13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 7,189 holding rows worth $5,914,925,000.
- Accession
- 0001723397-21-000005
- Filer
- CIK 1723397
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 7,189 entries on the cover page, a total value of $5,914,925,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,914,925,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALBUQUERQUE NM MUN SCH DIST NO 012, GO SCH BLDG BDS | 013595VK6 | General Obligations - non-taxable | 20,000 | $22,000 | thousands by filing date | principal |
| ALEXANDRIA VA INDL DEV AUTH EDL FACILITIES REV, REF BDS, EPISCOPAL | 015304EN4 | Revenue Supported Bonds - non-taxable | 20,000 | $22,000 | thousands by filing date | principal |
| CYPRESS-FAIRBANKS TX INDPT SCH DIST, ULTD TAX SCH BLDG AND REF BDS | 2327605X2 | General Obligations - non-taxable | 20,000 | $22,000 | thousands by filing date | principal |
| BALTIMORE CNTY MD, GO MET DIST BDS | 05914FV31 | Revenue Supported Bonds - non-taxable | 20,000 | $22,000 | thousands by filing date | principal |
| INVESCO UNIT TRUSTS INVESTMENT GRADE MUNICIPAL TRUST, INTERMEDIATE SERIES 31 | 46136A701 | UITs -- MIT (Municipal Income Trust) Non-Taxable | 59 | $22,000 | thousands by filing date | |
| BARCLAYS BANK PLC 2Y U.S. EQUITY ATM DIGITAL BUFFERED RETURN NOTE | 06747QM46 | Equity Linked Debt - No CPN and $1000 par | 20,000 | $22,000 | thousands by filing date | principal |
| GRAYS HARBOR CNTY WA PUB UTIL DIST NO 001 ELEC REV, REV AND REF BDS | 389532GD8 | Revenue Supported Bonds - non-taxable | 20,000 | $22,000 | thousands by filing date | principal |
| JERSEY CITY N J, GENL IMPT BDS | 476576LF8 | General Obligations - non-taxable | 20,000 | $22,000 | thousands by filing date | principal |
| COASTAL CAROLINA UNIV SC HIGHER ED REV, REV BDS | 19043CCV2 | Revenue Supported Bonds - non-taxable | 20,000 | $22,000 | thousands by filing date | principal |
| ALABAMA ST PUB SCH & COLLEGE AUTH, CAP IMPT POOL BDS | 010609DA0 | Revenue Supported Bonds - non-taxable | 20,000 | $22,000 | thousands by filing date | principal |
| VODAFONE GROUP PLC | 92857WAQ3 | Yankee Bond (denominated & pays in US$) | 16,000 | $22,000 | thousands by filing date | principal |
| VODAFONE GRP | 92857WBH2 | Yankee Bond (denominated & pays in US$) | 20,000 | $22,000 | thousands by filing date | principal |
| VIRGINIA COLLEGE BLDG AUTH VA EDL FACILITIES REV 21ST CENTY COLLEGE & | 92778VBY3 | Revenue Supported Bonds - non-taxable | 20,000 | $22,000 | thousands by filing date | principal |
| VIRGINIA ST PUB SCH AUTH SCH FING, REF BDS | 92818HEM9 | Revenue Supported Bonds - non-taxable | 20,000 | $22,000 | thousands by filing date | principal |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 7,000 | $21,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 417 | $21,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 324 | $21,000 | thousands by filing date | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 293 | $21,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 105 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 160 | $21,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 702 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 500 | $21,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 3,736 | $21,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 500 | $21,000 | thousands by filing date | |
| iShares Short Duration Corp Bond UCITS ETF (Acc) | G4955M820 | ETF | 3,700 | $21,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 1,010 | $21,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 900 | $21,000 | thousands by filing date | |
| BURKE & HERBERT BANK & TRUST | 121331102 | Com | 10 | $21,000 | thousands by filing date | |
| Zions Bancorp Ser G 6.300% 12/31/49 | 989701859 | Pfd Stk | 732 | $21,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 1,600 | $21,000 | thousands by filing date | |
| GEORGIA ST QUAL SCH CONS BDS 4.00per DUE 2/1/2026 | 373384L61 | Preferred | 20,000 | $21,000 | thousands by filing date | principal |
| ROGERS COMMUNICA4point1percent 23F DUE 10 01 23 | 775109AY7 | cb | 20,000 | $21,000 | thousands by filing date | principal |
| LEE CNTY FL TOURIST DEV TAX REV, REV BDS | 523520CC6 | Revenue Supported Bonds - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| LEXINGTON-FAYETTE URBAN CNTY GOVT KY, VAR PURP GO BDS | 52908EA37 | General Obligations - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| ST LAWRENCE CNTY NY INDL DEV AGY CIVIC DEV CORP REV, CIVIC DEV CORP REV BDS, | 791078AY4 | Revenue Supported Bonds - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| MONROE NC COMBINED ENTERPRISE SYS REV, REV REF BDS | 611190DV8 | Revenue Supported Bonds - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| MONTGOMERY CNTY TX PASS THRU TOLL REV, PASS THROUGH TOLL REV AND LRD TAX REF | 61370XBK6 | Revenue Supported Bonds - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| TEXAS ST, TRANSPORT COMM HWY IMPT GO BDS | 8827227F2 | General Obligations - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| TEXAS ST, GENL OBLIG HWY IMPT BDS, TEXAS TRNSP COMMN, BUILD AMERICA BONDS | 882722VJ7 | Taxable Municipal Bonds | 20,000 | $21,000 | thousands by filing date | principal |
| TEXAS ST, GO REF BDS | 882723DZ9 | General Obligations - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| TEXAS ST, GO REF BDS | 882723VL0 | General Obligations - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| WYCKOFF TWP NJ SCH DIST, REF BDS | 983000EN6 | General Obligations - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| TEXAS ST, WTR FINANCIAL ASSISTANCE REF BDS | 882724GA9 | General Obligations - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| TYCO ELECTRONICS GROUP SA | 902133AR8 | Yankee Bond (denominated & pays in US$) | 20,000 | $21,000 | thousands by filing date | principal |
| NEW MEXICO FIN AUTH REV, SR LIEN PUB PROJ REVOLVING FD | 64711NZ73 | Revenue Supported Bonds - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| SAN DIEGO CNTY CA REGL ARPT AUTH ARPT REV, SENIOR REV BDS | 79739GDT0 | Revenue Supported Bonds - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| WEST HARRIS CNTY TX REGL WTR AUTH WTR SYS REV, REV BDS | 95308RLA5 | Revenue Supported Bonds - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| NEW YORK N Y, GO BDS | 64966JVT0 | General Obligations - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| SEACOAST FL UTIL AUTH WTR & SWR UTIL SYS REV, REF REV BDS | 81170TDZ0 | Revenue Supported Bonds - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| NEW YORK NY CITY HSG DEV CORP MULTIFAMILY HSG REV, REV BDS | 64972CVU4 | Revenue Supported Bonds - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| UNIVERSITY TX UNIV REVS, REV REF BDS | 9151377R8 | Revenue Supported Bonds - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| METROPOLITAN TRANSN AUTH NY DEDICATED TAX FD, DEDICATED TAX FUND REF BDS | 59259NS38 | Revenue Supported Bonds - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| METROPOLITAN TRANSN AUTH NY REV, REV BDS | 59259YE54 | Revenue Supported Bonds - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| UNIVERSITY WA UNIV REVS, GENL BDS | 91523NSG2 | Revenue Supported Bonds - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT, REV BDS, NEW YORK | 649906TQ7 | Revenue Supported Bonds - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH SALES TAX REV ST SUPPORTED DEBT, ST SALES TAX REV BDS | 64990ABB0 | Revenue Supported Bonds - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| PENNSYLVANIA ST TPKE COMMN TPKE REV, REV BDS | 7092233A7 | Revenue Supported Bonds - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| SOUTH DAKOTA ST BLDG AUTH REV, REV BDS | 83755LRX6 | Revenue Supported Bonds - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| SOUTHERN CA PUB PWR AUTH NAT GAS PROJ REV, REV BDS | 842471AQ7 | Revenue Supported Bonds - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| PHOENIXVILLE PA, GO BDS | 719168GR1 | General Obligations - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| NORTHAMPTON CNTY PA GENL PURP AUTH COLLEGE REV, REV BDS, MORAVIAN | 66353LCC9 | Revenue Supported Bonds - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| SAN ANTONIO TEX, GENL IMPT AND REF BDS | 796237W50 | General Obligations - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| MARYLAND ST, GO BDS | 574193KX5 | General Obligations - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| OKLAHOMA ST WTR RES BRD REVOLVING FD REV, REV BDS | 67919PKB8 | Revenue Supported Bonds - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| KENTUCKY INFRASTRUCTURE AUTH REV, REVOLVING FD REV BDS | 4913136Q0 | Revenue Supported Bonds - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| KENTUCKY ST TPKE AUTH ECONOMIC DEV RD REV, REV BDS, REVITALIZATION PROJS | 491552ZN8 | Revenue Supported Bonds - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| MILWAUKEE WIS, GO PROM NTS | 602366YD2 | General Obligations - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| RICHARDSON TEX, GO REF BDS | 763227NF8 | General Obligations - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| ALBANY-DOUGHERTY CNTY GA HOSP AUTH REV, REV ANTIC CERTS, PHOEBE PUTNEY HLTH | 012170EB8 | Revenue Supported Bonds - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| COLUMBUS OHIO, VAR PURP REF BDS | 199492BM0 | General Obligations - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| COLUMBUS OHIO, GO VAR PURP LTD TAX BDS | 199492RT8 | General Obligations - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| CONNECTICUT ST, GO BDS | 20772JKA9 | General Obligations - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| CONNETQUOT CENT SCH DIST NY ISLIP, REF BDS | 208201KT9 | General Obligations - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| HARTFORD CONN, GO REF BDS | 416415CY1 | General Obligations - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| ARIZONA WTR INFRASTRUCTURE FIN AUTH REV, REV REF BDS | 040688LP6 | Revenue Supported Bonds - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| ATLANTA GA WTR & WASTEWTR REV, WTR & WASTEWTR REV BDS | 047870HK9 | Revenue Supported Bonds - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| HERNANDO CNTY FL SCH BRD CTF PARTN, REF CTF PARTN | 42766MEA1 | Revenue Supported Bonds - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| AZTEC NM MUN SCH DIST NO 002, GO SCH BDS | 054879HZ7 | General Obligations - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| BALTIMORE MD, GO BDS | 059189RJ1 | General Obligations - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| CALIFORNIA ST PUB WKS BRD LEASE REV, LEASE REV BDS, DEPART OF CORRECTIONS AND | 13068LQJ7 | Revenue Supported Bonds - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| GEORGIA ST RD & TWY AUTH REV, GTD REV REF BDS | 37358MDG3 | Revenue Supported Bonds - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| BAY SHORE NY UN FREE SCH DIST, GO SCH DIST REF SERIAL BDS | 072581JX0 | General Obligations - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| BEXAR CNTY TEX, FLOOD CTL TAX REF BDS | 088281VN7 | General Obligations - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| GUGGENHEIM TECHNOLOGY PORTFOLIO 027 TERM 04/20/2022 REINV FEE MONTHLY | 40175Y530 | UITs - Taxable | 1,285 | $21,000 | thousands by filing date | |
| FIRST TRUST INCOME DVD EQTY ALLOC (IDEA) PORT SER 22 TERM 09/27/2021 | 30311Q798 | UITs - Taxable | 1,726 | $21,000 | thousands by filing date | |
| ESSEX CNTY N J, GO BDS | 296804XP7 | General Obligations - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| FLOUR BLUFF TX INDPT SCH DIST, ULTD TAX SCH BLDG BDS | 343400DS3 | General Obligations - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| DANVILLE VA, REF IMPT BDS | 236866QA0 | General Obligations - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| FORT BEND CNTY TX MUN UTIL DIST NO 145, ULTD TAX BDS | 34682MCF0 | General Obligations - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| FRISCO TEX, GO REF AND IMPT BDS | 3587757D0 | General Obligations - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| DISTRICT COLUMBIA REV, REF BDS, NATIONAL PUBLIC RADIO | 25483VNX8 | Revenue Supported Bonds - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| DURHAM NC CAP FING CORP LTD OBLIG, LTD OBLIG BDS | 266780BP9 | Revenue Supported Bonds - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| VIRGINIA COLLEGE BLDG AUTH VA EDL FACILITIES REV, REV REF BDS, PUB | 927781B45 | Revenue Supported Bonds - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| VIRGINIA ST RES AUTH INFRASTRUCTURE REV, ST MORAL OBLIG REV BDS | 92818NWJ3 | Revenue Supported Bonds - non-taxable | 20,000 | $21,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 177 | $20,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 40 | $20,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 582 | $20,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 485 | $20,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 173 | $20,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 5,806 | $20,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 225 | $20,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 1,777 | $20,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 521 | $20,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 217 | $20,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 734 | $20,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 1,250 | $20,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 552 | $20,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 100 | $20,000 | thousands by filing date | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 1,109 | $20,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,500 | $20,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 3,875 | $20,000 | thousands by filing date | |
| GREEN THUMB INDS INC F | 39342L108 | FGC | 592 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 531 | $20,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 563 | $20,000 | thousands by filing date | |
| DBS GROUP HLDGS LTD SPONSORED | 23304Y100 | COM | 227 | $20,000 | thousands by filing date | |
| VESTAS WIND SYSTEMS AS | 925458101 | COM | 1,510 | $20,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISTION CORP | 53073L104 | COMMON STOCK | 1,990 | $20,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P209 | COMMON STOCK | 2,000 | $20,000 | thousands by filing date | |
| MORINGA ACQUISITION CORP | G6S23K116 | UNIT 02/16/2026 | 2,000 | $20,000 | thousands by filing date | |
| ROCKWALL CNTY TX MUN UTIL DIST NO 6, UNLTD TAX UTIL BDS | 77427EBB7 | General Obligations - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| MONTGOMERY CNTY MD, GO CONS PUB IMPT REF BDS | 613340U48 | General Obligations - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| TENNESSEE ST, GO REF BDS | 880541SN8 | General Obligations - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| TEXAS ST, GO WTR FINANCIAL ASSIST BDS | 882722P96 | General Obligations - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| TEXAS ST, GO AND REF BDS | 882723A58 | Taxable Municipal Bonds | 20,000 | $20,000 | thousands by filing date | principal |
