13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 5,110 holding rows worth $7,488,953,000.
- Accession
- 0001681115-18-000001
- Filer
- CIK 1681115
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 14,538 entries on the cover page, a total value of $7,488,953,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,488,953,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,805 | $27,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 650 | $27,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,755 | $27,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 441 | $27,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 567 | $27,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 1,729 | $27,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 1,900 | $27,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 978 | $27,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 2,000 | $27,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 1,447 | $27,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 222 | $27,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 528 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 832 | $27,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 2,595 | $27,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 2,964 | $27,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 2,062 | $27,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 1,250 | $27,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 924 | $27,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 4,335 | $27,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 7,512 | $27,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 541 | $27,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 17 | $27,000 | thousands by filing date | principal |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 807 | $27,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 3,360 | $27,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 386 | $27,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 613 | $27,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 1,550 | $27,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 19 | $27,000 | thousands by filing date | principal |
| TINTRI INC | 88770Q105 | COM | 5,200 | $27,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 853 | $27,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 744 | $26,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 1,000 | $26,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 1,650 | $26,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 1,100 | $26,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 894 | $26,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 502 | $26,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 761 | $26,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 650 | $26,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 1,641 | $26,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 2,632 | $26,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 296 | $26,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 451 | $26,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 495 | $26,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 892 | $26,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 1,394 | $26,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 900 | $26,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 250 | $26,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 1,418 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 1,132 | $26,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 1,700 | $26,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 379 | $26,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 820 | $26,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 3,745 | $26,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 6,615 | $26,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 711 | $26,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 996 | $26,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 488 | $25,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 571 | $25,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 624 | $25,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 799 | $25,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 2,200 | $25,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 3,000 | $25,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 5,165 | $25,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 336 | $25,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 3,320 | $25,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 660 | $25,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 2,406 | $25,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 487 | $25,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 950 | $25,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 5,115 | $25,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 776 | $25,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 201 | $25,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 1,623 | $25,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 1,100 | $25,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,052 | $25,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 6,660 | $25,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 956 | $25,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 18,000 | $25,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 1,295 | $25,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 2,355 | $25,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 2,975 | $25,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 837 | $25,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 3,314 | $25,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 1,491 | $25,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 4,050 | $24,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 600 | $24,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 6,664 | $24,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 114 | $24,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 437 | $24,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 2,677 | $24,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 239 | $24,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 868 | $24,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 1,756 | $24,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 846 | $24,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 579 | $24,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 3,000 | $24,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,782 | $24,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 864 | $24,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 673 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 490 | $24,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 545 | $24,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 2,189 | $24,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 287 | $24,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 3,033 | $24,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 3,248 | $24,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 8,078 | $24,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 1,565 | $24,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 1,189 | $24,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 1,520 | $24,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 1,190 | $24,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 410 | $24,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 1,252 | $24,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 750 | $23,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 2,811 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 1,000 | $23,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 623 | $23,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 1,145 | $23,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,598 | $23,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 2,393 | $23,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 375 | $23,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 1,038 | $23,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 275 | $23,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 338 | $23,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 563 | $23,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 900 | $23,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 420 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 250 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 794 | $23,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1,119 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 400 | $23,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 9,780 | $23,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 2,671 | $23,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 7 | $23,000 | thousands by filing date | principal |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 28,217 | $23,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,480 | $23,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 2,625 | $23,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 2,342 | $23,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 1,380 | $23,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 13 | $23,000 | thousands by filing date | principal |
| ENERGOUS CORP | 29272C103 | COM | 1,197 | $23,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 633 | $23,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 816 | $23,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 2,650 | $23,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 4,000 | $23,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 1,312 | $23,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 83,400 | $23,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 1,416 | $23,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 1,430 | $23,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 1,654 | $23,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 900 | $23,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 1,600 | $23,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 1,009 | $23,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 375 | $23,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 2,050 | $23,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 647 | $22,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 608 | $22,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 2,400 | $22,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 825 | $22,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 2,236 | $22,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 857 | $22,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 1,507 | $22,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 436 | $22,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 3,844 | $22,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,000 | $22,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 1,321 | $22,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 650 | $22,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 9,005 | $22,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 821 | $22,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 299 | $22,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 1,242 | $22,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 437 | $22,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 16 | $22,000 | thousands by filing date | principal |
