13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 5,110 holding rows worth $7,488,953,000.
- Accession
- 0001681115-18-000001
- Filer
- CIK 1681115
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 14,538 entries on the cover page, a total value of $7,488,953,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,488,953,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,170 | $56,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 2,511 | $56,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 1,964 | $56,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 825 | $56,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 49 | $56,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 681 | $55,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 23,461 | $55,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 3,088 | $55,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 1,374 | $55,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 4,000 | $55,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 2,900 | $55,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 8,004 | $55,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 4,200 | $55,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 52,550 | $55,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 9,136 | $55,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 2,209 | $55,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 5,376 | $55,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 6,115 | $54,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 2,387 | $54,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 4,845 | $54,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 1,557 | $54,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 1,194 | $54,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 708 | $54,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 10,187 | $54,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 28,584 | $54,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 3,155 | $54,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 58 | $54,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 55 | $54,000 | thousands by filing date | principal |
| Aceto Corp | 004446AD2 | CONV BOND | 60 | $54,000 | thousands by filing date | principal |
| TREX CO INC | 89531P105 | COM | 482 | $53,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 3,092 | $53,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 797 | $53,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 2,638 | $53,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 1,016 | $53,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 1,871 | $53,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 3,048 | $53,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 648 | $53,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 1,727 | $53,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 1,162 | $53,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 1,141 | $53,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 4,640 | $53,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 9,401 | $53,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 7,396 | $53,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 9,572 | $53,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 670 | $53,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 1,678 | $53,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 4,000 | $53,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 3,611 | $53,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 31 | $53,000 | thousands by filing date | principal |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 54 | $53,000 | thousands by filing date | principal |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 1,652 | $52,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 872 | $52,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 975 | $52,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 14,100 | $52,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 3,461 | $52,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,454 | $52,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 2,234 | $52,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 830 | $52,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 1,316 | $52,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 5,405 | $51,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 919 | $51,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 720 | $51,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 916 | $51,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 4,500 | $51,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 1,245 | $51,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 2,740 | $51,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 835 | $51,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 2,200 | $51,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 1,059 | $51,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 3,089 | $51,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 2,313 | $51,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 635 | $51,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 2,500 | $51,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 650 | $51,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 1,775 | $51,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 49 | $51,000 | thousands by filing date | principal |
| NRG YIELD INC | 62942X306 | COM | 2,719 | $51,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 2,024 | $50,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 1,207 | $50,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 1,609 | $50,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 653 | $50,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 2,766 | $50,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 1,318 | $50,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 2,602 | $50,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 975 | $50,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 1,393 | $50,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R306 | HIPS US HIGH INC | 2,834 | $50,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 1,389 | $50,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 1,121 | $50,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 1,480 | $50,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 4,315 | $50,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 3,142 | $50,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 2,430 | $49,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 1,913 | $49,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 6,500 | $49,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 4,629 | $49,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 1,980 | $49,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 666 | $49,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 1,467 | $49,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 5,347 | $49,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 5,900 | $49,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 49 | $49,000 | thousands by filing date | principal |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 8,464 | $49,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 4,186 | $49,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 48 | $49,000 | thousands by filing date | principal |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 19,984 | $48,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 2,167 | $48,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 754 | $48,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,743 | $48,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 1,112 | $48,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 1,800 | $48,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 2,193 | $48,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 2,381 | $48,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 945 | $48,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,483 | $48,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 2,000 | $48,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 4,966 | $48,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 402 | $48,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 1,716 | $48,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 1,090 | $47,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 830 | $47,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 2,001 | $47,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 2,026 | $47,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,366 | $47,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 2,524 | $47,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 15,153 | $47,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,045 | $47,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 6,715 | $47,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 2,201 | $47,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 1,171 | $47,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 1,029 | $47,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 4,334 | $47,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 5,423 | $47,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 3,984 | $47,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 5,428 | $47,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 3,474 | $47,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 3,551 | $47,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 711 | $47,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF T | 73935B862 | VAR RAT INV GR | 1,874 | $47,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 13,825 | $46,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 2,705 | $46,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 1,000 | $46,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 445 | $46,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 512 | $46,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 1,314 | $46,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 2,816 | $46,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 1,657 | $46,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 891 | $46,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 1,449 | $46,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 4,516 | $46,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 3,004 | $46,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 523 | $45,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 1,247 | $45,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 966 | $45,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 736 | $45,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 2,845 | $45,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 786 | $45,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 1,863 | $45,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 5,258 | $45,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 2,010 | $44,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 747 | $44,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 640 | $44,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 1,294 | $44,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 750 | $44,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 987 | $44,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 779 | $44,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 1,096 | $44,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 817 | $44,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 1,574 | $44,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 1,342 | $44,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 640 | $44,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 44 | $44,000 | thousands by filing date | principal |
