
| STT 5.35 PERP | 857477855 | PUBLIC | 385 | $12,000 | thousands by filing date | |
| NEW YORK ST DORM AUTH SALES TAX REV ST SUPPORTED DEBT REV BDS 2016 A 5.000 03/15/27 B/E DTD 09/29/16 PRF | 64990AEX9 | Municipal Bond | 10,000 | $12,000 | thousands by filing date | principal |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 2,700 | $12,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 452 | $12,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 1,000 | $12,000 | thousands by filing date | |
| SCE TRUST IV 5.375 PFD | 78409G206 | PFD | 500 | $12,000 | thousands by filing date | |
| NEXTECH AR SOLUTIONS CORP | 65343B104 | Common Stocks | 5,000 | $12,000 | thousands by filing date | |
| FORT MYERS FL UTIL REV REF, SYS BDS | 348172UH8 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| NEW JERSEY ST TPKE AUTH TPKE REV, REV BDS | 6461395T8 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| LAKEWOOD OH CITY SCH DIST, GO ULTD TAX SCH IMPT REF BDS | 512624RF6 | General Obligations - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| LANCASTER CNTY PA HOSP AUTH REV, REV REF BDS, UNIVERSITY OF PENNSYLVANIA | 514045M26 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| ROSEVILLE MN INDPT SCH DIST NO 623, GO SCH BLDG BDS | 778102U43 | General Obligations - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| MONROE CNTY NY INDL DEV CORP REV, REV BDS, UNIVERSITY OF ROCHESTER | 61075TPT9 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| MONTGOMERY CNTY MD, GO CONS PUB IMPT BDS | 6133403K2 | General Obligations - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| TENNESSEE ENERGY ACQUISITION CORP GAS REV, GAS REV BDS | 880443BS4 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| TEXAS ST, GO MOBILITY FUND REF BDS | 8827236U8 | General Obligations - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| TEXAS ST, GO REF BDS | 882723VQ9 | General Obligations - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| MASSACHUSETTS ST, GO CONSLDTN LN BDS | 57582RLW4 | General Obligations - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| NEW BRUNSWICK NJ PKG AUTH REV, CITY GTD PKG REV REF BDS | 642835NR9 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| YONKERS N Y, GO BDS | 986082B46 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| WAXAHACHIE TEX, GO REF BDS | 944080D72 | General Obligations - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| NEW JERSEY ST EDL FACILITIES AUTH REV, REV REF BDS, PRINCETON UNIV | 646066P46 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| NEW YORK CONVENTION CTR DEV CORP NY REV, REF BDS | 649451DC2 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| WESTERN VA REGL JAIL AUTH VIRGINIA REGL JAIL FAC REV, REF BDS | 95984RCT5 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| WESTERN VA REGL JAIL AUTH VIRGINIA REGL JAIL FAC REV, REV REF BDS | 95984REB2 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| NEW YORK N Y, GO BDS | 64966L4K4 | General Obligations - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| NEW YORK NY CITY TRANSITIONAL FIN AUTH REV, FUTURE TAX SECURED SUB BDS | 64971WPN4 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| WILLIAMS CA UNI SCH DIST, ELECTION 2016 GO BDS | 969445CF0 | General Obligations - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| METROPOLITAN TRANSN AUTH NY DEDICATED TAX FD, GREEN FD BDS, GREEN BONDS | 59259N4F7 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| METROPOLITAN TRANSN AUTH NY REV, REF BDS | 59259Y6L8 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| METROPOLITAN TRANSN AUTH NY REV, REV BDS, BUILD AMERICA BONDS DIRECT PAY | 59259YDK2 | Taxable Municipal Bonds | 10,000 | $12,000 | thousands by filing date | principal |
