13F-HR filed by B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-18, with 3,913 holding rows worth $4,680,017,000.
- Accession
- 0001580642-15-000753
- Filer
- CIK 1464811
- Filed
- 2015-02-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 4,526 entries on the cover page, a total value of $4,680,017,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,680,017,000 with VALUE read as thousands by filing date, 13F file number 028-13634. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| USBANCORPDEL | 902973304 | COM NEW | 3,662 | $165,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 1,629 | $165,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 6,200 | $165,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 7,374 | $165,000 | thousands by filing date | |
| Impac Secd Assets Tr 2003-2 | 45254TMS0 | Interm. Bond | 180,000 | $165,000 | thousands by filing date | |
| Fnma Remic Trust 2002-33 | 31392DBM3 | Short Bond | 15,000 | $165,000 | thousands by filing date | |
| Toys R Us Inc | 892335AL4 | High Yield | 25,000 | $164,000 | thousands by filing date | |
| Fhlmc Remic Series 3804 | 3137A7F39 | Interm. Bond | 15,000 | $164,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,000 | $163,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 5,200 | $163,000 | thousands by filing date | |
| Fifth Third Bancorp | 316773AD2 | Interm. Bond | 15,000 | $162,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 8,780 | $161,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 2,194 | $161,000 | thousands by filing date | |
| Newmont Mining Corp Note | 651639AL0 | Corporate SemiU | 15,000 | $161,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 2,324 | $160,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 2,061 | $160,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 11,592 | $160,000 | thousands by filing date | |
| South Broward Hosp Dist Fla Re Hosp Ref | 836753HQ9 | Long Muni | 15,000 | $160,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,687 | $159,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 2,767 | $159,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 25,080 | $158,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 15,400 | $158,000 | thousands by filing date | |
| WAFERGEN BIO-SYSTEMS INC | 93041P308 | Cmn | 52,500 | $158,000 | thousands by filing date | |
| New Jersey Health Care Facs Fi | 64579F5Y5 | Interm. Muni | 15,000 | $158,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 3,652 | $157,000 | thousands by filing date | |
| Fhlmc Remic Series 2527 | 31393FLU8 | Interm. Bond | 155,000 | $157,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,633 | $156,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 7,165 | $156,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 11,250 | $156,000 | thousands by filing date | |
| Onslow Cnty N C Ctfs Partn | 682850AR3 | Long Muni | 15,000 | $156,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 7,540 | $155,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 29,000 | $155,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 6,478 | $155,000 | thousands by filing date | |
| Fnma Remic Trust 2002-W11 | 31392EW30 | Long Bond | 97,998 | $155,000 | thousands by filing date | |
| Hopto (HPTO) | 440271104 | COM | 110,000 | $154,000 | thousands by filing date | |
| New York N Y | 64966LBK6 | Short Muni | 15,000 | $154,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 3,240 | $153,000 | thousands by filing date | |
| University P R Univ Revs | 914811PN8 | Long Muni | 25,000 | $153,000 | thousands by filing date | |
| Jefferies Group Inc New | 472319AJ1 | Short Bond | 15,000 | $153,000 | thousands by filing date | |
| Illinois St | 452152TL5 | Long Muni | 15,000 | $153,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 2,777 | $152,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 10,900 | $152,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 2,754 | $152,000 | thousands by filing date | |
| Albany N Y Pkg Auth Pkg Rev | 012458DH5 | Long Muni | 15,000 | $152,000 | thousands by filing date | |
| Hsbc Finance Corp | 40429CCR1 | Short Bond | 15,000 | $152,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,341 | $151,000 | thousands by filing date | |
| Bank Amer Corp Sr Intnotes Be | 06050WCT0 | Short Bond | 15,000 | $151,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 3,301 | $150,000 | thousands by filing date | |
| North Carolina Med Care Commn Rev Bds | 65820HMR1 | Interm. Muni | 15,000 | $150,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 6,358 | $149,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 2,000 | $149,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,450 | $149,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 2,022 | $149,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 5,820 | $149,000 | thousands by filing date | |
| Jpmorgan Chase & Co | 46627BDQ1 | Interm. Bond | 15,000 | $149,000 | thousands by filing date | |
| Fnma Pass-Thru Lng Assumable | 31385EHC6 | Short Bond | 50,000 | $149,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 929 | $148,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 2,670 | $148,000 | thousands by filing date | |
| DEAN FOODS CO NEW SRNT | 242370AA2 | FIXED INCOME | 14,000 | $148,000 | thousands by filing date | |
| PUERTO RICO COMMONWEALTH PUBLIC IMPT RE CLBL IN DEFAULT | 745145LM2 | PUBLIC IMPT RE CLBL IN DEFAULT | 15,000 | $147,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 4,371 | $145,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 2,983 | $144,000 | thousands by filing date | |