| TEXAS ST, GO MOBILITY FD BDS | 882723SL4 | Revenue Supported Bonds - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| NEW HAMPSHIRE MUN BD BK, MUN BD BK BDS | 64465PSE9 | Revenue Supported Bonds - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| THE TORONTO-DOMINION BANK | 89114QCQ9 | Yankee Bond (denominated & pays in US$) | 20,000 | $20,000 | thousands by filing date | principal |
| TRAVIS CNTY TX MUN UTIL DIST NO 17, UNLTD TAX BDS | 89440KCC8 | General Obligations - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| TRAVIS CNTY TEX, ULTD TAX RD BDS | 89453PKE8 | General Obligations - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| SAN FRANCISCO CA BAY AREA RAPID TRAN DIST SALES TAX REV, SALES TAX REV BDS | 797669UM8 | Taxable Municipal Bonds | 20,000 | $20,000 | thousands by filing date | principal |
| MASSACHUSETTS ST SPL OBLIG DEDICATED TAX REV, REF BDS | 576002BN8 | Revenue Supported Bonds - non-taxable | 15,000 | $20,000 | thousands by filing date | principal |
| SANTA MONICA CALIF, GO REF BDS, LIBRARY IMPT PROJ | 802377CN9 | General Obligations - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| UNIVERSITY MD SYS AUXILIARY FAC & TUITION REV, REV BDS | 914402V74 | Revenue Supported Bonds - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| PALM BEACH CNTY FL SOLID WASTE AUTH REV, REF REV BDS | 696560KY6 | Revenue Supported Bonds - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| SIBLEY EAST SCH DIST 2310 MINN, GO SCH BLDG BDS, SIBLEY EAST PUBLIC SCHOOLS | 82574PAN8 | General Obligations - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| UNIVERSITY TX UNIV REVS, REV FINANCING SYS BDS | 9151373U5 | Revenue Supported Bonds - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| NEW YORK NY CITY TRANSITIONAL FIN AUTH BLDG AID REV, BLDG AID REV BDS | 64972HD58 | Revenue Supported Bonds - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| PEMBROKE N H, GO BDS | 706405BT3 | General Obligations - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| UNIVERSITY VA UNIV REVS, GENL REV PLEDGE REF BDS | 915217XK4 | Revenue Supported Bonds - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| NEW YORK ST ENVIRONMENTAL FACILITIES CORP REV, STATE REVOLVING REV BDS, | 64985HQZ3 | Revenue Supported Bonds - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| PENNSYLVANIA ST HIGHER EDL FACILITIES AUTH REV, BDS, UNIVERSITY OF | 70917S6K4 | Revenue Supported Bonds - non-taxable | 15,000 | $20,000 | thousands by filing date | principal |
| UTAH ST, GO BDS | 917542SG8 | General Obligations - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT, REV BDS, YESHIVA | 64990CMD0 | Revenue Supported Bonds - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| SALINA KANS, GO REF BDS | 7947437T5 | General Obligations - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| LOWER KIRBY PEARLAND MGMT DIST TEX, ULTD TAX BDS | 548173AV5 | General Obligations - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| MAPLEWOOD TWP N J, GENL IMPT REF BDS | 565624KX0 | General Obligations - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| MARYLAND ST, GO BDS | 574193LZ9 | General Obligations - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| PORTLAND ORE, LTD TAX IMPT BDS | 736679RD5 | General Obligations - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| PORTSMOUTH VA, GO REF BDS | 73723RUL5 | General Obligations - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| MASSACHUSETTS BAY TRANSN AUTH MA SALES TAX REV, SENIOR SALES TAX BDS | 575579FE2 | Revenue Supported Bonds - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| MIAMI-DADE CNTY FLA, SEAPORT GO REF BDS | 59333FND8 | Revenue Supported Bonds - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| MIAMI-DADE CNTY FLA, GO REF BDS, BLDG BETTER CMNTYS PGM | 59333FPP9 | General Obligations - non-taxable | 18,000 | $20,000 | thousands by filing date | principal |
| MICHIGAN FIN AUTH REV, REV AND REF BDS, TRINITY HLTH CREDIT GROUP | 59447P7G0 | Revenue Supported Bonds - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| ORONO MN INDPT SCH DIST NO 278, GO SCH BLDG REF BDS | 687136LE9 | General Obligations - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| MISSOURI ST ENVIRONMENTAL IMPT & ENERGY RES AUTH WTR POLLUTN CTL & DRINKING WTR | 60636PMK3 | Revenue Supported Bonds - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| ELIZABETH NJ PKG AUTH PROJ REV, REV BDS, PACE QALICB, RECOVERY ZONE | 69372WAQ7 | Taxable Municipal Bonds | 20,000 | $20,000 | thousands by filing date | principal |
| FLORIDA ST, RT OF WY REF BDS | 341150S43 | Revenue Supported Bonds - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| BRYANT AR SCH DIST NO 25, REF AND CONSTR BDS | 117637UM8 | General Obligations - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| ARKANSAS ST, WTR AND WASTE WTR AND POLLUTION ABATEMENT FAC BDS | 041042TC6 | General Obligations - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| HONOLULU HI CITY & CNTY WASTEWTR SYS REV, JR REF SECOND RESOLUTION BDS | 438701X66 | Revenue Supported Bonds - non-taxable | 15,000 | $20,000 | thousands by filing date | principal |
| AUSTIN TEX, PUB IMPT REF BDS | 052396L30 | General Obligations - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| HUNTSVILLE AL, GO REF WTS | 447025RB5 | Revenue Supported Bonds - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| BALTIMORE CNTY MD, PUB IMPT BDS | 05914FUP3 | General Obligations - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| CALVERT CNTY MD, GO CONSOLIDATED PUB IMPT AND REF BDS | 131537YH9 | General Obligations - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| GEORGIA ST, GO REF BDS | 373384ZW9 | General Obligations - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC 3Y U.S. EQUITY CONTINGENT COUPON CALLABLE YIELD | 06748E4R1 | Equity Linked Debt - CPN and $1000 par | 20,000 | $20,000 | thousands by filing date | principal |
| CARROLL CNTY MD, CONS PUB IMPT AND REF BDS | 1448795H2 | General Obligations - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| BATTERY PARK CITY AUTH NY REV, SENIOR REV BDS | 07133AHB1 | Revenue Supported Bonds - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| CHARLES CNTY MD, CONS PUB IMPT BDS | 159808KA1 | General Obligations - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| GS FINANCE CORP. 3Y CRWD PHOENIX AUTOCALLABLE YIELD NOTE | 40057HPB0 | Equity Linked Debt - CPN and $1000 par | 20,000 | $20,000 | thousands by filing date | principal |
| IMPERIAL TX REDEV DIST, ULTD TAX RD BDS | 453104AE1 | General Obligations - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| HARRIS CNTY TX FLOOD CTL DIST, CONTRACT REF BDS | 4140185W7 | General Obligations - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST 457, RD BDS | 41423KAC2 | General Obligations - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| DANVILLE VA, REF IMPT BDS | 236866QB8 | General Obligations - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| FORT BEND-WALLER CNTYS TX MUN UTIL DIST NO 2, ULTD TAX RD BDS | 346842BE6 | General Obligations - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| DISTRICT COLUMBIA, GO BDS | 25476FRS9 | General Obligations - non-taxable | 17,000 | $20,000 | thousands by filing date | principal |
