13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 7,189 holding rows worth $5,914,925,000.
- Accession
- 0001723397-21-000005
- Filer
- CIK 1723397
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 7,189 entries on the cover page, a total value of $5,914,925,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,914,925,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LOUISVILLE & JEFFERSON CNTY KY MET SWR DIST SWR & DRAIN SYS REV, REV BDS | 546589VY5 | Revenue Supported Bonds - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| MARYLAND ST, TAX EXEMPT GO BDS | 574193LR7 | General Obligations - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| PORT SEATTLE WASH, LTD TAX GO BDS | 735371PM2 | General Obligations - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| MAINE ST, GO BDS | 56052AA30 | General Obligations - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| MIAMI BEACH FL STORMWATER REV, REV BDS | 59324PCV9 | Revenue Supported Bonds - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| OKLAHOMA ST WTR RES BRD ST LN PROGRAM REV, BDS | 67920QQS0 | Revenue Supported Bonds - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| MIAMI-DADE CNTY FL SEAPORT REV, REV BDS | 59335KAQ0 | Revenue Supported Bonds - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| ORANGE CNTY FL HEALTH FACILITIES AUTH REV, REV BDS, PRESBYTERIAN | 68450LDP7 | Revenue Supported Bonds - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| ORLANDO & ORANGE CNTY EXPY AUTH FL EXPY REV, REV REF BDS | 686543UB3 | Revenue Supported Bonds - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| RALEIGH NC COMBINED ENTERPRISE SYS REV, REV REF BDS | 751100JK5 | Revenue Supported Bonds - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| RED RIVER ED FIN CORP TX ED REV, REV BDS, TEXAS CHRISTIAN UNIV | 756872HR1 | Revenue Supported Bonds - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| MILWAUKEE WIS, GO CORP PURP BDS | 602366UU8 | General Obligations - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| ALLEGHENY CNTY PA, GO BDS | 01728VQC7 | General Obligations - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| FERNDALE WA WTR & SWR REV, REV BDS | 315215GL1 | Revenue Supported Bonds - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| BORDENTOWN TWP N J, GO BDS | 099671MX4 | General Obligations - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| FLORIDA ST, CONSTR BDS | 3411502S8 | Revenue Supported Bonds - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| FLORIDA ST, CONSTR BDS | 3411502Z2 | Revenue Supported Bonds - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| APPLETON WI WTRWKS REV, REV BDS | 038141NZ6 | Revenue Supported Bonds - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| CREDIT SUISSE AG | 22547T696 | Equity Linked Debt Securities - $10 Par (Principal Protected) | 1,100 | $27,000 | thousands by filing date | principal |
| HENNEPIN CNTY MINN, GO REF BDS | 425507CQ1 | General Obligations - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| HILLSBOROUGH CNTY FL UTIL REF REV, UTIL REV BDS | 432347MX7 | Revenue Supported Bonds - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| HONOLULU HI CITY & CNTY WASTEWTR SYS REV, REV BDS | 438701ZU1 | Revenue Supported Bonds - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| BP CAPITAL MARKETS PLC | 05565QDA3 | Yankee Bond (denominated & pays in US$) | 25,000 | $27,000 | thousands by filing date | principal |
| CAPE GIRARDEAU CNTY MO CTF PARTN, CTF PARTN | 139394CH1 | Revenue Supported Bonds - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| GEORGIA MUN ASSN INC INSTALLMENT SALE PGM CTF PARTN, CTFS OF PARTN, EAST | 373292BT7 | Revenue Supported Bonds - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| GEORGIA ST HSG & FIN AUTH REV, SINGLE FAMILY MTG BDS | 37353PAJ8 | Revenue Supported Bonds - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| JACKSONVILLE FL TRANSPORT REV, REF REV BDS | 469495DN2 | Revenue Supported Bonds - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| JOHNSTON CNTY NC LTD OBLIG, LTD OBLG BDS | 479354DE9 | Revenue Supported Bonds - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| BAY CITY TX INDPT SCH DIST, ULTD TAX SCH BLDG BDS | 072149JP3 | General Obligations - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| BEE CNTY TEX, CTFS OF OBLIG | 076563HH1 | Revenue Supported Bonds - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| BENTONVILLE AR SCH DIST NO 006, REF CONSTR BDS | 083419U90 | General Obligations - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| BERWYN ILL, GO BDS | 086257PE6 | General Obligations - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| CHARLESTON EDL EXCELLENCE FING CORP SC REV, INSTALLMENT PURCH REV REF BDS, | 160131DV7 | Revenue Supported Bonds - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| CHARLOTTESVILLE VA, GO PUB IMPT AND REF BDS | 161069N47 | General Obligations - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| COLLEGE STATION TEX, GO IMPT AND REF BDS | 194469FS6 | General Obligations - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| CLINTON IOWA, GO CAP LN NTS | 187720VW4 | General Obligations - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| FLORIDA ST BRD GOVERNORS UNIV FL STUDENT ACTIVITY REV, REV BDS | 34157MAT8 | Revenue Supported Bonds - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| FORT BEND CNTY TX MUN MGMT DIST NO 1, UNLTD TAX ROAD BDS | 34677MCK6 | General Obligations - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| FIRST TRUST 75/25 STRATEGIC ALLOCATION PORT. 4Q '20 TERM 01/18/2022 REINV | 30315Q273 | UITs - Taxable | 2,436 | $27,000 | thousands by filing date | |
| FORT LEE NJ BRD ED, SCH BDS | 347712EL1 | General Obligations - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| FRANKLIN TENN, GO PUB IMPT BDS | 354730ZH9 | General Obligations - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| FREMONT CA UN HIGH SCH DIST SANTA CLARA CNTY, GO BDS | 357172YJ8 | General Obligations - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| DICKINSON TX INDPT SCH DIST, ULTD TAX SCHOOLHOUSE BDS | 253363VY8 | General Obligations - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| DISTRICT COLUMBIA, GO BDS | 25476FUT3 | General Obligations - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| FIRST TRUST TARGET HIGH QUALITY DVD 1Q '21 TERM 04/08/2022 CASH FEE MONTHLY | 30316S401 | UITs - Taxable | 2,275 | $27,000 | thousands by filing date | |
| FIRST TRUST TARGET GLOBAL DVD LEADERS 1Q '21 TERM 04/08/2022 REINV MONTHLY | 30316S815 | UITs - Taxable | 2,384 | $27,000 | thousands by filing date | |
| DU PAGE CNTY IL FST PRESV DIST, GO REF BDS | 262651UJ9 | General Obligations - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| FIRST TRUST DIVERSFD HIGH INC CLSD-END PORT SER 43 TERM 02/03/2023 REINV FEE | 30317V254 | UITs - Taxable | 2,603 | $27,000 | thousands by filing date | |
| FIRST TRUST NEXTGEN COMM & TECH PORT SER 9 TERM 05/26/2022 REINV FEE | 30318E194 | UITs - Taxable | 2,486 | $27,000 | thousands by filing date | |
| WALLINGTON N J, GENL IMPT BDS | 932559GP6 | General Obligations - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| VIRGINIA BEACH VA, GO PUB IMPT BDS | 927734A29 | General Obligations - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| VIRGINIA ST, GO BDS | 928109F69 | General Obligations - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| VIRGINIA ST RES AUTH INFRASTRUCTURE REV, MORAL OBLIG BDS | 92818NGE2 | Revenue Supported Bonds - non-taxable | 25,000 | $27,000 | thousands by filing date | principal |