| FED HOME LOAN MTG CORP CMO 2669 LL | 31394HC25 | CMO 2669 LL | 13,000 | $144,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 3,349 | $143,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 4,195 | $143,000 | thousands by filing date | |
| New Jersey Economic Dev Auth S Rev Bds | 645913BB9 | Long Muni | 20,000 | $143,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 9,462 | $142,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 622 | $142,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 5,009 | $141,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 2,305 | $141,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 6,350 | $141,000 | thousands by filing date | |
| Residential Asset Sec 2004-Sl3 | 76112BBS8 | High Yield | 100,000 | $141,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 2,067 | $140,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,061 | $140,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 2,694 | $140,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 1,620 | $140,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 4,935 | $140,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 3,447 | $140,000 | thousands by filing date | |
| Fhlmc Series 1644 | 3133T3CQ9 | Short Bond | 485,007 | $140,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 751 | $139,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 4,100 | $139,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 1,960 | $139,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,938 | $139,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 3,382 | $139,000 | thousands by filing date | |
| Nomura Asset Alt Ln 2007-1 | 65538PAD0 | Long Bond | 25,000 | $139,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,169 | $138,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 8,066 | $138,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 5,000 | $138,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 6,171 | $137,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 23,297 | $137,000 | thousands by filing date | |
| Puerto Rico Elec Pwr Auth Pwr | 74526QWL2 | Short Muni | 25,000 | $137,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 708 | $136,000 | thousands by filing date | |
| Jp Morgan Chase Bank Na Cd Idx Zero 17 | 48123Y6Z4 | Cash | 12,000 | $136,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,725 | $135,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 8,755 | $135,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 3,417 | $135,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 1,916 | $135,000 | thousands by filing date | |
| Puerto Rico Comwlth Hwy & Tran | 745190YS1 | Long Muni | 25,000 | $135,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 8,985 | $134,000 | thousands by filing date | |
| Cliffs Natural Resources Inc | 18683KAD3 | High Yield | 25,000 | $134,000 | thousands by filing date | |
| Fnma Remic Trust 2004-W9 | 31394ACL8 | Interm. Bond | 90,000 | $134,000 | thousands by filing date | |
| FORD MOTOR SENIOR DEBENTURE | 345370BU3 | SENIOR DEBENTURE | 10,000 | $133,000 | thousands by filing date | |
| Residential Asset Sec 2004-A9 | 45660N5T8 | High Yield | 999,970 | $133,000 | thousands by filing date | |
| Fhlmc Remic Series 2957 | 31395TJS4 | Interm. Bond | 40,000 | $133,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 2,761 | $132,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 5,292 | $132,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 4,253 | $132,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,588 | $131,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 2,524 | $131,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 1,500 | $130,000 | thousands by filing date | |
| North Carolina Eastn Mun Pwr A Pwr Sys R | 658196PK0 | Long Muni | 10,000 | $130,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 2,072 | $129,000 | thousands by filing date | |
| Tobacco Settlement Fin Auth We Turbo And | 88880LAA1 | Long Muni | 15,000 | $129,000 | thousands by filing date | |
| Lloyds Tsb Bank Plc | 5394E8AD1 | Intl Bond | 35,000 | $129,000 | thousands by filing date | |
| Fnma Remic Trust 2003-22 | 31393ANB9 | Interm. Bond | 15,000 | $129,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 4,993 | $128,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 862 | $127,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 4,343 | $127,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 4,042 | $127,000 | thousands by filing date | |
| Fnma Remic Trust 2003-41 | 31393BD69 | Interm. Bond | 39,000 | $127,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 2,504 | $126,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 1,232 | $126,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 15,000 | $126,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 1,783 | $126,000 | thousands by filing date | |
| Fhlmc Remic Series 2669 | 31394HAZ4 | Interm. Bond | 16,000 | $126,000 | thousands by filing date | |
| Mid-State Capital 2005-1 | 595481AC6 | Interm. Bond | 25,000 | $126,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,520 | $125,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,812 | $125,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 3,949 | $125,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 7,150 | $125,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 754 | $124,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 7,823 | $124,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 1,979 | $124,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 2,892 | $124,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 4,000 | $124,000 | thousands by filing date | |