| FREDERICK CNTY MD, GO PUB FACILITIES BDS | 3556946E5 | General Obligations - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| NEW JERSEY BLDG AUTH ST BLDG REV, REV REF BDS | 645771E85 | Revenue Supported Bonds - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| EL DORADO AR SCH DIST NO 015, REF BDS | 283029MX1 | General Obligations - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| FAIRFAX CNTY VA, PUB IMPT BDS | 3038208K3 | General Obligations - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| ALABAMA FED AID HWY FIN AUTH FED HWY, GRANT ANTIC BDS | 010267AS1 | Revenue Supported Bonds - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| VIRGINIA ST HSG DEV AUTH, RENTAL HSG BDS | 92812VDC7 | Revenue Supported Bonds - non-taxable | 20,000 | $20,000 | thousands by filing date | principal |
| IDORSIA AG REG SHS | H3879B109 | Foreign Ordinary Shares | 722 | $20,000 | thousands by filing date | |
| VIRGINIA ST RES AUTH INFRASTRUCTURE REV, MORAL OBLIG BDS | 92818NJL3 | Revenue Supported Bonds - non-taxable | 15,000 | $20,000 | thousands by filing date | principal |
| SYNAPTICS INC COM | 87157D109 | Stock | 125 | $19,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 1,047 | $19,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 152 | $19,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 476 | $19,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 80 | $19,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 1,550 | $19,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 143 | $19,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 400 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 250 | $19,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 374 | $19,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 337 | $19,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 1,200 | $19,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 348 | $19,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 222 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 178 | $19,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 60 | $19,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 403 | $19,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 800 | $19,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 471 | $19,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 972 | $19,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 850 | $19,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 1,526 | $19,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 200 | $19,000 | thousands by filing date | |
| PANASONIC HLDGS CORP F | 69832A205 | ADR | 1,651 | $19,000 | thousands by filing date | |
| Deutsche Post AG | 25157Y202 | Equity | 276 | $19,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 1,140 | $19,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 406 | $19,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 1,873 | $19,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 1,251 | $19,000 | thousands by filing date | |
| SCE Trust V | 78409W201 | SCEPRK | 757 | $19,000 | thousands by filing date | |
| NORTHSTAR HEALTHCARE INCOME INC | 66705T105 | STOK | 4,850 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 486 | $19,000 | thousands by filing date | |
| PORT AUTH NY & NJ CONSOLIDATED BDS REV | 73358WV27 | CONSOLIDATED BDS REV | 15,000 | $19,000 | thousands by filing date | principal |
| TRIBOROUGH BRG & TUNL AUTH NY REVS, GENL BDS | 89602RDV4 | Revenue Supported Bonds - non-taxable | 15,000 | $19,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY REV, BDS, SIMMONS UNIV | 57584YLZ0 | Revenue Supported Bonds - non-taxable | 15,000 | $19,000 | thousands by filing date | principal |
| MASSACHUSETTS ST PORT AUTH REV, BDS | 575896UH6 | Revenue Supported Bonds - non-taxable | 15,000 | $19,000 | thousands by filing date | principal |
| WESTERN MARICOPA ED CTR DIST NO 402 MARICOPA CNTY ARIZ, SCH IMPT BDS | 95855RCS3 | General Obligations - non-taxable | 15,000 | $19,000 | thousands by filing date | principal |
| MASSACHUSETTS ST WTR RES AUTH, GENL REV BDS | 576051RL2 | Revenue Supported Bonds - non-taxable | 15,000 | $19,000 | thousands by filing date | principal |
| NEW YORK NY CITY TRANSITIONAL FIN AUTH BLDG AID REV, BDS | 64972HT93 | Revenue Supported Bonds - non-taxable | 15,000 | $19,000 | thousands by filing date | principal |
| PENNSYLVANIA ST TPKE COMMN TPKE REV, SUB BDS | 709224P52 | Revenue Supported Bonds - non-taxable | 15,000 | $19,000 | thousands by filing date | principal |
| PINE TREE TX INDPT SCH DIST, UNLTD TAX REF BDS | 723002MV0 | General Obligations - non-taxable | 15,000 | $19,000 | thousands by filing date | principal |
| SPRINGFIELD MO SCH DIST NO REV 12, GO OBLI SCH REF BDS | 851035TS4 | General Obligations - non-taxable | 15,000 | $19,000 | thousands by filing date | principal |
| LOUISIANA LOC GOVT ENVIRONMENTAL FACILITIES & CMNTY DEV AUTH REV, BDS, | 54628CEH1 | Revenue Supported Bonds - non-taxable | 15,000 | $19,000 | thousands by filing date | principal |
| LOUISIANA LOC GOVT ENVIRONMENTAL FACILITIES & CMNTY DEV AUTH REV, BDS, | 54628CEJ7 | Revenue Supported Bonds - non-taxable | 15,000 | $19,000 | thousands by filing date | principal |
| MARYLAND ST STAD AUTH REV, CONSTR REVITALIZATION PGM BDS | 574296BH1 | Revenue Supported Bonds - non-taxable | 15,000 | $19,000 | thousands by filing date | principal |
| MASSACHUSETTS BAY TRANSN AUTH MA SALES TAX REV, SUB BDS | 575579C88 | Revenue Supported Bonds - non-taxable | 15,000 | $19,000 | thousands by filing date | principal |
| MISSOURI ST HEALTH & EDL FACILITIES AUTH HEALTH FACILITIES REV, BDS, MERCY | 60637AND0 | Revenue Supported Bonds - non-taxable | 15,000 | $19,000 | thousands by filing date | principal |
| BROWARD CNTY FL SCH BRD CTF PARTN, CTF PARTN, QUALIFIED SCHOOL CONSTRUCTION | 115065VX9 | Taxable Municipal Bonds | 15,000 | $19,000 | thousands by filing date | principal |
| CONOCO FUNDING COMPANY | 20825UAC8 | Yankee Bond (denominated & pays in US$) | 13,000 | $19,000 | thousands by filing date | principal |
| ARCH CAPITAL GROUP LTD. | 03937LAA3 | Yankee Bond (denominated & pays in US$) | 13,000 | $19,000 | thousands by filing date | principal |
| HONOLULU HI CITY & CNTY, GO BDS | 438687JC0 | General Obligations - non-taxable | 15,000 | $19,000 | thousands by filing date | principal |
| HUNTSVILLE AL, GO WTS | 447025P43 | General Obligations - non-taxable | 15,000 | $19,000 | thousands by filing date | principal |
| HSBC USA INC. 4Y EURO STOXX 50 INDEX BUFFERED RETURN NOTE | 40435FMG9 | Equity Linked Debt - No CPN and $1000 par | 16,000 | $19,000 | thousands by filing date | principal |
| FIRST TRUST INCOME DVD EQTY ALLOC (IDEA) PORT SER 25 TERM 06/16/2022 | 30314Q654 | UITs - Taxable | 1,528 | $19,000 | thousands by filing date | |
| FIRST TRUST 60/40 STRATEGIC ALLOCATION PORT. 4Q '20 TERM 01/18/2022 CASH FEE | 30315Q240 | UITs - Taxable | 1,709 | $19,000 | thousands by filing date | |
| FIRST TRUST ELECTION PORTFOLIO SERIES 18 TERM 05/12/2022 REINV FEE SEMI-ANNUAL | 30317V791 | UITs - Taxable | 1,766 | $19,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 272 | $18,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 473 | $18,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 84 | $18,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 473 | $18,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 250 | $18,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 314 | $18,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 133 | $18,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 1,000 | $18,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,000 | $18,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 450 | $18,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 994 | $18,000 | thousands by filing date | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 2,837 | $18,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 1,350 | $18,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 879 | $18,000 | thousands by filing date | |