| MIDDLEBYCORP | 596278101 | STOK | 151 | $26,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 166 | $26,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 301 | $26,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 157 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 871 | $26,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 395 | $26,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 473 | $26,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 215 | $26,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 1,088 | $26,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 573 | $26,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 163 | $26,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 1,100 | $26,000 | thousands by filing date | |
| SAN ANTONIO TEX PUB 4 42CONV BLDG DUE 09/15/42OID XTRO | 796334AS9 | MUNI BONDS | 25,000 | $26,000 | thousands by filing date | principal |
| ALLIANZ SE | 018820100 | Common stock | 1,037 | $26,000 | thousands by filing date | |
| Pitney Bowes Inc. Notes Sr | 724479506 | PFD | 1,050 | $26,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 4,000 | $26,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 515 | $26,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 2,500 | $26,000 | thousands by filing date | |
| AIR LEASE COR 6.15 PFDPFD SER A | 00912X500 | PREFERRED STOCK | 950 | $26,000 | thousands by filing date | |
| NEW JERSEY ECONOMIC DEV AUTH S REV BDS | 645913AA2 | REV BDS | 20,000 | $26,000 | thousands by filing date | principal |
| SOARING EAGLE ACQUISITION CO | G8354H100 | UNIT 02/23/2026 | 2,500 | $26,000 | thousands by filing date | |
| WATERBURY CONNECTICUT TAXABLE GO PENSION BDS M/W | 941247N20 | TAXABLE GO PENSION BDS M/W | 20,000 | $26,000 | thousands by filing date | principal |
| MASSACHUSETTS ST, GO REF BDS | 57582RTL0 | General Obligations - non-taxable | 20,000 | $26,000 | thousands by filing date | principal |
| SOUTHERN CO PFD JR SUB NOTES | 842587305 | Preferred Securities (MIDS, QIDS, TOPRS...) | 1,029 | $26,000 | thousands by filing date | |
| LEE CNTY FL TOURIST DEV TAX REV, REV BDS | 523520CD4 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| LEWISVILLE TX INDPT SCH DIST, ULTD TAX SCH BLDG | 5288283H7 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| ST LOUIS CNTY MO LIBR DIST CTF PARTN, CTF PARTN | 79152QAS1 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| MONTGOMERY CNTY TEX, UNLTD TAX ROAD BDS | 6136815K7 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| MONTGOMERY CNTY TX MUN UTIL DIST NO 113, ULTD TAX RD IMPT BDS | 61371AKL3 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| MONTGOMERY CNTY TX MUN UTIL DIST NO 138, ULTD TAX RD BDS | 61371EAG7 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| MORGAN STANLEY FINANCE LLC 3Y GLOBAL EQUITY CONTINGENT COUPON | 61771VFK1 | Equity Linked Debt - CPN and $1000 par | 25,000 | $26,000 | thousands by filing date | principal |
| TEXAS A & M UNIV REV, REV FINANCING SYS BDS | 88213ABT1 | Taxable Municipal Bonds | 25,000 | $26,000 | thousands by filing date | principal |
| MONTGOMERY CNTY TX MUN UTIL DIST NO 105, ULTD TAX BDS | 61371TBD0 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| MONTGOMERY CNTY TX MUN UTIL DIST NO 127, ULTD TAX BDS | 61372GAG1 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| NEVADA ST HWY IMPT REV, HWY REV BDS | 641480HH4 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| NEW HAMPSHIRE HEALTH & ED FACILITIES AUTH REV, REV BDS, CHESHIRE MED CTR | 644614U80 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| TRIBOROUGH BRG & TUNL AUTH NY REVS, GENERAL REV BDS | 89602NYF5 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| NEW JERSEY ECONOMIC DEV AUTH REV, SCH FAC CONSTR REF BDS | 6459165H6 | Revenue Supported Bonds - non-taxable | 20,000 | $26,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, BOSTON UNIV | 57584YVS5 | Revenue Supported Bonds - non-taxable | 20,000 | $26,000 | thousands by filing date | principal |
| NEW JERSEY ST HSG & MTG FIN AGY MULTI-FAMILY REV, REV BDS | 646108SQ4 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| NEW JERSEY ST TRANSN TR FD AUTH, TRANSPORT PROGRAM BDS | 646136J51 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| NEW JERSEY ST TPKE AUTH TPKE REV, TPKE REV BDS | 646140CU5 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| TRAVIS CNTY TX MUN UTIL DIST NO 17, UNLTD TAX BDS | 89440KCD6 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| NEW YORK N Y, GO BDS | 64966JD94 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| UNIVERSITY CA REVS, GENL REV BDS | 91412GV69 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| UNIVERSITY NC CHAPEL HILL REV, TAXABLE GENL REV REF BDS | 914713N40 | Taxable Municipal Bonds | 25,000 | $26,000 | thousands by filing date | principal |
| MC KINNEY TEX, GO BDS | 5816466D3 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| METROPOLITAN COUNCIL MN MINNEAPOLIS-ST PAUL MET AREA, GO WASTE WTR REV REF | 591852A57 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| METROPOLITAN COUNCIL MN MINNEAPOLIS-ST PAUL MET AREA, GO WASTEWTR REV REF BDS | 591852TS7 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| PALMERA RIDGE MUN UTIL DIST WILLIAMSON CNTY TEX, ULTD TAX BDS | 69704PBC1 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| SEGUIN TX UTIL SYS REV, REV BDS | 815883KK8 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| SIENNA PLANTATION MGMT DIST TEX, ULTD TAX AND TAX INRCREMENT CONTRACT REV RD | 82621CKX7 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| SIENA MUN UTIL DIST NO 2 TEX, ULTD TAX BDS | 82621RBF3 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| SIENA MUN UTIL DIST NO 2 TEX, ULTD TAX BDS | 82621RBG1 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| UNIVERSITY TX PERM UNIV FD, PERM UNIV FD BDS | 9151156G9 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| METROPOLITAN TRANSN AUTH NY REV, REV BDS | 59259YD30 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| PALMERA RIDGE MUN UTIL DIST WILLIAMSON CNTY TEX, ULTD TAX BDS | 69704PBE7 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| SIOUX FALLS SD SALES TAX REV, SALES TAX REV BDS | 829594JN1 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| UNIVERSITY WA UNIV REVS, REF BDS | 91523NQH2 | Taxable Municipal Bonds | 25,000 | $26,000 | thousands by filing date | principal |
| SOUTH DAKOTA CONSERVANCY DIST REV, TAXABLE REV BDS | 837545JR4 | Taxable Municipal Bonds | 25,000 | $26,000 | thousands by filing date | principal |
| SOUTH DAKOTA CONSERVANCY DIST REV, TAXABLE REV BDS | 837545JS2 | Taxable Municipal Bonds | 25,000 | $26,000 | thousands by filing date | principal |