| INFINERA CORP | 45667G103 | COMMON STOCK | 6,988 | $44,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 2,039 | $44,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 2,657 | $44,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 2,400 | $44,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 43 | $44,000 | thousands by filing date | principal |
| NEW SR INVT GROUP INC | 648691103 | COM | 5,755 | $44,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 45 | $44,000 | thousands by filing date | principal |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 2,537 | $43,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 1,707 | $43,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 766 | $43,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 115 | $43,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 2,135 | $43,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,982 | $43,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 18,410 | $43,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 3,000 | $43,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 1,298 | $43,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 2,514 | $43,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,637 | $43,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 509 | $43,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 1,425 | $43,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 442 | $43,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,710 | $43,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 527 | $43,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 3,676 | $43,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 2,774 | $43,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 9,785 | $42,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 452 | $42,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 703 | $42,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 1,428 | $42,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 2,426 | $42,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 3,063 | $42,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 717 | $42,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 1,607 | $42,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 726 | $42,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 1,389 | $42,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 1,985 | $42,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 703 | $42,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 361 | $42,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 2,905 | $42,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 1,066 | $42,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 2,001 | $42,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 305 | $41,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 592 | $41,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 1,020 | $41,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 948 | $41,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 1,095 | $41,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 1,188 | $41,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 550 | $41,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 1,988 | $41,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 500 | $41,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 1,700 | $41,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 1,340 | $41,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,483 | $41,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 910 | $41,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 2,077 | $41,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 755 | $41,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 437 | $41,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 3,855 | $41,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 1,300 | $41,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 2,898 | $40,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 1,260 | $40,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 1,655 | $40,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 1,512 | $40,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 1,029 | $40,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 2,173 | $40,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 2,945 | $40,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 3,000 | $40,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 3,640 | $40,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 1,643 | $40,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 1,377 | $40,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 2,879 | $40,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 898 | $40,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 1,708 | $40,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 2,880 | $40,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 1,440 | $40,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 1,931 | $40,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 6,395 | $40,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 705 | $40,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 776 | $39,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 305 | $39,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 579 | $39,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 1,500 | $39,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 930 | $39,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 862 | $39,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 2,763 | $39,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 749 | $39,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 396 | $39,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 757 | $39,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 2,800 | $39,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 2,253 | $39,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 577 | $39,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 15,606 | $39,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 971 | $39,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 36 | $39,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 3,008 | $39,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 3,200 | $39,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 1,326 | $39,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 1,230 | $39,000 | thousands by filing date | |
| ADVISORSHARES NEW TECH AND MEDIA ETF | 00768Y552 | ETF | 1,800 | $39,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 1,300 | $39,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G207 | HORIZONS DAX GER | 1,225 | $39,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 1,167 | $38,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 730 | $38,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 1,179 | $38,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 4,615 | $38,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,466 | $38,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 3,971 | $38,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 1,900 | $38,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 188 | $38,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 4,523 | $38,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 3,396 | $38,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 359 | $38,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 574 | $38,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 2,450 | $38,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 888 | $38,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 10,294 | $38,000 | thousands by filing date | |
| BLACKHAWK NETWORK HLDGS INC | 09238EAB0 | NOTE 1.500% 1/1 | 37 | $38,000 | thousands by filing date | principal |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 1,519 | $37,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 323 | $37,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 1,780 | $37,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,088 | $37,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 129 | $37,000 | thousands by filing date | put |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 504 | $37,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 2,663 | $37,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 8,056 | $37,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 3,718 | $37,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 9,850 | $37,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 1,746 | $37,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 506 | $37,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 1,100 | $37,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 8,048 | $37,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 470 | $36,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 400 | $36,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 900 | $36,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 529 | $36,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 725 | $36,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 1,326 | $36,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 518 | $36,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 351 | $36,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 911 | $36,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 780 | $36,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 2,798 | $36,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 1,346 | $36,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 3,018 | $36,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 6,166 | $36,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 5,000 | $36,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 4,444 | $36,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 1,800 | $36,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 6,290 | $36,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 1,550 | $36,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 959 | $36,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 1,967 | $36,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 4,665 | $36,000 | thousands by filing date | |