| BRIGGS & STRATTON CORP | 109043109 | COM | 837 | $22,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 1,150 | $22,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 723 | $22,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 976 | $22,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 1,014 | $22,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P800 | COM | 8,450 | $22,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 1,135 | $21,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 38 | $21,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 555 | $21,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 321 | $21,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 265 | $21,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 30 | $21,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 366 | $21,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,142 | $21,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 1,315 | $21,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 500 | $21,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 416 | $21,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 1,686 | $21,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 660 | $21,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 625 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 576 | $21,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 889 | $21,000 | thousands by filing date | |
| NETFLIX INC. | 64110L906 | CALL | 3 | $21,000 | thousands by filing date | call |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 1,460 | $21,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 22 | $21,000 | thousands by filing date | principal |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 726 | $21,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 4,705 | $21,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 346 | $21,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 2,826 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 575 | $21,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 1,800 | $21,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 550 | $21,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 2,179 | $21,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 580 | $21,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 467 | $21,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M864 | LBT VEN COM B NE | 378 | $21,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 414 | $20,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 135 | $20,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 2,550 | $20,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 715 | $20,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 458 | $20,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 425 | $20,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 161 | $20,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 187 | $20,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 452 | $20,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,488 | $20,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 1,798 | $20,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 534 | $20,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 403 | $20,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 358 | $20,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 215 | $20,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 895 | $20,000 | thousands by filing date | |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 8 | $20,000 | thousands by filing date | call |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 1,500 | $20,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 2,054 | $20,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 1,117 | $20,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 842 | $20,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 2,510 | $20,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 6,967 | $20,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 4,771 | $20,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 437 | $20,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 221 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 307 | $20,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 2,354 | $20,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 20 | $20,000 | thousands by filing date | principal |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 1,064 | $19,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,871 | $19,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 854 | $19,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 84 | $19,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 460 | $19,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 1,006 | $19,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 1,213 | $19,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 4,989 | $19,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 1,106 | $19,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 343 | $19,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,645 | $19,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 662 | $19,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 561 | $19,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 2,248 | $19,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 1,270 | $19,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 5,700 | $19,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 967 | $19,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 602 | $19,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 2,858 | $19,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 891 | $19,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 395 | $19,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 3,383 | $19,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 316 | $19,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 1,624 | $19,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 4,000 | $18,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 1,267 | $18,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 508 | $18,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 454 | $18,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 200 | $18,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 362 | $18,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 7,500 | $18,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 234 | $18,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 425 | $18,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 444 | $18,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 4 | $18,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 1,092 | $18,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 1,312 | $18,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 3,000 | $18,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 570 | $18,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 700 | $18,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 624 | $18,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 3,646 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 426 | $18,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 4,080 | $18,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 488 | $18,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 271 | $18,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 6 | $18,000 | thousands by filing date | principal |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 800 | $18,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 3,050 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 348 | $18,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 995 | $18,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 350 | $18,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 13 | $18,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 147 | $18,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 390 | $17,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 465 | $17,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 282 | $17,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 525 | $17,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 668 | $17,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 1,000 | $17,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 939 | $17,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 1,000 | $17,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 354 | $17,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 2,900 | $17,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 738 | $17,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 300 | $17,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 237 | $17,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 2,976 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 773 | $17,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 134 | $17,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 5,500 | $17,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,150 | $17,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 3,780 | $17,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 185 | $17,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 99 | $17,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 565 | $17,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 5,800 | $17,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 750 | $17,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 820 | $17,000 | thousands by filing date | |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 1,680 | $17,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 433 | $17,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH X | 22539T399 | COM | 590 | $17,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 17 | $17,000 | thousands by filing date | principal |