| PUERTO RICO COMWLTH | 745220EZ2 | Fixed Income | 20,000 | $124,000 | thousands by filing date | |
| NC EASTERN MUNI PWR | 658196PP9 | Convertible/ | 10,000 | $124,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 2,405 | $123,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,153 | $122,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 5,118 | $122,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 655 | $122,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,700 | $122,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 2,129 | $121,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 2,007 | $121,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 5,472 | $121,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 21,567 | $120,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 5,506 | $120,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 809 | $120,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 4,115 | $120,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 2,200 | $120,000 | thousands by filing date | |
| Fhlmc Remic Series 2499 | 31392UJC9 | Short Bond | 11,000 | $120,000 | thousands by filing date | |
| Abn Amro Mtg Corp 2003-12 | 000780NK8 | Interm. Bond | 100,000 | $120,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,308 | $119,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 2,222 | $119,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 5,000 | $119,000 | thousands by filing date | |
| Fhlmc Remic Series 2078 | 3133TEYR9 | Interm. Bond | 35,000 | $119,000 | thousands by filing date | |
| Naac Reperforming Tr 2004-R3 | 62951MBB5 | High Yield | 46,000 | $119,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 2,204 | $118,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,261 | $118,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 7,427 | $118,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 758 | $118,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,322 | $117,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 993 | $117,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 2,356 | $117,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 4,045 | $117,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 9,139 | $117,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 10,050 | $117,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 5,000 | $117,000 | thousands by filing date | |
| Cwmbs Inc 2003-Hyb3 | 12669ETM8 | Short Bond | 250,002 | $117,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 1,530 | $116,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 4,473 | $116,000 | thousands by filing date | |
| Fnma Remic Trust 2005-48 | 31394DZR4 | Interm. Bond | 25,000 | $116,000 | thousands by filing date | |
| Fhlmc Remic Series 2885 | 31395J3Z7 | Short Bond | 41,000 | $115,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 763 | $114,000 | thousands by filing date | |
| ISLET SCIENCES INC COM | 46467R109 | CS | 60,000 | $114,000 | thousands by filing date | |
| MEDICAL MARIJUANA INC | 58463A105 | COMMON STOCK | 100,000 | $114,000 | thousands by filing date | |
| University N C Sys Pool Rev | 914720WA1 | Long Muni | 10,000 | $114,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 7,090 | $113,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 2,646 | $113,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 3,228 | $113,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 9,470 | $113,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 28,136 | $113,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 1,669 | $113,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 5,882 | $112,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 979 | $112,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 2,181 | $112,000 | thousands by filing date | |
| ALCOA | 013817AS0 | FTAX | 10,000 | $112,000 | thousands by filing date | |
| Mastr Asset Tr 2003-4 | 55265KVU0 | Interm. Bond | 35,000 | $112,000 | thousands by filing date | |
| Gnma Remic Trust 2003-26 | 38373SZ75 | Long Bond | 25,000 | $112,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 5,226 | $111,000 | thousands by filing date | |
| RR DONNELLEY & SONS SENIOR NOTE M/W | 257867AX9 | SENIOR NOTE M/W | 10,000 | $111,000 | thousands by filing date | |
| Puerto Rico Comwlth | 74514LQA8 | Long Muni | 15,000 | $111,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 857 | $110,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1,000 | $110,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 5,500 | $110,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 68,119 | $110,000 | thousands by filing date | |
| Philip Morris Intl Inc | 718172AH2 | Interm. Bond | 10,000 | $110,000 | thousands by filing date | |
| Centex Hm Eq Ln Tr 2003-A | 152314GL8 | Short Bond | 100,000 | $110,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 1,868 | $109,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 592 | $109,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 3,500 | $109,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 3,450 | $109,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 602 | $109,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 14,137 | $109,000 | thousands by filing date | |
| Time Warner Cable Inc | 88732JAH1 | Interm. Bond | 10,000 | $109,000 | thousands by filing date | |
| Puerto Rico Comwlth | 74514LQB6 | Long Muni | 15,000 | $109,000 | thousands by filing date | |