| SOUTH ISLAND PUB SVC DIST SC WTRWKS & SWR SYS REV, IMPT REV BDS | 838466CB4 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH ST PERS INCOME TAX REV, REV BDS | 64990EEY9 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH ST PERS INCOME TAX REV, REV BDS | 64990FND2 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| STAMFORD CONN, GO BDS | 852634LR3 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| STATE PUB SCH BLDG AUTH PA SCH BLDG REV, REV BDS, CENTRAL PENNSYLVANIA | 85733AFM9 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| WOODBURY N J, GO BDS | 979149FY2 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| UTILITY DEBT SECURITIZATION AUTH N Y, RESTRUCTURING BDS | 91802RCS6 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| NEWTON MASS, GO MUN PURP LN | 6530632F3 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| NIAGARA FALLS NY CITY SCH DIST, GO BDS | 653420ME6 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| NORTH CHARLESTON SC PUB FACILITIES CORP INSTALLMENT PUR REV, REV BDS | 658564AS8 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| NORTH TX MUN WTR DIST TEXAS WTR SYS REV, REV REF BDS | 662903MX8 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| NORTHEAST HARRIS CNTY TX MUN UTIL DIST NO 1, ULTD TAX BDS | 66416DDM9 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| NORTHEAST HARRIS CNTY TX MUN UTIL DIST NO 1, ULTD TAX BDS | 66416DDN7 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| SALT RIVER PROJ AZ AGRIC IMPT & PWR DIST ELEC SYS REV, ELEC SYS REF REV BDS, | 79575DN48 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| LOUISIANA LOC GOVT ENVIRONMENTAL FACILITIES & CMNTY DEV AUTH REV, REV | 546282UA0 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| LOWER CO RIV AUTH TX REV, REF REV BDS | 54811GVN7 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| MANASSAS VA, GO PUB IMPT AND REF BDS | 561824ZX4 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| MARYLAND ST, GO BDS | 574193KZ0 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| PRINCE GEORGES CNTY MD, GO CONS PUB IMPT REF BDS | 741701S64 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| MADISON WIS, GO PROM NTS | 55844RKA1 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| MASSACHUSETTS BAY TRANSN AUTH MA REV, ASSESSMENT BDS | 575577MX6 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| OHIO ST WTR DEV AUTH REV, REF REV BDS, DRINKING WTR ASSISTANCE FUND | 67765QBA3 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| OHIO ST WTR DEV AUTH REV, DRINKING WTR ASSISTANCE FUND REV BDS | 67765QDD5 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| MIAMI-DADE CNTY FL EXPY AUTH TOLL SYS REV, REF BDS | 59334KHR2 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| MICHIGAN ST HSG DEV AUTH SINGLE FAMILY MTG REV, MTG REV BDS | 594654AS4 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| ORANGE CNTY FL SALES TAX REV, SALES TAX REF BDS | 684515QB8 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| ORLANDO & ORANGE CNTY EXPY AUTH FL EXPY REV, REV REF BDS | 686543UQ0 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| MIDLAND CNTY TX FRESH WTR SUPPLY DIST NO 1 REV, REV BDS AND NTS | 597495AM2 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| MINNESOTA ST, GO ST TRUNK HWY BDS | 60412APS6 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| MIRAMAR FL SPL OBLIG REV, SPL OBLIG REF AND IMPT REV BDS | 604633AH0 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| KING CNTY WA SWR REV, SWR REV REF BDS | 495289B66 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| KLEIN TX INDPT SCH DIST, ULTD SCH REF BDS | 498531AN2 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| RIVANNA WTR & SWR AUTH VA REGL WTR & SWR SYS REV, REV BDS | 768029MJ6 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| ALASKA ST, GO REF BDS | 011770X41 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| ALASKA ST HSG FIN CORP, COLLATERALIZED BDS | 011839JR9 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| FAYETTE CNTY KY SCH DIST FIN CORP SCH BLDG REV, REV BDS | 312432WJ2 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| BOERNE TX INDPT SCH DIST, ULTD TAX SCH BLDG BDS | 097067JE3 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| BOISE ST UNIV ID REVS, GENL REV REF BDS | 097464VT5 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| BRAZORIA-FORT BEND CNTY TX MUN UTIL DIST NO 1, ULTD TAX REF BDS | 106147HC8 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| COLLIN CNTY TX WTR CTL & IMPT DIST NO 3, ULTD TAX UTIL BDS | 194749CE5 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| COLLIN CNTY TX WTR CTL & IMPT DIST NO 3, ULTD TAX UTIL BDS | 194749CF2 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| COLLIN CNTY TX WTR CTL & IMPT DIST NO 3, ULTD TAX UTIL BDS | 194749CG0 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| COLUMBUS OHIO, GO VAR PURP LTD TAX BDS | 199492RJ0 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| FLORIDA ST BRD ED LOTTERY REV, REF BDS | 341507S36 | Revenue Supported Bonds - non-taxable | 20,000 | $26,000 | thousands by filing date | principal |
| CONNECTICUT ST, GO REF BDS | 20772JGW6 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| CONROE TX MUN MGMT DIST NO 1, UNLTD TAX BDS | 208422AG0 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| HARRIS CNTY TX WTR CTL & IMPT DIST NO 161, ULTD TAX BDS | 41453TAH5 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| HARRIS CNTY TX WTR CTL & IMPT DIST NO 161, ULTD TAX BDS | 41453TBH4 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| ARLINGTON TX WTR & WASTEWATER SYS REV, REV BDS | 04184KJW6 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| CROWLEY TX INDPT SCH DIST, ULTD TAX REF BDS | 2281295T5 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| HIGHWAY 380 MUN MGMT DIST NO 1 TEX, ULTD TAX RD BDS | 43124ABG2 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| AUSTIN TEX, PUB IMPT REF BDS | 052396L48 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| AUSTIN TX ELEC UTIL SYS REV, REV REF BDS | 052414NC9 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| CALIFORNIA ST, VAR PURP GO REF BDS | 13063BRD6 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| GALVESTON CNTY TX MUN UTIL DIST NO 45, ULTD TAX BDS | 36423EAF9 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| CAMDEN CNTY NJ IMPT AUTH REV, LN REV BDS, CNTY CAP PROGRAM | 13281NRD6 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| CANYON FALLS WTR CTL & IMPT DIST NO 2 TEX, ULTD TAX RD BDS | 138854AC8 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| CANYON FALLS WTR CTL & IMPT DIST NO 2 TEX, UNLTD TAX RD BDS | 138854AZ7 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| GEORGIA ST, GO REF BDS | 373384ZX7 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| GEORGIA MUN ELEC AUTH PWR REV, POWER REV BDS | 3735414X6 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| GLENDALE VLY MUN AUTH PA SWR & WTR REV, BDS | 378546AD7 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| INVESCO INVESTMENT GRADE INCOME TRUST, 7-13 YEAR 60 CASH MONTHLY | 46137L524 | UITs -- CIT (Corp income trust) Taxable | 23 | $26,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06747PVH9 | Yankee Bond (denominated & pays in US$) | 25,000 | $26,000 | thousands by filing date | principal |
| CENTRAL CO WTR CONSERVANCY DIST ADAMS MORGAN & WELD CNTYS, LTD GO BDS | 15317PAU4 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| GOODYEAR AZ CMNTY FACILITIES UTILS DIST NO 1, GO REF BDS | 38251NFB6 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| JOINT MUN WTR & SWR COMMN SC WTR & SWR SYS REV, REF REV BDS | 47972CAT5 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| BEAUMONT TEX, GO REF BDS | 074509U81 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| CHANDLER ARIZ, GO REF BDS | 158843WM0 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| GS FINANCE CORP. 3Y EURO STOXX 50 INDEX BUFFERED RETURN NOTE | 40055QQ21 | Equity Linked Debt - No CPN and $1000 par | 20,000 | $26,000 | thousands by filing date | principal |
| INDIANA FIN AUTH HOSP REV, HOSP REV BDS, DEACONESS HOSPITAL INC | 45471AKR2 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| INDIANA ST FIN AUTH REV, FACILITIES REV BDS | 45506DCE3 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| COBB-MARIETTA GA COLISEUM & EXHIBIT HALL AUTH REV, REV BDS, COBB COUNTY | 190760HG6 | Taxable Municipal Bonds | 25,000 | $26,000 | thousands by filing date | principal |