| METROPOLITAN TRANSN AUTH NY REV, REV GREEN BDS, GREEN BONDS | 59261ACK1 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| PENNSYLVANIA ST, GO BDS | 70914PE65 | General Obligations - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| SIMI VALLEY CA UNI SCH DIST, GO BDS | 828641WM8 | General Obligations - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| UNIVERSITY TX UNIV REVS, REV FING SYS BDS | 91514ADZ5 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH SALES TAX REV ST SUPPORTED DEBT, REV BDS | 64990AEQ4 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT, REV BDS, NEW SCHOOL | 64990BDQ3 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| PHILADELPHIA PA AUTH FOR INDL DEV TEMPLE UNIV REV, REV BDS, TEMPLE UNIVERSITY | 717794BP5 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| SOUTH DAKOTA ST HEALTH & EDL FACILITIES AUTH REV, REV BDS, VOCATIONAL ED PGM | 83755VYH1 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| SOUTH PASADENA CA WTR REV, REF BDS | 839287AV1 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT, REV BDS, NORTHWELL | 64990BMX8 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT, REV BDS | 64990BUM3 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| NEW YORK ST TWY AUTH GENL REV, REV REF BDS | 650009F65 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| NEW YORK ST URBAN DEV CORP REV, ST PERS INCOME TAX REV BDS | 6500353V8 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| PHILADELPHIA PA HSG AUTH GENL REV, REV BDS, PHA HEADQUARTERS PROJ | 71783PAS7 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| PHILADELPHIA PA WTR & WASTEWTR REV, REV BDS | 717893C90 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| PINELLAS CNTY FL SCH BRD CTF PARTN, CTF PARTN, PINELLAS SCH BRD LEASING | 723203AX3 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| SUFFOLK CNTY N Y, PUB IMPT SERIAL BDS | 86476PMW5 | General Obligations - non-taxable | 12,000 | $12,000 | thousands by filing date | principal |
| WYANDOTTE CNTY KS CITY KANSAS UNI GOVT UTIL SYS REV, REV REF BDS | 982674LR2 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| LIVONIA MI MUN BLDG AUTH, GO LTD TAX BLDG AUTH REF BDS | 539233RG3 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| LIVONIA MI MUN BLDG AUTH, GO LTD TAX BLDG AUTH REF BDS | 539233RH1 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| NORTH HARRIS CNTY REGL WTR AUTH TX REV, REF BDS | 65956NEQ5 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| NORTHAMPTON CNTY PA GENL PURP AUTH COLLEGE REV, REV BDS, MORAVIAN | 66353LCS4 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| NORTHAMPTON CNTY PA GENL PURP AUTH COLLEGE REV, REV REF BDS, LAFAYETTE | 66353LDF1 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| PORT AUTH NY & N J, CONS BDS | 733580YM0 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| PORT AUTH NY & N J, CONSOLIDATED BDS | 73358WD92 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| PORT AUTH NY & N J, CONSOLIDATED BONDS | 73358WZK3 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| LUCIA MAR UNI SCH DIST CALIF, GO BDS | 54947TFN4 | General Obligations - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| MIAMI BEACH FL WTR & SWR REV, REV REF BDS | 593241BY7 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| MASSACHUSETTS BAY TRANSN AUTH MA SALES TAX REV, SUB BDS | 575579A23 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| MASSACHUSETTS DEPT TRANSN MET HWY SYS REV, REF BDS | 57563CDE9 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| OHIO ST HOSP FAC REV, BDS, CLEVELAND CLINIC HLTH SYS OBLIG GROUP | 677561KW1 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| MIAMI-DADE CNTY FL EDL FACILITIES AUTH REV, BDS, UNIVERSITY OF MIAMI | 59333AMZ1 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| MICHIGAN ST, GO ENVIROMENTAL PGM REF BDS | 594612CC5 | General Obligations - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| ORANGE CNTY FL HEALTH FACILITIES AUTH REV, HOSP BDS, ORLANDO HEALTH INC | 68450LFR1 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| OREGON ST DEPT ADMINISTRATIVE SVCS LOTTERY REV, REV BDS | 68607VW68 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| MINNEAPOLIS & ST PAUL MN MET ARPTS COMMN ARPT REV, SENIOR AND SUBORDINATE ARPT | 603827YS9 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| MISSOURI JT MUN ELEC UTIL COMMN PWR SUPPLY SYS REV, PWR SUPPLY SYS REV BDS | 606094CX6 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| KNOXVILLE TN WASTE WTR SYS REV, REF BDS | 499815YM4 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| LAKE CITY MI AREA SCH, GO ULTD TAX SCH BLDG AND SITE BDS | 508030EM1 | General Obligations - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| RHODE IS HEALTH & EDL BLDG CORP PUB SCHS REV, REV BDS, TOWN OF NORTH | 762196PR8 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| BOSTON MASS, GO BDS | 100853UN8 | General Obligations - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| HARVARD MASS, GO MUN PURP LN BDS | 417452JD2 | General Obligations - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| HAWAII ST, GO BDS | 419792VZ6 | General Obligations - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| DALLAS TEX, GO REF BDS, DENTON COLLIN ROCKWALL KAUFMAN | 235219QN5 | General Obligations - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| CALIFORNIA ST, VAR PURP GO BDS | 13063CVN7 | General Obligations - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| CALIFORNIA ST, GO VAR PURP BDS | 13063CX21 | General Obligations - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| HOUSTON TX UTIL SYS REV, COMBINED UTIL SYS FIRST LIEN REV AND REF BDS | 44244CGH4 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| HUDSON CNTY NJ IMPT AUTH LEASE REV, REV BDS | 443730MH6 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| KALAMAZOO CNTY MICH, GO ULTD TAX JUVENILE HOME FACILITIES REF BDS | 483195YZ0 | General Obligations - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| HUDSON YDS INFRASTRUCTURE CORP NY SECOND INDENTURE REV, REV BDS | 44420RAR1 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| ILLINOIS ST, GO BDS | 452152KP5 | Taxable Municipal Bonds | 10,000 | $12,000 | thousands by filing date | principal |
| CAMDEN N J, GO BDS | 133051SH6 | General Obligations - non-taxable | 12,000 | $12,000 | thousands by filing date | principal |
| BANK OF NOVA SCOTIA 4Y RUSSELL 2000 INDEX ABSOLUTE RETURN BARRIER NOTE | 064159RZ1 | Equity Linked Debt - No CPN and $1000 par | 10,000 | $12,000 | thousands by filing date | principal |
| CASITAS MUN WTR DIST CA SPL TAX, CMNTY FACILITIES DIST NO 2013 1 BDS | 14762PBQ5 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| JURUPA CA CMNTY SVCS DIST CTF PARTN, CTF PARTN, SEWER FACILITIES FINANCING | 482092DM2 | Taxable Municipal Bonds | 10,000 | $12,000 | thousands by filing date | principal |
| BAYONNE NJ MUN UTILS AUTH WTR SYS REV, REV BDS | 072896AN3 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| BERNALILLO CNTY NM GROSS RCPTS TAX REV, REF REV BDS | 08527NHB5 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| CHARLOTTE NC WTR & SWR SYS REV, REF BDS | 161045PA1 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| GUADALUPE-BLANCO RIV AUTH TX CONTRACT REV, REV REF BDS, REGIONAL RAW WTR | 400524JA3 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| BIRMINGHAM AL SPL CARE FACILITIES FING AUTH HEALTH CARE FAC REV, REV BDS, | 090929GE4 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| CLARK CNTY NV SCH DIST, GO LTD TAX BLDG AND REF BDS | 181059WZ5 | General Obligations - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| CLAY JACKSON & PLATTE CNTYS MO CONS PUB LIBR DIST NO 3 CTF PARTN, CTF PARTN, | 183628AX4 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| HARRIS CNTY TEX, REF BDS | 414005UM8 | General Obligations - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| FIRST TRUST CLOUD COMPUTING PORTFOLIO SERIES 27 TERM 11/18/2021 REINV | 30312A552 | UITs - Taxable | 683 | $12,000 | thousands by filing date | |
| DENTON CNTY TEX, PERM IMPT BDS | 2487753W6 | General Obligations - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| EAST CENTRAL TX INDPT SCH DIST, ULTD TAX SCH BLDG BDS | 271515WB0 | General Obligations - non-taxable | 10,000 | $12,000 | thousands by filing date | principal |