| Puerto Rico Comwlth Pub Impt | 74514LQK6 | Long Muni | 15,000 | $109,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 2,588 | $108,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 4,205 | $108,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 2,350 | $108,000 | thousands by filing date | |
| California St | 13063AFP4 | Long Muni | 10,000 | $108,000 | thousands by filing date | |
| Charleston Edl Excellence Fing Installme | 160131CN6 | Short Muni | 10,000 | $108,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 8,163 | $107,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 2,145 | $107,000 | thousands by filing date | |
| Wamu Mtg Cert 2003-S1 | 929227H82 | Interm. Bond | 30,000 | $107,000 | thousands by filing date | |
| Puerto Rico Comwlth Public Im | 745145AX0 | Long Muni | 15,000 | $107,000 | thousands by filing date | |
| Nassau Cnty N Y | 63165TFQ3 | Long Muni | 10,000 | $107,000 | thousands by filing date | |
| New Jersey Bldg Auth St Bldg R Rev Bds | 645771VH6 | Short Muni | 10,000 | $107,000 | thousands by filing date | |
| New Jersey Health Care Facs Fi | 64579F5N9 | Short Muni | 10,000 | $107,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 2,739 | $106,000 | thousands by filing date | |
| Florida St Mun Ln Council Rev | 342815K48 | Short Muni | 10,000 | $106,000 | thousands by filing date | |
| Dearborn Mich Sch Dist Ref Bds | 242595NG7 | Long Muni | 10,000 | $106,000 | thousands by filing date | |
| North Carolina Cap Facs Fin Ag | 65819GER5 | Long Muni | 10,000 | $106,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 6,820 | $105,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 3,130 | $105,000 | thousands by filing date | |
| Suffolk Cnty N Y | 864766Y46 | Interm. Muni | 10,000 | $105,000 | thousands by filing date | |
| Hca Inc | 404119AJ8 | High Yield | 10,000 | $105,000 | thousands by filing date | |
| Hrpt Pptys Tr | 40426WAR2 | Short Bond | 10,000 | $105,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 2,267 | $104,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 2,456 | $104,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 1,308 | $104,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 1,883 | $104,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 3,741 | $104,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 1,625 | $104,000 | thousands by filing date | |
| NEW JERSEY ST EDLFACS AUTH REV | 646065LM2 | FIXED INCOME | 10,000 | $104,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 4,950 | $103,000 | thousands by filing date | |
| Keycorp Student Ln Tr 2004-A | 493268BV7 | Short Bond | 19,000 | $103,000 | thousands by filing date | |
| North Carolina Med Care Commn | 6579026J6 | Short Muni | 10,000 | $103,000 | thousands by filing date | |
| Pennsylvania St Higher Edl Fac Ref Rev B | 70917RBV6 | Interm. Muni | 10,000 | $103,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 2,790 | $102,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 8,391 | $102,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 2,796 | $102,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 3,980 | $102,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 3,900 | $102,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC | 92343VBC7 | COM | 10,000 | $102,000 | thousands by filing date | |
| CASELLA WASTE SYSTEMS IN | 147448AG9 | CORP | 10,000 | $102,000 | thousands by filing date | |
| Nationwide Bldg Soc Mtn | 63859XAA5 | Intl Bond | 10,000 | $102,000 | thousands by filing date | |
| New Jersey St Edl Facs Auth Re | 646065BW1 | Long Muni | 10,000 | $102,000 | thousands by filing date | |
| North Carolina Med Care Commn | 6579023T7 | Short Muni | 10,000 | $102,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 13,377 | $101,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 4,995 | $101,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 6,850 | $101,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 17,000 | $101,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 7,176 | $101,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 801 | $101,000 | thousands by filing date | |
| KN CAPITAL TRUST | 482588AC4 | BCO | 10,000 | $101,000 | thousands by filing date | |
| CLARK CNTY NEV | 180847V28 | Convertible | 10,000 | $101,000 | thousands by filing date | |
| Maryland St Cmnty Dev Admin De | 57419JKR3 | Short Muni | 10,000 | $101,000 | thousands by filing date | |
| North Carolina Cap Facs Fin Ag | 65818PDS5 | Long Muni | 10,000 | $101,000 | thousands by filing date | |
| Orix Corp | 686330AE1 | Intl Bond | 10,000 | $101,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 434 | $100,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 4,800 | $100,000 | thousands by filing date | |
| Players Network Inc | 72811P102 | Common / Ordinary Stock | 500,000 | $100,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 2,299 | $100,000 | thousands by filing date | |
| Shakopee Minn Indpt Sch Dist N Go Sch Bl | 819190QB8 | Long Muni | 10,000 | $100,000 | thousands by filing date | |
| Suffolk Cnty N Y Indl Dev Agy | 864768SA5 | Long Muni | 10,000 | $100,000 | thousands by filing date | |
| Ally Finl Inc | 02006DCD1 | High Yield | 10,000 | $100,000 | thousands by filing date | |
| Bear Stearns Cos Inc | 07387EGQ4 | Interm. Bond | 10,000 | $100,000 | thousands by filing date | |
| California St For Previous Iss | 13063CCT5 | Long Muni | 10,000 | $100,000 | thousands by filing date | |
| Chicago Ill | 167486NN5 | Long Muni | 10,000 | $100,000 | thousands by filing date | |