| ESSILOR INTL S A ADR | 297284200 | ADR | 200 | $18,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 210 | $18,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 2,200 | $18,000 | thousands by filing date | |
| COMPUTER SERVICES INC | 20539A105 | COM | 312 | $18,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 503 | $18,000 | thousands by filing date | |
| LEHIGH CNTY PA GENL PURP AUTH REVS, COLG REV BDS, MUHLENBERG COLLEGE | 52480REJ5 | Revenue Supported Bonds - non-taxable | 15,000 | $18,000 | thousands by filing date | principal |
| ROCKVILLE MD, GO BDS | 774221GK5 | General Obligations - non-taxable | 15,000 | $18,000 | thousands by filing date | principal |
| MASSACHUSETTS ST, GO CONSLDTN LN BDS | 57582RLQ7 | General Obligations - non-taxable | 15,000 | $18,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY REV, BDS, WHEATON COLLEGE | 57584X5G2 | Revenue Supported Bonds - non-taxable | 15,000 | $18,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, MA GENERAL BRIGHAM INC | 57584XHQ7 | Revenue Supported Bonds - non-taxable | 15,000 | $18,000 | thousands by filing date | principal |
| USF FING CORP FL CAP IMPT REV, CAP IMPT REF REV BDS, MARSHALL CTR PROJ | 90343SAS4 | Revenue Supported Bonds - non-taxable | 15,000 | $18,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, EMERSON COLLEGE | 57584XU58 | Revenue Supported Bonds - non-taxable | 15,000 | $18,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY REV, BDS, UMASS MEMORIAL HLTH CARE INC | 57584YAH2 | Revenue Supported Bonds - non-taxable | 15,000 | $18,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY REV, BDS, LESLEY UNIVERSITY | 57584YCB3 | Revenue Supported Bonds - non-taxable | 15,000 | $18,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY REV, BDS, FISHER COLLEGE | 57584YDB2 | Revenue Supported Bonds - non-taxable | 15,000 | $18,000 | thousands by filing date | principal |
| WEST BLOOMFIELD MI SCH DIST, GO ULTD TAX SCH BLDG AND SITE BDS | 951452QU8 | General Obligations - non-taxable | 15,000 | $18,000 | thousands by filing date | principal |
| WESTERN VA REGL JAIL AUTH VIRGINIA REGL JAIL FAC REV, REF BDS | 95984RDB3 | Revenue Supported Bonds - non-taxable | 15,000 | $18,000 | thousands by filing date | principal |
| WESTERN VA REGL JAIL AUTH VIRGINIA REGL JAIL FAC REV, REV REF BDS | 95984RDR8 | Revenue Supported Bonds - non-taxable | 15,000 | $18,000 | thousands by filing date | principal |
| METROPOLITAN GOVT NASHVILLE & DAVIDSON CNTY TENN, GO IMPT BDS | 592112QK5 | General Obligations - non-taxable | 15,000 | $18,000 | thousands by filing date | principal |
| METROPOLITAN GOVT NASHVILLE & DAVIDSON CNTY TENN, GO IMPT BDS | 592112SM9 | General Obligations - non-taxable | 15,000 | $18,000 | thousands by filing date | principal |
| METROPOLITAN TRANSN AUTH NY REV, TRANSN REF BDS | 59259Y5T2 | Revenue Supported Bonds - non-taxable | 15,000 | $18,000 | thousands by filing date | principal |
| NEW YORK NY CITY TRANSITIONAL FIN AUTH BLDG AID REV, BDS | 64972HK43 | Revenue Supported Bonds - non-taxable | 15,000 | $18,000 | thousands by filing date | principal |
| UNIVERSITY WA UNIV REVS, GENL REV AND REF BDS | 91523NRC2 | Revenue Supported Bonds - non-taxable | 15,000 | $18,000 | thousands by filing date | principal |
| UTAH ASSD MUN PWR SYS REV, REF-HORSE BUTTE WIND PROJ, HORSE BUTTE WIND | 917328SF4 | Revenue Supported Bonds - non-taxable | 15,000 | $18,000 | thousands by filing date | principal |
| WASHINGTON ST, MTR VEH FUEL TAX GO REF BDS | 93974DTN8 | Revenue Supported Bonds - non-taxable | 15,000 | $18,000 | thousands by filing date | principal |
| WASHINGTON ST, VAR PURP GO REF BDS | 93974DUF3 | General Obligations - non-taxable | 15,000 | $18,000 | thousands by filing date | principal |
| LOUISIANA LOC GOVT ENVIRONMENTAL FACILITIES & CMNTY DEV AUTH REV, HOSP | 54628CAT9 | Revenue Supported Bonds - non-taxable | 15,000 | $18,000 | thousands by filing date | principal |
| LOUISVILLE & JEFFERSON CNTY KY METRO GOVT HEALTH SYS REV, REV BDS, NORTON | 54659LBP8 | Revenue Supported Bonds - non-taxable | 15,000 | $18,000 | thousands by filing date | principal |
| MARICOPA CNTY AZ INDL DEV AUTH REV, REV BDS, BANNER HEALTH | 56682HBX6 | Revenue Supported Bonds - non-taxable | 15,000 | $18,000 | thousands by filing date | principal |
| PORT AUTH NY & N J, CONSOLIDATED BONDS | 73358WZH0 | Revenue Supported Bonds - non-taxable | 15,000 | $18,000 | thousands by filing date | principal |
| LYNCHBURG VA ECONOMIC DEV AUTH HOSP REV, REV AND REF BDS, CENTRA HLTH INC | 55123TAK8 | Revenue Supported Bonds - non-taxable | 15,000 | $18,000 | thousands by filing date | principal |
| OHIO ST WTR DEV AUTH WTR POLLUTN CTL REV, LN FD REV REF BDS | 67766WXF4 | Revenue Supported Bonds - non-taxable | 15,000 | $18,000 | thousands by filing date | principal |
| MIAMI-DADE CNTY FL HEALTH FACILITIES AUTH HOSP REV, REV REF BDS, NICKLAUS | 59334NDX7 | Revenue Supported Bonds - non-taxable | 15,000 | $18,000 | thousands by filing date | principal |
| MINNEAPOLIS & ST PAUL MN HSG & REDEV AUTH HEALTH CARE SYS, REV REF BDS, | 603695HZ3 | Revenue Supported Bonds - non-taxable | 15,000 | $18,000 | thousands by filing date | principal |
| MISSISSIPPI ST, GO REF BDS | 605581JT5 | General Obligations - non-taxable | 15,000 | $18,000 | thousands by filing date | principal |
| LAKEWAY TEX, GO BDS | 512505EU8 | General Obligations - non-taxable | 15,000 | $18,000 | thousands by filing date | principal |
| ALASKA ST, GO BDS | 0117702P8 | General Obligations - non-taxable | 15,000 | $18,000 | thousands by filing date | principal |
| CONNECTICUT ST REVOLVING FD GENL REV, REV BDS, GREEN BONDS | 20775YDD5 | Revenue Supported Bonds - non-taxable | 15,000 | $18,000 | thousands by filing date | principal |
| CALIFORNIA ST, TAX EXEMPT VAR PURP GO REF BDS | 13063C4M9 | General Obligations - non-taxable | 15,000 | $18,000 | thousands by filing date | principal |
| BEXAR CNTY TEX, CTFS OF OBLIG | 088281LN8 | Revenue Supported Bonds - non-taxable | 17,000 | $18,000 | thousands by filing date | principal |
| CINCINNATI OH ECONOMIC DEV REV, REV BDS, BALDWIN 300 PROJ | 172254QT4 | Revenue Supported Bonds - non-taxable | 15,000 | $18,000 | thousands by filing date | principal |
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. 2.5Y EURO STOXX 50 INDEX BUFFERED | 17326YDB9 | Equity Linked Debt - No CPN and $1000 par | 14,000 | $18,000 | thousands by filing date | principal |
| FIRST TRUST TARGET GLOBAL DVD LEADERS 2Q '20 TERM 07/09/2021 REINV MONTHLY | 30313J156 | UITs - Taxable | 1,277 | $18,000 | thousands by filing date | |
| NEW HAMPSHIRE HEALTH & ED FACILITIES AUTH REV, REV BDS, SAINT ANSELM | 6446146E4 | Revenue Supported Bonds - non-taxable | 15,000 | $18,000 | thousands by filing date | principal |
| iShares Global REIT ETF | 46434V647 | SHS | 615 | $17,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 200 | $17,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 161 | $17,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 180 | $17,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 446 | $17,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 125 | $17,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 1,321 | $17,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 263 | $17,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 200 | $17,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 506 | $17,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 800 | $17,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 181 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 381 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 200 | $17,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 200 | $17,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 350 | $17,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y412 | RANGER EQUITY BE | 725 | $17,000 | thousands by filing date | |
