13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 5,110 holding rows worth $7,488,953,000.
- Accession
- 0001681115-18-000001
- Filer
- CIK 1681115
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 14,538 entries on the cover page, a total value of $7,488,953,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,488,953,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 10,076 | $12,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 996 | $12,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 1,476 | $12,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 485 | $12,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 177 | $12,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 2,154 | $12,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 639 | $12,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 357 | $12,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 322 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 1,232 | $12,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 4,760 | $12,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 260 | $12,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 466 | $12,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 7 | $12,000 | thousands by filing date | principal |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 1,250 | $12,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 12 | $12,000 | thousands by filing date | principal |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 500 | $12,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M126 | GUGGENHEM 2026 | 625 | $12,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 11 | $12,000 | thousands by filing date | principal |
| ONCOSEC MED INC | 68234L207 | COM NEW | 7,125 | $12,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 11 | $12,000 | thousands by filing date | principal |
| ITRON INC COM | 465741106 | Stock | 161 | $11,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 389 | $11,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 1,000 | $11,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 761 | $11,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 400 | $11,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 210 | $11,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 590 | $11,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 369 | $11,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,000 | $11,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 521 | $11,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 214 | $11,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 365 | $11,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 2,923 | $11,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 1,000 | $11,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 301 | $11,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 825 | $11,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 1,168 | $11,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 736 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 219 | $11,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 335 | $11,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 967 | $11,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 387 | $11,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 5,178 | $11,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 395 | $11,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 1,445 | $11,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 2 | $11,000 | thousands by filing date | principal |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 12,435 | $11,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 251 | $11,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 1,500 | $11,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 392 | $11,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 5,133 | $11,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 3,700 | $11,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 1,317 | $11,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 1,125 | $11,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 7,000 | $11,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 3,020 | $11,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 380 | $11,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 355 | $11,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 11 | $11,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 8 | $11,000 | thousands by filing date | principal |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 1,145 | $11,000 | thousands by filing date | |
| LIBERTY EXPEDIA HOLDINGS | 53046P208 | SER B COM | 252 | $11,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 9 | $11,000 | thousands by filing date | principal |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 11 | $11,000 | thousands by filing date | principal |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 11 | $11,000 | thousands by filing date | principal |
| IVLU | 46435G409 | COM | 405 | $10,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 918 | $10,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 250 | $10,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 3,932 | $10,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 167 | $10,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 100 | $10,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 3,320 | $10,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 124 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 150 | $10,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 4,562 | $10,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 475 | $10,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,089 | $10,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 245 | $10,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 925 | $10,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 602 | $10,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 342 | $10,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 305 | $10,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 675 | $10,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 666 | $10,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 420 | $10,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 400 | $10,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 388 | $10,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 450 | $10,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 710 | $10,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 625 | $10,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 163 | $10,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 345 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 216 | $10,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 385 | $10,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 269 | $10,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 81 | $10,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 1,500 | $10,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 1,500 | $10,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 301 | $10,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 208 | $10,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 375 | $10,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 1,663 | $10,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 129 | $10,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 2,500 | $10,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 3,217 | $10,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 410 | $10,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 147 | $10,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 347 | $10,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 3,920 | $10,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 1,180 | $10,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 20,000 | $10,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 413 | $10,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 221 | $10,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 600 | $10,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 500 | $10,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 124 | $10,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 103 | $10,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 1,500 | $10,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 5,679 | $10,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 377 | $10,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 1,245 | $10,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 362 | $10,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 1,067 | $10,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 1,000 | $10,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 944 | $10,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 1,000 | $10,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 10 | $10,000 | thousands by filing date | principal |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 13,063 | $10,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 6 | $10,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 10 | $10,000 | thousands by filing date | principal |
| STRATEGY INC CL A NEW | 594972408 | Stock | 77 | $9,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 72 | $9,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 290 | $9,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 110 | $9,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 306 | $9,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 126 | $9,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 621 | $9,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 56 | $9,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 115 | $9,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 274 | $9,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 648 | $9,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 164 | $9,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 1,500 | $9,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 362 | $9,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 450 | $9,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 433 | $9,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 485 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 222 | $9,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 200 | $9,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 100 | $9,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 1,000 | $9,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 421 | $9,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 575 | $9,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 20 | $9,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 4,217 | $9,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 253 | $9,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 483 | $9,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 4,250 | $9,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 1,000 | $9,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 250 | $9,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 8 | $9,000 | thousands by filing date | principal |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 1,200 | $9,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 229 | $9,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 900 | $9,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 980 | $9,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 368 | $9,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 298 | $9,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 100 | $9,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 540 | $9,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 1,519 | $9,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 3 | $9,000 | thousands by filing date | principal |
