13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 7,189 holding rows worth $5,914,925,000.
- Accession
- 0001723397-21-000005
- Filer
- CIK 1723397
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 7,189 entries on the cover page, a total value of $5,914,925,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,914,925,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CONNECTICUT ST SPL TAX OBLIG REV, SPL TAX OBLIG BDS | 207758NY5 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| CONNECTICUT ST REVOLVING FD GENL REV, REF BDS | 20775YFE1 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| HAWAII ST, GO BDS | 4197916G8 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| HERNANDO CNTY FL WTR & SWR REV, REF BDS | 427908DV7 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| HIALEAH FL SPL OBLIG, REV BDS, PENSION FUNDING PROJ | 428414AL0 | Taxable Municipal Bonds | 10,000 | $11,000 | thousands by filing date | principal |
| ISLIP N Y, VAR PURP SER BDS, SUFFOLK CNTY | 464723DW2 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| JACKSONVILLE FL SALES TAX REV, REF REV BDS | 469485KY1 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| CALHOUN CNTY MI REV, TRANSPORT FD NTS | 129648AK7 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| CALIFORNIA ST, VAR PURP GO BDS | 13063CVJ6 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| HUBER HEIGHTS OH CITY SCH DIST, SCH IMPT GO REF BDS | 443525CC2 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| HUDSON CNTY NJ IMPT AUTH LEASE REV, REF BDS, BAYONNE DPW GARAGE PROJ | 443730LH7 | Taxable Municipal Bonds | 10,000 | $11,000 | thousands by filing date | principal |
| BALTIMORE CNTY MD CTF PARTN, CTF PARTN, EQUIPMENT ACQUISITON PGM | 059134DC7 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| INVESCO INVESTMENT GRADE INCOME TRUST, 7-13 YEAR 58 CASH MONTHLY | 46137L441 | UITs -- CIT (Corp income trust) Taxable | 10 | $11,000 | thousands by filing date | |
| BANK OF MONTREAL | 06367WHH9 | Yankee Bond (denominated & pays in US$) | 10,000 | $11,000 | thousands by filing date | principal |
| CAPITAL REGION ARPT COMMN VA ARPT REV, REV REF BDS, RICHMOND INTERNATIONAL ARPT | 140442FG4 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| GLOUCESTER CNTY N J, GO BDS | 3796993L3 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| GRAND RIVER DAM AUTH OK REV, REV BDS | 386442VN4 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| GREENWOOD FIFTY SCH FACILITIES INC SC INSTALLMENT PUR REV, REF REV BDS | 39715RBN3 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| BERWYN ILL, TAXABLE GO BDS | 086257NE8 | Taxable Municipal Bonds | 10,000 | $11,000 | thousands by filing date | principal |
| CHARLES CNTY MD, GO CONSLDTD PUB IMPT BDS | 159808FW9 | Taxable Municipal Bonds | 10,000 | $11,000 | thousands by filing date | principal |
| GUGGENHEIM BLUE CHIP GROWTH PORTFOLIO 023 TERM 08/19/2021 REINV FEE MONTHLY | 40175A334 | UITs - Taxable | 724 | $11,000 | thousands by filing date | |
| HSBC USA INC. 5Y S&P 500 INDEX AUTOCALLABLE STEP-UP NOTE | 40438CTD3 | Equity Linked Debt - No CPN and $1000 par | 10,000 | $11,000 | thousands by filing date | principal |
| HADDONFIELD NJ BRD ED, SCH BDS | 404792JQ7 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| HALF HOLLOW HILLS CENT SCH DIST NY HUNTINGTON & BABYLON, REF BDS | 405684KT7 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| INDUSTRY CA SALES TAX REV, SR SALES TAX REV REF BDS | 45656RCW0 | Taxable Municipal Bonds | 10,000 | $11,000 | thousands by filing date | principal |
| COLLIER CNTY FL HEALTH FACILITIES AUTH RESIDENTIAL CARE FAC REV, REV BDS, | 19463VAT8 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| CLEVELAND OH ECONOMIC & CMNTY DEV REV, REV BDS, CORE CITY FD | 186371BT6 | Taxable Municipal Bonds | 10,000 | $11,000 | thousands by filing date | principal |
| ANNE ARUNDEL CNTY MD, GO CONS BDS | 03588HGN0 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| FIRST TRUST CYCLICAL STRENGTH PORTFOLIO SERIES 28 TERM 11/26/2021 REINV FEE | 30312E612 | UITs - Taxable | 718 | $11,000 | thousands by filing date | |
| DAVIS CNTY UT SCH DIST, GO BDS | 239019M90 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| DEARBORN HEIGHTS MICH, LTD TAX GO REF BDS | 242469EE0 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| DELAWARE ST, GO REF BDS | 246381GR2 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| DERRY N H, GO BDS | 249883EC9 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| DEUTSCHE BANK AG LONDON | 25190E700 | Equity Linked Debt Securities - $10 Par (Principal Protected) | 550 | $11,000 | thousands by filing date | principal |
| WESTERN ALLIANCE BANCORP | 957638208 | Preferred Securities (MIDS, QIDS, TOPRS...) | 435 | $11,000 | thousands by filing date | |
| PUERTO RICO CMNWLTH HWY & TRANSN AUTH TRANSN REV, REV BDS | 745190E79 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| EL CENTRO CA ELEM SCH DIST, GO BDS | 28282PDB7 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| FAIRFAX CNTY VA ECONOMIC DEV AUTH TRANSN CONTRACT REV, REV REF BDS, ROUTE 28 | 30383AEK3 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| AIRCASTLE LIMITED | 00928QAR2 | Yankee Bond (denominated & pays in US$) | 10,000 | $11,000 | thousands by filing date | principal |
| VOORHEES TWP N J, GO BDS | 928895PT2 | General Obligations - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| VESTAVIA HILLS AL CITY BRD ED SPL TAX SCH WTS, SCH WTS | 925482AB7 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| VIRGINIA ST PUB BLDG AUTH PUB FACILITIES REV, REV BDS | 928172W76 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| VIRGINIA ST RES AUTH INFRASTRUCTURE REV, REV BDS | 92818LYY2 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| VIRGINIA ST RES AUTH INFRASTRUCTURE REV, ST MORAL OBLIG REV BDS | 92818NWF1 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | principal |
