13F-HR filed by B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-18, with 3,913 holding rows worth $4,680,017,000.
- Accession
- 0001580642-15-000753
- Filer
- CIK 1464811
- Filed
- 2015-02-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 4,526 entries on the cover page, a total value of $4,680,017,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,680,017,000 with VALUE read as thousands by filing date, 13F file number 028-13634. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Waste Management, Inc. | 94106L109 | COM | 9,543 | $2,369,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 15,053 | $2,368,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 22,558 | $2,364,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 8,359 | $2,363,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 7,465 | $2,361,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 3,481 | $2,357,000 | thousands by filing date | |
| Growth Fund of America/The | 399874403 | ETF | 5,550 | $2,355,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 13,147 | $2,355,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 77,900 | $2,352,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 8,738 | $2,351,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 3,180 | $2,335,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 3,088 | $2,331,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 3,214 | $2,310,000 | thousands by filing date | |
| VIRTUS NEWFLEET MULTI-SECTOR S/T BD A | 92828R644 | NTF BOND FUNDS | 48,310 | $2,300,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 12,907 | $2,298,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 6,068 | $2,296,000 | thousands by filing date | |
| SunAmerica Strategic Bond A | 866918675 | High Yield | 66,457 | $2,293,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 11,020 | $2,289,000 | thousands by filing date | |
| CALAMOS GROWTH & INCOME A | 128119104 | COM | 284 | $2,277,000 | thousands by filing date | |
| Russell International Developed Mkts I | 782493605 | Intl Dev Mkts | 6,596 | $2,263,000 | thousands by filing date | |
| BUFFALO GROWTH FUND | 119826105 | MF | 6,772 | $2,253,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,191 | $2,248,000 | thousands by filing date | |
| FEDERATED HERMES INTL SMALL-MID CO A | 31428U748 | NTF EQUITY FUNDS | 6,306 | $2,246,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 28,040 | $2,244,000 | thousands by filing date | |
| MAIRS & PWR FDS TR | 56064V205 | COM | 1,927 | $2,239,000 | thousands by filing date | |
| Hotchkis & Wiley Value Opps A | 44134R792 | Mid Cap Val | 8,061 | $2,239,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 3,123 | $2,226,000 | thousands by filing date | |
| BAKER HUGHES INC. | 57224107 | COM | 1,458 | $2,200,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NUVEEN HIGH YIELD MUNICIPAL BOND A | 67065Q749 | NTF BOND FUNDS | 12,729 | $2,198,000 | thousands by filing date | |
| Hancock John Life Ins Co Signa | 41013NKE7 | Short Bond | 220,000 | $2,197,000 | thousands by filing date | |
| New York St Dorm Auth Revs Non | 649903AX9 | Interm. Muni | 200,000 | $2,171,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 12,423 | $2,169,000 | thousands by filing date | |
| NORTHERN SMALL CAP VALUE | 665162400 | NTF EQUITY FUNDS | 10,239 | $2,162,000 | thousands by filing date | |
| FIDELITY LOW-PRICED STOCK | 316345305 | MFD | 4,290 | $2,156,000 | thousands by filing date | |
| Ally Finl Inc | 02006DCE9 | High Yield | 215,000 | $2,153,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,000 | $2,150,000 | thousands by filing date | |