| VEREIT INCORPORATION PFD SER F | 92339V209 | Preferred Stock | 458 | $12,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 400 | $11,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 250 | $11,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 85 | $11,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 648 | $11,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 55 | $11,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 145 | $11,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 307 | $11,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 700 | $11,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 615 | $11,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,000 | $11,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 400 | $11,000 | thousands by filing date | principal |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 119 | $11,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 200 | $11,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 370 | $11,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 125 | $11,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 179 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 300 | $11,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 1,804 | $11,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 56 | $11,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 700 | $11,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 1,122 | $11,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 1,287 | $11,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 178 | $11,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 352 | $11,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 517 | $11,000 | thousands by filing date | |
| BANK AMER CORP 6.45per PFD INCM CAP OBLIG NT SR K DUE 12/15/66 CALL 111918 | 060505179 | Preferred | 400 | $11,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 990 | $11,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 200 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 415 | $11,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 411 | $11,000 | thousands by filing date | |
| CIE GENERALE DES ETABLISSEMENTS MICHELIN SCA UNSPONS ADR | 59410T106 | FOREIGN | 356 | $11,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 421 | $11,000 | thousands by filing date | |
| ASPEN INSURANCE HLDG LTD-CALLABLE | G05384204 | Pref | 400 | $11,000 | thousands by filing date | |
| PORSCHE AUTOMOBILUNSP ADR | 73328P106 | COM | 1,000 | $11,000 | thousands by filing date | |
| METLIFE INC | 59156R504 | Common Stock | 400 | $11,000 | thousands by filing date | |
| NEW YORK N Y CITY TRANSITIONAL FIN AUTH REV FUTURE TAX SUB BDS B1 3.625 11/01/39 B/E DTD 11/05/15 CLB | 64971WXR6 | Municipal Bond | 10,000 | $11,000 | thousands by filing date | principal |
| ALLY FINL INC | 361860208 | COM | 428 | $11,000 | thousands by filing date | |
| PUERTO RICO COMWLTH HWY & TRAN 5.25 07/01/2033 | 745190ZQ4 | Muni Bond | 10,000 | $11,000 | thousands by filing date | principal |
| ENBRIDGE INC 4 10/01/2023 | 29250NAF2 | Corp Bond | 10,000 | $11,000 | thousands by filing date | principal |
| RWE AG | D6629K109 | COM | 291 | $11,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 1,216 | $11,000 | thousands by filing date | |
| ASTRAZENECA PLC NT ISIN US046353AT52 4.000 percent 01/17/29 REG DTD 08/17/18 CLB | 046353AT5 | COUPON BEARING BOND | 10,000 | $11,000 | thousands by filing date | principal |
| HESKA CORP | 42805E306 | COM | 50 | $11,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 3,082 | $11,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 3,000 | $11,000 | thousands by filing date | |
| TRISTATE CAPITAL HOLDINGS | 89678F506 | SPI | 400 | $11,000 | thousands by filing date | |
| HIPGNOSIS SONGS FD LTD ORD | G4497R113 | COMMON | 6,400 | $11,000 | thousands by filing date | |
| LARIMER CNTY CO SCH DIST NO R-1 POUDRE, GO BDS | 517138XM0 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| LEHIGH CNTY PA AUTH WTR & SWR REV, BDS | 524803BE2 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| MORGAN STANLEY FINANCE LLC. 4Y U.S. EQUITY AUTOCALLABLE STEP-UP NOTE | 61771BTW4 | Equity Linked Debt - No CPN and $1000 par | 10,000 | $11,000 | thousands by filing date | principal |