| INFINEON TECHNOLOGIES-ADR | 45662N103 | COMMON STOCKS | 416 | $17,000 | thousands by filing date | |
| Torex Gold Resources Inc | 891054603 | COM | 1,500 | $17,000 | thousands by filing date | |
| DUNDEE CORPORATION | 264901109 | COMMON STK | 13,500 | $17,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 1,309 | $17,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 4,000 | $17,000 | thousands by filing date | |
| INTERTAPE POLYMER GROUP INC CMN | 460919103 | Common Stock | 717 | $17,000 | thousands by filing date | |
| Vodafone Group PLC | G93882192 | ADR | 10,314 | $17,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 5,000 | $17,000 | thousands by filing date | |
| ATHENE HOLDING LTD | 04686J309 | PFD | 592 | $17,000 | thousands by filing date | |
| WAKE CNTY NC HOSP REV, HOSP SYS REV BDS, WAKE CNTY HOSP SYS INC | 930866CG1 | WNC26 | 15,000 | $17,000 | thousands by filing date | principal |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 525 | $17,000 | thousands by filing date | |
| VOYAGER DIGITAL LTD COM & VAR SHS | 92919V108 | COM | 1,000 | $17,000 | thousands by filing date | |
| FLORIDA ST BRD ED LOTTERY REV, REV REF BDS | 341507P47 | Revenue Supported Bonds - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| INVENTRUST PROPERTIES CORP. | 457905990 | Partnerships - AIG Comm in Passport | 5,714 | $17,000 | thousands by filing date | |
| MONTGOMERY CNTY VA ECONOMIC DEV AUTH PUB FAC LEASE REV, REF BDS | 613746AX4 | Revenue Supported Bonds - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| TEXAS ST, GO MOBILITY FD BDS | 882723SN0 | Revenue Supported Bonds - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, SIMMONS UNIV | 57584XAN1 | Revenue Supported Bonds - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| NEW JERSEY ENVIRONMENTAL INFRASTRUCTURE TR, INFRASTRUCTURE BDS, GREEN BONDS | 6457915W0 | Revenue Supported Bonds - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| NEW YORK N Y, GO BDS | 64966MSS9 | General Obligations - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| NEW YORK NY CITY TR CULTURAL RES REV, REV BDS, MUSEUM OF MODERN ART | 649717TC9 | Revenue Supported Bonds - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| METROPOLITAN TRANSN AUTH NY DEDICATED TAX FD, VAR REV BDS | 59259NV59 | Revenue Supported Bonds - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| UNIVERSITY VT & ST AGRIC COLLEGE, GO BDS | 915200UH0 | Revenue Supported Bonds - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT, REV BDS, BARNARD | 6499077A4 | Revenue Supported Bonds - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH SALES TAX REV ST SUPPORTED DEBT, SALES TAX REV BDS | 64990ABT1 | Revenue Supported Bonds - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| PETROLEOS MEXICANOS | 71654QCL4 | Yankee Bond (denominated & pays in US$) | 20,000 | $17,000 | thousands by filing date | principal |
| SOUTH CENT CT REGL WTR AUTH WTR SYS REV, REV REF BDS | 8372274D6 | Revenue Supported Bonds - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH ST PERS INCOME TAX REV, PERSONAL INCOME TAX REV BDS, | 64990ERE9 | Revenue Supported Bonds - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| WASHINGTON ST, VAR PURP GO REF BDS | 93974DGK8 | General Obligations - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| WASHINGTON ST, VAR PURP GO REF BDS | 93974DJM1 | General Obligations - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| IOWA ST UNIV SCIENCE & TECHNOLOGY UNIV REV, DORM REV REF BDS | 462575BF7 | Revenue Supported Bonds - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| MARYLAND ST, GO BDS | 574193PC6 | General Obligations - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| LUVERNE MN INDPT SCH DIST NO 2184, GO FACILITIES MAINTENANCE BDS | 550664CH7 | General Obligations - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| MAINE MUN BD BK TRANSN INFRASTRUCTURE REV, REF BDS, TRANSCAP PROGRAM | 56045PDE0 | Revenue Supported Bonds - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| OHIO ST, GO BDS, CONSERVATION PROJ | 677522W42 | General Obligations - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| MICHIGAN ST, GO ENVIRONMENTAL PGM BDS | 594612BN2 | General Obligations - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| MICHIGAN ST, GO ENIVRONMENTAL PGM BDS | 594612CK7 | General Obligations - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| MICHIGAN ST, GO ENIV PGM REF BDS | 594612DN0 | General Obligations - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| ORANGE CNTY VA ECONOMIC DEV AUTH LEASE REV, LEASE REV REF BDS | 684790BA5 | Revenue Supported Bonds - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| OSCEOLA CNTY FL SALES TAX REV, REV BDS | 687909EH0 | Revenue Supported Bonds - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| FLORIDA HIGHER EDL FACILITIES FING AUTH REV, REV REF BDS, RINGLING COLLEGE | 34073TJM0 | Revenue Supported Bonds - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| BROWARD CNTY FL SCH DIST, GO SCH BDS | 115067GV6 | General Obligations - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| CONNECTICUT ST HEALTH & EDL FACILITIES AUTH REV, BDS, CONNECTICUT ST UNIV | 20774YPQ4 | Revenue Supported Bonds - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| ARLINGTON TX WTR & WASTEWATER SYS REV, REV BDS | 04184KNW1 | Revenue Supported Bonds - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| DALLAS FORT WORTH TX INTL ARPT REV, JOINT REV IMPT BDS | 235036S68 | Revenue Supported Bonds - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| DALLAS TEX, GO REF AND IMPT BDS | 235219KL5 | General Obligations - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| HENRICO CNTY VA WTR & SWR REV, BDS | 426170PS9 | Revenue Supported Bonds - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| CALIFORNIA HEALTH FACILITIES FING AUTH REV, REV BDS, STANFORD HEALTH CARE | 13033L8P5 | Revenue Supported Bonds - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| HOUSTON TX ARPT SYS REV, ARPT SYS SPL FACILITIES REV BDS, RENTAL CAR PROJECT | 442348P36 | Taxable Municipal Bonds | 15,000 | $17,000 | thousands by filing date | principal |
| GALVESTON CNTY TX MUN UTIL DIST NO 46, ULTD TAX REF BDS | 36422YLD9 | General Obligations - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| KAREGNONDI WTR AUTH MICH, WTR SUPPLY SYS BDS, KAREGNONDI WTR PIPELINE | 48563UAX9 | Revenue Supported Bonds - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| BALTIMORE MD PROJ REV, BDS, WTR PROJS | 05922KZX0 | Revenue Supported Bonds - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| BALTIMORE MD REV, REF REV BDS, WASTEWATER PROJS | 059231K58 | Revenue Supported Bonds - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| CANADIAN PACIFIC RAILWAY LIMITED | 13645RAT1 | Yankee Bond (denominated & pays in US$) | 15,000 | $17,000 | thousands by filing date | principal |
