13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 7,189 holding rows worth $5,914,925,000.
- Accession
- 0001723397-21-000005
- Filer
- CIK 1723397
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 7,189 entries on the cover page, a total value of $5,914,925,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,914,925,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GARDENA CA CTF PARTN, CTF PARTN, 2006 REFINANCING PROJ | 365468EM5 | Taxable Municipal Bonds | 5,000 | $6,000 | thousands by filing date | principal |
| ILLINOIS FIN AUTH REV, REV BDS | 45204EJF6 | Revenue Supported Bonds - non-taxable | 5,000 | $6,000 | thousands by filing date | principal |
| CAMINO REAL REGL MOBILITY AUTH TX VEH REGISTRATION FEE REV, REV BDS | 13376TAM7 | Revenue Supported Bonds - non-taxable | 5,000 | $6,000 | thousands by filing date | principal |
| BANK OF MONTREAL | 06367TJX9 | Yankee Bond (denominated & pays in US$) | 6,000 | $6,000 | thousands by filing date | principal |
| CHARLESTON CNTY S C, GO TRAN SALES TAX REF BDS | 160069ZS2 | Revenue Supported Bonds - non-taxable | 5,000 | $6,000 | thousands by filing date | principal |
| CHARLESTON CNTY SC SPL SOURCE REV, SPEC SOURCE REV BDS | 160130AK6 | Revenue Supported Bonds - non-taxable | 5,000 | $6,000 | thousands by filing date | principal |
| CHARLOTTE NC WTR & SWR SYS REV, REF BDS | 161045NZ8 | Revenue Supported Bonds - non-taxable | 5,000 | $6,000 | thousands by filing date | principal |
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. | 17329FGG3 | Equity Linked Debt - No CPN and $1000 par | 5,000 | $6,000 | thousands by filing date | principal |
| FIRST TRUST INTERNATIONAL HIGH DIV EQUITY PORT 39 TERM 12/16/2021 CASH | 30312H821 | UITs - Taxable | 654 | $6,000 | thousands by filing date | |
| DISTRICT COLUMBIA WTR & SWR AUTH PUB UTIL REV, PUB UTIL SUB LIEN REV BDS, | 254845LQ1 | Revenue Supported Bonds - non-taxable | 5,000 | $6,000 | thousands by filing date | principal |
| DISTRICT COLUMBIA WTR & SWR AUTH PUB UTIL REV, SUB LIEN REV REF BDS | 254845MH0 | Revenue Supported Bonds - non-taxable | 5,000 | $6,000 | thousands by filing date | principal |
| FIRST TRUST TECHNOLOGY SELECT PORTFOLIO SERIES 80 TERM 12/21/2022 REINV FEE | 30317A771 | UITs - Taxable | 513 | $6,000 | thousands by filing date | |
| FIRST TRUST AMERICAN RECOVERY PORT SER 4 TERM 01/06/2023 REINV FEE SEMI-ANNUAL | 30317K597 | UITs - Taxable | 514 | $6,000 | thousands by filing date | |
| FIRST TRUST DIVIDEND STRENGTH OPPTY PORT SER 16 TERM 04/29/2022 REINV | 30317R477 | UITs - Taxable | 519 | $6,000 | thousands by filing date | |
| FIRST TRUST INFLATION HEDGE PORT SER 44 TERM 03/24/2023 REINV FEE MONTHLY | 30318Q833 | UITs - Taxable | 549 | $6,000 | thousands by filing date | |
| EL PASO TX INDPT SCH DIST, ULTD TAX REF BDS | 283770HJ7 | General Obligations - non-taxable | 5,000 | $6,000 | thousands by filing date | principal |
| VIRGINIA ST, GO BDS, HIGHER EDUCATION | 9281095D5 | Revenue Supported Bonds - non-taxable | 5,000 | $6,000 | thousands by filing date | principal |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 91 | $5,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 3,140 | $5,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 149 | $5,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 47 | $5,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 144 | $5,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 70 | $5,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 14 | $5,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 55 | $5,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 193 | $5,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 49 | $5,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 289 | $5,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,435 | $5,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 100 | $5,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 167 | $5,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 400 | $5,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 417 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 132 | $5,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 50 | $5,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 60 | $5,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 95 | $5,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 100 | $5,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 62 | $5,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 100 | $5,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 28 | $5,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 106 | $5,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 58 | $5,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 320 | $5,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 550 | $5,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 1,025 | $5,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 115 | $5,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 300 | $5,000 | thousands by filing date | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 100 | $5,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 140 | $5,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 299 | $5,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 128 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 170 | $5,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 204 | $5,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 75 | $5,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 200 | $5,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 164 | $5,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 228 | $5,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 212 | $5,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 136 | $5,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 1,000 | $5,000 | thousands by filing date | |