| NASSAU CNTY N Y, GO IMPT BDS, BUILD AMERICA BONDS DIRECT PAY | 63165TAP0 | Taxable Municipal Bonds | 10,000 | $11,000 | thousands by filing date | principal |
| TEXAS ST, GO REF BDS | 882723U80 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| NEW HAMPSHIRE HEALTH & ED FACILITIES AUTH REV, REV BDS, CATHOLIC MED CTR | 64461XBS3 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| WASHINGTON SUBN SAN DIST MD, CONSOLID PUB IMPT BDS | 940157YL8 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| WASHINGTON SUBN SAN DIST MD, CONSOLID PUB IMPT BDS | 940157ZA1 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, WILLIAMS COLLEGE | 57583UWQ7 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, WILLIAMS COLLEGE | 57583UWR5 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| TRIBOROUGH BRG & TUNL AUTH NY REVS, REV REF BDS, MTA BRIDGES AND TUNNELS | 89602NZE7 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| NEW JERSEY ST EDL FACILITIES AUTH REV, REV BDS, SETON HALL UNIV | 6460656D9 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| NEW JERSEY ST EDL FACILITIES AUTH REV, REV BDS, NEW JERSEY CITY UNIV | 646066EZ9 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| NEW JERSEY ST EDL FACILITIES AUTH REV, REV BDS, PRINCETON UNIV | 646066JQ4 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| NEW JERSEY ST EDL FACILITIES AUTH REV, REF BDS, RAMAPO COLLEGE OF NJ | 646066KG4 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| NEW JERSEY ST TRANSN TR FD AUTH, TRANSPORT SYS BDS | 646135Z71 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| NEW JERSEY ST TRANSN TR FD AUTH, SYS BDS | 646136LU3 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| NEW JERSEY ST TRANSN TR FD AUTH, TRANSPORT PGM BDS | 646136Q20 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| TRAVIS CNTY TEX, LTD TAX REF BDS | 89453PQK8 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| TRAVIS CNTY TEX, LTD TAX REF BDS | 89453PYA1 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| TRIBOROUGH BRG & TUNL AUTH NY REVS, GENL REV REF BDS | 89602NJ62 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| SAN FRANCISCO CA MUN TRANSN AGY REV, REV BDS | 797686DW9 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| WEST PALM BEACH FL UTIL SYS REV, REV REF BDS | 955121PD4 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| MASSACHUSETTS ST WTR RES AUTH, GO REV BDS, GREEN BONDS | 576051XP6 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| NEW YORK N Y, GO BDS | 64966MJG5 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| NEW YORK NY CITY TRANSITIONAL FIN AUTH REV, FUTURE TAX SECURED SUB BDS | 64971WEB2 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| SCHENECTADY NY METROPLEX DEV AUTH, GENL RESOLUTION BDS | 80647NDP2 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| SCHLUMBERGER INVESTMENT SA | 806854AH8 | Yankee Bond (denominated & pays in US$) | 10,000 | $11,000 | thousands by filing date | principal |
| SEA ISLE CITY N J, GO BDS | 811403TT1 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| SEATTLE WA MUSEUM DEV AUTH SPL OBLIG, REF BDS | 812670DH7 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| WHITE BEAR LAKE MN INDPT SCH DIST NO 624, GO FACILITIES MAINTENANCE BDS | 963439ZQ0 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| UNIVERSITY NC GREENSBORO REV, GENL REV BDS | 914719TR0 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| MERCER CNTY N J, GO BDS | 587839D40 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| MESA AZ UTIL SYS REV, REF BDS | 590545P52 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| NEW YORK NY CITY TRANSITIONAL FIN AUTH REV, FUTURE TAX SUB BDS | 64971WWS5 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| PALM BEACH CNTY FL REV, REF BDS | 696547FU7 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| UNIVERSITY NORTH FL FING CORP CAP IMPT REV, REF REV BDS, HSG PROJ | 914727DH2 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| WILLIAMSON CNTY TENN, SCH REF BDS | 969872BC3 