| COMSTOCK RES INC COM | 205768302 | Stock | 1,482 | $10,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 77 | $10,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 129 | $10,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 1,188 | $10,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 156 | $10,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 1,071 | $10,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 669 | $10,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 132 | $10,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 100 | $10,000 | thousands by filing date | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 285 | $10,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 250 | $10,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 1,000 | $10,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 100 | $10,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 700 | $10,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 265 | $10,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 280 | $10,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 148 | $10,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 155 | $10,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 237 | $10,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 636 | $10,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 599 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 400 | $10,000 | thousands by filing date | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 191 | $10,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 1,000 | $10,000 | thousands by filing date | |
| COMPAGNIE FIN RICHEMONTAG SWI | 204319107 | ADUS | 827 | $10,000 | thousands by filing date | |
| ENEL SOCIETA PER AZIONI UNSPON | 29265w207 | COM | 1,027 | $10,000 | thousands by filing date | |
| SOFTBANK CORP | 83405K102 | COM | 800 | $10,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 151 | $10,000 | thousands by filing date | |
| LUKOIL PJSC | 69343P105 | COM | 113 | $10,000 | thousands by filing date | |
| PROSUS NV | 74365P108 | Common stock | 493 | $10,000 | thousands by filing date | |
| SOFTBANK GROUP CORP | J7596P109 | International Equities, EAFE, Large Cap | 149 | $10,000 | thousands by filing date | |
| Goldman Sachs Series D Pref | 38144G804 | Preferred Stock | 385 | $10,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 900 | $10,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 7,000 | $10,000 | thousands by filing date | |
| VALEO SA ADR | 919134304 | COM | 687 | $10,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 2,750 | $10,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 400 | $10,000 | thousands by filing date | |
| Link REIT | Y5281M111 | COM | 1,000 | $10,000 | thousands by filing date | |
| HANG SENG BANK-SPONSORED ADR | 41043C304 | COM | 500 | $10,000 | thousands by filing date | |
| LONDON STK EXCHANGE GROUP UNSP | 54211n101 | COM | 372 | $10,000 | thousands by filing date | |
| ONE | G7000X105 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| PORT AUTH NY & NJ CONSOLIDATED BDS REV CLBL | 73358WFW9 | CONSOLIDATED BDS REV CLBL | 10,000 | $10,000 | thousands by filing date | principal |
| FAIRFAX CNTY VA ECONOMIC DEV AUTH TRANSN CONTRACT REV, REV REF BDS, ROUTE 28 | 30383ADD0 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| CF FIN ACQUISITION CORP III | 12529D108 | CL A | 1,000 | $10,000 | thousands by filing date | |
| LOUDOUN CNTY VA 2point513 percent 21 GO UTX DUE 12 01 21 XTRO TAXBL | 5458967B2 | mb | 10,000 | $10,000 | thousands by filing date | principal |
| Allen Cnty Hosp Facs Revenue Ser. A | 01757LEQ5 | Muni Bond | 10,000 | $10,000 | thousands by filing date | principal |
| ST BERNARD PARISH LA SALES & USE TAX REV, SALES TAX REF BDS | 787503HQ7 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| ROYAL BANK OF CANADA RAYMOND JAMES INFRASTRUCTURE ELN | 78013GN92 | Equity Linked Debt | 10,000 | $10,000 | thousands by filing date | principal |
| ROYAL BANK OF CANADA RAYMOND | 78013GQ65 | Equity Linked Debt | 10,000 | $10,000 | thousands by filing date | principal |
| MONROE CNTY N Y, GO PUB IMPT BDS | 61074PNH6 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| MONTGOMERY CNTY MD WTR QUALITY PROTN CHARGE REV, REV BDS | 61336SAW5 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| MONTGOMERY CNTY PA, GO BDS | 613579ZU8 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| TARRYTOWNS NY UN FREE SCH DIST, REF BDS | 876487MP1 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| TEXAS ST, WTR FINANCIAL ASSISTANCE BDS | 8827222A8 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| TEXAS ST, WTR FINL ASSISTANCE GO BDS | 8827224U2 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| TEXAS ST, GO BDS, WTR FINANCIAL ASSISTANCE | 882723XD6 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| MASSACHUSETTS ST, GO BDS | 57582RYT7 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, MA GENERAL BRIGHAM INC | 57583UMV7 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| TRIBOROUGH BRG & TUNL AUTH NY REVS, GENL REV REF BDS | 89602NK29 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, BOSTON MED CTR | 57583UV62 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| NEW JERSEY ENVIRONMENTAL INFRASTRUCTURE TR, ENVIRONMENTAL INFRASTRUCTURE BDS | 64579SFH3 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| NEW JERSEY ECONOMIC DEV AUTH REV, REF SCH FACILITIES CONSTR BDS | 645918KW2 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| TOMS RIVER NJ BRD ED, REGIONAL SCH DIST BDS | 890125YB7 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| THE TORONTO-DOMINION BANK | 89114QCM8 | Yankee Bond (denominated & pays in US$) | 10,000 | $10,000 | thousands by filing date | principal |
| TYCO ELECTRONICS GROUP SA | 902133AM9 | Yankee Bond (denominated & pays in US$) | 10,000 | $10,000 | thousands by filing date | principal |
| UBS AG 3Y TSLA PHOENIX AUTOCALLABLE YIELD NOTE | 90276BF81 | Equity Linked Debt - CPN and $1000 par | 10,000 | $10,000 | thousands by filing date | principal |
| UBS AG 3Y AAPL GOOG NFLX PHOENIX AUTOCALLABLE YIELD NOTE | 90276BU84 | Equity Linked Debt - CPN and $1000 par | 10,000 | $10,000 | thousands by filing date | principal |