| Oberweis International Opportunities | 674375506 | ETF | 11,564 | $2,146,000 | thousands by filing date | |
| Prudential Absolute Return Bond A | 74441J852 | Alt Fxd Income | 22,069 | $2,136,000 | thousands by filing date | |
| AMER BALANCED FD INC | 24071102 | MUFU | 173 | $2,125,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GABELLI UTILS FD CL AAA | 36240E103 | MF | 40,441 | $2,123,000 | thousands by filing date | |
| IMPERIAL TOBACCO GROUP-ADR | 453142101 | ADR | 2,390 | $2,114,000 | thousands by filing date | |
| Dreyfus Opportunistic Small Cap | 26200C403 | Sm Cap Core | 6,870 | $2,107,000 | thousands by filing date | |
| Everett Wash Pub Facs Dist Ltd Rev Bds | 300038AM8 | Long Muni | 200,000 | $2,104,000 | thousands by filing date | |
| Franklin India Growth A | 35361F857 | Emerging Mkts | 16,851 | $2,101,000 | thousands by filing date | |
| DEUTSCHE BOERSE UNSPONSORD ADR | 251542106 | COM | 129 | $2,094,000 | thousands by filing date | |
| Eaton Vance Floating Rate A | 277911129 | Com | 22,706 | $2,091,000 | thousands by filing date | |
| Morgan Stanley | 61747WAA7 | Interm. Bond | 560,000 | $2,075,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 3,454 | $2,066,000 | thousands by filing date | |
| Jea Fla Elec Sys Rev | 46613SAM2 | Long Muni | 200,000 | $2,056,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 65,044 | $2,053,000 | thousands by filing date | |
| Fidelity Spartan 500 Index Fun | 315911701 | COM | 2,816 | $2,051,000 | thousands by filing date | |
| PIONEER HIGH YIELD A | 72369B109 | MFF | 21,022 | $2,048,000 | thousands by filing date | |
| Advanced Micro Devices | 007903BC0 | CORP | 240,000 | $2,034,000 | thousands by filing date | |
| NEW JERSEY ST TPK AUTH TPK REV TPK REV BDS | 6461392Z7 | TPK REV BDS | 200,000 | $2,031,000 | thousands by filing date | |
| New Jersey Economic Dev Auth R Rev Ref B | 6459165Q6 | Interm. Muni | 200,000 | $2,031,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 21,907 | $2,029,000 | thousands by filing date | |
| ALPHA NATURAL RESOURC COM | 02076XAD4 | BOND | 450,000 | $2,025,000 | thousands by filing date | |
| Puerto Rico Elec Pwr Auth Pwr | 74526QYD8 | Long Muni | 400,000 | $2,021,000 | thousands by filing date | |
| T ROWE PRICE NEW ERA | 779559103 | MUTUAL | 5,851 | $2,016,000 | thousands by filing date | |
| LODI N J RFDG-GENIMPT | 540295LL4 | FIXED INCOME | 200,000 | $2,016,000 | thousands by filing date | |
| Franklin NY Intermediate T/F Income A | 354128308 | Interm. Muni | 17,118 | $2,015,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 37,385 | $2,007,000 | thousands by filing date | |
| Yonkers N Y | 986082NH4 | Long Muni | 200,000 | $2,002,000 | thousands by filing date | |
| INVESCO BALANCED-RISK ALLOCATION A | 00141V747 | COM | 17,371 | $2,001,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 16,322 | $1,998,000 | thousands by filing date | |
| Hancock John Life Ins Co Signa | 41013NJX7 | Short Bond | 200,000 | $1,998,000 | thousands by filing date | |
| Puerto Rico Elec Pwr Auth Pwr Pwr Rev R | 74526QCL4 | Long Muni | 200,000 | $1,992,000 | thousands by filing date | |
| Ft Ut4254srlnl38frm | 30281P689 | Bank Loan | 23,482 | $1,989,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 32,284 | $1,972,000 | thousands by filing date | |
| Lee Cnty Fla Transn Facs Rev | 523523LA4 | Long Muni | 200,000 | $1,969,000 | thousands by filing date | |
| KONINKLIJKE AHOLD NV-SP ADR | 500467105 | ADR | 10,980 | $1,960,000 | thousands by filing date | |
| Pimco Fds Mgt Total Return Fd Cl D | 693391674 | Mutual Fund | 18,328 | $1,954,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 22,194 | $1,949,000 | thousands by filing date | |