| ISHARES EDGE MSCI MIN VOL EAFE CURRENCY HEDGED ETF | 46435G714 | ETF | 631 | $17,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 724 | $16,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,148 | $16,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 8,498 | $16,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 1,125 | $16,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 490 | $16,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 900 | $16,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 1,000 | $16,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 669 | $16,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 342 | $16,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 1,212 | $16,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 382 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 540 | $16,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 843 | $16,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 2,500 | $16,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 1,605 | $16,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 1,576 | $16,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 5,264 | $16,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 680 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 416 | $16,000 | thousands by filing date | |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 12 | $16,000 | thousands by filing date | principal |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 500 | $16,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 952 | $16,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 1,175 | $16,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 773 | $16,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 595 | $16,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 535 | $15,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 26,000 | $15,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 1,340 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 500 | $15,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 352 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 228 | $15,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 500 | $15,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 545 | $15,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 541 | $15,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 1,349 | $15,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 537 | $15,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 810 | $15,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 1,211 | $15,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 1,000 | $15,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 1,000 | $15,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 788 | $15,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 596 | $15,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 428 | $15,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 349 | $15,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 200 | $15,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,602 | $15,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 390 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 955 | $15,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 650 | $15,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 536 | $15,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 302 | $15,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 2,000 | $15,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 478 | $15,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 365 | $15,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 692 | $15,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 730 | $15,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 709 | $15,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1,114 | $15,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 598 | $15,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 4,200 | $15,000 | thousands by filing date | |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 670 | $15,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 1,050 | $14,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 179 | $14,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 187 | $14,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 381 | $14,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 877 | $14,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 1,047 | $14,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 452 | $14,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 2,300 | $14,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 259 | $14,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 550 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 914 | $14,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 639 | $14,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 1,000 | $14,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 280 | $14,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 800 | $14,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 2,019 | $14,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 984 | $14,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 1,173 | $14,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 698 | $14,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 508 | $14,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 737 | $14,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 1,635 | $14,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 308 | $14,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 637 | $14,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 3,000 | $14,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 13 | $14,000 | thousands by filing date | principal |
| CARRIZO OIL & GAS INC | 144577103 | COM | 712 | $14,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 220 | $14,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 1,170 | $14,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 6,277 | $14,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 400 | $14,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 1,141 | $14,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 12 | $14,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 12 | $14,000 | thousands by filing date | principal |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 2,000 | $14,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 950 | $14,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 1,641 | $14,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 800 | $14,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 354 | $14,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 600 | $14,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 12,000 | $14,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 16 | $14,000 | thousands by filing date | principal |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 500 | $14,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 11,288 | $14,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661502 | COM PAR | 3,719 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 425 | $14,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 1,116 | $14,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 14 | $14,000 | thousands by filing date | principal |
| EGALET CORP | 28226B104 | COM | 14,050 | $14,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 209 | $14,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 9 | $14,000 | thousands by filing date | principal |
| APC 7.5 PFD | 032511404 | Preferred Stock | 400 | $14,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 1,499 | $14,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 530 | $13,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 450 | $13,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 260 | $13,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 1,333 | $13,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 198 | $13,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 6,400 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 150 | $13,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 102 | $13,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 806 | $13,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 154 | $13,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 306 | $13,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 1,102 | $13,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 133 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 453 | $13,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 500 | $13,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 814 | $13,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 4,409 | $13,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 1,300 | $13,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 10,273 | $13,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 1,031 | $13,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 543 | $13,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 13 | $13,000 | thousands by filing date | principal |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 1,320 | $13,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 1,780 | $13,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 1,800 | $13,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 532 | $13,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 1,125 | $13,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 532 | $13,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 1,000 | $13,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 835 | $13,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 882 | $13,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 14 | $13,000 | thousands by filing date | principal |
| RESONANT INC | 76118L102 | COM | 1,800 | $13,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q803 | DIVERSIFIED ET | 499 | $13,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 693 | $13,000 | thousands by filing date | |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 157 | $13,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 95 | $12,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 436 | $12,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 978 | $12,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 349 | $12,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 244 | $12,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,289 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 500 | $12,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 769 | $12,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 650 | $12,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,275 | $12,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 3,650 | $12,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 390 | $12,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 600 | $12,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 585 | $12,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 159 | $12,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 397 | $12,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 363 | $12,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 990 | $12,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 367 | $12,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 948 | $12,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 1,101 | $12,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 423 | $12,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 17,600 | $12,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 439 | $12,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 824 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 250 | $12,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 2,418 | $12,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 400 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 265 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-18-000001 | this filing | 2018-02-14 | acceptance time not in the bulk data set |