| MASSACHUSETTS ST HSG FIN AGY MULTI-FAMILY HSG, REV BDS | 57586YAZ0 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| MASSACHUSETTS ST SCH BLDG AUTH DEDICATED SALES TAX REV, SALES TAX BDS | 576000MC4 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| NEW JERSEY ST TRANSN TR FD AUTH, SYS BDS | 646136EC1 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| NEW JERSEY ST TRANSN TR FD AUTH, SYS BDS | 646136FB2 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| NEW YORK LIBERTY DEV CORP LIBERTY REV, LIBERTY REV BDS, 4 WORLD TRADE CTR LLC | 649519BR5 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| WEST CONTRA COSTA CA UNI SCH DIST, GO REF BDS | 952347XS6 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| NEW YORK LIBERTY DEV CORP LIBERTY REV, REV BDS, ONE WORLD TRADE CTR | 649519BU8 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| NEW YORK N Y, GO BDS | 64966KYZ0 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| SCOTTSDALE ARIZ, GO REF BDS | 8104535M8 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| UNIVERSITY CA REVS, REV BDS | 91412G7C3 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| MC KINNEY TEX, GO BDS | 5816466C5 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| MECKLENBURG CNTY N C, GO REF BDS | 584002RR2 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| MECKLENBURG CNTY NC LTD OBLIG, LTD OBLIG REF BDS | 58400CAT4 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| WILLIAMSON CNTY TX WTR SWR IRR & DRAIN DIST NO 3, UNLTD TAX BONDS | 970007NC0 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| METROPOLITAN ST LOUIS MO SWR DIST WASTEWTR SYS REV, REV BDS | 592481DV4 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV, SECOND GENL RES REV BDS | 64972GLM4 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| PENNSYLVANIA ST, GO BDS | 70914PTX0 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| SNOHOMISH CNTY WA HSG AUTH REV, REF REV BDS, EDMONDS HIGHLANDS PROJ | 83309AFA4 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| NEW YORK ST, GO BDS | 649791GD6 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| PHENIX CITY AL WTR & SWR REV, REV WTS | 717390KZ0 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| SOUTH DAKOTA HSG DEV AUTH, HOMEOWNERSHIP MTG BDS | 83756CLZ6 | Taxable Municipal Bonds | 10,000 | $10,000 | thousands by filing date | principal |
| SOUTH SAN ANTONIO TX INDPT SCH DIST, GENL OBLIG SCH BLDG BDS, BUILD AMERICA | 839856W31 | Taxable Municipal Bonds | 10,000 | $10,000 | thousands by filing date | principal |
| UTAH ST, GO BDS | 917542SF0 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| UTAH ST, GO BDS | 917542UE0 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH ST PERS INCOME TAX REV, REV BDS | 64990FRS5 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| SUFFOLK CNTY N Y, PUB IMPT BDS | 86476PLE6 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| NORFOLK VA ECONOMIC DEV AUTH HEALTH CARE FACILITIES REV, REF BDS, SENTARA | 65588NBA9 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| WASHINGTON ST, GO REF BDS | 93974CJ76 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| WASHINGTON ST, MOTOR VHCLE FUEL TAX GO BDS, BUILD AMERICA BONDS DIRECT PAY | 93974CPG9 | Taxable Municipal Bonds | 10,000 | $10,000 | thousands by filing date | principal |
| WASHINGTON ST HEALTH CARE FACILITIES AUTH REV, REV BDS, PROVIDENCE HLTH | 93978HGE9 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| LITTLE FERRY N J, ULTD TAX GO IMPT BDS | 537207GV8 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| NORTH TX MUN WTR DIST TEXAS WTR SYS REV, REV REF BDS | 662903MW0 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| NORWIN PA SCH DIST, GO BDS | 669543NL0 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| PORT AUTH NY & N J, CONS BDS | 73358WHC1 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| LOWER CO RIV AUTH TX TRANSMISSION CONTRACT REV, REF REV BDS, LCRA | 54811BNH0 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| MANASSAS VA, GO PUB IMPT AND REF BDS | 561824ZL0 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| MARYLAND CMNTY DEV ADMIN LOC GOVT INFRASTRUCTURE, INFASTRUCTURE BDS | 574039BR3 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| MARYLAND ST, GO BDS | 574193EM6 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| PRINCE GEORGES CNTY MD, GO CONS PUB IMPT BDS | 741701Q25 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| PRINCE GEORGES CNTY MD, GO CONS PUB IMPT REF BDS | 741701S72 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| MARYLAND ST DEPT TRANSN CNTY TRANSN, REV BDS | 574203MK8 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| MARYLAND ST DEPT TRANSN CONS TRANSN, CONSOLIDATED TRANSPORT BDS | 574204ZE6 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| MARYLAND ST HEALTH & HIGHER EDL FACILITIES AUTH REV, REV BDS, | 574218MY6 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| OCEAN CITY MD, GO MUN PURP BDS | 674667RX0 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| OLMSTED CNTY MINN, GO REF BDS | 681181SZ7 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| OMAHA NE SANTN SEW REV, REV BDS | 681810HV2 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| PUERTO RICO CMNWLTH, PUB IMPT REF BDS | 74514LXC6 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| PUERTO RICO CMNWLTH, PUB IMPT REF BDS | 74514LXG7 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| PUERTO RICO PUB BLDGS AUTH REV GTD, GOVERNMENT FACILITIES REV REF BDS | 745235K91 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| ORLANDO FL UTILS COMMN UTIL SYS REV, UTIL SYS REV REF BDS | 686507EN0 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| PUERTO RICO ELEC PWR AUTH PWR REV, PWR REV BDS | 74526QDC3 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| RANDOLPH TWP NJ SCH DIST, BRD OF EDUC BDS | 752754NR8 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| KING CNTY WASH, LTD GO REV REF BDS | 49474E7L1 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| KYLE TEX, GO AND REF BDS | 501552JJ3 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| OYSTER BAY N Y, GO BDS | 692160MG6 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| ALAMEDA CNTY CA TRANSN AUTH SALES TAX REV, SALES TAX REV BDS | 011118BG0 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| ALBUQUERQUE BERNALILLO CNTY WTR UTIL AUTH NM JT WTR & SWR SYS REV, JT WTR | 013493EB3 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| ALBUQUERQUE NM GROSS RCPTS LODGERS TAX REV, IMPT BDS | 01354MFY2 | Taxable Municipal Bonds | 10,000 | $10,000 | thousands by filing date | principal |