| TEMPLETON GLOBAL BOND FUND CL C | 880208301 | EQUITY | 15,570 | $1,945,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 35,312 | $1,942,000 | thousands by filing date | |
| IVA WORLDWIDE FUND | 45070A107 | COMMON | 11,028 | $1,927,000 | thousands by filing date | |
| Puerto Rico Elec Pwr Auth Pwr | 74526QXN7 | Long Muni | 380,000 | $1,922,000 | thousands by filing date | |
| PIMCO SHORT TERM FUND INST'L CLASS | 693390601 | Mutual Fund | 19,554 | $1,907,000 | thousands by filing date | |
| Slm Corp Mtn Book Entry | 78442FCZ9 | High Yield | 195,000 | $1,885,000 | thousands by filing date | |
| Mastec Inc Senior Note Callable M/W | 576323AN9 | SENIOR NOTE CALLABLE M/W | 200,000 | $1,880,000 | thousands by filing date | |
| New Jersey St Higher Ed Assist Student L | 646080MJ7 | Interm. Muni | 175,000 | $1,878,000 | thousands by filing date | |
| VANGUARD INFLATION-PROTECTED SECS INV | 922031869 | BOND FUNDS | 14,131 | $1,862,000 | thousands by filing date | |
| Oppenheimer Active Allc A | 68382P885 | Balanced | 15,029 | $1,846,000 | thousands by filing date | |
| Ivy Muni High Income Fund Cl I | 466001757 | INX | 34,938 | $1,845,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 16,215 | $1,834,000 | thousands by filing date | |
| Bergen Cnty N J Utils Auth Wtr | 083791HJ5 | Long Muni | 150,000 | $1,832,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 30,791 | $1,814,000 | thousands by filing date | |
| Gotham Absolute Return Fund In | 360873137 | COM | 13,054 | $1,814,000 | thousands by filing date | |
| DREYFUS/LAUREL FDS TR DREYF HI | 261980783 | MUTUAL | 28,120 | $1,814,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 44,780 | $1,813,000 | thousands by filing date | |
| Mid-State Trust X | 59549RAE4 | High Yield | 495,000 | $1,811,000 | thousands by filing date | |
| Alcoa Inc Note BE | 013817AP6 | Corporate SemiU | 165,000 | $1,809,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 22,367 | $1,776,000 | thousands by filing date | |
| DWS MANAGED MUNICIPAL BOND S | 25158T848 | NTF BOND FUNDS | 18,783 | $1,769,000 | thousands by filing date | |
| Puerto Rico Elec Pwr Auth Pwr | 74526QWB4 | Long Muni | 350,000 | $1,768,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C200 | COM NEW | 21,000 | $1,757,000 | thousands by filing date | |
| Slm Corp Ednotes Book Entry | 78490FVK2 | High Yield | 175,000 | $1,754,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL INCOME A | 27826L330 | MFF | 17,593 | $1,747,000 | thousands by filing date | |
| Yonkers N Y | 986082GF6 | Interm. Muni | 165,000 | $1,746,000 | thousands by filing date | |
| DAIICHI SANKYO CO LTD ADR | 23381D102 | ADR | 12,335 | $1,737,000 | thousands by filing date | |
| DWS GLOBAL INFRASTRUCTURE FUND CLASS S | 25156A809 | M | 11,499 | $1,714,000 | thousands by filing date | |
| FRANKLIN CORE PLUS BOND FUND ADVISOR | 354713737 | NTF BOND FUNDS | 16,818 | $1,683,000 | thousands by filing date | |
| PUERTO RICO COMWLTH | 74514LB89 | Fixed Income | 245,000 | $1,674,000 | thousands by filing date | |
| Puerto Rico Comwlth Aqueduct & | 745160RB9 | Long Muni | 250,000 | $1,673,000 | thousands by filing date | |
| Orange Cnty Fla Tourist Dev Ta Ref Rev B | 684545TP1 | Interm. Muni | 160,000 | $1,654,000 | thousands by filing date | |
| FIDELITY ADVISOR FLOATING RATE HIGH INCOME C | 315807560 | COMMON | 17,146 | $1,651,000 | thousands by filing date | |
| Developers Diversified Rlty Co | 251591AM5 | Short Bond | 160,000 | $1,623,000 | thousands by filing date | |
| Paterson N J Pub Sch Dist Ctfs Ref Ctfs | 703165BE9 | Interm. Muni | 150,000 | $1,613,000 | thousands by filing date | |