| Chico Calif Pub Fing Auth Rev | 168505DF9 | Short Muni | 10,000 | $100,000 | thousands by filing date | |
| Florida Hsg Fin Agy Hsg Rev B | 340736H26 | Short Muni | 10,000 | $100,000 | thousands by filing date | |
| General Elec Cap Corp Mtn Be | 36962GS54 | Short Bond | 10,000 | $100,000 | thousands by filing date | |
| Connecticut St Spl Oblig Pkg R Rev Bds | 207714AF3 | Interm. Muni | 10,000 | $100,000 | thousands by filing date | |
| Connecticut St Health & Edl Fa | 20774HXP4 | Interm. Muni | 10,000 | $100,000 | thousands by filing date | |
| Dade Cnty Fla Spl Oblig Ref Bds | 233572FT8 | Long Muni | 10,000 | $100,000 | thousands by filing date | |
| Eastern Conn Res Recovery Auth | 276318AL6 | Short Muni | 10,000 | $100,000 | thousands by filing date | |
| Miami Beach Fla Go Bds | 593201XS0 | Long Muni | 10,000 | $100,000 | thousands by filing date | |
| New York St Dorm Auth Lease Re Lease Rev | 64982PGE6 | Long Muni | 10,000 | $100,000 | thousands by filing date | |
| New York St Dorm Auth Revs Rev Bds | 649839UE5 | Short Muni | 10,000 | $100,000 | thousands by filing date | |
| North Carolina Med Care Commn Rev Bds | 657902F31 | Long Muni | 10,000 | $100,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 4,200 | $99,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 15,330 | $99,000 | thousands by filing date | |
| Slm Corp Ednotes Book Entry | 78490FUT4 | High Yield | 10,000 | $99,000 | thousands by filing date | |
| Winston-Salem St Univ N C Hsg Cops | 975703AW9 | Long Muni | 10,000 | $99,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 694 | $98,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,348 | $98,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 2,285 | $98,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 4,072 | $98,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 3,008 | $98,000 | thousands by filing date | |
| PETROBRAS INTL FINANCE SENIOR NOTE M/W | 71645WAT8 | SENIOR NOTE M/W | 10,000 | $98,000 | thousands by filing date | |
| Slm Corp Ednotes Book Entry | 78490FKQ1 | High Yield | 10,000 | $98,000 | thousands by filing date | |
| Structured Asset Secs 2005-5 | 863576AG9 | High Yield | 10,000 | $98,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 2,250 | $97,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,377 | $97,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 2,040 | $97,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 5,314 | $97,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 1,215 | $97,000 | thousands by filing date | |
| Banc America Fdg 2005-8 | 05946X2A0 | High Yield | 10,000 | $97,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 1,850 | $96,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 2,448 | $96,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 4,132 | $96,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 2,336 | $95,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 1,127 | $95,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 6,102 | $95,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 1,158 | $95,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 1,549 | $94,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 3,155 | $94,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 8,000 | $94,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 5,920 | $94,000 | thousands by filing date | |
| CITIGROUP INC | 1730T0R50 | Long Bond | 10,000 | $94,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 1,698 | $93,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 1,065 | $93,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 2,625 | $92,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 4,178 | $92,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 863 | $92,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 3,247 | $92,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 2,571 | $92,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 3,037 | $92,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 1,829 | $91,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 1,524 | $91,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 4,515 | $91,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 5,760 | $91,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 2,044 | $90,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 9,738 | $90,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 2,338 | $89,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 1,397 | $89,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 2,515 | $89,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 7,828 | $89,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 1,075 | $89,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 588 | $89,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 674 | $89,000 | thousands by filing date | |
| Ba Alternative Ln Tr 2006-5 | 05950BAG9 | High Yield | 35,000 | $89,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,250 | $88,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 4,199 | $88,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 1,390 | $88,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 63,920 | $88,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 2,442 | $88,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 800 | $87,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 10,000 | $87,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 18,575 | $86,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 2,860 | $86,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 2,401 | $86,000 | thousands by filing date | |