| ALBUQUERQUE NM MUN SCH DIST NO 012, GO BDS | 013595TH6 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| BRAZORIA CNTY TX MUN UTIL DIST NO 39, ULTD TAX BDS | 10607FBE1 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| COLORADO ST CTF PARTN, BUILD AMERICA BDS, BUILD AMERICA BONDS DIRECT PAY | 196711LU7 | Taxable Municipal Bonds | 10,000 | $10,000 | thousands by filing date | principal |
| COLUMBUS OHIO, GO VAR PURP REF BDS | 199492PN3 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| FIRST TRUST BUILD AMERICA BONDS INCOME TRUST 31 MONTHLY CASH | 33736P767 | UITs -- CIT (Corp income trust) Taxable | 17 | $10,000 | thousands by filing date | |
| FLORIDA ST BRD ED PUB ED, PUB EDUCATION CAP OUTLAY REF BDS | 34153P7H5 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| BRIDGESTONE MUN UTIL DIST TEX, WTRWRKS AND SWR SYS COMBI ULTD TAX AND REV REF | 108443RS3 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| BUCKS CNTY PA WTR & SWR AUTH REV WTR SYS REV, WTR SYS REV BDS | 118688AZ3 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| CORPUS CHRISTI TEX, GENL IMPT REF BDS | 2201123V6 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| CREDIT SUISSE AG 2Y DG FIS WCC PHOENIX AUTOCALLABLE | 22552XN74 | Equity Linked Debt - CPN and $1000 par | 10,000 | $10,000 | thousands by filing date | principal |
| FLORIDA ST BRD ED PUB ED, CAP OUTLAY REF BDS | 34153PU22 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| HARTFORD CONN, GO REF BDS | 416415CU9 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| ARIZONA BRD REGENTS AZ ST UNIV SYS REV, REV REF BDS | 04048RUL8 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| ARIZONA WTR INFRASTRUCTURE FIN AUTH REV, WTR QUALITY REV REF BDS | 040688MM2 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| DALLAS TX INDPT SCH DIST, ULTD TAX REF BDS | 235308TC7 | Taxable Municipal Bonds | 10,000 | $10,000 | thousands by filing date | principal |
| BURGETTSTOWN AREA SCH DIST PA, GO TAXABLE NOTES | 121262JY6 | Taxable Municipal Bonds | 10,000 | $10,000 | thousands by filing date | principal |
| HERTFORD CNTY NC LTD OBLIG, LTD OBLIG BDS | 428010AN2 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| JACKSONVILLE FL SPL REV, SPL REV BDS | 469487EG3 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| AUSTIN TX INDPT SCH DIST, ULTD TAX REF BDS | 052430JP1 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| GENOA CHARTER TWP MICH, CAP IMPT BDS, OAK POINTE SWR SYSTEM | 372351AH9 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| KANSAS ST DEV FIN AUTH REV, REF REV BDS, ST KS PROJS | 4854297G3 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| HUDSON YDS INFRASTRUCTURE CORP NY REV, SENIOR REV BDS | 44420PDQ4 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| BNP PARIBAS 3Y C JPM WFC PHOENIX AUTOCALLABLE YIELD NOTE | 05601J6W5 | Equity Linked Debt - CPN and $1000 par | 10,000 | $10,000 | thousands by filing date | principal |
| BALTIMORE MD REV, REV REF BDS, WASTEWTR PROJS | 059231LE8 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| CAMERON TX ED CORP REV, ED REV BDS, FAITH FAMILY ACADEMY CHARTER SCH | 133582AL0 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| GEORGIA ST, GO REF BDS | 373384VT0 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC 5Y TRAILBLAZER SECTORS 5 INDEX FULLY PROTECTED MARKET-LINKED | 06747QA49 | Equity Linked Debt - No CPN and $1000 par | 10,000 | $10,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC 5.5Y TRAILBLAZER SECTORS 5 INDEX FULLY PROTECTED | 06747QVF1 | Equity Linked Debt - No CPN and $1000 par | 10,000 | $10,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC 3Y U.S. EQUITY CONTINGENT COUPON CALLABLE YIELD | 06748E3A9 | Equity Linked Debt - CPN and $1000 par | 10,000 | $10,000 | thousands by filing date | principal |
| BARTON-LEXA AR SCH DIST NO 4 PHILLIPS CNTY, REF AND CONSTR BDS | 069569CV1 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| JOHNSON CNTY KANS, INTERNAL IMPT BDS | 47844PCW3 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| JOHNSON CNTY KS WTR DIST NO 001 WTR REV, WTR REV REF BDS | 47875PAG2 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| JP MORGAN CHASE FINANCIAL COMPANY LLC 3Y JETS CONTINGENT COUPON | 48132TKH8 | Equity Linked Debt - CPN and $1000 par | 10,000 | $10,000 | thousands by filing date | principal |
| BEAUFORT CNTY NC LTD OBLIG, LTD OBLIG REF BDS | 074342AR7 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| BERGEN CNTY NJ IMPT AUTH REV, CNTY GTD REV BDS, BERGEN CNTY CMNTY ACTION | 083778JP6 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| CHARLESTON SC WTRWKS & SWR REV, REF REV BDS | 160429VX1 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| GRIDLEY CA REDEV AGY TAX ALLOC, TAX ALLOC BDS, GRIDLEY REDEV PROJ | 398092AB2 | Taxable Municipal Bonds | 10,000 | $10,000 | thousands by filing date | principal |
| INDIANA TRANSN FIN AUTH HWY REV, REF REV BDS | 455141ND9 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| CINNAMINSON TWP NJ SCH DIST, SCH BDS | 172522MG6 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. 3Y TECHNOLOGY AND BIOTECHNOLOGY | 17328Y3F9 | Equity Linked Debt - CPN and $1000 par | 10,000 | $10,000 | thousands by filing date | principal |
| HARNETT CNTY NC LTD OBLIG, REF BDS | 41333TAR9 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| HARRIS-BRAZORIA CNTYS TX MUN UTIL DIST NO 509, ULTD TAX BDS | 413844AY7 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 211, ULTD TAX BDS | 413908FL3 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| HARRIS CNTY TX MUN UTIL DIST NO 530, UNLTD TAX RD BDS | 41425UCG7 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| FLORIDA ST DEPT TRANSN SEAPORT INVT PROGRAM REV, REV BDS | 34161BAJ8 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| FORT BEND CNTY TX INDL DEV CORP INDL DEV REV, REV BDS, NRG ENERGY INC | 346786AH9 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| FIRST TRUST HEALTH CARE SEL PORT SER 59 TERM 07/29/2022 REINV FEE SEMI-ANNUAL | 30314X535 | UITs - Taxable | 843 | $10,000 | thousands by filing date | |