| DEUTSCHE BOERSE UNSPONSORD ADR | 251542106 | COM | 302 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 200 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 64 | $5,000 | thousands by filing date | |
| Shin Etsu Chem Co Ltd | 824551105 | ADR | 125 | $5,000 | thousands by filing date | |
| SOFTBANK GROUP CORP. | 83404D109 | Common stock | 149 | $5,000 | thousands by filing date | |
| UPM KYMMENE CORP UNSPONSORED A | 915436208 | ADR | 120 | $5,000 | thousands by filing date | |
| DAIICHI SANKYO CO LTD ADR | 23381D102 | ADR | 231 | $5,000 | thousands by filing date | |
| RWE AG | 74975E303 | Equity | 143 | $5,000 | thousands by filing date | |
| WHITBREAD PLC SPON ADR | 96342K100 | COM | 502 | $5,000 | thousands by filing date | |
| WUXI BIOLOGICS CAYMAN ADR | 98260N108 | COM | 135 | $5,000 | thousands by filing date | |
| ENN ENERGY HOLDINGS UNSP ADR | 26876F102 | COM | 61 | $5,000 | thousands by filing date | |
| SIKA AG BR ADR | 82674R103 | COM | 153 | $5,000 | thousands by filing date | |
| SONIC HEALTHCARE LTD SP ADR | 83546A203 | COM | 170 | $5,000 | thousands by filing date | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 97 | $5,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 31 | $5,000 | thousands by filing date | |
| RECKITT BENCKISER-SPON AD | 756255204 | ADR | 278 | $5,000 | thousands by filing date | |
| AEGON FUNDING CO LLC | 00775V104 | PFD | 180 | $5,000 | thousands by filing date | |
| United Health Prods Inc COM | 91059d100 | COM | 5,000 | $5,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 500 | $5,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 1,200 | $5,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC CONV PFD TAXBL | 15189T206 | EQUITY | 79 | $5,000 | thousands by filing date | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 3,000 | $5,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,000 | $5,000 | thousands by filing date | principal |
| ARTEMIS GOLD INC F | 04302L100 | FOREIGN CANADIAN | 1,000 | $5,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 500 | $5,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 300 | $5,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 1,500 | $5,000 | thousands by filing date | |
| AMERICAN BATTERY TECHNOLOGY COM NEW | 02451V101 | Stock | 2,480 | $5,000 | thousands by filing date | |
| NEW YORK ST DORM AUTH REVS REV BDS CLBL | 649907WP3 | REV BDS CLBL | 5,000 | $5,000 | thousands by filing date | principal |
| DALLAS TEX WTRWKS & SWR SYS RE WTRWKS AND SWR SYS REV BD CLBL | 23542JCS2 | WTRWKS AND SWR SYS REV BD CLBL | 5,000 | $5,000 | thousands by filing date | principal |
| YELLOWSTONE ACQUISITION CO | 98566K204 | UNIT 10/22/2025 | 467 | $5,000 | thousands by filing date | |
| LAS VEGAS NEV, GO CITY HALL BDS | 5176964T4 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| ST JAMES PARISH LA SCH DIST NO 1, GO SCH BDS | 790109DR0 | General Obligations - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| MORGAN STANLEY | 617482PU2 | Equity Linked Debt - No CPN and $1000 par | 4,000 | $5,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FINANCE IV B.V. | 88166JAA1 | Yankee Bond (denominated & pays in US$) | 5,000 | $5,000 | thousands by filing date | principal |
| WASHINGTON SUBN SAN DIST MD, CONS PUB IMPT BDS | 940157ZN3 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| NEW HAMPSHIRE MUN BD BK, REF BDS | 64465PD21 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| TIFT CNTY GA HOSP AUTH REV, ANTIC CTFS | 886640HG9 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| MASSACHUSETTS ST HEALTH & EDL FACILITIES AUTH REV, REV BDS, BETH ISRAEL LAHEY | 57585KTW8 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| MASSACHUSETTS ST HSG FIN AGY HSG REV, REV BDS | 57586PUY0 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| MASSACHUSETTS ST HSG FIN AGY HSG REV, HSG REV BDS | 575930VK5 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| NEW JERSEY ECONOMIC DEV AUTH REV, SCH FACILITIES CONSTR REF BDS | 645918ZS5 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| TRAVIS CNTY TX MUN UTIL DIST NO 2, GO REF BDS | 89439DEM3 | General Obligations - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| WEST VA ST SCH BLDG AUTH LOTTERY REV, CAP IMPT REV BDS | 95667NBZ5 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| MASSACHUSETTS ST SCH BLDG AUTH DEDICATED SALES TAX REV, SR DEDICATED SALES TAX | 576000XV0 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| MASSACHUSETTS ST WTR POLLUTN ABATEMENT TR, REV BDS | 57604PF58 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| MASSACHUSETTS ST WTR POLLUTN ABATEMENT TR, REV BDS | 57605ACF1 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| MASSACHUSETTS ST WTR POLLUTN ABATEMENT TR, REV BDS, WATER POLLUTION ABATEMENT | 57605ACT1 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| NEW YORK LIBERTY DEV CORP LIBERTY REV, REV REF BDS, 7 WORLD TRADE CENTER II | 649519CJ2 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| NEW YORK N Y, GO BDS | 64966DEP0 | General Obligations - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| UNIVERSITY DEL, BDS | 914245DB8 | Revenue Supported Bonds - non-taxable | 4,000 | $5,000 | thousands by filing date | principal |
