13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 5,110 holding rows worth $7,488,953,000.
- Accession
- 0001681115-18-000001
- Filer
- CIK 1681115
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 14,538 entries on the cover page, a total value of $7,488,953,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,488,953,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMCO INVS INC COM | 361438104 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMYRIS INC | 03236M200 | COM NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cinedigm Corp CL A | 172406209 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 119 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM CORP | 747906501 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPROACH RESOURCES INC | 03834A103 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDOCYTE INC | 29269A102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDOLOGIX INC | 29266S106 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVASCIENCE INC | 69014Q101 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 124 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WALTER INVT MGMT CORP | 93317W102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERMOLECULAR INC | 45882D109 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 550 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUICKLOGIC CORP | 74837P108 | COM | 185 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YRC WORLDWIDE INC | 984249607 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATHERSYS INC | 04744L106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 107 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BSQUARE CORP | 11776U300 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 111 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOAMBER INC | 09072Q106 | COM | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QAD INC-B | 74727D207 | Common | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975402 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RUBICON PROJ INC | 78112V102 | COM | 144 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FTD COS INC | 30281V108 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUORUM HEALTH CORP | 74909E106 | COM | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 111 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPHTHOTECH CORP | 683745103 | COM | 159 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A105 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 177 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVINGER INC | 053734109 | COM | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RXI PHARMACEUTICALS CORP NEW | 74979C501 | COM | 196 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEURALSTEM INC | 64127R401 | COM NEW | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTRX CORP | 232828608 | COM PAR | 232 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 266 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gevo Inc stock | 374396307 | Stock | 115 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTUA CORPORATION | 005094107 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ocugen | 43358V109 | Common | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTMORELAND RESOURCE PARTNE COM UNIT RP LP | 96108P103 | Stock | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIVEO CORP CDA | 17878Y108 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EP ENERGY CORP | 268785102 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULFMARK OFFSHORE INC | 402629505 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 290 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 196 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COUNTERPATH CORP | 22228P302 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AYTU BIOSCIENCE INC | 054754403 | COM PAR | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHEELER REAL ESTATE INVT TR | 963025119 | *W EXP 04/29/201 | 2,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPRINT CORP | 85207U955 | PUT | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PRECIPIO INC | 74019L107 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06746L902 | CALL | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNEGAS CORP COM PAR | 55939L301 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 202 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 225 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULFMARK OFFSHORE INC | 402629117 | *W EXP 11/14/202 | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 510 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 283 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC NEW DEL | 26817R157 | *W EXP 02/02/202 | 1,242 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKYLINE MED INC | 83084T606 | COM PAR | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-18-000001 | this filing | 2018-02-14 | acceptance time not in the bulk data set |