| FORT BEND CNTY TX MUN UTIL DIST NO 145, ULTD TAX BDS | 34682MCC7 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| DENTON CNTY TX FRESH WTR SUPPLY DIST NO 8-A, ULTD TAX RD BDS | 24879VDA4 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| FREDERICK CNTY MD, GO PUB FACILITIES BDS | 3556946G0 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| FREDERICK CNTY MD, GO PUB FACILITIES BDS | 3556946L9 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| FRISCO TEX, GO REF AND IMPT BDS | 358776HA3 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| FRISCO TEX, GO REF AND IMPT BDS | 358776LJ9 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| DISTRICT COLUMBIA INCOME TAX REV, INCOME TAX REV REF BDS | 25477GKE4 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| DU PAGE CNTY IL CMNTY UNIT SCH DIST NO 200 WHEATON, GO SCH BDS | 263493VV7 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| FIRST TRUST 60/40 STRATEGIC ALLOCATION PORT. 2Q '21 TERM 07/18/2022 REINV FEE | 30318U370 | UITs - Taxable | 1,001 | $10,000 | thousands by filing date | |
| OSISKO DEVELOPMENT CORPORATION | 68828E106 | Foreign Ordinary Shares | 1,700 | $10,000 | thousands by filing date | |
| EAST MONTGOMERY CNTY MUN UTIL DIST NO 3 TEX, ULTD TAX BDS | 273738EM2 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| FIRST TRUST INTEREST RATE HEDGE PORTFOLIO SERIES 137 TERM 06/22/2023 | 30321G673 | UITs - Taxable | 1,024 | $10,000 | thousands by filing date | |
| FAIRFAX CNTY VA ECONOMIC DEV AUTH TRANSN CONTRACT REV, REV REF BDS, ROUTE 28 | 30383ADG3 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| ADVISOR'S ASSET MGMT BRAND FAVORITES FOCUS PORTFOLIO, SERIES 2020-3Q TERM | 00780N410 | UITs - Taxable | 737 | $10,000 | thousands by filing date | |
| AIKEN CNTY S C, GO BDS, CNTY ADMIN BLDG PROJ | 008752KV8 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| WASHINGTON CNTY MD, PUB IMPT REF BDS | 937751T62 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| WASHINGTON CNTY UT SCH DIST ST GEORGE, GO SCH BLDG AND REF BDS | 938718B28 | General Obligations - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| VIRGINIA COLLEGE BLDG AUTH VA EDL FACILITIES REV, REV BDS | 92778FFQ1 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| VIRGINIA ST RES AUTH CLEAN WTR REV, REF ST REVOLVING FD REV BDS | 92817LFC2 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| VIRGINIA ST PUB SCH AUTH SPL OBLIG PRINCE WILLIAM CNTY, SPL OBLIG SCH | 92817TEL6 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| VIRGINIA ST RES AUTH INFRASTRUCTURE REV, REV BDS | 92818LQF2 | Revenue Supported Bonds - non-taxable | 10,000 | $10,000 | thousands by filing date | principal |
| DNB ASA SHS | R1640U124 | Foreign Ordinary Shares | 448 | $10,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 102 | $9,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 90 | $9,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 400 | $9,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 1,000 | $9,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 700 | $9,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 332 | $9,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 188 | $9,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 26 | $9,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 124 | $9,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,854 | $9,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 420 | $9,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 229 | $9,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 675 | $9,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 411 | $9,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 117 | $9,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 160 | $9,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 502 | $9,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 71 | $9,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 393 | $9,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 600 | $9,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 673 | $9,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,000 | $9,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 48 | $9,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 120 | $9,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 765 | $9,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 13 | $9,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 403 | $9,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 400 | $9,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 2,150 | $9,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 187 | $9,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 1,028 | $9,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 94 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 400 | $9,000 | thousands by filing date | |
| HITACHI LTD | 433578507 | COM | 81 | $9,000 | thousands by filing date | |
| ERSTE GROUP BANK AG SPONS ADR | 296036304 | FOREIGN | 507 | $9,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 309 | $9,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 2,700 | $9,000 | thousands by filing date | |
| HONG KONG | 43858F109 | USD | 156 | $9,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 850 | $9,000 | thousands by filing date | |
| Reinsurance GRP of Amer VRN Pfd | 759351802 | PFD | 306 | $9,000 | thousands by filing date | |
| Pernod Ricard SA ADR | 714264207 | COM | 202 | $9,000 | thousands by filing date | |
| DNB ASA-SPONSOR ADR | 23328E106 | COM | 425 | $9,000 | thousands by filing date | |
| National Stock Yards Co | 637858101 | Com | 33 | $9,000 | thousands by filing date | |
| VICTORIA GOLD CORP F | 92625W507 | FOREIGN CANADIAN | 600 | $9,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 10,000 | $9,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 300 | $9,000 | thousands by filing date | |
| Bayerische Motoren Werke AG | 072743305 | Equities | 258 | $9,000 | thousands by filing date | |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, LESLEY UNIVERSITY | 57583R7Z2 | Revenue Supported Bonds - non-taxable | 9,000 | $9,000 | thousands by filing date | principal |
| METROPOLITAN TRANSN AUTH NY REV, BDS | 59261AHM2 | Revenue Supported Bonds - non-taxable | 8,000 | $9,000 | thousands by filing date | principal |
| PUERTO RICO CMNWLTH, GO PUB IMPT REF BDS | 74514LVZ7 | General Obligations - non-taxable | 10,000 | $9,000 | thousands by filing date | principal |