| CECIL CNTY MD, GO PUB IMPT AND REF BDS | 149843T79 | General Obligations - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| CHASKA MINN, GO BDS | 161664GJ0 | General Obligations - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| GUGGENHEIM BLUE CHIP GROWTH PORTFOLIO 027 TERM 08/17/2022 REINV FEE MONTHLY | 40175X532 | UITs - Taxable | 1,505 | $17,000 | thousands by filing date | |
| CLACKAMAS CNTY OR SCH DIST NO 12 NORTH CLACKAMAS, GO REF BDS | 179093GC7 | General Obligations - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| HAMILTON CNTY OH HOSP FACILITIES REV, REF REV BDS, CINCINNATI CHILDREN HOSP | 407272Q48 | Revenue Supported Bonds - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| EVANSVILLE IN WTRWKS DIST REV, REV REF BDS | 299488EF9 | Revenue Supported Bonds - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| FIRST TRUST EQUITY INCOME PORTFOLIO SERIES 53 TERM 11/15/2021 CASH MONTHLY | 30301G602 | UITs - Taxable | 1,095 | $17,000 | thousands by filing date | |
| FIRST TRUST CAPITAL STRENGTH OPPTY PORT SER 15 TERM 11/22/2021 REINV | 30314Y475 | UITs - Taxable | 1,381 | $17,000 | thousands by filing date | |
| FORT WORTH TX SPL TAX REV, REV BDS | 349507BF9 | Revenue Supported Bonds - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| FRANKLIN PARK ILL, GO REF BDS | 354496HW4 | Revenue Supported Bonds - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| FIRST TRUST INNOVATIVE TECHNOLOGY PORT SER 29 TERM 11/21/2022 CASH FEE | 30316N220 | UITs - Taxable | 1,381 | $17,000 | thousands by filing date | |
| FIRST TRUST WATER UTILITY & INFRA SELECT PORT 62 TERM 05/12/2023 CASH FEE | 30319Q485 | UITs - Taxable | 1,663 | $17,000 | thousands by filing date | |
| ADVISOR'S ASSET MGMT BAHL & GAYNOR LARGE CAP QUALITY GROWTH PORTFOLIO, | 00780M214 | UITs - Taxable | 1,281 | $17,000 | thousands by filing date | |
| WADSWORTH OHIO, GO LTD TAX VAR PURP BDS | 930336HF2 | General Obligations - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| VIRGINIA BEACH VA DEV AUTH PUB FAC REV, REV BDS | 92774GKA2 | Revenue Supported Bonds - non-taxable | 15,000 | $17,000 | thousands by filing date | principal |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 928 | $16,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 940 | $16,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 533 | $16,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 350 | $16,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 246 | $16,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 625 | $16,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 101 | $16,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 204 | $16,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 72 | $16,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,000 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 600 | $16,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 450 | $16,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 1,070 | $16,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 163 | $16,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,000 | $16,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 764 | $16,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 368 | $16,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 280 | $16,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 1,000 | $16,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 375 | $16,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 500 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 530 | $16,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 747 | $16,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 3,010 | $16,000 | thousands by filing date | |
| LOUDOUN CNTY VA 3 33GO UTX DUE 12/01/33 | 54589TFK3 | FIX | 15,000 | $16,000 | thousands by filing date | principal |
| WINTRUST FINANCIAL CORP-CALLABLE | 97650W405 | Pref | 579 | $16,000 | thousands by filing date | |
| PARKLAND CORP | 70137W108 | Common Stock | 500 | $16,000 | thousands by filing date | |
| ESSEX CNTY N J REF-GEN IMPT & | 296804UZ8 | COM | 15,000 | $16,000 | thousands by filing date | principal |
| ROXBURY TWP N J, WTR UTIL BDS | 779868LF3 | General Obligations - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| ROYAL BANK OF CANADA RAYMOND JAMES ESG TOP PICKS ELN CL F | 78013GM44 | Equity Linked Debt | 16,000 | $16,000 | thousands by filing date | principal |
| MORGAN STANLEY FIN LLC | 61766B564 | Equity Linked Debt Securities - $10 Par (Principal Protected) | 1,000 | $16,000 | thousands by filing date | principal |
| TARRANT CNTY TX HOSP DIST REV, SENIOR LIEN REV REF BDS | 876388DU0 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| TENNESSEE ENERGY ACQUISITION CORP GAS REV, GAS REV BDS | 880443BP0 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| TENNESSEE ST, GO BDS | 880541UH8 | General Obligations - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| TEXAS ST, WTR FINANCAIL ASST REF BDS | 882723Y78 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| NEVADA ST, GO LTD TAX CAP IMPT AND REF BDS | 641461S41 | General Obligations - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| NEW CASTLE CNTY DEL, GO BDS | 64327TEA2 | General Obligations - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, WORCESTER POLYTECHNIC INST | 57583UST6 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| NEW JERSEY ECONOMIC DEV AUTH ST LEASE REV, REF BDS, LIBERTY STATE PARK PROJ | 64578EHZ3 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| NEW JERSEY ST TPKE AUTH TPKE REV, REV BDS | 6461392A2 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| NEW JERSEY ST TPKE AUTH TPKE REV, TPKE REV BDS | 646140CV3 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| TRIBOROUGH BRG & TUNL AUTH NY REVS, GENL REV BDS | 89602NE26 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| WEST VIRGINIA ECONOMIC DEV AUTH LEASE REV, LEASE REV REF BDS, CORRECTIONAL, | 95648MMS5 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| MASSACHUSETTS ST WTR POLLUTN ABATEMENT TR, POOL PGM BDS | 57604PYM0 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| MATANUSKA-SUSITNA BORO ALASKA, GO SCH BDS | 576544G87 | General Obligations - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| NEW YORK N Y, GO BDS | 64966QNR7 | General Obligations - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| SARPY CNTY NE SCH DIST NO 037, GO SCH BLDG AND REF BDS | 803770RP3 | General Obligations - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| UNIVERSITY CA REVS, REV BDS | 91412G6K6 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| MC LEAN & WOODFORD CNTYS IL CMNTY UNIT SCH DIST NO 005, GO REF SCH BDS | 581850QB3 | General Obligations - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| METROPOLITAN PIER & EXPOSITION AUTH IL REV, BDS, MCCORMICK PLACE EXPANSION | 592250AK0 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| UNIVERSITY TX UNIV REVS, REV REF BDS | 9151377V9 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| METROPOLITAN TRANSN AUTH NY REV, REV BDS | 59259YZX0 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| METROPOLITAN TRANSN AUTH NY REV, TRANSN REV BDS | 59261ARK5 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| PASEO DEL ESTE MUN UTIL DIST NO 3 TEX, ULTD TAX BDS | 702597BY0 | General Obligations - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| PENNSAUKEN TWP NJ SCH DIST, BRD ED BDS | 708492MH3 | General Obligations - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| UNIVERSITY TX UNIV REVS, REF FIN SYS REF BDS | 91514AGC3 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| NEW YORK ST MTG AGY REV, MTG REV BDS | 64988RHK1 | Taxable Municipal Bonds | 15,000 | $16,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH SALES TAX