| CIMARRON TX MUN UTIL DIST, UNLTD TAX REF BDS | 171840NX5 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| HAMILTON CNTY OH HEALTH CARE FACILITIES REV, REV BDS, CHRIST HOSP | 40727TCU6 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 390 CONTRACT REV, RD BDS | 41419JBG1 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 406, ULTD TAX BDS | 41422JBZ4 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 406, ULTD TAX BDS | 41422JCZ3 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 406, ULTD TAX RD BDS | 41422JEJ7 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 530, ULTD TAX BDS | 41425UBH6 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 530, UNLTD TAX RD BDS | 41425UCF9 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| ANDERSON IN WTRWKS REV, REV BDS | 034033DH0 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| FIRST TRUST TECHNOLOGY SELECT PORTFOLIO SERIES 77 TERM 04/01/2022 REINV FEE | 30313Q572 | UITs - Taxable | 1,290 | $26,000 | thousands by filing date | |
| ERIE CNTY NY INDL DEV AGY SCH FAC REV, REF REV BDS, SCHOOL DIST CITY OF BUFFALO | 29509PJE0 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| FORT BEND CNTY TX LEVEE IMPT DIST NO 17, ULTD TAX PARK BDS | 34679ULM2 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| DAVENPORT IOWA, GO CORP BDS | 238388PV8 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| FORT BEND-WALLER CNTYS TX MUN UTIL DIST NO 3, ULTD TAX BDS | 34684TAC2 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| GAINESVILLE FL UTILS SYS REV, REV BDS | 362848RP0 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| FIRST TRUST MUNI INCOME OPPTYS CLSD-END PORT SER 66 TERM 04/27/2022 REINV FEE | 30317R618 | UITs -- MIT (Municipal Income Trust) Taxable | 2,533 | $26,000 | thousands by filing date | |
| EAST MONTGOMERY CNTY MUN UTIL DIST NO 5 TX CONTRACT REV, ULTD TAX CONTRACT REV | 27373PBE5 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| EL PASO CNTY CO SCH DIST NO 020, GO REF BDS | 283461YT2 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| FIRST TRUST DOW TARGET 10 MAY '21 TERM 06/09/2022 REINV FEE MONTHLY | 30318Y539 | UITs - Taxable | 2,702 | $26,000 | thousands by filing date | |
| FAIRFAX CNTY VA INDL DEV AUTH REV, REV BDS, INOVA HLTH SYS | 303823KG2 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| ADVISOR'S ASSET MGMT BULLDOG PORTFOLIO- A CJL LLC PORTFOLIO, SERIES 2020-4Q | 00780Q405 | UITs - Taxable | 2,113 | $26,000 | thousands by filing date | |
| ALABAMA ST PUB SCH & COLLEGE AUTH, CAP IMPT BDS | 010609AZ8 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| WAKE CNTY N C, GO SCH BDS | 9308632Y0 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| WASHINGTON CNTY UT WTR CONSERVANCY DIST WTR REV, REF REV BDS | 938729BA7 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| WASHINGTON ST, MTR VEH FUEL TAX GO REF BDS | 93974C3X6 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| WASHINGTON ST, VAR PURP GO REF BDS | 93974C4S6 | General Obligations - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| VIRGINIA BEACH VA DEV AUTH PUB FAC REV, REV BDS | 92774GHP3 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| VIRGINIA COLLEGE BLDG AUTH VA EDL FACILITIES REV PUB HIGHER ED FING PGM, | 92778WAS5 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| VIRGINIA CMNWLTH TRANSN BRD, REV NTS | 927790DL6 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| VIRGINIA ST PUB BLDG AUTH PUB FACILITIES REV, REV AND REV REF BDS | 928172ZP3 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| VIRGINIA ST RES AUTH INFRASTRUCTURE REV, REV BDS, VA POOLED FINANCING PGM | 92818APC4 | Revenue Supported Bonds - non-taxable | 25,000 | $26,000 | thousands by filing date | principal |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 343 | $25,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 403 | $25,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 118 | $25,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 244 | $25,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 542 | $25,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 588 | $25,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 440 | $25,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 3,100 | $25,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 3,328 | $25,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 1,382 | $25,000 | thousands by filing date | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 1,000 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 606 | $25,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 754 | $25,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 1,650 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 1,005 | $25,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 2,500 | $25,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 1,196 | $25,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 976 | $25,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 22,332 | $25,000 | thousands by filing date | |
| ENTERGYMISSISSIPPILLC | 29364N108 | PREFERREDSTK | 984 | $25,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 26,393 | $25,000 | thousands by filing date | |
| SALEM CNTY NJ IMPT AUTH REV, CITY GTD REV BDS, FINLAW ST OFFICE BLDG PROJ | 794102DU4 | Revenue Supported Bonds - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| MONTGOMERY CNTY PA, GO BDS | 6135793P4 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| MONTGOMERY CNTY TX MUN UTIL DIST NO 88, ULTD TAX BDS | 61370LBF3 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| MORGAN STANLEY FINANCE LLC 5Y U.S. EQUITY CONTINGENT COUPON CALLABLE | 61771ELH9 | Equity Linked Debt - CPN and $1000 par | 25,000 | $25,000 | thousands by filing date | principal |
| TENNESSEE ST, GO BDS | 880541RQ2 | Revenue Supported Bonds - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| TENNESSEE ST, GO BDS | 880541UG0 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| TEXAS ST, WTR FINANCIAL ASSISTANCE BDS | 8827222R1 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| TEXAS ST, GO COLLEGE STUDENT LN BDS | 8827235U9 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| TEXAS ST, GO WTR FIN ASSISTANCE BDS | 882723CU1 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| MASSACHUSETTS ST, GO CONSOLIDATED LN BDS | 57582RPC4 | General Obligations - non-taxable | 20,000 | $25,000 | thousands by filing date | principal |
| WASHOE CNTY NEV, GO LTD TAX VAR PURP REF BDS | 940774KY7 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| WAUKESHA CNTY WIS, GO PROM NTS | 943062PY9 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY REV, BDS, THE BROAD INSTITUTE | 57584X2V2 | Revenue Supported Bonds - non-taxable | 20,000 | $25,000 | thousands by filing date | principal |
| NEW JERSEY HEALTH CARE FACILITIES FING AUTH REV, REF BDS, AHS HOSP CORP | 645790EJ1 | Revenue Supported Bonds - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| TEXAS WATER DEV BRD, REV BDS | 882854N24 | Revenue Supported Bonds - non-taxable | 20,000 | $25,000 | thousands by filing date | principal |
| UNION CNTY N J, BDS, GENL IMPT BDS | 90634PBF5 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, EMERSON COLLEGE | 57584XT76 | Revenue Supported Bonds - non-taxable | 20,000 | $25,000 | thousands by filing date | principal |
| NEW JERSEY ST TPKE AUTH TPKE REV, BDS | 646140BY8 | Revenue Supported Bonds - non-taxable | 20,000 | $25,000 | thousands by filing date | principal |