| BP CAPITAL MARKETS PLC | 05565QCP1 | Yankee Bond (denominated & pays in US$) | 8,000 | $9,000 | thousands by filing date | principal |
| BALLWIN MO TAX INCREMENT REV, REF & IMPT BDS, BALLWIN TOWN CTR | 05873WAN2 | Bond | 25,000 | $9,000 | thousands by filing date | principal |
| FIRST TRUST MARKET STRENGTH ALLOC SELECT PORT SER 37 TERM 07/30/2021 CASH | 30311C146 | UITs - Taxable | 627 | $9,000 | thousands by filing date | |
| FIRST TRUST SMID CAPITAL STRENGTH PORTFOLIO SER 45 TERM 01/13/2022 CASH | 30312V366 | UITs - Taxable | 652 | $9,000 | thousands by filing date | |
| FIRST TRUST 75/25 STRATEGIC ALLOCATION PORT. 4Q '20 TERM 01/18/2022 CASH FEE | 30315Q281 | UITs - Taxable | 785 | $9,000 | thousands by filing date | |
| FIRST TRUST DEEP VALUE DVD OPPTY PORT SER 14 TERM 12/09/2021 CASH MONTHLY | 30316B341 | UITs - Taxable | 681 | $9,000 | thousands by filing date | |
| FIRST TRUST S&P DVD ARISTOCRATS TARGET 25 1Q '21 TERM 04/08/2022 REINV MONTHLY | 30316S690 | UITs - Taxable | 802 | $9,000 | thousands by filing date | |
| VIRGINIA ST RES AUTH INFRASTRUCTURE REV, BDS | 92818NPU6 | Revenue Supported Bonds - non-taxable | 10,000 | $9,000 | thousands by filing date | principal |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 144 | $8,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 107 | $8,000 | thousands by filing date | |
| MTG CORP | 313400301 | COM | 5,738 | $8,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 158 | $8,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 102 | $8,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 300 | $8,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 100 | $8,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 100 | $8,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 124 | $8,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 385 | $8,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 250 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 300 | $8,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 75 | $8,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 686 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 64 | $8,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 187 | $8,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 200 | $8,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 190 | $8,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 72 | $8,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 193 | $8,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 225 | $8,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 200 | $8,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 200 | $8,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,192 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 152 | $8,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 177 | $8,000 | thousands by filing date | |
| NOV INC | 62955J103 | COM | 497 | $8,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 1,113 | $8,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 805 | $8,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 500 | $8,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 168 | $8,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,500 | $8,000 | thousands by filing date | |
| FANUC CORP ADR FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 307305102 | Equity | 337 | $8,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 300 | $8,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 600 | $8,000 | thousands by filing date | |
| BAE SYS PLC SPONSORED ADR | 05523R107 | ADUS | 293 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 100 | $8,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 194 | $8,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 91 | $8,000 | thousands by filing date | |
| Ap Moller-Maersk | 00202F102 | Equity | 543 | $8,000 | thousands by filing date | |
| Merck KGaA | 589339209 | Equity | 201 | $8,000 | thousands by filing date | |
| Compagnie de Saint-Gobain SA | 204280309 | Equity | 593 | $8,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 1,423 | $8,000 | thousands by filing date | |
| Capgemini | 13961R100 | USD | 202 | $8,000 | thousands by filing date | |
| Julius Baer Group Ltd ADR | 48137C108 | USD | 645 | $8,000 | thousands by filing date | |
| DEUTSCHE WOHNEN SE UNSP ADR | 25161M103 | COM | 254 | $8,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 238 | $8,000 | thousands by filing date | |
| BANK AMERICA CORP | 060505583 | Common Stock | 300 | $8,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 1,800 | $8,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 963 | $8,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 6,000 | $8,000 | thousands by filing date | |
| PETROLEOS MEXICANOS | 71654XAC1 | Yankee Bond (denominated & pays in US$) | 7,000 | $8,000 | thousands by filing date | principal |
| MIAMI-DADE CNTY FL SPL OBLIG, CT FACILITIES REF BDS | 59333NYE7 | Revenue Supported Bonds - non-taxable | 7,000 | $8,000 | thousands by filing date | principal |
| FIRST TRUST MEGA-CAP PORTFOLIO SERIES 54 TERM 09/10/2021 REINV FEE SEMI-ANNUAL | 30298H530 | UITs - Taxable | 542 | $8,000 | thousands by filing date | |
| FIRST TRUST 75/25 STRATEGIC ALLOCATION PORT. 2Q '20 TERM 07/16/2021 REINV | 30313V191 | UITs - Taxable | 600 | $8,000 | thousands by filing date | |
| FIRST TRUST 75/25 STRATEGIC ALLOCATION PORT. 4Q '20 TERM 01/18/2022 REINV FEE | 30315Q299 | UITs - Taxable | 706 | $8,000 | thousands by filing date | |