| New Jersey Health Care Facs Fi Rev Ref B | 64579FH48 | Short Muni | 150,000 | $1,603,000 | thousands by filing date | |
| Puerto Rico Elec Pwr Auth Pwr | 74526QWU2 | Long Muni | 315,000 | $1,593,000 | thousands by filing date | |
| Mirant Americas Generation Llc | 60467PAQ7 | High Yield | 185,000 | $1,591,000 | thousands by filing date | |
| Long Island Pwr Auth N Y Elec Rev Bds | 542690XQ0 | Short Muni | 150,000 | $1,590,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 59,640 | $1,582,000 | thousands by filing date | |
| Wasatch Strategic Income Fund | 936793801 | common | 12,808 | $1,578,000 | thousands by filing date | |
| FIDELITY FLOATING RATE HIGH INCOME | 315916783 | BOND FUNDS | 16,380 | $1,576,000 | thousands by filing date | |
| Woodbridge Twp N J | 978862R51 | Long Muni | 150,000 | $1,572,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 34,332 | $1,571,000 | thousands by filing date | |
| TESCO PLC SPONSORED ADR | 881575302 | ADUS | 17,775 | $1,571,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 31,336 | $1,566,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 39,450 | $1,565,000 | thousands by filing date | |
| Massachusetts St Health & Edl Rev Bds | 57586C7T6 | Long Muni | 150,000 | $1,565,000 | thousands by filing date | |
| Public Fin Auth Wis Multifamil | 74443FAG1 | Long Muni | 150,000 | $1,562,000 | thousands by filing date | |
| New York St Dorm Auth Revs Non Lse Rev B | 649903F63 | Short Muni | 140,000 | $1,560,000 | thousands by filing date | |
| Altegris Managed Futures Strategy | 66537V336 | Com | 15,964 | $1,555,000 | thousands by filing date | |
| Clinton Twp N J Brd Ed | 188630FB8 | Short Muni | 150,000 | $1,555,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 18,292 | $1,550,000 | thousands by filing date | |
| PUERTO RICO CMNWLTH HWY & TRANSN AUTH TRANSN REV, TRANSN REV BDS | 7451902B3 | Revenue Supported Bonds - non-taxable | 155,000 | $1,550,000 | thousands by filing date | |
| Penney J C Corp Inc. - B/E 5.65 percent - Due 06/01/20 | 708130AD1 | Note | 200,000 | $1,550,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 7,480 | $1,547,000 | thousands by filing date | |
| New Jersey St Edl Facs Auth Re Rev Bds | 646065KZ4 | Interm. Muni | 145,000 | $1,542,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 85,996 | $1,538,000 | thousands by filing date | |
| LOUISIANA LOC GOVT ENVIRONMENT REV BDS CLBL | 546276CA2 | REV BDS CLBL | 150,000 | $1,536,000 | thousands by filing date | |
| FIDELITY ADVISOR INTERM MUNI INC I | 31638R808 | BOND | 14,474 | $1,530,000 | thousands by filing date | |
| Bethel Ohio Loc Sch Dist | 086851BW1 | Long Muni | 150,000 | $1,522,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 20,700 | $1,521,000 | thousands by filing date | |
| New York N Y City Indl Dev Agy | 64971PJA4 | Long Muni | 125,000 | $1,513,000 | thousands by filing date | |
| Puerto Rico Pub Bldgs Auth Rev | 745235L82 | Long Muni | 150,000 | $1,512,000 | thousands by filing date | |
| JPMORGAN INCOME BUILDER FUND CLASS I | 4812A3254 | Mutual Fund | 14,813 | $1,509,000 | thousands by filing date | |
| OPPENHEIMER STRATEG FD INCOME | 68380K102 | MF | 37,215 | $1,507,000 | thousands by filing date | |
| Citizens Utils Co Del | 177342AM4 | High Yield | 155,000 | $1,504,000 | thousands by filing date | |
| WM MORRISON-UNSPON ADR | 92933J107 | COM | 10,445 | $1,500,000 | thousands by filing date | |
| Henderson St Univ Ark Auxillar | 425251FP5 | Long Muni | 150,000 | $1,491,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 331,467 | $1,484,000 | thousands by filing date | |