| UNIVERSITY MD SYS AUXILIARY FAC & TUITION REV, REV REF BDS | 914402Y48 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| UNIVERSITY NC GREENSBORO REV, REV REF BDS | 914719WB1 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV, WTR AND SWR SYS REV BDS | 64972F5Q5 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV, REV BDS | 64972GEX8 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV, SECOND GENL RES REV BDS | 64972GLL6 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| WILLIAM S HART CA UN HIGH SCH DIST, GO BDS | 969268CM1 | General Obligations - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| UNIVERSITY VA UNIV REVS, GENL REV PLEDGE REF BDS | 915217XJ7 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| UNIVERSITY WA UNIV REVS, GENERAL REV AND REF BDS | 91523NKJ4 | Taxable Municipal Bonds | 5,000 | $5,000 | thousands by filing date | principal |
| PENNSYLVANIA ST HIGHER EDL FACILITIES AUTH REV, SYS BDS | 70917SZT3 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| UTAH ST BLDG OWNERSHIP AUTH LEASE REV, REV BDS | 917547ZD6 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH ST PERS INCOME TAX REV, REV BDS | 64990EHC4 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| PHILADELPHIA PA AUTH FOR INDL DEV CITY SVC AGREEMENT REV, REF REV BDS | 71783DAD7 | Taxable Municipal Bonds | 5,000 | $5,000 | thousands by filing date | principal |
| VALDOSTA & LOWNDES CNTY GA HOSP AUTH REV, REV CTFS, SOUTH GEORGIA MED CTR | 919112DT6 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| WASHINGTON ST HIGHER ED FACILITIES AUTH REV, TAXABLE REF REV BDS, WHITWORTH | 939781V98 | Taxable Municipal Bonds | 5,000 | $5,000 | thousands by filing date | principal |
| WASHINGTON ST HEALTH CARE FACILITIES AUTH REV, REV BDS, SEATTLE CHILDRENS | 93978HEG6 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| MANATEE CNTY FL SCH BRD CTF PARTN, CTF PARTN | 56185NFD5 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| MASSACHUSETTS BAY TRANSN AUTH MASS, REF BDS, GENL TRANSN SYS | 575567LT7 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| MASSACHUSETTS EDL FING AUTH ED LN REV, EDUCATION LN REV BDS | 57563RHL6 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| OHIO ST WTR DEV AUTH WTR POLLUTN CTL REV, WTR POLLUTION CONTROL LN FUND REV | 67766WQH8 | Taxable Municipal Bonds | 5,000 | $5,000 | thousands by filing date | principal |
| MASSACHUSETTS EDL FING AUTH ED LN REV, EDUCATION LN REV BDS | 57563RHQ5 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| ORIX CORPORATION | 686330AH4 | Yankee Bond (denominated & pays in US$) | 5,000 | $5,000 | thousands by filing date | principal |
| MIDLAND TX INDPT SCH DIST, ULTD TAX SCH BLDG REF BDS | 597783V89 | General Obligations - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| MILWAUKEE WIS, GO PROM NTS AND CORP PURP BDS | 602366RW8 | General Obligations - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| COLORADO WTR RES & PWR DEV AUTH CLEAN WTR REV, CLEAN WTR REV BDS | 19679PJQ8 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| CONCORD N H, GO CAP IMPT BDS | 206400DK6 | General Obligations - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| FLORIDA ST, CONSTR REF BDS | 341150T67 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| DALTON GA DEV AUTH REV, REV REF BDS, HAMILTON HEALTH | 235550FC9 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| HILLSBOROUGH N H, GO BDS | 432356AV5 | General Obligations - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| ISRAEL (STATE OF) | 46513JTV3 | Yankee Bond (denominated & pays in US$) | 5,000 | $5,000 | thousands by filing date | principal |
| JACKSONVILLE FL SALES TAX REV, SALES TAX REV REF BDS | 469485JY3 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| CADDO PARISH LA PARISHWIDE SCH DIST, GO SCH REF BDS | 127269JK5 | General Obligations - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| CALIFORNIA CNTY CA TOBACCO SECURITIZATION AGY TOBACCO SETTLEMENT | 13016NBX1 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| KANSAS CITY MO SPL OBLIG, SPL OBLIG IMPT BDS, KANSAS CITY, MISSOURI PROJS | 485106JR0 | Taxable Municipal Bonds | 5,000 | $5,000 | thousands by filing date | principal |
| HUDSON YDS INFRASTRUCTURE CORP NY REV, SENIOR REV BDS | 44420PDL5 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| ILLINOIS DEV FIN AUTH REV, REV BDS, VA ENHNCD USE ENRGY NO CHICAGO | 45189FAQ7 | Taxable Municipal Bonds | 5,000 | $5,000 | thousands by filing date | principal |
| BP CAPITAL MARKETS PLC | 05565QBZ0 | Yankee Bond (denominated & pays in US$) | 5,000 | $5,000 | thousands by filing date | principal |
| GEORGIA ST, GO BDS | 373384US3 | General Obligations - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| JANESVILLE WI SCH DIST, GO REF BDS | 470878LU1 | General Obligations - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| CHARLESTON SC WTRWKS & SWR REV, REF REV BDS | 160429WE2 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| CHICAGO ILL, GO BDS | 167486FA2 | Taxable Municipal Bonds | 5,000 | $5,000 | thousands by filing date | principal |
| CHICAGO IL MET WTR RECLAMATION DIST GTR CHICAGO, GO CAP IMPT BDS | 167560QV6 | General Obligations - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| INDIANA ST FIN AUTH WASTEWATER UTIL REV, WASTEWTR UTIL REV BDS, CWA AUTHORITY | 45505MBJ4 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| FIRST TRUST GLOBAL DIVIDEND PORTFOLIO SERIES 63 TERM 04/27/2022 REINV MONTHLY | 30313U839 | UITs - Taxable | 420 | $5,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSSON (PUBL) | 294829AA4 | Yankee Bond (denominated & pays in US$) | 5,000 | $5,000 | thousands by filing date | principal |