| FIRST TRUST CYCLICAL STRENGTH PORTFOLIO SERIES 29 TERM 02/25/2022 REINV FEE | 30313E215 | UITs - Taxable | 481 | $8,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 224 | $7,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 434 | $7,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 90 | $7,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 100 | $7,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 63 | $7,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 100 | $7,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 109 | $7,000 | thousands by filing date | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 200 | $7,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,125 | $7,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 662 | $7,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 100 | $7,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 229 | $7,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 1,380 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 120 | $7,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 221 | $7,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 265 | $7,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 95 | $7,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 46 | $7,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 92 | $7,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 900 | $7,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 91 | $7,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 563 | $7,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 60 | $7,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 53 | $7,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 35 | $7,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 143 | $7,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 115 | $7,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 53 | $7,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 100 | $7,000 | thousands by filing date | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 125 | $7,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 54 | $7,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 150 | $7,000 | thousands by filing date | |
| STRATEGY SHS | 86280R803 | DAY HAGAN SMART | 200 | $7,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 269 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 120 | $7,000 | thousands by filing date | |
| SGS SA UNSPONSORED ADR | 818800104 | ADUS | 228 | $7,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 270 | $7,000 | thousands by filing date | |
| MURATA MANUFACTURING CO LTD | 626425102 | International Equities, EAFE, Large Cap | 358 | $7,000 | thousands by filing date | |
| Nordea Bank ABP- Spon Adr | 65558R109 | Equity | 636 | $7,000 | thousands by filing date | |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 450 | $7,000 | thousands by filing date | |
| KBC GROUP | 48241F104 | USD | 186 | $7,000 | thousands by filing date | |
| SYSMEX COR | 87184P109 | USD | 111 | $7,000 | thousands by filing date | |
| AIR FRANCE-KLM-ADR | 009119108 | COM | 1,500 | $7,000 | thousands by filing date | |
| ATLAS COPCO AB SPONS ADR B | 049255805 | COM | 131 | $7,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 400 | $7,000 | thousands by filing date | |
| PERSIMMON UNSPONSORD ADR | 715318101 | ADR | 80 | $7,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 972 | $7,000 | thousands by filing date | |
| ELEVATION ONCOLOGY INC COM | 28623U101 | Stock | 500 | $7,000 | thousands by filing date | |
| FIRST REPUBLIC BANK | 33616C761 | COM | 258 | $7,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 181 | $7,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 325 | $7,000 | thousands by filing date | |
| ROYAL DSM N V SPON ADR | 780249108 | COM | 155 | $7,000 | thousands by filing date | |
| Playmates Toys | G7147S100 | COM | 83,569 | $7,000 | thousands by filing date | |
| SMURFIT KAPPA PLC DUBLIN UNSPONSORD ADR | 83272W106 | ADR | 120 | $7,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T306 | CL A NEW | 250 | $7,000 | thousands by filing date | |
| PUERTO RICO SALES TAX FING CORP SALES TAX REV, RESTRUCTURED BDS, COFINA | 74529JPX7 | Revenue Supported Bonds - non-taxable | 6,000 | $7,000 | thousands by filing date | principal |
| POLISHED COM INC | 28252C109 | CMN | 1,900 | $7,000 | thousands by filing date | |
| OSISKO MINING INC | 688281104 | Common Stock | 2,750 | $7,000 | thousands by filing date | |
| NEXTERA EN | 65339K100 | Preferred Stock | 273 | $7,000 | thousands by filing date | |
| MASSACHUSETTS ST DEV FIN AGY SPL OBLIG, SPL OBLIG BDS | 57584FCU2 | Revenue Supported Bonds - non-taxable | 7,000 | $7,000 | thousands by filing date | principal |
| NEW YORK NY CITY EDL CONSTR FD REV, REV BDS, BUILD AMERICA BONDS DIRECT PAY | 649670KQ8 | Taxable Municipal Bonds | 5,000 | $7,000 | thousands by filing date | principal |
| SHELL INTERNATIONAL FINANCE B.V. | 822582AD4 | Yankee Bond (denominated & pays in US$) | 5,000 | $7,000 | thousands by filing date | principal |
| BANK OF NOVA SCOTIA 5Y EURO STOXX 50 INDEX ABSOLUTE RETURN BARRIER NOTE | 064159P83 | Equity Linked Debt - No CPN and $1000 par | 7,000 | $7,000 | thousands by filing date | principal |
| FIRST TRUST E-COMMERCE OPPTY PORT SER 12 TERM 09/07/2021 REINV FEE SEMI-ANNUAL | 30314H415 | UITs - Taxable | 441 | $7,000 | thousands by filing date | |
| FIRST TRUST WORLDWIDE ECONOMIC RECOVERY PORT SER 7 TERM 06/27/2022 REINV | 30314T674 | UITs - Taxable | 540 | $7,000 | thousands by filing date | |
| FIRST TRUST WORLDWIDE ECONOMIC RECOVERY PORT SER 7 TERM 06/27/2022 REINV FEE | 30314T690 | UITs - Taxable | 491 | $7,000 | thousands by filing date | |
| DEUTSCHE BANK AG LONDON | 25190E718 | Equity Linked Debt Securities - $10 Par (Principal Protected) | 550 | $7,000 | thousands by filing date | principal |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 105 | $6,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 119 | $6,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 227 | $6,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 105 | $6,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 228 | $6,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 300 | $6,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 300 | $6,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 4,000 | $6,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 4,000 | $6,000 | thousands by filing date | principal |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 707 | $6,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 278 | $6,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 100 | $6,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,263 | $6,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 109 | $6,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 100 | $6,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 604 | $6,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 529 | $6,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 