| FIRST PACIFIC CO LTD | 335889200 | COMMON STOCK-FO | 29,780 | $1,476,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 13,921 | $1,472,000 | thousands by filing date | |
| Russell Invt Co Strategic Bond Fd Cl S | 782494454 | Mutual Fund | 13,256 | $1,470,000 | thousands by filing date | |
| Ubs Ag Stamford Brh Sub Nt Tier 2 Isin#Us90261Aab89 7.625% 08/17/22 B/E Dtd 08/17/12 | 90261AAB8 | Intl Bond | 125,000 | $1,470,000 | thousands by filing date | |
| AT&T INC | 00206RAJ1 | Convertible/ | 133,000 | $1,468,000 | thousands by filing date | |
| FIDELITY ADVISOR STRATEGIC DIV & INC A | 316145408 | NTF EQUITY FUNDS | 10,061 | $1,467,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 73,114 | $1,452,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 37,666 | $1,439,000 | thousands by filing date | |
| SALT VERDE AZ FC | 79575EAS7 | Convertible/ | 125,000 | $1,438,000 | thousands by filing date | |
| FEDERATED HERMES STRATEG | 314172586 | NTF EQUITY FUNDS | 24,375 | $1,436,000 | thousands by filing date | |
| Collin Cnty Tex Ltd Tax R | 1947384K3 | Interm. Muni | 130,000 | $1,431,000 | thousands by filing date | |
| JH GLBL SHAREHLDR YLD | 47803U509 | MUTUAL | 12,510 | $1,429,000 | thousands by filing date | |
| Franklin High Yield Tax Free A | 354723702 | Com | 13,413 | $1,426,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 13,422 | $1,423,000 | thousands by filing date | |
| DWS Intermediate Tax Free Inst | 25159H504 | Com | 11,844 | $1,421,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CG0 | Fixed Income | 135,000 | $1,418,000 | thousands by filing date | |
| Federated Intl Strategic Val Div A | 314172388 | Intl Dev Mkts | 35,616 | $1,403,000 | thousands by filing date | |
| Palmer Square SSI Alt Inc A | 461418253 | FS | 14,099 | $1,392,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 25,159 | $1,388,000 | thousands by filing date | |
| T Rowe Price International Bond #76 | 77956H104 | Com | 15,449 | $1,381,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 15,264 | $1,378,000 | thousands by filing date | |
| HAMILTON CNTY OHIO HEALTH CAR REV BDS CALLABLE | 40727TCL6 | REV BDS CALLABLE | 125,000 | $1,359,000 | thousands by filing date | |
| Puerto Rico Convention Ctr Dis Hotel Occ | 745266BC9 | Long Muni | 150,000 | $1,352,000 | thousands by filing date | |
| Eaton Vance Tax Advtgd Bd Strats S/T A | 27826M833 | Short Muni | 12,602 | $1,340,000 | thousands by filing date | |
| St Lucie Cnty Fla Sch Dist Sal Sch Dist | 79207QCA3 | Interm. Muni | 125,000 | $1,337,000 | thousands by filing date | |
| Metropolitan Wash D C Arpts Au | 592643CC2 | Long Muni | 125,000 | $1,336,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 15,680 | $1,321,000 | thousands by filing date | |
| ERSTE GROUP BANK AG SPONS ADR | 296036304 | FOREIGN | 11,285 | $1,313,000 | thousands by filing date | |
| Puerto Rico Pub Bldgs Auth Rev | 745235ZS3 | Long Muni | 175,000 | $1,303,000 | thousands by filing date | |
| CANTOR FITZGERALD COMMODITY RETURN STRATEGY FUND INSTITUTIONAL CLASS | 22544R305 | M | 21,553 | $1,295,000 | thousands by filing date | |
| Puerto Rico Comwlth Hwy & Tran | 7451903P1 | Long Muni | 130,000 | $1,293,000 | thousands by filing date | |
| Puerto Rico Pub Bldgs Auth Rev | 745235N23 | Long Muni | 175,000 | $1,286,000 | thousands by filing date | |
| Assured Guaranty Var 12/15/2036 6.400 Call 12/15/2036 100.00 | U31745AA7 | Fixed Income | 145,000 | $1,282,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 33,770 | $1,274,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 519,802 | $1,269,000 | thousands by filing date | |