| ERIE PA WTR AUTH WTR REV, REV BDS | 295542KT0 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| DELAWARE ST, GO BDS | 2463807A1 | General Obligations - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| DES MOINES IA INDPT CMNTY SCH DIST SCH INFRASTRUCTURE SALES SVCS & USE TAX REV, | 250111BG5 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| FRESNO CA JT PWRS FING AUTH LEASE REV, LEASE REV BDS, MULTI-PURP STADIUM | 358184FD6 | Taxable Municipal Bonds | 5,000 | $5,000 | thousands by filing date | principal |
| DISTRICT COLUMBIA, GO BDS | 25476FMD7 | General Obligations - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| EAST BAY CA REGL PARK DIST, GO BDS | 271015SL4 | General Obligations - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| FAIRFAX CNTY VA ECONOMIC DEV AUTH TRANSN CONTRACT REV, REV REF BDS, ROUTE 28 | 30383ADN8 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| VIRGINIA COLLEGE BLDG AUTH VA EDL FACILITIES REV, REV BDS, 21ST CNTURY | 927781L51 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| VIRGINIA COLLEGE BLDG AUTH VA EDL FACILITIES REV, REV BDS, PUB HIGHER ED | 92778FGY3 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| VIRGINIA ST PUB SCH AUTH, SCH FIN REF BDS | 92817SYQ5 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| VIRGINIA ST RES AUTH INFRASTRUCTURE REV, REV BDS, VA POOLED FIN PGM | 92818MTJ9 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| VIRGINIA ST RES AUTH INFRASTRUCTURE REV, ST MORAL OBLIG REV BDS | 92818NVW5 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | principal |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 65 | $4,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 300 | $4,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 110 | $4,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 33 | $4,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 110 | $4,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 31 | $4,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 51 | $4,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 200 | $4,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 58 | $4,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 78 | $4,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,000 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 123 | $4,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 35 | $4,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 1,010 | $4,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 155 | $4,000 | thousands by filing date | |
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| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 23 | $4,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 100 | $4,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 146 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 155 | $4,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 375 | $4,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 42 | $4,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 41 | $4,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 132 | $4,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 15 | $4,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 91 | $4,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 400 | $4,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 103 | $4,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 73 | $4,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 100 | $4,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 87 | $4,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 70 | $4,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 820 | $4,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 34 | $4,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 100 | $4,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 1,200 | $4,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 240 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 100 | $4,000 | thousands by filing date | |
| NN GROUP NV UNSPONSOD ADR | 629334103 | ADUS | 160 | $4,000 | thousands by filing date | |
| ALFA LAVAL AB SWEDEN ADR | 015393101 | COM | 114 | $4,000 | thousands by filing date | |
| MS&AD INS GROUP HLDGS ADR | 553491101 | COM | 260 | $4,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 72 | $4,000 | thousands by filing date | |
| LANTERN PHARMA INC | 51654W101 | COM | 250 | $4,000 | thousands by filing date | |
| International Workplace Group, PLC | G4969N103 | COM | 1,000 | $4,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 310 | $4,000 | thousands by filing date | |
| MMC NORILSK NICKEL JSC-ADR (DTC VERSION) | 55315J102 | COM | 120 | $4,000 | thousands by filing date | |
| GLENCORE PLC | 37827X100 | UNSP ADR | 465 | $4,000 | thousands by filing date | |
| MUNICH RE GROUP UNSPONSORED ADR | 626188106 | Common stock | 155 | $4,000 | thousands by filing date | |
| WH GROUP LTD SPONSORED ADR | 92890T205 | ADR | 229 | $4,000 | thousands by filing date | |
| UCB SA | 903480101 | Equity | 80 | $4,000 | thousands by filing date | |