| MASSACHUSETTS ST WTR POLLUTN ABATEMENT TR, ST REVOLVING FD REF BDS | 57605ABG0 | Revenue Supported Bonds - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| SAN JACINTO TX RIV AUTH SPL PROJ REV, REV BDS, GRP PROJ | 798055MX4 | Revenue Supported Bonds - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| SAN MARCOS TX CONS INDPT SCH DIST, ULTD TAX SCH BLDG BDS | 798781ZQ6 | General Obligations - non-taxable | 20,000 | $25,000 | thousands by filing date | principal |
| SANGER CA UNI SCH DIST, GO BDS | 800851PJ0 | General Obligations - non-taxable | 20,000 | $25,000 | thousands by filing date | principal |
| SCOTLAND CNTY NC LTD OBLIG, LTD OBLIG BDS | 809323BH0 | Revenue Supported Bonds - non-taxable | 20,000 | $25,000 | thousands by filing date | principal |
| MC KINNEY TEX, GO REF AND IMPT BDS | 5816466Y7 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| MEMPHIS TENN, GO IMPT AND REF BDS | 586145YF5 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| PENDER CNTY N C, GO SCH BDS | 706711HY7 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| NEW YORK ST ENVIRONMENTAL FACILITIES CORP ST CLEAN WTR & DRINKING WTR REV, | 64986DDM4 | Revenue Supported Bonds - non-taxable | 20,000 | $25,000 | thousands by filing date | principal |
| PENNSYLVANIA ST HIGHER EDL FACILITIES AUTH REV, REV BDS, BRYN MAWR COLLEGE | 70917RF26 | Revenue Supported Bonds - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| PENNSYLVANIA ST TPKE COMMN TPKE REV, REF BDS | 709224B57 | Revenue Supported Bonds - non-taxable | 20,000 | $25,000 | thousands by filing date | principal |
| SOUTH DAKOTA CONSERVANCY DIST REV, TAXABLE REV BDS | 837545LB6 | Taxable Municipal Bonds | 25,000 | $25,000 | thousands by filing date | principal |
| UPPER OCCOQUAN SEW AUTH VA REGL SEW REV, SEWER SYS REV BDS, BUILD AMERICA BONDS | 916277KV7 | Taxable Municipal Bonds | 20,000 | $25,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT, SCH DISTS FING PGM | 64990GM58 | Revenue Supported Bonds - non-taxable | 20,000 | $25,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH REVS ST SUPPORTED DEBT, LEASE REV BDS, STATE UNIV OF | 64990HHU7 | Revenue Supported Bonds - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| STRATFORD CONN, GO REF BDS | 862811Y26 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| SUFFOLK CNTY N Y, PUB IMPT SER BDS | 86476PSY5 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| NORTH FT BEND WTR AUTH TX WTR SYS REV, WTR SYS REV BDS | 65944RCJ9 | Revenue Supported Bonds - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| LIVINGSTON TWP N J, GO BDS | 539141PQ8 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| LOS ANGELES CA UNI SCH DIST, GO BDS | 5446463L4 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| NORTHEAST HARRIS CNTY TX MUN UTIL DIST NO 1, ULTD TAX BDS | 66416DDL1 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| SAN ANTONIO TEX, GENL IMPT BDS | 796237WV3 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| MARYLAND ST, GO BDS | 574193KK3 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| PRINCE GEORGES CNTY MD, GO CONS PUB IMPT BDS | 741701W69 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| MADISON WIS, GO PROM NTS | 55844RNF7 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| MARYLAND ST HEALTH & HIGHER EDL FACILITIES AUTH REV, PKG REV BDS, | 574217RK3 | Revenue Supported Bonds - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| MASSACHUSETTS EDL FING AUTH ED LN REV, EDUCATION LN REV BDS | 57563RHN2 | Revenue Supported Bonds - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| PUERTO RICO CMNWLTH HWY & TRANSN AUTH TRANSN REV, REV BDS, PUERTO RICO ST | 745190DA3 | Revenue Supported Bonds - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| PUERTO RICO PUB BLDGS AUTH REV GTD, GOVERNMENT FACILITIES REV REF BDS | 745235M24 | Revenue Supported Bonds - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| MIAMI-DADE CNTY FL PUB FACILITIES REV, REV REF BDS | 59333TEX4 | Revenue Supported Bonds - non-taxable | 20,000 | $25,000 | thousands by filing date | principal |
| KAUFMAN CNTY TX MUN UTIL DIST NO 14, ULTD TAX RD BDS | 48619KAF4 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| RANKIN ROAD WEST MUN UTIL DIST TEX, ULTD TAX REF BDS | 753167FD2 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| MINNESOTA ST, GO ST VAR PURP REF BDS | 60412AGK3 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| MINNETONKA MN INDPT SCH DIST NO 276 CTF PARTN, CTF PARTN | 604204MZ7 | Revenue Supported Bonds - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| KING CNTY WA SCH DIST NO 410 SNOQUALMIE VLY, UNLTD TAX GO IMPT AND REF BDS | 495206QC1 | General Obligations - non-taxable | 20,000 | $25,000 | thousands by filing date | principal |
| ALASKA RR CORP CAP GRNT RCPTS, REF BDS, FTA SECT 5307 AND SEC 5337 | 01176PCE8 | Revenue Supported Bonds - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| ENERGY NORTHWEST WA ELEC REV, REV REF BDS, COLUMBIA GENERATING STA | 29270CV36 | Revenue Supported Bonds - non-taxable | 20,000 | $25,000 | thousands by filing date | principal |
| ENERGY NORTHWEST WA ELEC REV, ELEC REV REF BDS, COLUMBIA GENERATING STATION | 29270CWY7 | Revenue Supported Bonds - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| FAR HILLS UTIL DIST TEX, WTRWKS AND SWR COMBINED ULTD TAX AND REV BDS | 307342GE9 | Revenue Supported Bonds - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| BOFA FINANCE LLC | 09709TVP3 | Equity Linked Debt - No CPN and $1000 par | 25,000 | $25,000 | thousands by filing date | principal |
| COLUMBUS OHIO, VAR PURP REF BDS | 199492BL2 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| FLORIDA PORTS FING COMMN REV, REV REF BDS | 341080DE6 | Revenue Supported Bonds - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| CONNECTICUT ST, GO BDS | 20772KKW8 | General Obligations - non-taxable | 20,000 | $25,000 | thousands by filing date | principal |
| CONNECTICUT ST HEALTH & EDL FACILITIES AUTH REV, REV BDS, HARTFORD | 20774YDP9 | Revenue Supported Bonds - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| FLORIDA ST BRD ED PUB ED, OUTLAY REF BDS | 34153PR59 | Revenue Supported Bonds - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| HARRIS CNTY TX WTR CTL & IMPT DIST NO 161, ULTD TAX BDS | 41453TBD3 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| HAWAII ST, GO BDS | 419792TQ9 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| ARLINGTON TEX, PERM IMPT REF BDS | 041796MH3 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| ATLANTA GA WTR & WASTEWTR REV, REF BDS | 047870RS1 | Revenue Supported Bonds - non-taxable | 20,000 | $25,000 | thousands by filing date | principal |
| AUSTIN TX WTR & WASTEWATER SYS REV, REF REV BDS | 0524766M5 | Revenue Supported Bonds - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| GARNER N C, GO PUB IMPT BDS | 366244JR3 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| KANSAS CITY MO SPL OBLIG, SPL OBLIG BDS, EAST VLG PROJECT | 485106EL8 | Revenue Supported Bonds - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| KANSAS ST DEPT TRANSN HWY REV, HWY REV BDS | 485424RF4 | Revenue Supported Bonds - non-taxable | 20,000 | $25,000 | thousands by filing date | principal |
| IDAHO HEALTH FACILITIES AUTH REV, BDS, ST LUKES HEALTH SYSTEM LTD | 451295ZM4 | Revenue Supported Bonds - non-taxable | 20,000 | $25,000 | thousands by filing date | principal |
| BALTIMORE MD REV, REV BDS, WASTEWATER PROJECTS | 059231XH8 | Revenue Supported Bonds - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| CALIFORNIA STATEWIDE CMNTYS DEV AUTH WTR REV, WTR REV BDS | 13077WFS4 | Revenue Supported Bonds - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| CAPE CORAL FL WTR & SWR REV, WTR AND SWR REF REV BDS | 139372PX8 | Revenue Supported Bonds - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| GEORGIA ST, GO BDS | 373384T97 | Taxable Municipal Bonds | 25,000 | $25,000 | thousands by filing date | principal |