| EATON VANCE | 27826G109 | SH BEN INT | 700 | $9,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 400 | $9,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 319 | $9,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 200 | $9,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 341 | $9,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 456 | $9,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 6,020 | $9,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 300 | $9,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 1,000 | $9,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 360 | $9,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 734 | $9,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 775 | $9,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 7 | $9,000 | thousands by filing date | principal |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 9 | $9,000 | thousands by filing date | principal |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 2,210 | $9,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 7 | $9,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 6 | $9,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M175 | GUGGENHEIM ETF | 255 | $9,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G821 | SPIRITED ETFMG | 265 | $9,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 219 | $8,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 1,305 | $8,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 945 | $8,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 500 | $8,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 566 | $8,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 231 | $8,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 300 | $8,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 349 | $8,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 261 | $8,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 389 | $8,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 233 | $8,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 333 | $8,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 500 | $8,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 717 | $8,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 5,277 | $8,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 270 | $8,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 173 | $8,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 135 | $8,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 99 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 225 | $8,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 625 | $8,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 336 | $8,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 865 | $8,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,200 | $8,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 300 | $8,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 275 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 91 | $8,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 500 | $8,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 260 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 455 | $8,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,000 | $8,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 142 | $8,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 1,329 | $8,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 207 | $8,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 129 | $8,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 300 | $8,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 389 | $8,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 500 | $8,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 386 | $8,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 2,265 | $8,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 794 | $8,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 262 | $8,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 2,000 | $8,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 2,660 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 533 | $8,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 345 | $8,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 300 | $8,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 700 | $8,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 595 | $8,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 780 | $8,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 456 | $8,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 6 | $8,000 | thousands by filing date | principal |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 8 | $8,000 | thousands by filing date | principal |
| REMARK HLDGS INC | 75955K102 | COM | 785 | $8,000 | thousands by filing date | |
| OSI ETF TR | 67110P209 | OSI ETF TR | 287 | $8,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 474 | $8,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 2,512 | $8,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 1,270 | $8,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 900 | $8,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 9 | $8,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 7 | $8,000 | thousands by filing date | principal |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 1,205 | $8,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,264 | $7,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 288 | $7,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 200 | $7,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 3,313 | $7,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 1,740 | $7,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 683 | $7,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 355 | $7,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 1,200 | $7,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 62 | $7,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 165 | $7,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 161 | $7,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 289 | $7,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 534 | $7,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 334 | $7,000 | thousands by filing date | |
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| AMICUS THERAPEUTICS INC | 03152W109 | COM | 441 | $7,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 344 | $7,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 731 | $7,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 356 | $7,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 380 | $7,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 916 | $7,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 97 | $7,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 172 | $7,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 2,225 | $7,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 558 | $7,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 250 | $7,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 500 | $7,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 262 | $7,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 358 | $7,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 374 | $7,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 1,200 | $7,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 400 | $7,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 301 | $7,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 1,200 | $7,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 1,350 | $7,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 4 | $7,000 | thousands by filing date | principal |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 900 | $7,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 2,055 | $7,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 479 | $7,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 260 | $7,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 168 | $7,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 400 | $7,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 500 | $7,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 7,350 | $7,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 900 | $7,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 211 | $7,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 51 | $7,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 73 | $7,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTE | 91911K902 | COM | 8 | $7,000 | thousands by filing date | call |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 1,183 | $7,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 865 | $7,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 2,000 | $7,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 6 | $7,000 | thousands by filing date | principal |
| FORTERRA INC | 34960W106 | COM | 600 | $7,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 177 | $7,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 154 | $7,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 742 | $7,000 | thousands by filing date | |
| Invesco Wilderhill Clean Energy ETF | 73935x112 | COM | 240 | $7,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 404 | $7,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 7 | $7,000 | thousands by filing date | principal |