REV ST SUPPORTED DEBT, ST SALES TAX REV BDS | 64990ABD6 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| NEW YORK ST URBAN DEV CORP REV, INCOME TAX REV BDS | 650035ZP6 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| STATE PUB SCH BLDG AUTH PA COLLEGE REV, REV BDS, DELAWARE CNTY CMNTY COLLEGE | 85732MYF8 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| NORTH CAROLINA HSG FIN AGY, HOME OWNERSHIP REV BDS | 65821FHK5 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| SWARTHMORE BORO AUTH PA COLLEGE REV, REV BDS, SWARTHMORE COLLEGE | 870000JG2 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| WASHINGTON ST, VAR PURP GO BDS | 93974CY61 | General Obligations - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| MARYLAND ST, GO BDS | 574193KL1 | General Obligations - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| POWHATAN CNTY VA ECONOMIC DEV AUTH LEASE REV, REF BDS, CNTY OF POWHATAN | 73937LCE6 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| PREMONT TX IN SCH DIST, ULTD TAX SCH BLDG AND REF BDS | 740614CY6 | General Obligations - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| MARYLAND ST HEALTH & HIGHER EDL FACILITIES AUTH REV, REV BDS, | 574218QL0 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| MARYLAND ST TRANSN AUTH TRANSN FACILITIES PRJS REV, REV REF BDS | 574300KH1 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| MARYSVILLE OH WASTEWATER TREATMENT SYS REV, REF BDS | 57448RGQ7 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| MIAMI-DADE CNTY FL SPL OBLIG, CAP ASSET ACQUISITION REF BDS | 59333NF40 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| MASSACHUSETTS ST, GO BDS | 57582NXP5 | General Obligations - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| KING CNTY WASH, LTD TAX GO BDS | 49474FFS4 | General Obligations - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| LAKE WORTH FLA, GO BDS | 511354EP3 | General Obligations - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| ENERGY NORTHWEST WA ELEC REV, REV AND REF BDS, COLUMBIA GENERATING STATION | 29270CZU2 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| BOYERTOWN PA AREA SCH DIST, GO BDS | 103405QW9 | General Obligations - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| BRAZORIA CNTY TX MUN UTIL DIST NO 39, ULTD TAX BDS | 10607FBF8 | General Obligations - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| COLUMBUS OHIO, VAR PURP REF BDS | 199492AZ2 | General Obligations - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| BUCKS CNTY PA, GO BDS | 118565WS5 | General Obligations - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| CONNECTICUT ST SPL TAX OBLIG REV, SPL TAX OBLIG BDS | 207758PN7 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| HENRICO CNTY VA WTR & SWR REV, REV AND REF BDS | 426170MT0 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| AUSTIN TEX, CTFS OBLIG | 052397JY3 | Revenue Supported Bonds - non-taxable | 13,000 | $16,000 | thousands by filing date | principal |
| AUSTIN TX CMNTY COLLEGE DIST, LTD TAX REF BDS | 052403DW9 | General Obligations - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| GENESEE CNTY MICH, LTD GO WTR SUPPLY SYS REV REF BDS | 371608SP6 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| HUDSON CNTY NJ IMPT AUTH SOLID WASTE SYS REV, TAXABLE REV REF BDS | 443731CK8 | Taxable Municipal Bonds | 15,000 | $16,000 | thousands by filing date | principal |
| BALTIMORE MD PROJ REV, REV BDS | 05922KVU0 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| CALIFORNIA ST PUB WKS BRD LEASE REV, REV BDS | 13068LCM5 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| GRANDVILLE MI PUB SCHS DIST, GO ULTD SCH BLDG AND SITE BDS | 386892PV9 | General Obligations - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| GRANITE SCH DIST UT SALT LAKE CNTY, GO REF BDS | 387460NZ7 | General Obligations - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| JOHNSON CNTY KS PUB BLDG COMMN LEASE PUR REV, REV BDS, 8788 METCALF PROJ | 478497XW5 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| BAY AREA WTR SUPPLY & CONSV AGY CA REV, WTR SUPPLY CONSERVATION REV BDS | 072031BB2 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| BAYONNE N J, GO SCH REF BDS | 072887V41 | General Obligations - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| BEXAR CNTY TEX, PASS THROUGH REV AND LTD TAX BDS, 1604 EAST PROJ | 088281TZ3 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| CHARLOTTESVILLE VA, REF BDS | 161069C80 | General Obligations - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| GUAM PWR AUTH REV, REV BDS | 400653GP0 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| INDIANA UNIV CTF PARTN, CTF PARTN | 455152EB0 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| FIRST TRUST CORP INVEST GRADE LADDERED PORT SER TERM 12/15/2027 CASH WRAP | 30289A262 | UITs -- CIT (Corp income trust) Taxable | 21 | $16,000 | thousands by filing date | |
| ESSEX CNTY NJ IMPT AUTH PROJ REV, CONS REF BDS | 29680PFN5 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| FLORIDA ST GOVERNMENTAL UTIL AUTH UTIL REV, UTIL REV BDS | 34281PMA8 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| FIRST TRUST HEALTH CARE SEL PORT SER 59 TERM 07/29/2022 REINV SEMI-ANNUAL | 30314X519 | UITs - Taxable | 1,397 | $16,000 | thousands by filing date | |
| FORT BEND CNTY TX MUN UTIL DIST NO 182, ULTD TAX BDS | 34682BBA6 | General Obligations - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| FORT BEND CNTY TX MUN UTIL DIST NO 167, ULTD TAX BDS | 34682YGN3 | General Obligations - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| NEW MEXICO MTG FIN AUTH, SINGLE FAMILY MTG BDS | 6472003E2 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| DELAWARE ST, GO BDS | 246381MF1 | General Obligations - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| DERRY N H, GO BDS | 249883EB1 | General Obligations - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| FORT LAUDERDALE FL SPL OBLIG, TAXABLE SPL OBLIG BDS, PENSION FDG PROJ | 347622CP5 | Taxable Municipal Bonds | 15,000 | $16,000 | thousands by filing date | principal |
| DISTRICT COLUMBIA, GO BDS, BUILD AMERICA BONDS DIRECT PAY | 25476FLJ5 | Taxable Municipal Bonds | 15,000 | $16,000 | thousands by filing date | principal |
| DISTRICT COLUMBIA, GO BDS | 25476FQB7 | General Obligations - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| DISTRICT COLUMBIA, GO BDS | 25476FUS5 | General Obligations - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| FIRST TRUST DEEP VALUE DVD OPPTY PORT SER 14 TERM 12/09/2021 REINV MONTHLY | 30316B358 | UITs - Taxable | 1,201 | $16,000 | thousands by filing date | |
| VIRGINIA COMMLTH TRANSN BRD FED TRANSN GRNT ANTIC REV, REF NTS | 92778UBQ2 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| VIRGINIA COLLEGE BLDG AUTH VA EDL FACILITIES REV 21ST CENTY COLLEGE & | 92778VEF1 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| VIRGINIA ST HSG DEV AUTH, RENTAL HSG BDS | 92812VJM9 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| VIRGINIA ST RES AUTH INFRASTRUCTURE REV, REV BDS | 92818NXE3 | Revenue Supported Bonds - non-taxable | 15,000 | $16,000 | thousands by filing date | principal |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 270 | $15,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 144 | $15,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 766 | $15,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 336 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001723397-21-000005 | this filing | 2021-08-13 | acceptance time not in the bulk data set |