13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 5,110 holding rows worth $7,488,953,000.
- Accession
- 0001681115-18-000001
- Filer
- CIK 1681115
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 14,538 entries on the cover page, a total value of $7,488,953,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,488,953,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 296 | $4,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 100 | $4,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 346 | $4,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 200 | $4,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 973 | $4,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 350 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 116 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 109 | $4,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 150 | $4,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 203 | $4,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 175 | $4,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 110 | $4,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 390 | $4,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 710 | $4,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 399 | $4,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 175 | $4,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 500 | $4,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 134 | $4,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 800 | $4,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 400 | $4,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 151 | $4,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 2,418 | $4,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 779 | $4,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 2,210 | $4,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 211 | $4,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 117 | $4,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 316 | $4,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 2,000 | $4,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 646 | $4,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 277 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 28 | $4,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 3 | $4,000 | thousands by filing date | principal |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 255 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 100 | $4,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 327 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P130 | IPTH PURE COCA | 140 | $4,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 177 | $4,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 67 | $4,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 100 | $4,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 2,600 | $4,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 150 | $4,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 29,000 | $4,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 4 | $4,000 | thousands by filing date | principal |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 129 | $4,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P107 | mc | 80 | $4,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 1,000 | $4,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 328 | $4,000 | thousands by filing date | |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 150 | $4,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 116 | $3,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 214 | $3,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 112 | $3,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 769 | $3,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 414 | $3,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 125 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 75 | $3,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 181 | $3,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 26 | $3,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 150 | $3,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 260 | $3,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 161 | $3,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 420 | $3,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 250 | $3,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 93 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 100 | $3,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 324 | $3,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 115 | $3,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 400 | $3,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 370 | $3,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 920 | $3,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 80 | $3,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 111 | $3,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 151 | $3,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 181 | $3,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 75 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 34 | $3,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 724 | $3,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 33 | $3,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 167 | $3,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 300 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 104 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 55 | $3,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 250 | $3,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 1,000 | $3,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 100 | $3,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 101 | $3,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 3,407 | $3,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 4,336 | $3,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 90 | $3,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 107 | $3,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 97 | $3,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 500 | $3,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 300 | $3,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 400 | $3,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 397 | $3,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 490 | $3,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 60 | $3,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 700 | $3,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 10,231 | $3,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 38 | $3,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 75 | $3,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 175 | $3,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 1,295 | $3,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 51 | $3,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 100 | $3,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 63 | $3,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 595 | $3,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 507 | $3,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 200 | $3,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 799 | $3,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 200 | $3,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 500 | $3,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 1,118 | $3,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 500 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 130 | $3,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 59 | $3,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 71 | $3,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 200 | $3,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 2,000 | $3,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 609 | $3,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 4,375 | $3,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 172 | $3,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 625 | $3,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 122 | $3,000 | thousands by filing date | |
| WESTWATER RES INC | 961684107 | COM | 3,000 | $3,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 100 | $3,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 100 | $3,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 1,560 | $3,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 74 | $3,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 1,000 | $3,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 88 | $3,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 211 | $3,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 1,000 | $3,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 2,058 | $3,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 700 | $3,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 890 | $3,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 200 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 159 | $3,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 4,000 | $3,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 735 | $3,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 750 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 200 | $3,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 3 | $3,000 | thousands by filing date | principal |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 1,100 | $3,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 2 | $3,000 | thousands by filing date | principal |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 837 | $3,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 3 | $3,000 | thousands by filing date | principal |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 1 | $3,000 | thousands by filing date | principal |
| CREDIT SUISSE NASSAU BRH | 22542D357 | VELOCITY SHS SHR | 500 | $3,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 650 | $3,000 | thousands by filing date | |