| DARIOHEALTH CORP | 23725P100 | COM | 4,102 | $7,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 801 | $7,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 7 | $7,000 | thousands by filing date | principal |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 7 | $7,000 | thousands by filing date | principal |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 112 | $7,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 556 | $6,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 700 | $6,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 230 | $6,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 2,500 | $6,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 150 | $6,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 14 | $6,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 245 | $6,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 310 | $6,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 117 | $6,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 65 | $6,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 300 | $6,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 2,000 | $6,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 295 | $6,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 200 | $6,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 680 | $6,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 393 | $6,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 20 | $6,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 600 | $6,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 407 | $6,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 136 | $6,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 344 | $6,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 465 | $6,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 291 | $6,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 76 | $6,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 245 | $6,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,204 | $6,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 200 | $6,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 233 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 114 | $6,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 600 | $6,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 200 | $6,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 294 | $6,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 3,914 | $6,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 227 | $6,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 362 | $6,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 274 | $6,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 100 | $6,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 294 | $6,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 2,158 | $6,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 4,000 | $6,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 6 | $6,000 | thousands by filing date | principal |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 300 | $6,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 363 | $6,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 800 | $6,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 470 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 131 | $6,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 200 | $6,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 315 | $6,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 259 | $6,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F903 | CALL | 10 | $6,000 | thousands by filing date | call |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 86 | $6,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 230 | $6,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 6 | $6,000 | thousands by filing date | principal |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 329 | $6,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 6 | $6,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II | 73937B357 | S&P INTL DEV HIG | 200 | $6,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,750 | $5,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 244 | $5,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 40 | $5,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 273 | $5,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 300 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 100 | $5,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 225 | $5,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,158 | $5,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 184 | $5,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 896 | $5,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 521 | $5,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 117 | $5,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 600 | $5,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 871 | $5,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 186 | $5,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 152 | $5,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 356 | $5,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 200 | $5,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 500 | $5,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 108 | $5,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 171 | $5,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 268 | $5,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 215 | $5,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 98 | $5,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 128 | $5,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 121 | $5,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 109 | $5,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 186 | $5,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 119 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 130 | $5,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 245 | $5,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 175 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 7 | $5,000 | thousands by filing date | principal |
| Xunlei Ltd-Adr | 98419E108 | COM | 300 | $5,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 390 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 190 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 250 | $5,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 212 | $5,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 291 | $5,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 146 | $5,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 1,000 | $5,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 403 | $5,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 520 | $5,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 364 | $5,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 3,173 | $5,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 5 | $5,000 | thousands by filing date | principal |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 1,537 | $5,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 115 | $5,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1,715 | $5,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 239 | $5,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 400 | $5,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 8,000 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 191 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 246 | $5,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 800 | $5,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 97 | $5,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 2,000 | $5,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 5 | $5,000 | thousands by filing date | principal |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 368 | $5,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 274 | $5,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 400 | $5,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 1,202 | $5,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 900 | $5,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 1,250 | $5,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 110 | $5,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 1,102 | $5,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 1,250 | $5,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 55 | $5,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 744 | $5,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 331 | $5,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 111 | $5,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 100 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 76 | $5,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 350 | $5,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 675 | $5,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 255 | $5,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 650 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 200 | $5,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 5 | $5,000 | thousands by filing date | principal |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 2,392 | $5,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 1,000 | $5,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 248 | $5,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 1,068 | $5,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 173 | $5,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 4 | $5,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 4 | $5,000 | thousands by filing date | principal |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 800 | $5,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 186 | $5,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 200 | $5,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 41 | $5,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 500 | $5,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 1,000 | $5,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 5 | $5,000 | thousands by filing date | principal |
| COGENTIX MED INC COM | 19243A104 | Stock | 1,500 | $5,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C864 | EMERGING MKT | 170 | $5,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C757 | INTERNATNL REV | 170 | $5,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 300 | $5,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 500 | $5,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 3 | $5,000 | thousands by filing date | principal |
| OKTAINCCLASSA | 679295105 | STOK | 167 | $4,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 60 | $4,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 650 | $4,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 116 | $4,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 386 | $4,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 622 | $4,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 200 | $4,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 500 | $4,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 78 | $4,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 225 | $4,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 114 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 82 | $4,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 89 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 133 | $4,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 350 | $4,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 186 | $4,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 278 | $4,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 42 | $4,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 206 | $4,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 255 | $4,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 136 | $4,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 1,109 | $4,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 956 | $4,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 140 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-18-000001 | this filing | 2018-02-14 | acceptance time not in the bulk data set |