| GLENDALE AZ MUN PPTY CORP EXCISE TAX REV, SR LIEN EXCISE TAX REV REF BDS | 378294EA6 | Revenue Supported Bonds - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| BARBERS HILL TX INDPT SCH DIST, ULTD TAX SCH BLDG BDS | 067167RA6 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| GREENWOOD TX UTIL DIST, WTRWORKS AND SWR SYS COMBINED ULTD TAX REV BDS | 397378FG0 | Revenue Supported Bonds - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| CHARLESTON SC STORMWATER SYS REV, STORMWATER SYS REV BDS | 160398AT0 | Revenue Supported Bonds - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| CHARLOTTE N C, GO REF BDS | 161035GR5 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| GUILFORD CNTY N C, GO PUB IMPT BDS, BUILD AMERICA BONDS DIRECT PAY | 401784WX7 | Taxable Municipal Bonds | 25,000 | $25,000 | thousands by filing date | principal |
| HARRIS CNTY TEX, REF BDS | 414005UU0 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| CLIFFSIDE PARK N J, GENL IMPT BDS | 186828EU9 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 393, ULTD TAX BDS | 41421JCM3 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 499, ULTD TAX BDS | 41426XAD9 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 499, UNLIMITED TAX BDS | 41426XBD8 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 531, ULTD TAX BDS | 41426YAF2 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| FLORIDA ST DEPT MGMT SVCS CTF PARTN, REF CTF PARTN | 34160PDN6 | Revenue Supported Bonds - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| FOREST HILLS MUN UTIL DIST TEX, WTRWRKS AND SWR SYS COMBI ULTD TAX AND | 345757EC8 | Revenue Supported Bonds - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| FOREST HILLS MUN UTIL DIST TEX, WTRWRKS AND SWR SYS COMBI ULTD TAX AND | 345757ED6 | Revenue Supported Bonds - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| FORT BEND CNTY TX MUN UTIL DIST NO 148, ULTD TAX BDS | 34682DBD6 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| FORT BEND CNTY TX MUN UTIL DIST NO 155, ULTD TAX BDS | 34682VCF0 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| FORT BEND CNTY TX MUN UTIL DIST NO 167, ULTD TAX BDS | 34682YFE4 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| FORT BEND CNTY TX MUN UTIL DIST NO 170, ULTD TAX BDS | 34683BAF5 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| FORT BEND CNTY TX MUN UTIL DIST NO 134B, ULTD TAX BDS | 34683LBF2 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| FORT BEND-WALLER CNTYS TX MUN UTIL DIST NO 2, ULTD TAX BDS | 346842AC1 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| FORT BEND-WALLER CNTYS TX MUN UTIL DIST NO 2, ULTD TAX RD BDS | 346842BF3 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| FORT BEND-WALLER CNTYS TX MUN UTIL DIST NO 2, ULTD TAX RD BDS | 346842BG1 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| FORT BEND-WALLER CNTYS TX MUN UTIL DIST NO 2, ULTD TAX RD BDS | 346842BH9 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| FORT BEND-WALLER CNTYS TX MUN UTIL DIST NO 2, UNLTD TAX RD BDS | 346842DG9 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| DELAWARE MUN ELEC CORP ELEC REV, REV BDS | 246154BG2 | Revenue Supported Bonds - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| FORT PIERCE FL UTILS AUTH REV, UTIL REF REV BDS | 348430NM7 | Revenue Supported Bonds - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| FREDERICK CNTY MD, GO PUB FACILITIES BDS | 3556946N5 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| GALVESTON CNTY TX MUN UTIL DIST NO 66, ULTD TAX BDS | 36422PBG2 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| PFLUGERVILLE TX INDPT SCH DIST, ULTD SCH BDS | 7170952E2 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| DOWDELL TX PUB UTIL DEFINED AREA NO 1, ULTD TAX BDS | 26078QAB0 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| FIRST TRUST MUNI ADVANTAGE CLSD-END & ETF PORT 64 TERM 01/23/2023 REINV FEE | 30317U553 | UITs -- MIT (Municipal Income Trust) Taxable | 2,689 | $25,000 | thousands by filing date | |
| FIRST TRUST LTD DURATION FIXED INC ETF PORT SER 39 TERM 04/06/2023 REINV FEE | 30318Y257 | UITs - Taxable | 2,572 | $25,000 | thousands by filing date | |
| FAIRFIELD CONN, GO REF BDS | 304243W38 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| VIRGINIA BEACH VA, GO PUB IMPT BDS | 927734YA5 | General Obligations - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| VIRGINIA COLLEGE BLDG AUTH VA EDL FACILITIES REV, ED FACILITIES REV BDS, | 92778FDM2 | Revenue Supported Bonds - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| VIRGINIA CMNWLTH TRANSN BRD TRANSN REV, REV REF BDS | 927793UU1 | Revenue Supported Bonds - non-taxable | 25,000 | $25,000 | thousands by filing date | principal |
| VIRGINIA ST RES AUTH INFRASTRUCTURE REV, REV BDS, VIRGINIA POOLED FING PGM | 92818L7A4 | Taxable Municipal Bonds | 25,000 | $25,000 | thousands by filing date | principal |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 468 | $24,000 | thousands by filing date | |
| STELLANTIS N.V SHS | N82405106 | Stock | 1,231 | $24,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 1,000 | $24,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,244 | $24,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 162 | $24,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 368 | $24,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 1,725 | $24,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 700 | $24,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 77 | $24,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 2,452 | $24,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 2,120 | $24,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 1,701 | $24,000 | thousands by filing date | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 1,000 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 1,300 | $24,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 2,861 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 1,115 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 300 | $24,000 | thousands by filing date | |
| ENTERGY LOUISIANA LLC - CALLABLE | 29364W108 | Pref | 926 | $24,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 1,500 | $24,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 1,250 | $24,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 456 | $24,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 2,500 | $24,000 | thousands by filing date | |
| CHIMERA INVESTME | 16934Q307 | PREFERRED DEBT | 950 | $24,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP | G7008A115 | SHS CL A | 2,000 | $24,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 14,000 | $24,000 | thousands by filing date | |
| LEWISVILLE TX INDPT SCH DIST, ULTD TAX REF BDS | 5288287Y6 | General Obligations - non-taxable | 20,000 | $24,000 | thousands by filing date | principal |
| SACRAMENTO CNTY CA ARPT SYS REV, REF BDS | 786107QS4 | Revenue Supported Bonds - non-taxable | 20,000 | $24,000 | thousands by filing date | principal |
| MASSACHUSETTS ST, GO REF BDS | 57582RJX5 | General Obligations - non-taxable | 20,000 | $24,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, UMASS MEMORIAL HLTH CARE INC | 57584XJW2 | Revenue Supported Bonds - non-taxable | 20,000 | $24,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, BETH ISRAEL LAHEY HEALTH INC | 57584XMH1 | Revenue Supported Bonds - non-taxable | 20,000 | $24,000 | thousands by filing date | principal |