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| WILLOUGHBY-EASTLAKE OH CITY SCH DIST LAKE CNTY, GO UNLTD TAX IMPT BDS | 971039QV7 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| METROPOLITAN TRANSN AUTH NY REV, REV BDS | 59259YD22 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| METROPOLITAN TRANSN AUTH NY REV, REV REF BDS | 59261AAF4 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| METROPOLITAN TRANSN AUTH NY REV, TRANSN REV BDS | 59261ARW9 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| PASEO DE LA RESACA TX MUN UTIL DIST NO 3 CONTRACT REV, UNLTD TAX REF BDS | 702595DJ5 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| SOUTH BROWARD HOSP DIST FL REV, HOSP REV AND REF REV BDS, SOUTH BROWARD | 836753KG7 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| SOUTH BROWARD HOSP DIST FL REV, REF REV BDS, SOUTH BROWARD HOSP DIST D/B/A | 836753LZ4 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| WISCONSIN ST HEALTH & EDL FACILITIES AUTH REV, REV BDS, ASCENSION HEALTH | 97712DQP4 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| UNIVERSITY TX UNIV REVS, REV FIN SYS BDS | 91514AAH8 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| UNIVERSITY TX UNIV REVS, REV FIN SYS REF BDS | 91514AFF7 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| UNIVERSITY WA UNIV REVS, REF BDS | 91523NPG5 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| NEW YORK ST ENVIRONMENTAL FACILITIES CORP ST CLEAN WTR & DRINKING WTR REV, | 64986A2C4 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| NEW YORK ST HSG FIN AGY REV, AFFORDABLE HSG BDS | 64987DEF7 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| NEW YORK ST MTG AGY HOMEOWNER MTG REV, REV BDS | 6498834X0 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT, REV BDS, ST JOHNS | 649907XK3 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| PENNSYLVANIA ST, GO BDS | 70914PYE6 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| PENNSYLVANIA ST HIGHER EDL FACILITIES AUTH REV, REV BDS, UNIVERSITY OF | 70917R5B7 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| PENNSYLVANIA ST HIGHER EDL FACILITIES AUTH REV, REV REF BDS, DREXEL UNIV | 70917SBZ5 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| PENNSYLVANIA ST HIGHER EDL FACILITIES AUTH REV, FIXED RT REV BDS, THOMAS | 70917SNN9 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| PENNSYLVANIA ST HIGHER EDL FACILITIES AUTH REV, REF BDS, STATE SYS HIGHER ED | 70917SSY0 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| PENNSYLVANIA ST TPKE COMMN TPKE REV, REF BDS | 709224RL5 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| UTAH INFRASTRUCTURE AGY TELECOMMUNICATIONS & FRANCHISE TAX REV, | 917466BZ6 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| UTAH ST UNIV REV, REV BDS | 917563LP1 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| PLACER CA UN HIGH SCH DIST SCH FACILITIES IMPT DIST NO 2, GO BDS | 72600PBC0 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| SUFFOLK CNTY N Y, REF BDS | 86476PRP5 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| SUNCOR ENERGY INC. | 867224AA5 | Yankee Bond (denominated & pays in US$) | 10,000 | $11,000 | thousands by filing date | principal |
| NEWTON MASS, GO MUN PURP LOAN BDS | 653064AG0 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| NORTH CAROLINA CENT UNIV REV, GENL BDS | 65819PDU9 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| WASHINGTON ST, GO REF BDS | 93974C8D5 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| WASHINGTON ST, VAR PURP GO BDS | 93974DHB7 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| INVESCO AMERICAN INNOVATION LEADERS PORTFOLIO 211 TERM 06/13/2022 REINV | 46148T524 | UITs - Taxable | 1,020 | $11,000 | thousands by filing date | |