| DAI NIPPON PRINTING LTD | 233806306 | COMMON STOCK | 360 | $4,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| TECHNIP ENERGIES ADR - SPON | 87854Y109 | COM | 287 | $4,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 585 | $4,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 50 | $4,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,034 | $4,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 4,000 | $4,000 | thousands by filing date | principal |
| RARE ELEMENT RES LTD | 75381M102 | COM | 2,100 | $4,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 650 | $4,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 500 | $4,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 1,000 | $4,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 500 | $4,000 | thousands by filing date | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 5,288 | $4,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 63 | $4,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 400 | $4,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 1,000 | $4,000 | thousands by filing date | |
| ASTON MARTIN LAGO UNSP ADR | 04626D206 | COM | 150 | $4,000 | thousands by filing date | |
| SEMPRA 5.75 PFD DUE 07/01/79SUBJ TO XTRO REDEMPTION | 816851604 | PREFERRED DEBT | 153 | $4,000 | thousands by filing date | |
| THE BEAUTY HEALTH COMPANY | 88331L116 | *W EXP 05/04/202 | 600 | $4,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 38 | $4,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CORP COM | 46186M506 | Stock | 5,000 | $4,000 | thousands by filing date | |
| BOXED, INC. | 81787X205 | COM | 400 | $4,000 | thousands by filing date | |
| DYNARESOURCE INCORPORATED | 268073103 | Common Stock | 5,960 | $4,000 | thousands by filing date | |
| NEW YORK ST DORM AUTH ST PERS INCOME TAX REV, REV BDS | 64990FVX9 | Revenue Supported Bonds - non-taxable | 3,000 | $4,000 | thousands by filing date | principal |
| COLORADO ST BLDG EXCELLENT SCHS TODAY CTF PARTN, CTF PARTN | 19668QJC0 | Revenue Supported Bonds - non-taxable | 3,000 | $4,000 | thousands by filing date | principal |
| ARCHON CORPORATION COM NEW | 03957P309 | Common Stock | 298 | $4,000 | thousands by filing date | |
| HONOLULU HI CITY & CNTY WASTEWTR SYS REV, REF BDS | 438701R30 | Revenue Supported Bonds - non-taxable | 3,000 | $4,000 | thousands by filing date | principal |
| PUT: INVESCO QQQ AUG 325 EXP 08/20/21 | 46090F4HT | Listed Puts | 14 | $4,000 | thousands by filing date | put |
| INVESCO INVESTMENT GRADE CORPORATE TRUST, 3-7 YEAR 22 CASH MONTHLY | 46136J520 | UITs -- CIT (Corp income trust) Taxable | 11 | $4,000 | thousands by filing date | |
| CLARK CNTY NV WTR RECLAMATION DIST, LTD TAX GO REF BDS | 181070DP5 | Revenue Supported Bonds - non-taxable | 3,000 | $4,000 | thousands by filing date | principal |
| FYI PPTYS WA LEASE REV, REF BDS, ST OF WASHINGTON DIS PROJ, GREEN BONDS | 302716BJ3 | Revenue Supported Bonds - non-taxable | 3,000 | $4,000 | thousands by filing date | principal |
| LEGG MASON INCORPORATED JR SUB NT 56 | 524901600 | Preferred Securities (MIDS, QIDS, TOPRS...) | 140 | $4,000 | thousands by filing date | |
| FIRST TRUST DEEP VALUE DVD OPPTY PORT SER 13 TERM 09/13/2021 REINV MONTHLY | 30314Q399 | UITs - Taxable | 288 | $4,000 | thousands by filing date | |
| FIRST TRUST DIGITAL GAMING & TECHNOLOGY PORT SER 2 TERM 04/20/2022 REINV FEE | 30317U330 | UITs - Taxable | 435 | $4,000 | thousands by filing date | |
| RENAULT S A SHS SICOVAM | F77098105 | Foreign Ordinary Shares | 100 | $4,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 19 | $3,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 6 | $3,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 25 | $3,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 304 | $3,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 53 | $3,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 22 | $3,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 181 | $3,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 192 | $3,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 65 | $3,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 100 | $3,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 304 | $3,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 51 | $3,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 350 | $3,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 55 | $3,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 186 | $3,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 52 | $3,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 177 | $3,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 36 | $3,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 37 | $3,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 305 | $3,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 56 | $3,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 65 | $3,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 61 | $3,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 50 | $3,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 41 | $3,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 100 | $3,000 | thousands by filing date | |
| JUST EAT TAKEAWAY COM N V NPV | 48214T305 | SPONSORED ADS | 167 | $3,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 36 | $3,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 59 | $3,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 118 | $3,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 100 | $3,000 | thousands by filing date | |
| THE ODP CORP | 88337F105 | COM | 67 | $3,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 56 | $3,000 | thousands by filing date | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 600 | $3,000 | thousands by filing date | |