| APPLE INC 2.4 05/03/2023 | 037833AK6 | Corp Bond | 130,000 | $1,264,000 | thousands by filing date | |
| DC 67540TOB AUTH DUE 051540OID XTRO | 254842AK3 | Treas | 125,000 | $1,258,000 | thousands by filing date | |
| JOHN HANCOCK INCOME FUND CLASS | 410227102 | MUT | 19,161 | $1,257,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 28,091 | $1,248,000 | thousands by filing date | |
| AMR CNT EQ INCM INVS | 25076100 | Mutual Fund | 14,240 | $1,246,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Federal Farm Cr Bks | 3133ECQZ0 | Short Bond | 125,000 | $1,245,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 28,200 | $1,244,000 | thousands by filing date | |
| Ft Ut4058njmuni23cm | 30274S500 | Interm. Muni | 15,462 | $1,240,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 36,714 | $1,238,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 73,591 | $1,236,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 31,265 | $1,236,000 | thousands by filing date | |
| BLACKROCK INC NOTE M/W CLBL | 09247XAL5 | NOTE M/W CLBL | 120,000 | $1,236,000 | thousands by filing date | |
| AMERICAN EXPRESS CREDIT | 0258M0DC0 | DOMESTIC MTN | 120,000 | $1,235,000 | thousands by filing date | |
| MAGNACHIP | 55933jab0 | FIXED | 135,000 | $1,225,000 | thousands by filing date | |
| AMAZONpointCOM, INCpoint 2point5percent22 DUE 11 29 22 | 023135AJ5 | cb | 128,000 | $1,212,000 | thousands by filing date | |
| TURKIYE GARANTI BANK | 900148701 | COM | 30,050 | $1,211,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 30,512 | $1,207,000 | thousands by filing date | |
| Oklahoma St Cap Impt Auth St A | 679086EA2 | Long Muni | 120,000 | $1,207,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403102 | Cmn | 346,500 | $1,202,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 49,335 | $1,192,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 34,140 | $1,177,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC NOTE B/E STEP | 38141GSN5 | Interm. Bond | 120,000 | $1,164,000 | thousands by filing date | |
| Chrysler Group Llc / Cg Co-Iss | U1712QAB2 | High Yield | 105,000 | $1,163,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 28,388 | $1,153,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 162,364 | $1,149,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 9,615 | $1,140,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 46,170 | $1,137,000 | thousands by filing date | |
| Energy Northwest Wash Wind Pro | 29270MDM2 | Interm. Muni | 100,000 | $1,131,000 | thousands by filing date | |
| CITIGROUP INC | 172967EM9 | GLOBAL | 101,000 | $1,126,000 | thousands by filing date | |
| Bmo Bank Of Montreal | 06366RMS1 | Intl Bond | 114,000 | $1,126,000 | thousands by filing date | |
| Miami-Dade Cnty Fla Sch Brd Ct | 59333MG25 | Long Muni | 105,000 | $1,125,000 | thousands by filing date | |
| New Jersey St Edl Facs Auth Re Ref Rev B | 646065LK6 | Interm. Muni | 105,000 | $1,121,000 | thousands by filing date | |
| PIMCO REAL RETURN INSTL | 693391104 | BOND FUNDS | 10,225 | $1,117,000 | thousands by filing date | |
| Jefferson Cnty Ala Swr Rev | 472682QJ5 | Long Muni | 100,000 | $1,115,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 9,132 | $1,112,000 | thousands by filing date | |
| Connecticut St Health & Edl Fa | 20774UYR0 | Long Muni | 100,000 | $1,112,000 | thousands by filing date | |
| St Paul Minn Hsg & Redev Auth Rev Bds | 792909BC6 | Short Muni | 100,000 | $1,111,000 | thousands by filing date | |
| New York N Y Go Bds | 64966GLU4 | Interm. Muni | 100,000 | $1,103,000 | thousands by filing date | |