| ARBOR RLTY TR INC | 038923AA6 | NOTE 6.50010/0 | 33 | $36,000 | thousands by filing date | principal |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 1,240 | $35,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 923 | $35,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 564 | $35,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 2,226 | $35,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 3,371 | $35,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 593 | $35,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 569 | $35,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 216 | $35,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 2,549 | $35,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 765 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 990 | $35,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 353 | $35,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 959 | $35,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 1,231 | $35,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 937 | $35,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 1,364 | $35,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 22 | $35,000 | thousands by filing date | principal |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 1,000 | $35,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 753 | $34,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 568 | $34,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 1,320 | $34,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 883 | $34,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 960 | $34,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 162 | $34,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 685 | $34,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 521 | $34,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 571 | $34,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 3,015 | $34,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 1,514 | $34,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 456 | $34,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 10,200 | $34,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 6,675 | $34,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 867 | $34,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 27 | $34,000 | thousands by filing date | principal |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 8,017 | $34,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 398 | $34,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 1,197 | $34,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 1,034 | $34,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 1,789 | $33,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 799 | $33,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 720 | $33,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 450 | $33,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 440 | $33,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 1,566 | $33,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 662 | $33,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 3,925 | $33,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 2,372 | $33,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 2,285 | $33,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 971 | $33,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 662 | $33,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 602 | $33,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 781 | $33,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 3,800 | $33,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 819 | $33,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 1,445 | $33,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 2,200 | $33,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 4,695 | $33,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 1,335 | $33,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 1,377 | $33,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 1,580 | $33,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 1,250 | $33,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 4,112 | $33,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 630 | $32,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 1,872 | $32,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 654 | $32,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 454 | $32,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 1,467 | $32,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 1,229 | $32,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 457 | $32,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 323 | $32,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 577 | $32,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,940 | $32,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 796 | $32,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 1,509 | $32,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 2,682 | $32,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 1,147 | $32,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 4,693 | $32,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 650 | $32,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 2,252 | $32,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 7,264 | $32,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 7,261 | $32,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 1,698 | $32,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 1,082 | $31,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 639 | $31,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 3,012 | $31,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 2,240 | $31,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 539 | $31,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 524 | $31,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 1,468 | $31,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 990 | $31,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 1,600 | $31,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 800 | $31,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 1,020 | $31,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 295 | $31,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 1,493 | $31,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 4,968 | $31,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 2,619 | $31,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 2,695 | $31,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 39,451 | $31,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 1,200 | $31,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 27 | $31,000 | thousands by filing date | principal |
| iShares Global REIT ETF | 46434V647 | SHS | 1,168 | $30,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 1,100 | $30,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 1,928 | $30,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1,842 | $30,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,691 | $30,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 2,284 | $30,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 716 | $30,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 477 | $30,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 1,039 | $30,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 215 | $30,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,752 | $30,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 415 | $30,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 517 | $30,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 11,578 | $30,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 1,243 | $30,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 618 | $30,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 4,000 | $30,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 2,866 | $30,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 3,974 | $30,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 3,000 | $30,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 550 | $30,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 1,181 | $30,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 15 | $30,000 | thousands by filing date | principal |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 31 | $30,000 | thousands by filing date | principal |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 1,022 | $30,000 | thousands by filing date | |
| ISHARES TR | 46435G797 | CURR HD INTL HI | 1,075 | $30,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 4,642 | $29,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 675 | $29,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,752 | $29,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 750 | $29,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 656 | $29,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 625 | $29,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,725 | $29,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 7,386 | $29,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 627 | $29,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 923 | $29,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 1,425 | $29,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 1,461 | $29,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 854 | $29,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 1,340 | $29,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 2,015 | $29,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 13 | $29,000 | thousands by filing date | principal |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 792 | $29,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 9,770 | $29,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 14,176 | $29,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 2,136 | $29,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,024 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 2,148 | $29,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410208 | SPONSORED ADR NE | 10,000 | $29,000 | thousands by filing date | |
| UBS AG | 90270KAW9 | NOTE 2/1 | 21 | $29,000 | thousands by filing date | principal |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 451 | $28,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 15,473 | $28,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 868 | $28,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 810 | $28,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 794 | $28,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 798 | $28,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 2,210 | $28,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 1,238 | $28,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 2,000 | $28,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 427 | $28,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 2,075 | $28,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,650 | $28,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 3,790 | $28,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 1,001 | $28,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 21,060 | $28,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 1,707 | $28,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 3,672 | $28,000 | thousands by filing date | |
| PORTFOLIOPLUS S&P 500 ETF | 25490K109 | ETF | 769 | $28,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 1,272 | $28,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 1,069 | $28,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 1,099 | $27,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 345 | $27,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 217 | $27,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-18-000001 | this filing | 2018-02-14 | acceptance time not in the bulk data set |