| Banc America Fdg 2007-3 | 059515AB2 | High Yield | 70,000 | $86,000 | thousands by filing date | |
| Fnma Remic Trust 2003-21 | 31392JM71 | Interm. Bond | 349,996 | $86,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 3,550 | $85,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 4,264 | $85,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 3,007 | $85,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 5,792 | $85,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 1,493 | $85,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,270 | $84,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 1,709 | $84,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 5,770 | $84,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 2,300 | $84,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 1,409 | $84,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 2,400 | $84,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 2,356 | $83,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 1,489 | $83,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 2,364 | $83,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 7,162 | $82,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 1,970 | $82,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 23,500 | $82,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 1,929 | $81,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 7,725 | $81,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 11,026 | $81,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 2,134 | $81,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 1,620 | $81,000 | thousands by filing date | |
| Capstone Companies Inc | 14070F102 | Sm Cap Gwth | 350,000 | $81,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 3,000 | $80,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 4,000 | $80,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 5,023 | $80,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 1,469 | $80,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 1,904 | $80,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 2,850 | $80,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 9,605 | $79,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 1,566 | $79,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 1,475 | $79,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 2,127 | $79,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 833 | $79,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 3,131 | $78,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 1,022 | $78,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 2,931 | $78,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 2,116 | $78,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 1,868 | $78,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 1,930 | $78,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,160 | $78,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 2,950 | $78,000 | thousands by filing date | |
| Cwalt Inc 2006-9t1 | 12668BVG5 | High Yield | 40,000 | $78,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 1,331 | $77,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 4,501 | $77,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 2,090 | $77,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 1,365 | $77,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 4,395 | $77,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 2,665 | $77,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 709 | $76,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 2,750 | $76,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 1,501 | $76,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,138 | $76,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 1,831 | $76,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 4,633 | $76,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 1,309 | $75,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 907 | $75,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 940 | $75,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 928 | $75,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 1,220 | $75,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 4,500 | $75,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 4,199 | $74,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 701 | $74,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 1,822 | $74,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 1,490 | $74,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 6,671 | $74,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 4,132 | $74,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 41,836 | $74,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 1,376 | $74,000 | thousands by filing date | |
| Puerto Rico Pub Bldgs Auth Rev | 745235M99 | Long Muni | 10,000 | $74,000 | thousands by filing date | |
| Argentina Rep | 040114GM6 | Intl Bond | 100,000 | $74,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 3,120 | $73,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 3,413 | $73,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 1,185 | $73,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 1,001 | $73,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 5,000 | $73,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 2,371 | $73,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 3,606 | $73,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 6,494 | $73,000 | thousands by filing date | |