| NEW HAMPSHIRE HEALTH & ED FACILITIES AUTH REV, BDS | 64461XCN3 | Revenue Supported Bonds - non-taxable | 20,000 | $24,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, HARVARD UNIV | 57584XYB1 | Revenue Supported Bonds - non-taxable | 20,000 | $24,000 | thousands by filing date | principal |
| NEW JERSEY ST TRANSN TR FD AUTH, TRANSPORTATION SYSTEM REV BDS, BUILD | 646136XS5 | Taxable Municipal Bonds | 20,000 | $24,000 | thousands by filing date | principal |
| MASSACHUSETTS ST SCH BLDG AUTH DEDICATED SALES TAX REV, SR SALES TAX BDS | 576000VA8 | Revenue Supported Bonds - non-taxable | 20,000 | $24,000 | thousands by filing date | principal |
| MASSACHUSETTS ST WTR POLLUTN ABATEMENT TR, ST REVOLVING FD REF BDS | 57605AFK7 | Revenue Supported Bonds - non-taxable | 20,000 | $24,000 | thousands by filing date | principal |
| UNIVERSITY MA BLDG AUTH REV, REF BDS, UNIVERSITY OF MASSACHUSETTS | 914437RX8 | Revenue Supported Bonds - non-taxable | 20,000 | $24,000 | thousands by filing date | principal |
| NEW YORK NY CITY TRANSITIONAL FIN AUTH REV, FUTURE TAX SECURED SUB BDS | 64971WL40 | Revenue Supported Bonds - non-taxable | 20,000 | $24,000 | thousands by filing date | principal |
| NEW YORK NY CITY TRANSITIONAL FIN AUTH REV, FUTURE TAX SECURED TAX EXEMPT SUB | 64971WU24 | Revenue Supported Bonds - non-taxable | 20,000 | $24,000 | thousands by filing date | principal |
| PENNSYLVANIA ST, GO BDS | 70914PB68 | General Obligations - non-taxable | 20,000 | $24,000 | thousands by filing date | principal |
| UTAH TRAN AUTH SALES TAX REV, REF BDS | 917567BT5 | Revenue Supported Bonds - non-taxable | 20,000 | $24,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT, REV BDS, NYU LANGONE | 64990BS95 | Revenue Supported Bonds - non-taxable | 20,000 | $24,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT, BDS, MEMORIAL | 64990C4N8 | Revenue Supported Bonds - non-taxable | 20,000 | $24,000 | thousands by filing date | principal |
| SUFFOLK CNTY N Y, REF BDS | 86476PWR5 | General Obligations - non-taxable | 20,000 | $24,000 | thousands by filing date | principal |
| NORTH MONTGOMERY IN HIGH SCH BLDG CORP, AD VALOREM PPTY TAX FIRST MTG BDS | 661198DQ1 | Revenue Supported Bonds - non-taxable | 20,000 | $24,000 | thousands by filing date | principal |
| PORT AUTH NY & N J, CONSOLIDATED BDS | 73358WE26 | Revenue Supported Bonds - non-taxable | 20,000 | $24,000 | thousands by filing date | principal |
| OKLAHOMA CAP IMPT AUTH ST HWY CAP IMPT REV, ST HWY CAP IMPT REV BDS | 678514BR0 | Revenue Supported Bonds - non-taxable | 20,000 | $24,000 | thousands by filing date | principal |
| MIAMI-DADE CNTY FL AVIATION REV, REV REF BDS | 59333PT32 | Revenue Supported Bonds - non-taxable | 20,000 | $24,000 | thousands by filing date | principal |
| MICHIGAN ST HOSP FIN AUTH REV, VAR BDS, ASCENSION HEALTH ALLIANCE D/B/A | 59465HUU8 | Revenue Supported Bonds - non-taxable | 20,000 | $24,000 | thousands by filing date | principal |
| PURDUE UNIV IN CTF PARTN, CTF PARTN | 746173GH0 | Revenue Supported Bonds - non-taxable | 20,000 | $24,000 | thousands by filing date | principal |
| FLORIDA ST, RIGHT OF WAY ACQUISTION AND BRG CONSTR BDS | 3411505B2 | Revenue Supported Bonds - non-taxable | 20,000 | $24,000 | thousands by filing date | principal |
| BROOKHAVEN N Y, REF SERIAL BDS | 113152VW9 | General Obligations - non-taxable | 20,000 | $24,000 | thousands by filing date | principal |
| HATBORO HORSHAM PA SCH DIST, GO BDS | 418780NY4 | General Obligations - non-taxable | 20,000 | $24,000 | thousands by filing date | principal |
| CALIFORNIA HEALTH FACILITIES FING AUTH REV, REV AND REF BDS, CEDARS-SINAI | 13032UJB5 | Revenue Supported Bonds - non-taxable | 20,000 | $24,000 | thousands by filing date | principal |
| CALIFORNIA ST, GO VAR PURP BDS | 13063C2A7 | General Obligations - non-taxable | 20,000 | $24,000 | thousands by filing date | principal |
| HUDSON YDS INFRASTRUCTURE CORP NY SECOND INDENTURE REV, REV BDS | 44420RBE9 | Revenue Supported Bonds - non-taxable | 20,000 | $24,000 | thousands by filing date | principal |
| ILLINOIS FIN AUTH REV, LOC GOVT PGM REV BDS, ELMHURST CMNTY UNIT SCH DIST | 45204E3P1 | Revenue Supported Bonds - non-taxable | 20,000 | $24,000 | thousands by filing date | principal |
| ILLINOIS ST, GO BDS | 452151LF8 | Taxable Municipal Bonds | 20,000 | $24,000 | thousands by filing date | principal |
| CHICAGO ILL, GO BDS | 167486HL6 | Taxable Municipal Bonds | 20,000 | $24,000 | thousands by filing date | principal |
| FIRST TRUST DOW JONES GLOBAL TITANS PORTFOLIO 31 TERM 06/10/2022 REINV | 30314H712 | UITs - Taxable | 1,979 | $24,000 | thousands by filing date | |
| FRANKLIN TENN, GO REF BDS | 354730E74 | General Obligations - non-taxable | 20,000 | $24,000 | thousands by filing date | principal |
| VIRGINIA COMMLTH TRANSN BRD FED TRANSN GRNT ANTIC REV, REF NTS | 92778UBX7 | Revenue Supported Bonds - non-taxable | 20,000 | $24,000 | thousands by filing date | principal |
| VIRGINIA ST PUB BLDG AUTH PUB FACILITIES REV, REV REF BDS | 928172X67 | Revenue Supported Bonds - non-taxable | 20,000 | $24,000 | thousands by filing date | principal |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 392 | $23,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 356 | $23,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 131 | $23,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 253 | $23,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 295 | $23,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 380 | $23,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 497 | $23,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 114 | $23,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 849 | $23,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,572 | $23,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 500 | $23,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 1,014 | $23,000 | thousands by filing date | |
| IBERDROLA SA SPON ADR | 450737101 | ADUS | 471 | $23,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 235 | $23,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 8,000 | $23,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 6,000 | $23,000 | thousands by filing date | |
| CAPITAL POWER CORP. | 14042M102 | Common stock | 700 | $23,000 | thousands by filing date | |
| ALLEGHENY CNTY PA, GO REF BDS | 01728VSP6 | General Obligations - non-taxable | 20,000 | $23,000 | thousands by filing date | principal |
| LIBERTY NY DEV CORP REV, REV BDS, GOLDMAN SACHS HEADQUARTERS LLC | 531127CM8 | Revenue Supported Bonds - non-taxable | 15,000 | $23,000 | thousands by filing date | principal |
| TEXAS ST UNIV SYS FING REV, REV AND REF BDS | 88278PYD0 | Revenue Supported Bonds - non-taxable | 20,000 | $23,000 | thousands by filing date | principal |
| UNION CNTY N J, REF BDS | 90634PMA4 | General Obligations - non-taxable | 20,000 | $23,000 | thousands by filing date | principal |
| WESTERN MARICOPA ED CTR DIST NO 402 MARICOPA CNTY ARIZ, SCH IMPT BDS | 95855RCP9 | General Obligations - non-taxable | 20,000 | $23,000 | thousands by filing date | principal |
| MASSACHUSETTS ST WTR POLLUTN ABATEMENT TR, ST REVOLVING FD REF BDS | 57605AFW1 | Revenue Supported Bonds - non-taxable | 20,000 | $23,000 | thousands by filing date | principal |
| NEW YORK N Y, TAX EXEMPT GO BDS | 64966LA76 | General Obligations - non-taxable | 20,000 | $23,000 | thousands by filing date | principal |
| SCIOTO CNTY OH HOSP FACILITIES REV, REF REV BDS, SOUTHERN OHIO MED CTR | 808878GR7 | Revenue Supported Bonds - non-taxable | 19,000 | $23,000 | thousands by filing date | principal |