| TRUSTCO BANK CORP NY | 898349204 | COMMON STOCK | 101 | $3,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 105 | $3,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 200 | $3,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 135 | $3,000 | thousands by filing date | |
| AIR LIQUIDE ADR | 009126202 | COM | 90 | $3,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 3,000 | $3,000 | thousands by filing date | principal |
| Rafael Holdings Inc Class B | 75062E106 | COM | 65 | $3,000 | thousands by filing date | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 100 | $3,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 200 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 52 | $3,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 40 | $3,000 | thousands by filing date | |
| UNITED OVERSEAS BK LTD SPONSOR | 911271302 | ADUS | 85 | $3,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 87 | $3,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 1,000 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 50 | $3,000 | thousands by filing date | |
| AT&T Inc 5 Dep Rep Pfd Ser A | 00206R508 | PRD | 124 | $3,000 | thousands by filing date | |
| AXA SA FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 054536107 | ADR | 115 | $3,000 | thousands by filing date | |
| ENGIE SA ADR | 29286D105 | ADR | 240 | $3,000 | thousands by filing date | |
| Credit Agricole Sa Unsponsored Adr | 225313105 | Equity | 404 | $3,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 45 | $3,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 120 | $3,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 57 | $3,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 69 | $3,000 | thousands by filing date | |
| NISSAN MOTOR CO LTD SPONSORED ADR | 654744408 | USD | 310 | $3,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 1,000 | $3,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 474 | $3,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 74 | $3,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 100 | $3,000 | thousands by filing date | |
| CHS Inc | 12542R704 | Preferred Stock | 110 | $3,000 | thousands by filing date | |
| CMS 5 7/8 | 125896845 | PUBLIC | 95 | $3,000 | thousands by filing date | |
| AFG 5 7/8 | 025932807 | PUBLIC | 101 | $3,000 | thousands by filing date | |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 69 | $3,000 | thousands by filing date | |
| SHELL INTERNTN2 875 26F DUE 05/10/26 | 822582BT8 | FOREIGN BONDS (US $) | 3,000 | $3,000 | thousands by filing date | principal |
| CELLNEX TELECOM S ORDF | E2R41M104 | UNLSTD FOREIGN ORDRY | 49 | $3,000 | thousands by filing date | |
| Gazprom Neft Spons Adr | 36829G107 | ADR | 100 | $3,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 350 | $3,000 | thousands by filing date | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 200 | $3,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 165 | $3,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 1,000 | $3,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 500 | $3,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 200 | $3,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 39 | $3,000 | thousands by filing date | |
| Nel Asa (NLLSF) | R4S21L127 | Stock | 1,255 | $3,000 | thousands by filing date | |
| PUERTO RICO SALES TAX FING CORP SALES TAX REV, RESTRUCTURED, COFINA | 74529JRH0 | Revenue Supported Bonds - non-taxable | 3,000 | $3,000 | thousands by filing date | principal |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 67 | $3,000 | thousands by filing date | |
| DIAGEO CAPITAL NOTE M/W CLBL | 25243YAU3 | NOTE M/W CLBL | 3,000 | $3,000 | thousands by filing date | principal |
| THREE SEVENTY/MISSOURI BOTTOM RD/TAUSSIG RD TRANSN DEV DIST, TRANSN REV BDS | 88575UAK9 | Revenue Supported Bonds - non-taxable | 10,000 | $3,000 | thousands by filing date | principal |
| THE TORONTO-DOMINION BANK | 89114QCK2 | Yankee Bond (denominated & pays in US$) | 3,000 | $3,000 | thousands by filing date | principal |
| PUERTO RICO SALES TAX FING CORP SALES TAX REV, RESTRUCTURED BDS, COFINA | 74529JPW9 | Revenue Supported Bonds - non-taxable | 3,000 | $3,000 | thousands by filing date | principal |
| PS BUSINESS PARKS INC. PFD | 69360J628 | Real Estate Investment Trusts - Preferred (FI) | 101 | $3,000 | thousands by filing date | |
| RHODE ISLAND HEALTH & EDL BLDG CORP HIGHER ED FAC REV, REV BDS, | 762197RL7 | Revenue Supported Bonds - non-taxable | 3,000 | $3,000 | thousands by filing date | principal |
| VAN KAMPEN BUILD AMERICA BONDS INCOME TR #22 CASH MONTHLY | 12008A526 | UITs -- CIT (Corp income trust) Taxable | 7 | $3,000 | thousands by filing date | |
| HILLSBOROUGH CNTY FL SCH DIST SALES TAX REV, REF BDS | 432337ER0 | Revenue Supported Bonds - non-taxable | 3,000 | $3,000 | thousands by filing date | principal |
| GLAXOSMITHKLINE CAPITAL PLC | 377373AD7 | Yankee Bond (denominated & pays in US$) | 3,000 | $3,000 | thousands by filing date | principal |
| CENTRAL PUGET SOUND WA REGL TRAN AUTH SALES & USE TAX REV, REF BDS, GREEN | 15504RFU8 | Revenue Supported Bonds - non-taxable | 3,000 | $3,000 | thousands by filing date | principal |
| DELAWARE TRANSN AUTH U S 301 PROJ REV, REV BDS | 246430AG7 | Revenue Supported Bonds - non-taxable | 3,000 | $3,000 | thousands by filing date | principal |
| FIRST TRUST 75/25 STRATEGIC ALLOCATION PORT. 2Q '21 TERM 07/18/2022 REINV FEE | 30318U412 | UITs - Taxable | 253 | $3,000 | thousands by filing date | |