| U S GEOTHERMAL INC COM NEW | 90338S201 | Stock | 833 | $3,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748206 | COM NEW | 2,500 | $3,000 | thousands by filing date | |
| ISHARES TR | 46435G565 | MLTFCT HLTCARE | 100 | $3,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 300 | $2,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 200 | $2,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 38 | $2,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 39 | $2,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 450 | $2,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 66 | $2,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 81 | $2,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 29 | $2,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 658 | $2,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 70 | $2,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 39 | $2,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 209 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 91 | $2,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 315 | $2,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 188 | $2,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 100 | $2,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 189 | $2,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 80 | $2,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 100 | $2,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 200 | $2,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 39 | $2,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 22 | $2,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 32 | $2,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 110 | $2,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 38 | $2,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 53 | $2,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 112 | $2,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 75 | $2,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 37 | $2,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 103 | $2,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 56 | $2,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 200 | $2,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 20 | $2,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 197 | $2,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 284 | $2,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 200 | $2,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 700 | $2,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 372 | $2,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 101 | $2,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 100 | $2,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 50 | $2,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 67 | $2,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 100 | $2,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 62 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 3 | $2,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 71 | $2,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 75 | $2,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 100 | $2,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 164 | $2,000 | thousands by filing date | |
| DISNEY WALT CO | 254687906 | COM | 4 | $2,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G902 | CALL | 5 | $2,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 1,161 | $2,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 67 | $2,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 178 | $2,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 100 | $2,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 71 | $2,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 5,027 | $2,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 150 | $2,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 429 | $2,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 100 | $2,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 183 | $2,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 250 | $2,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 175 | $2,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 108 | $2,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 59 | $2,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 97 | $2,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 170 | $2,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 75 | $2,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 62 | $2,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 190 | $2,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 112 | $2,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 55 | $2,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 634 | $2,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 165 | $2,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 350 | $2,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 307 | $2,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 200 | $2,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 48 | $2,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 1,500 | $2,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 1 | $2,000 | thousands by filing date | principal |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 79 | $2,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 3,500 | $2,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 2,000 | $2,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 170 | $2,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 60 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 50 | $2,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 110 | $2,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 52 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 100 | $2,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 100 | $2,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 442 | $2,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 1,200 | $2,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 1,000 | $2,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 100 | $2,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 150 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 60 | $2,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 93 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 35 | $2,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 300 | $2,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 150 | $2,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 88 | $2,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C200 | COM NEW | 3,750 | $2,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 188 | $2,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 204 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 50 | $2,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 47 | $2,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 11,500 | $2,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 97 | $2,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 1,600 | $2,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676209 | SHS | 951 | $2,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 100 | $2,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 183 | $2,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 1,200 | $2,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 1,500 | $2,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 1 | $2,000 | thousands by filing date | principal |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 1,432 | $2,000 | thousands by filing date | |
| ELKHORN S&P HIGH QUALITY PREFERRED ETF | 287711501 | ETF | 104 | $2,000 | thousands by filing date | |
| GUGGENHEIM S&P 100 EQUAL WEIGHT ETF | 78355W478 | ETF | 70 | $2,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E112 | SHS | 2,000 | $2,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 55 | $1,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 11 | $1,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 123 | $1,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 25 | $1,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 100 | $1,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 32 | $1,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 21 | $1,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 25 | $1,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 35 | $1,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 19 | $1,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 118 | $1,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 45 | $1,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 19 | $1,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 20 | $1,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 50 | $1,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 375 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 58 | $1,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 47 | $1,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 600 | $1,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 32 | $1,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 6 | $1,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 101 | $1,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 50 | $1,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 74 | $1,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 279 | $1,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 24 | $1,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 47 | $1,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 180 | $1,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 69 | $1,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 50 | $1,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 25 | $1,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 45 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 15 | $1,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 463 | $1,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 31 | $1,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 35 | $1,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 147 | $1,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 50 | $1,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 15 | $1,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 247 | $1,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 170 | $1,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 67 | $1,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 240 | $1,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 128 | $1,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 839 | $1,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 60 | $1,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 22 | $1,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 59 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 59 | $1,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 614 | $1,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 300 | $1,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 140 | $1,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 40 | $1,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 200 | $1,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 200 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 17 | $1,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 117 | $1,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 70 | $1,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 124 | $1,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 100 | $1,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 49 | $1,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 24 | $1,000 | thousands by filing date | |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 307 | $1,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 212 | $1,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 571 | $1,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 320 | $1,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 18 | $1,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 326 | $1,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 59 | $1,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 300 | $1,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 175 | $1,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 218 | $1,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 35 | $1,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 241 | $1,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 600 | $1,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 109 | $1,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 53 | $1,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 74 | $1,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 58 | $1,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 37 | $1,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 1,850 | $1,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 73 | $1,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 162 | $1,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 180 | $1,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 117 | $1,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 1,765 | $1,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 50 | $1,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 650 | $1,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 77 | $1,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 143 | $1,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 895 | $1,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 120 | $1,000 | thousands by filing date | |
| LONGFIN CORP CLASS A | 54304F106 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 550 | $1,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 173 | $1,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 648 | $1,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 160 | $1,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 46 | $1,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 100 | $1,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 150 | $1,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 287 | $1,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 110 | $1,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 1,000 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 28 | $1,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 576 | $1,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 1,000 | $1,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 3,050 | $1,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 92 | $1,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 78 | $1,000 | thousands by filing date | |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 100 | $1,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 108 | $1,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 100 | $1,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 108 | $1,000 | thousands by filing date | |
| CERNER CORP | 156782954 | COM | 170 | $1,000 | thousands by filing date | put |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 250 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 108 | $1,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 31 | $1,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 281 | $1,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 46 | $1,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 112 | $1,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 151 | $1,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 138 | $1,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 588 | $1,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 1,300 | $1,000 | thousands by filing date | |
| CLEANTECH SOLUTIONS INTL INC | 18451N303 | COM PAR | 95 | $1,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 97 | $1,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 55 | $1,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 151 | $1,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 277 | $1,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 100 | $1,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 600 | $1,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 256 | $1,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 200 | $1,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 28 | $1,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 372 | $1,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 525 | $1,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424207 | SPON ADR NEW | 261 | $1,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 100 | $1,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 188 | $1,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 77 | $1,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 555 | $1,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L727 | 2XLEV US HG DV | 45 | $1,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 93 | $1,000 | thousands by filing date | |
| CHF SOLUTIONS INC | 12542Q508 | COM NEW | 200 | $1,000 | thousands by filing date | |
| TapImmune Inc | 876033408 | COM | 279 | $1,000 | thousands by filing date | |
| STONE ENERGY CORP WT EXP 022821 | 861642114 | Stock | 242 | $1,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 1,252 | $1,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90274D168 | VELOCITYSHS TAIL | 50 | $1,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEOPARK LTD USD SHS | G38327105 | Stock | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AZENTA INC | 114340102 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAREDX INC | 14167L103 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHOE STA GROUP INC | 824889109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YEXT INC | 98585N106 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EGAIN CORP | 28225C806 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KBR INC COM | 48242W106 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARMONIC INC | 413160102 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS INC | 174740100 | COMMON STOCK | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DMC GLOBAL INC | 23291C103 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| High Templar Tech Limit | 747798106 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEE GROUP INC | 36165A102 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TESLA INC | 88160R951 | PUT | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MICRON TECHNOLOGY INC | 595112903 | CALL | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KELLY SVCS INC | 488152307 | CL B | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLY FINL INC | 02005N950 | PUT | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AVIS BUDGET GROUP INC | 053774955 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FORD MTR CO | 345370950 | PUT | 54 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V950 | PUT | 43 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATERPILLAR INC | 149123951 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ABBOTT LABORATORIES | 002824950 | PUT | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHENIERE ENERGY INC | 16411R958 | PUT | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| STANLEY BLACK & DECKER INC | 854502951 | COM | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DEUTSCHE BK AG | D18190958 | NAMEN AKT | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| COGNEX CORP | 192422903 | COM | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CANADIAN NAT RES LTD MED TER | 136385951 | COM | 23 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AFLAC INC | 001055952 | COM | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLASE INC | 090911108 | COMMON STOCK | 366 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICAD INC | 44934S206 | COM NEW | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLOTEK INDS INC DEL | 343389102 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-18-000001 | this filing | 2018-02-14 | acceptance time not in the bulk data set |