| PALM SPRINGS CA UNI SCH DIST, GO REF BDS | 6966673G7 | General Obligations - non-taxable | 20,000 | $23,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT, REV BDS, BARNARD | 6499076Y3 | Revenue Supported Bonds - non-taxable | 20,000 | $23,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH SALES TAX REV ST SUPPORTED DEBT, REV BDS | 64990AFX8 | Revenue Supported Bonds - non-taxable | 20,000 | $23,000 | thousands by filing date | principal |
| SOUTHERN UT UNIV REV, AUXILIARY SYS AND STUDENT BLDG FEE REV REF BDS | 844089CW0 | Revenue Supported Bonds - non-taxable | 20,000 | $23,000 | thousands by filing date | principal |
| PUBLIC STORAGE DEP SHS PFD D | 74460W735 | Real Estate Investment Trusts - Preferred (FI) | 910 | $23,000 | thousands by filing date | |
| ORLANDO FL CAP IMPT SPL REV, CAP IMPT SPL REV BDS | 68641HJK1 | Revenue Supported Bonds - non-taxable | 20,000 | $23,000 | thousands by filing date | principal |
| MISSISSIPPI DEV BK SPL OBLIG, SPL OBLIG BDS | 60534TX91 | Revenue Supported Bonds - non-taxable | 20,000 | $23,000 | thousands by filing date | principal |
| KING CNTY WA SCH DIST NO 412 SHORELINE, UNLTD TAX GO BDS | 495242M55 | General Obligations - non-taxable | 20,000 | $23,000 | thousands by filing date | principal |
| CALIFORNIA ST, GO VAR PURP BDS | 13063CX96 | General Obligations - non-taxable | 20,000 | $23,000 | thousands by filing date | principal |
| BALTIMORE MD PROJ REV, REF REV BDS, WTR PROJS | 05922KCX5 | Revenue Supported Bonds - non-taxable | 20,000 | $23,000 | thousands by filing date | principal |
| CHESTERFIELD CNTY VA, GO PUB IMPT BDS | 1663936V5 | General Obligations - non-taxable | 20,000 | $23,000 | thousands by filing date | principal |
| CHICAGO IL WTR REV, SECOND LEIN BDS | 167736B63 | Revenue Supported Bonds - non-taxable | 20,000 | $23,000 | thousands by filing date | principal |
| CLARK CNTY NV WTR RECLAMATION DIST, LTD TAX GO REF BDS | 181070DW0 | Revenue Supported Bonds - non-taxable | 20,000 | $23,000 | thousands by filing date | principal |
| HARRIS CNTY TX CULTURAL ED FACILITIES FIN CORP REV, HOSP REV BDS, MEMORIAL | 414009JA9 | Revenue Supported Bonds - non-taxable | 20,000 | $23,000 | thousands by filing date | principal |
| CLEARWATER FL WTR & SWR REV, REV REF BDS | 185328KR1 | Revenue Supported Bonds - non-taxable | 20,000 | $23,000 | thousands by filing date | principal |
| FLORIDA ST BRD GOVERNORS FL ATLANTIC UNIV DORM REV, REV REF BDS | 341568BW2 | Revenue Supported Bonds - non-taxable | 20,000 | $23,000 | thousands by filing date | principal |
| DU PAGE CNTY IL HIGH SCH DIST NO 88 VILLA PARK, GO REF SCH BDS | 263327JA7 | General Obligations - non-taxable | 20,000 | $23,000 | thousands by filing date | principal |
| ADVISOR'S ASSET MGMT BRAND FAVORITES FOCUS PORTFOLIO, SERIES 2020-4Q TERM | 00780Q371 | UITs - Taxable | 1,924 | $23,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 85 | $22,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 5,500 | $22,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 825 | $22,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 450 | $22,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 260 | $22,000 | thousands by filing date | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 1,000 | $22,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 3,500 | $22,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 2,144 | $22,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 161 | $22,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 300 | $22,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 2,446 | $22,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 973 | $22,000 | thousands by filing date | |
| FERGUSON PLC NEW | G3421J106 | SHS | 156 | $22,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 2,729 | $22,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 3,500 | $22,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 215 | $22,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 404 | $22,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 500 | $22,000 | thousands by filing date | |
| NASPERS LTD | 631512209 | COM | 521 | $22,000 | thousands by filing date | |
| ANGLO AMERICAN PLC ADR | 03485P300 | ADR | 1,117 | $22,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 837 | $22,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 750 | $22,000 | thousands by filing date | |
| SMC CORP J | 78445W306 | USD | 744 | $22,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 2,272 | $22,000 | thousands by filing date | |
| ALLSTATE CORP PFD | 020002309 | PREFERRED | 826 | $22,000 | thousands by filing date | |
| CENTRAL PUGET SOUND WA REGL TRAN AUTH SALES TAX & MOTOR VEHICLE EXCISE TAX | 155048BB6 | Revenue Supported Bonds - non-taxable | 20,000 | $22,000 | thousands by filing date | principal |
| TEXAS ST, HWY IMPT GO BDS | 882723N21 | General Obligations - non-taxable | 20,000 | $22,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, NORTHEASTERN UNIV | 57583UA99 | Revenue Supported Bonds - non-taxable | 20,000 | $22,000 | thousands by filing date | principal |
| WASHINGTON SUBN SAN DIST MD, CONSOLID PUB IMPT BDS | 940157YG9 | Revenue Supported Bonds - non-taxable | 20,000 | $22,000 | thousands by filing date | principal |
| NEW JERSEY ENVIRONMENTAL INFRASTRUCTURE TR, REF BDS | 645791CX0 | Revenue Supported Bonds - non-taxable | 20,000 | $22,000 | thousands by filing date | principal |
| NEW JERSEY ST EDL FACILITIES AUTH REV, REF BDS, PRINCETON UNIV | 646066QV5 | Revenue Supported Bonds - non-taxable | 20,000 | $22,000 | thousands by filing date | principal |
| NEW YORK N Y, GO BDS | 64966LQ20 | General Obligations - non-taxable | 20,000 | $22,000 | thousands by filing date | principal |
| UNIVERSITY MI UNIV REVS, GENL REV BDS, BUILD AMERICA BONDS DIRECT PAY | 914455KB5 | Taxable Municipal Bonds | 20,000 | $22,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT, REV BDS, NEW YORK | 649907WR9 | Revenue Supported Bonds - non-taxable | 20,000 | $22,000 | thousands by filing date | principal |
| PINAL CNTY AZ UNI SCH DIST NO 43 APACHE JCT, GO BDS | 722195MP6 | General Obligations - non-taxable | 20,000 | $22,000 | thousands by filing date | principal |
| SUFFOLK VA, GO REF BDS | 864813B58 | General Obligations - non-taxable | 20,000 | $22,000 | thousands by filing date | principal |
| NORTH BRANCH MI AREA SCHS LAPEER CNTY, GO ULTD TAX REF BDS | 657740EZ5 | General Obligations - non-taxable | 20,000 | $22,000 | thousands by filing date | principal |
| NORTH TX TWY AUTH REV, FIRST TIER REF BDS | 66285WSE7 | Revenue Supported Bonds - non-taxable | 20,000 | $22,000 | thousands by filing date | principal |
| NORTHSIDE TX INDPT SCH DIST, UNLIMITED TAX REF BDS | 66702RSU7 | General Obligations - non-taxable | 20,000 | $22,000 | thousands by filing date | principal |
| MARYLAND ST, GO BDS | 574193MR6 | General Obligations - non-taxable | 20,000 | $22,000 | thousands by filing date | principal |
| RAHWAY N J, GO BDS | 750667WV5 | General Obligations - non-taxable | 20,000 | $22,000 | thousands by filing date | principal |
| REGIONAL TRANSN DIST CO CTF PARTN, CTF PARTN | 75913THS6 | Revenue Supported Bonds - non-taxable | 20,000 | $22,000 | thousands by filing date | principal |
| MISSOURI ST HEALTH & EDL FACILITIES AUTH REV, SR LIVING FACILITIES REV BDS, | 60635HT66 | Revenue Supported Bonds - non-taxable | 20,000 | $22,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001723397-21-000005 | this filing | 2021-08-13 | acceptance time not in the bulk data set |