| AENA S A SHS | E526K0106 | Foreign Ordinary Shares | 20 | $3,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 52 | $2,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 8 | $2,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 10 | $2,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 32 | $2,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 80 | $2,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 50 | $2,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 30 | $2,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 26 | $2,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 72 | $2,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 29 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 19 | $2,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 75 | $2,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 110 | $2,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 50 | $2,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 500 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 30 | $2,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 94 | $2,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 216 | $2,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 100 | $2,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 187 | $2,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 50 | $2,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 5 | $2,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 100 | $2,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 75 | $2,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 168 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 100 | $2,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 100 | $2,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 103 | $2,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 173 | $2,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 378 | $2,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 210 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 37 | $2,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 15 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 60 | $2,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 72 | $2,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 85 | $2,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 100 | $2,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 288 | $2,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 62 | $2,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 12 | $2,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 100 | $2,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 400 | $2,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 100 | $2,000 | thousands by filing date | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 215 | $2,000 | thousands by filing date | |
| CANNABIX TECHNOLOGIES F | 13765L101 | Equity | 2,000 | $2,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 200 | $2,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 100 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 7 | $2,000 | thousands by filing date | |
| INNATE PHARMA S A | 45781K204 | SPONSORED ADS | 650 | $2,000 | thousands by filing date | |
| NESTLE SA | H57312649 | COM | 16 | $2,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 495 | $2,000 | thousands by filing date | |
| Teleperformance SE | 87946F100 | Equity | 11 | $2,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 290 | $2,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 300 | $2,000 | thousands by filing date | |
| SONOVA HOLDING AG UNSPONSORED ADR | 83569C102 | USD | 29 | $2,000 | thousands by filing date | |
| Fannie Mae | 313586752 | PREF STK | 800 | $2,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 300 | $2,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CORP | 015857709 | COM | 66 | $2,000 | thousands by filing date | |
| FAIRFAX INDIA | 303897102 | COM | 150 | $2,000 | thousands by filing date | |
| OMRON CORP SPONSORED ADR | 682151303 | ADR | 25 | $2,000 | thousands by filing date | |
| GABELLI EQUITY TR INC | 362397218 | RIGHT 07/14/2021 | 18,990 | $2,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 2,000 | $2,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 2,000 | $2,000 | thousands by filing date | principal |
| AYRO INC | 054748108 | COM | 500 | $2,000 | thousands by filing date | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 1,000 | $2,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 539 | $2,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 50 | $2,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 300 | $2,000 | thousands by filing date | |
| ENN ENERGY HOLDINGS LTD SHS | G3066L101 | COM | 114 | $2,000 | thousands by filing date | |
| SYNOVUS FINL 5.875 PFD | 87161C709 | PREFERRED STOCK | 82 | $2,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 390 | $2,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 500 | $2,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 3,040 | $2,000 | thousands by filing date | |
| SITE CENTERS 6.375 | 82981J877 | PREFERRED STOCK | 79 | $2,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 1,600 | $2,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 1,000 | $2,000 | thousands by filing date | |
