13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 5,110 holding rows worth $7,488,953,000.
- Accession
- 0001681115-18-000001
- Filer
- CIK 1681115
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 14,538 entries on the cover page, a total value of $7,488,953,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,488,953,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TOOTSIE ROLL INDS INC | 890516107 | COM | 2,999 | $109,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 2,146 | $109,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 16,534 | $108,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 4,348 | $108,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 3,252 | $108,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,334 | $107,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 2,716 | $107,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,904 | $107,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 27,066 | $107,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 1,254 | $107,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 4,512 | $107,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 7,741 | $107,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 16,007 | $107,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 269 | $106,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 1,212 | $106,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 3,375 | $106,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 1,579 | $106,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 4,057 | $106,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 3,600 | $106,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 6,013 | $106,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 5,493 | $106,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 4,630 | $106,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 5,028 | $106,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 2,100 | $106,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 1,901 | $106,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 1,583 | $106,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 691 | $105,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 10,475 | $105,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 9,451 | $105,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 2,875 | $105,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 7,589 | $105,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 3,710 | $105,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 2,396 | $105,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 8,091 | $105,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90274D176 | VELOCITYSHS LONG | 3,423 | $105,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 1,700 | $104,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 5,000 | $104,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 3,600 | $104,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 3,624 | $104,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 3,046 | $104,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 7,633 | $104,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 3,318 | $104,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 2,759 | $104,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 2,508 | $104,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 1,928 | $103,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 7,966 | $103,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 1,578 | $103,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 4,447 | $103,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 4,800 | $103,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 2,540 | $103,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 3,931 | $103,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 2,461 | $102,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 2,291 | $102,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 3,546 | $102,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 4,197 | $102,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 4,570 | $102,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 11,160 | $102,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 1,507 | $102,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 5,808 | $102,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 3,810 | $102,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 12,180 | $102,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 1,561 | $102,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 1,586 | $102,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 32,500 | $102,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 1,668 | $101,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 6,459 | $101,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 6,986 | $101,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 4,543 | $101,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 2,093 | $101,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 4,581 | $101,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 1,354 | $101,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 14,433 | $101,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 1,573 | $101,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 643 | $101,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 2,873 | $101,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 5,195 | $101,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 1,230 | $101,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 1,865 | $101,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 747 | $100,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,141 | $100,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 669 | $100,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 664 | $100,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 4,569 | $100,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 4,326 | $100,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 5,498 | $100,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 1,123 | $100,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 6,812 | $99,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 1,236 | $99,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 15,235 | $99,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 761 | $99,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 1,812 | $99,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 4,012 | $99,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 441 | $98,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 2,323 | $98,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 714 | $98,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 536 | $98,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 9,370 | $98,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 5,482 | $98,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 2,799 | $98,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 3,000 | $97,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 3,426 | $97,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 4,004 | $97,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 2,283 | $97,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 29,563 | $97,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 3,170 | $97,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 3,294 | $97,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1,628 | $97,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 2,674 | $97,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 3,165 | $97,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 3,074 | $97,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 2,929 | $96,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 4,768 | $96,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 3,025 | $96,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 8,217 | $96,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 43,114 | $96,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 22,791 | $95,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,048 | $95,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 4,054 | $95,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 4,422 | $95,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 1,696 | $95,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 10,800 | $95,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 1,710 | $95,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 3,928 | $95,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 3,111 | $94,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 5,376 | $94,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 1,086 | $94,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 3,775 | $94,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 3,720 | $94,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 2,647 | $94,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 22,176 | $94,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 4,740 | $94,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 7,060 | $94,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 3,681 | $93,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 379 | $93,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 1,037 | $93,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 5,700 | $93,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 8,601 | $93,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 4,621 | $93,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 3,443 | $93,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 4,350 | $92,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 1,169 | $92,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 4,000 | $92,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 22,542 | $92,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 1,278 | $91,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 2,361 | $91,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 3,020 | $91,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 6,827 | $91,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 3,650 | $91,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 3,871 | $91,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 1,722 | $91,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 5,548 | $90,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 16,301 | $90,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 2,526 | $90,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 2,322 | $90,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 28,575 | $90,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 30,543 | $90,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 819 | $89,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 1,295 | $89,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 6,497 | $89,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 10,153 | $89,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 1,806 | $89,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 7,183 | $89,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 13,725 | $89,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 2,940 | $89,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 9,883 | $89,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 821 | $88,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 1,631 | $88,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 3,893 | $88,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 1,644 | $88,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 1,726 | $88,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 13,759 | $88,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 3,050 | $88,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 8,830 | $88,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 4,334 | $87,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 916 | $87,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 4,814 | $87,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,710 | $87,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 5,156 | $87,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 2,531 | $87,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 3,705 | $87,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 958 | $87,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 2,610 | $87,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 2,179 | $87,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 3,478 | $87,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 3,691 | $86,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 1,072 | $86,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 1,453 | $86,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 42,057 | $86,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 3,376 | $85,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 2,886 | $85,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 7,365 | $85,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 602 | $85,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 5,823 | $85,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 2,921 | $85,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 5,535 | $85,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 5,411 | $85,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1,805 | $85,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 3,947 | $85,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 1,799 | $85,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 14,785 | $85,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 14,787 | $85,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 901 | $84,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 5,200 | $84,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 2,351 | $84,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 1,656 | $84,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 1,604 | $84,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 7,229 | $84,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 2,500 | $84,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 3,633 | $84,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 32,300 | $84,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 2,000 | $83,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 1,776 | $83,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 2,524 | $83,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 4,524 | $83,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 2,770 | $83,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 871 | $83,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 7,548 | $83,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 3,256 | $83,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 2,440 | $83,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 57,933 | $83,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 13,131 | $83,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 974 | $83,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 2,197 | $82,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 1,110 | $82,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 872 | $82,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 10,009 | $82,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 3,114 | $82,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 3,028 | $82,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 2,443 | $82,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 6,786 | $82,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 867 | $82,000 | thousands by filing date | |
| DIGITAL PWR CORP | 253862106 | COM | 25,660 | $82,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 494 | $81,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 2,913 | $81,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 4,150 | $81,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 828 | $81,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 3,158 | $81,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 1,560 | $81,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 2,172 | $80,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 2,515 | $80,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 9,300 | $80,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 6,039 | $80,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 1,960 | $80,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 1,556 | $80,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 1,575 | $80,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 17,440 | $80,000 | thousands by filing date | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 38,600 | $80,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 5,823 | $80,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 1,171 | $80,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 1,663 | $79,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 1,630 | $79,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 2,356 | $79,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 4,736 | $79,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 5,520 | $79,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 2,178 | $79,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 4,444 | $79,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 1,310 | $79,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 6,798 | $78,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 3,161 | $78,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 1,318 | $78,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 8,532 | $78,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 2,240 | $78,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 1,133 | $78,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 3,893 | $78,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 775 | $78,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 1,849 | $77,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 3,350 | $77,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,688 | $77,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 5,271 | $77,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 23,288 | $77,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 1,790 | $77,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 2,120 | $77,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 1,426 | $77,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 5,280 | $77,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 27,900 | $77,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 3,371 | $77,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 4,463 | $77,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 67 | $77,000 | thousands by filing date | principal |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 1,635 | $76,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 6,840 | $76,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 6,139 | $76,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 5,183 | $76,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 1,887 | $76,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 3,406 | $76,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 7,250 | $76,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 7,486 | $76,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 2,966 | $76,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 3,089 | $76,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 80 | $76,000 | thousands by filing date | principal |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 3,759 | $75,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,559 | $75,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 4,986 | $75,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 7,200 | $75,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 7,838 | $75,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 1,548 | $74,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 3,386 | $74,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 1,365 | $74,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 1,359 | $74,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 2,101 | $74,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 569 | $74,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 839 | $74,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 3,446 | $74,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 2,052 | $74,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 2,351 | $74,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 1,665 | $74,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 849 | $74,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 2,868 | $74,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 34,311 | $74,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 6,000 | $74,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 1,717 | $74,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 2,950 | $74,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 1,838 | $74,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 4,165 | $73,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 2,302 | $73,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 1,361 | $73,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 3,412 | $73,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 2,334 | $73,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 2,385 | $73,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 4,754 | $73,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 12,441 | $73,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 39,359 | $73,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 2,910 | $73,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 12,964 | $73,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 5,818 | $73,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 33,850 | $73,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 4,244 | $72,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 4,852 | $72,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 4,696 | $72,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 1,713 | $72,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 1,813 | $72,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 1,586 | $72,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 3,303 | $72,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 17,634 | $72,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 5,300 | $72,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 2,630 | $72,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 1,184 | $71,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 1,489 | $71,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 4,186 | $71,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 1,534 | $71,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 3,295 | $71,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 1,434 | $71,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 58 | $71,000 | thousands by filing date | principal |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 1,091 | $70,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 1,203 | $70,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 963 | $70,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 3,666 | $70,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 1,354 | $70,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 1,759 | $70,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 17,617 | $70,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 2,200 | $70,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 2,787 | $70,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 927 | $69,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 2,951 | $69,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 1,470 | $69,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 900 | $69,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 1,331 | $69,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 2,151 | $69,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 2,729 | $69,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 2,533 | $69,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 2,970 | $69,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 1,062 | $69,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 69 | $69,000 | thousands by filing date | principal |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 1,960 | $68,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 1,414 | $68,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 2,480 | $68,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 3,470 | $68,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 3,250 | $68,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 1,457 | $68,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 865 | $68,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 8,030 | $68,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 1,363 | $68,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 550 | $67,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 5,429 | $67,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 950 | $67,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 607 | $67,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 4,547 | $67,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 4,000 | $67,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 780 | $67,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 4,766 | $67,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 2,465 | $67,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 3,687 | $67,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 5,078 | $67,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 1,329 | $66,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1,238 | $66,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 522 | $66,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 1,134 | $66,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 954 | $66,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 1,252 | $66,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 2,447 | $66,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 2,488 | $66,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 320 | $66,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 5,600 | $66,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 6,138 | $66,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 4,010 | $66,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 7,253 | $66,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 2,500 | $66,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 64 | $66,000 | thousands by filing date | principal |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 1,800 | $66,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 2,598 | $66,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 2,060 | $66,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 598 | $65,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 1,563 | $65,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 2,317 | $65,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 5,643 | $65,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 1,212 | $65,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 1,702 | $65,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 839 | $65,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 3,400 | $65,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 64 | $65,000 | thousands by filing date | principal |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 61 | $65,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 499 | $64,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,331 | $64,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 5,394 | $64,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 3,250 | $64,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 1,237 | $64,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 2,659 | $64,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 2,166 | $64,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 35 | $64,000 | thousands by filing date | principal |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 1,550 | $64,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 809 | $63,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 966 | $63,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,520 | $63,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 1,600 | $63,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 2,662 | $63,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 924 | $63,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 3,100 | $63,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 907 | $62,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 1,937 | $62,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 4,413 | $62,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 2,441 | $62,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 4,093 | $62,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 1,997 | $62,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 638 | $62,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 6,123 | $62,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 1,891 | $62,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 2,400 | $62,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 4,012 | $61,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 6,500 | $61,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 2,883 | $61,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 1,560 | $61,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 2,744 | $61,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 1,895 | $61,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 33,583 | $60,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 1,532 | $60,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 857 | $60,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 1,045 | $60,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 9,564 | $60,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 4,000 | $60,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 60 | $60,000 | thousands by filing date | principal |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 14,609 | $60,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 59 | $60,000 | thousands by filing date | principal |
| PC CONNECTION INC | 69318J100 | COM | 2,248 | $59,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 3,230 | $59,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 3,567 | $59,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 2,730 | $59,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 1,312 | $59,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 7,793 | $59,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 2,700 | $59,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 1,394 | $59,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 524 | $59,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 1,244 | $59,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 2,779 | $58,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 5,550 | $58,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 3,692 | $58,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 2,539 | $58,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 1,687 | $58,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 1,319 | $58,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 1,447 | $58,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 1,174 | $58,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 4,793 | $58,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 2,052 | $58,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 1,672 | $58,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 1,038 | $58,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 1,713 | $58,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 4,513 | $58,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 6,358 | $58,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 990 | $58,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X388 | EUR DOMST ECO FD | 1,857 | $58,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 944 | $57,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 611 | $57,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 993 | $57,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 1,532 | $57,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,861 | $57,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 1,961 | $57,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 3,930 | $57,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 673 | $57,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 4,854 | $57,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 1,299 | $57,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 800 | $57,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 1,577 | $57,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 43,145 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 1,500 | $57,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 2,412 | $56,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 1,686 | $56,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 1,105 | $56,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 1,732 | $56,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 3,511 | $56,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 3,793 | $56,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 874 | $56,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 1,602 | $56,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-18-000001 | this filing | 2018-02-14 | acceptance time not in the bulk data set |