461 | $6,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 51 | $6,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 90 | $6,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 90 | $6,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 200 | $6,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 150 | $6,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 398 | $6,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 799 | $6,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 262 | $6,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 400 | $6,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 827 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 65 | $6,000 | thousands by filing date | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 385 | $6,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 80 | $6,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 125 | $6,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 120 | $6,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 1,000 | $6,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 500 | $6,000 | thousands by filing date | |
| BRAMBLES LTD SPONSORED ADR | 105105209 | COM | 337 | $6,000 | thousands by filing date | |
| DANONE SPONSORED ADR | 23636T100 | COM | 407 | $6,000 | thousands by filing date | |
| WOLTERS KLUWER N V SPONSORED A | 977874205 | COM | 57 | $6,000 | thousands by filing date | |
| INTESA SANPAOLO S P A SPONSORE | 46115H107 | ADUS | 373 | $6,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 180 | $6,000 | thousands by filing date | |
| Burberry Group PLC | 12082W204 | COM | 209 | $6,000 | thousands by filing date | |
| VIVENDI SA-UNSPON ADR | 92852T201 | COM | 181 | $6,000 | thousands by filing date | |
| KNORRBREMSE UNSP ADR | 499180107 | COM | 224 | $6,000 | thousands by filing date | |
| ADECCO GROUP AG ADR | 006754204 | COM | 190 | $6,000 | thousands by filing date | |
| SVENSKA HANDELSB A UNSP ADR | 86959C103 | COM | 1,024 | $6,000 | thousands by filing date | |
| NOVOZYMES A/S-UNSPONS ADR | 670108109 | COM | 82 | $6,000 | thousands by filing date | |
| NEW YORK N Y GO BDS 2017 B 5.000 percent 12/01/30 B/E DTD 12/20/16 CLB | 64966MHC6 | COUPON BEARING - FIXED RATE | 5,000 | $6,000 | thousands by filing date | principal |
| FIRST HORIZON NATL CORP DP SHS | 320517600 | PREFERR | 225 | $6,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 388 | $6,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 6,000 | $6,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 5,000 | $6,000 | thousands by filing date | principal |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 6,000 | $6,000 | thousands by filing date | principal |
| GAN LTD | G3728V109 | SHS | 350 | $6,000 | thousands by filing date | |
| AMG CAPITAL TRUST II | 00170F209 | CONVERT | 103 | $6,000 | thousands by filing date | |
| SCORE MEDIA & GAMING INC | 80919D202 | CL A SUB VTG SHS | 300 | $6,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 165 | $6,000 | thousands by filing date | |
| WILDBRAIN LTD COM VAR VTG | 96810C101 | Stock | 2,840 | $6,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 168 | $6,000 | thousands by filing date | |
| GORES HOLDINGS VI INC | 38286R113 | W EXP 08/24/202 | 1,000 | $6,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC | 83406F110 | *W EXP 05/28/202 | 750 | $6,000 | thousands by filing date | |
| TRANSURBAN GROUP ORD | Q9194A106 | COM | 544 | $6,000 | thousands by filing date | |
| LEHIGH CNTY PA AUTH WTR & SWR REV, BDS | 524803BG7 | Revenue Supported Bonds - non-taxable | 5,000 | $6,000 | thousands by filing date | principal |
| NEVADA SYS HIGHER ED CTF PARTN | 641494EK1 | Revenue Supported Bonds - non-taxable | 5,000 | $6,000 | thousands by filing date | principal |
| NEW HAMPSHIRE HEALTH & ED FACILITIES AUTH REV, REV BDS, CONCORD HOSP | 64461XDN2 | Revenue Supported Bonds - non-taxable | 5,000 | $6,000 | thousands by filing date | principal |
| WESTPAC BANKING CORPORATION | 961214DQ3 | Yankee Bond (denominated & pays in US$) | 6,000 | $6,000 | thousands by filing date | principal |
| MASSACHUSETTS ST WTR RES AUTH, REV BDS | 576049V80 | Revenue Supported Bonds - non-taxable | 5,000 | $6,000 | thousands by filing date | principal |
| NEW YORK NY CITY TRANSITIONAL FIN AUTH REV, FUTURE TAX SUB BDS | 64971Q8J5 | Revenue Supported Bonds - non-taxable | 5,000 | $6,000 | thousands by filing date | principal |
| NEW YORK NY CITY TRANSITIONAL FIN AUTH REV, FUTURE TAX SECURED SUB BDS | 64971WNQ9 | Revenue Supported Bonds - non-taxable | 5,000 | $6,000 | thousands by filing date | principal |
| PALM BEACH CNTY FL PUB IMPT REV, REV BDS, PROFESSIONAL SPORTS FRANCHISE | 696543QF7 | Taxable Municipal Bonds | 5,000 | $6,000 | thousands by filing date | principal |
| METROPOLITAN TRANSN AUTH NY REV, BDS | 59259Y3Q0 | Revenue Supported Bonds - non-taxable | 5,000 | $6,000 | thousands by filing date | principal |
| SOUTH CAROLINA ST PORTS AUTH PORTS REV, REV BDS | 837123HG6 | Revenue Supported Bonds - non-taxable | 5,000 | $6,000 | thousands by filing date | principal |
| UNIVERSITY TX UNIV REVS, REV FIN SYS BDS | 91514AGN9 | Revenue Supported Bonds - non-taxable | 5,000 | $6,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH SALES TAX REV ST SUPPORTED DEBT, SALES TAX REV BDS | 64990ACG8 | Revenue Supported Bonds - non-taxable | 5,000 | $6,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT, REV BDS, COLUMBIA | 64990BA52 | Revenue Supported Bonds - non-taxable | 5,000 | $6,000 | thousands by filing date | principal |
| SOUTH MIAMI FL HEALTH FACILITIES AUTH HOSP REV, REF BDS, BAPTIST HEALTH | 838810DU0 | Revenue Supported Bonds - non-taxable | 5,000 | $6,000 | thousands by filing date | principal |
| SALT LAKE CITY UT ARPT REV, BDS | 795576HU4 | Revenue Supported Bonds - non-taxable | 5,000 | $6,000 | thousands by filing date | principal |
| MARICOPA CNTY AZ UNI SCH DIST NO 60 HIGLEY, SCH IMPT AND REF BDS | 567313FC0 | General Obligations - non-taxable | 5,000 | $6,000 | thousands by filing date | principal |
| CONNECTICUT ST, GO BDS | 20772JZC9 | General Obligations - non-taxable | 5,000 | $6,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001723397-21-000005 | this filing | 2021-08-13 | acceptance time not in the bulk data set |