| Fhlmc Remic Series 2896 | 31395HVL1 | Interm. Bond | 10,000 | $73,000 | thousands by filing date | |
| Gnma Income Portfolio Ut Ser 6 Cm | 36290H154 | Long Bond | 23,627 | $73,000 | thousands by filing date | |
| Harrahs Oper Inc | 413627BL3 | High Yield | 10,000 | $73,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 710 | $72,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 1,025 | $72,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 1,470 | $72,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 826 | $72,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 850 | $72,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 2,801 | $72,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 920 | $72,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 4,592 | $72,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 2,027 | $72,000 | thousands by filing date | |
| Salomon Bros Mtg 7 2003-Cb1 | 79549ARU5 | Short Bond | 225,999 | $72,000 | thousands by filing date | |
| Fhlmc Remic Series 2949 | 31395R3R7 | Short Bond | 10,000 | $72,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 1,937 | $71,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 1,045 | $71,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 2,394 | $71,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 5,710 | $71,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 1,600 | $71,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 5,700 | $71,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 2,292 | $71,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 3,192 | $71,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 1,827 | $71,000 | thousands by filing date | |
| FX ENERGY INC | 302695309 | 9.25% PFD SER B | 4,370 | $71,000 | thousands by filing date | |
| Cwalt Inc Alt Ln Tr 2006-16cb | 021460AA8 | High Yield | 15,000 | $71,000 | thousands by filing date | |
| Fhlmc Remic Series 3497 | 31397YGV7 | Interm. Bond | 25,000 | $71,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,023 | $70,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 3,410 | $70,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 692 | $70,000 | thousands by filing date | |
| Wamu Mtg Cert 2004-A11 | 92922FYA0 | Interm. Bond | 50,000 | $70,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 600 | $69,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 54 | $69,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 4,850 | $69,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 1,177 | $69,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 3,115 | $69,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 3,844 | $69,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 6,152 | $69,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 899 | $69,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 8,101 | $69,000 | thousands by filing date | |
| Puerto Rico Pub Bldgs Auth Rev | 745235D57 | Long Muni | 10,000 | $69,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 4,820 | $68,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 1,016 | $68,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 6,750 | $68,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 2,681 | $68,000 | thousands by filing date | |
| Fnma Remic Trust 2002-63 | 31392EZA1 | Short Bond | 154,998 | $68,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 613 | $67,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 902 | $67,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 1,189 | $67,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 1,101 | $67,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 8,842 | $67,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 589 | $67,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 3,047 | $67,000 | thousands by filing date | |
| Fnma Pass-Thru Lng 30 Year | 31401CPL1 | Long Bond | 150,001 | $67,000 | thousands by filing date | |
| Fhlmc Remic Series 3508 | 31397YWZ0 | Interm. Bond | 51,000 | $67,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 591 | $66,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 3,696 | $66,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1,564 | $66,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 5,995 | $66,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 4,510 | $66,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 4,503 | $66,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 6,427 | $66,000 | thousands by filing date | |
| Fhlmc Remic Series 2610 | 31393QWJ7 | Interm. Bond | 17,000 | $66,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,144 | $65,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 3,384 | $65,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,885 | $65,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 3,205 | $65,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 1,982 | $65,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 438 | $65,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 6,493 | $65,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 350 | $65,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 1,065 | $65,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 2,625 | $65,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 1,745 | $65,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 1,310 | $64,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 3,067 | $64,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 3,307 | $64,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-15-000753 | this filing | 2015-02-18 | acceptance time not in the bulk data set |