| IRVINGTON TWP N J, GO REF BDS | 464080MA5 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| NORTHAMPTON TWP PA, GO BDS | 663730KN8 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| NORTHWEST TX INDPT SCH DIST, ULTD TAX REF BDS | 667825U43 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| SAN ANTONIO TX ELEC & GAS REV, REV REF BDS | 796253Z96 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| PORT AUTH NY & N J, CONS BDS | 73358WSA3 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| PORT AUTH NY & N J, CONSOLIDATED BDS | 73358WTB0 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| LOUISIANA ST, GO REF BDS | 546415T42 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| MARICOPA CNTY AZ UNI SCH DIST NO 89 DYSART, REF BDS | 567423MT2 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| MARYLAND ST, GO BDS | 574193KV9 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| MARYLAND ST, GO REF BDS | 574193LE6 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| MARYLAND ST, GO BDS | 574193PJ1 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| PORT CHESTER N Y, PUB IMPT BDS | 733760YK2 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| PORTLAND ORE, PENSION OBLG REV BDS | 736679KX8 | Taxable Municipal Bonds | 10,000 | $11,000 | thousands by filing date | principal |
| MADISON WIS, TAXABLE GO PROM NTS | 55844RQJ6 | Taxable Municipal Bonds | 10,000 | $11,000 | thousands by filing date | principal |
| MARYLAND ST DEPT TRANSN CONS TRANSN, CONS TRANSPORT BDS | 574204ZR7 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| MARYLAND ST HEALTH & HIGHER EDL FACILITIES AUTH REV, REV BDS, LOYOLA | 574218RW5 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| MARYLAND ST TRANSN AUTH PASSENGER FAC CHARGE REV, REV BDS | 57429NCH3 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| MARYLAND ST TRANSN AUTH TRANSN FACILITIES PRJS REV, REV REF BDS | 574300LE7 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| MARYLAND ST TRANSN AUTH TRANSN FACILITIES PRJS REV, REV REF BDS | 574300LJ6 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| OHIO ST HSG FIN AGY RESIDENTIAL MTG REV, BDS | 67756QXE2 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| OHIO ST WTR DEV AUTH WTR POLLUTN CTL REV, LN FD REV BDS | 67766WWR9 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| OHIO ST WTR DEV AUTH WTR POLLUTN CTL REV, LN FD REV BDS | 67766WWS7 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| OKLAHOMA TRANSN AUTH OK F/K/A OKLAHOMA ST TPKE AUTH, REF SECOND SR REV BDS | 679111YV0 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| MICHIGAN FIN AUTH REV, HOSPITAL REV REF BDS, BEAUMONT HEALTH SYSTEM, | 59447P6H9 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| KENTON CNTY KY, GO BDS | 491008EZ7 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| KENTON CNTY KY, GO BDS | 491008FA1 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| OREGON ST FACILITIES AUTH REV, REV BDS, PROVIDENCE ST JOSEPH HEALTH | 68608JRF0 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| PUERTO RICO ELEC PWR AUTH PWR REV, REF REV BDS | 74526QPH9 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| MIFFLIN CNTY PA SCH DIST, GO BDS | 598538UY0 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| LAKE CITY MI AREA SCH, GO ULTD TAX SCH BLDG AND SITE BDS | 508030EK5 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| RHODE ISLAND CLEAN WTR FIN AGY WTR POLLUTN CTL REV, REVOLVING FUND REV | 76218TBE3 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| RHODE ISLAND ST & PROVIDENCE PLANTATIONS, GO BDS | 76222RMS8 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| FERNDALE MICH, ULTD TAX GO BDS | 315135GX5 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| CONNECTICUT ST, GO BDS | 20772J2L5 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| CONNECTICUT ST, GO BDS | 20772J4B5 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| FLORIDA ST, CONSTR REF BDS | 341150T83 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| BROWARD CNTY FL WTR & SWR UTIL REV, REV BDS | 115117KU6 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| BUFFALO NY MUN WTR FIN AUTH WTR SYS REV, REF BDS | 119699JH0 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| BUNCOMBE CNTY NC LTD OBLIG, BDS | 120525DP2 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001723397-21-000005 | this filing | 2021-08-13 | acceptance time not in the bulk data set |