| HIGHLANDS REIT INC | HIREI4901 | 1HIRT | 6,214 | $2,000 | thousands by filing date | |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 1,000 | $2,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 288 | $2,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H674 | FORMULA FOLIOS | 70 | $2,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 504 | $2,000 | thousands by filing date | |
| ENBRIDGE I | 29250N477 | Preferred Stock | 74 | $2,000 | thousands by filing date | |
| THE GREEN ORGANIC DUTCHMAN HOLDINGS LTD REGISTERED SHS | 393210208 | COM | 7,000 | $2,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 2,000 | $2,000 | thousands by filing date | principal |
| Susglobal Energy Corp | 86909W100 | COM | 6,000 | $2,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 2,000 | $2,000 | thousands by filing date | principal |
| ARCH CAP GROUP LTD PFD | 03939A206 | Preferred Stock - Foreign | 82 | $2,000 | thousands by filing date | |
| BP CAPITAL MARKETS PLC | 05565QDB1 | Yankee Bond (denominated & pays in US$) | 2,000 | $2,000 | thousands by filing date | principal |
| BP CAPITAL MARKETS PLC | 05565QDN5 | Yankee Bond (denominated & pays in US$) | 2,000 | $2,000 | thousands by filing date | principal |
| PUT: INVESCO QQQ JAN 285 EXP 01/21/22 | 46090EILM | Listed Puts | 4 | $2,000 | thousands by filing date | put |
| CLAYMORE/GUGGENHEIM BUILD AMERICA BONDS TRUST 1 MONTHLY CASH | 18387Q446 | UITs -- CIT (Corp income trust) Taxable | 5 | $2,000 | thousands by filing date | |
| FIRST TRUST GLOBAL DIVIDEND PORTFOLIO SERIES 65 TERM 01/27/2023 REINV MONTHLY | 30317U819 | UITs - Taxable | 159 | $2,000 | thousands by filing date | |
| BIOMERIEUX S A ORD | F1149Y232 | Foreign Ordinary Shares | 20 | $2,000 | thousands by filing date | |
| REPUBLIC OF ARGENTINA | P75735AQ6 | Foreign Bonds | 5,723 | $2,000 | thousands by filing date | principal |
| AIRPORTS OF THAILAND PUB COMPANY LT SHS FOREIGN RE | Y0028Q137 | Foreign Ordinary Shares | 1,186 | $2,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 19 | $1,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 34 | $1,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 30 | $1,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 7 | $1,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 25 | $1,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 62 | $1,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 30 | $1,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 100 | $1,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 25 | $1,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 60 | $1,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 150 | $1,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 106 | $1,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 35 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 29 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 49 | $1,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 50 | $1,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 54 | $1,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 17 | $1,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 120 | $1,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 60 | $1,000 | thousands by filing date | |
| QUANTUM SI INC | 74765K105 | COM CL A | 100 | $1,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 78 | $1,000 | thousands by filing date | |
| UIPATH INC | 90364P105 | CL A | 14 | $1,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 7 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 43 | $1,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 100 | $1,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 5 | $1,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 101 | $1,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 51 | $1,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 20 | $1,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 18 | $1,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 100 | $1,000 | thousands by filing date | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 50 | $1,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 20 | $1,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 13 | $1,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 10 | $1,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 68 | $1,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 16 | $1,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 39 | $1,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 32 | $1,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 203 | $1,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 31 | $1,000 | thousands by filing date | |
| GAIN THERAPEUTICS INC | 36269B105 | COM | 100 | $1,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 12 | $1,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 65 | $1,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 43 | $1,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 22 | $1,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 38 | $1,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 10 | $1,000 | thousands by filing date | |
| TOKIO MARINE HOLDINGS INC ADR | 889094108 | ADUS | 30 | $1,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 600 | $1,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 100 | $1,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 100 | $1,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 540 | $1,000 | thousands by filing date | |
| DAIKIN INDS LTD UNSPONS ADR | 23381B106 | FOREIGN | 51 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001723397-21-000005 | this filing | 2021-08-13 | acceptance time not in the bulk data set |