| New Jersey Economic Dev Auth R Ref Bds | 645918VS9 | Long Muni | 100,000 | $1,102,000 | thousands by filing date | |
| Connecticut St Hsg Fin Auth | 20774WFV8 | Long Muni | 110,000 | $1,101,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 22,588 | $1,098,000 | thousands by filing date | |
| St Petersburg Fla 2pub Util Rev Rev Bds04.60000% 10/01/2 043ser 2013c | 793323PS9 | Long Muni | 100,000 | $1,097,000 | thousands by filing date | |
| Orange Cnty Fla Health Facs Au Rev Bds | 6845035L5 | Long Muni | 100,000 | $1,097,000 | thousands by filing date | |
| GAZPROM PJSC SPON ADR | 368287207 | ADR | 24,245 | $1,096,000 | thousands by filing date | |
| Emc Corpnote Note | 268648AP7 | Corporate SemiU | 110,000 | $1,096,000 | thousands by filing date | |
| Good Harbor Tactical Core US A | 66538E762 | All Cap | 11,606 | $1,093,000 | thousands by filing date | |
| Sarasota Fla Go Bds | 803327KR5 | Long Muni | 100,000 | $1,085,000 | thousands by filing date | |
| Ft Ut4498usein2frsa | 30282P787 | Lg Cap Gwth | 12,768 | $1,084,000 | thousands by filing date | |
| Jacksonville Fla Aviation Auth | 46935MAW4 | Long Muni | 100,000 | $1,074,000 | thousands by filing date | |
| INVESCO GLOBAL REAL ESTA | 00141A628 | NTF EQUITY FUNDS | 11,592 | $1,073,000 | thousands by filing date | |
| OPP L/T NY MUNI - A | 771740107 | COM | 33,934 | $1,072,000 | thousands by filing date | |
| New York N Y Go Bds | 64966HDU1 | Short Muni | 100,000 | $1,067,000 | thousands by filing date | |
| AVNET INC | 053807ar4 | FIXED | 100,000 | $1,061,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 35,710 | $1,057,000 | thousands by filing date | |
| Brevard Cnty Fla Health Facs A | 10741LBP0 | Short Muni | 100,000 | $1,056,000 | thousands by filing date | |
| Westchester Cnty N Y Go Bds | 95736UVC5 | Short Muni | 100,000 | $1,055,000 | thousands by filing date | |
| Miami-Dade Cnty Fla Aviation R | 59333PF45 | Short Muni | 105,000 | $1,050,000 | thousands by filing date | |
| Hillsborough Cnty Fla Assmt Re | 432281DR1 | Interm. Muni | 100,000 | $1,047,000 | thousands by filing date | |
| Federated Absolute Return B | 314172735 | Alternative | 10,412 | $1,043,000 | thousands by filing date | |
| Stafford Cnty Va Economic Dev Hospital | 852431AQ8 | Long Muni | 100,000 | $1,043,000 | thousands by filing date | |
| Maryland St Transn Auth Transn Rev Bds | 574300FX2 | Long Muni | 100,000 | $1,043,000 | thousands by filing date | |
| Metropolitan Transn Auth N Y R | 59259R5L4 | Long Muni | 100,000 | $1,041,000 | thousands by filing date | |
| Metropolitan Transn Auth N Y R | 59259YBU2 | Short Muni | 100,000 | $1,041,000 | thousands by filing date | |
| CRA CCM ALTERNATIVE I | 20368N400 | MUTUAL | 10,100 | $1,037,000 | thousands by filing date | |
| Birmingham Baptist Med Ctr Ala Rev Bds | 091104GF0 | Interm. Muni | 100,000 | $1,036,000 | thousands by filing date | |
| Hardyston Twp N J Go Gen Im | 412470CY0 | Long Muni | 100,000 | $1,034,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 14,834 | $1,032,000 | thousands by filing date | |
| Ford Motor Credit Co Llc | 345397VT7 | Interm. Bond | 95,000 | $1,032,000 | thousands by filing date | |
| PIONEER U.S. GOVERNMENT MONEY MARKET FUND CLASS A | 723755104 | MM | 102,342 | $1,023,000 | thousands by filing date | |
| Chicago Ill | 167486DT3 | Long Muni | 100,000 | $1,018,000 | thousands by filing date | |
| AMERICAN INTL GR | 02687QDG0 | Convertible/ | 91,000 | $1,017,000 | thousands by filing date | |
| New Jersey St Transn Tr Fd Aut | 646136J77 | Long Muni | 100,000 | $1,017,000 | thousands by filing date | |
| Federated Absolute Return A | 314172743 | Hedged Equity | 10,098 | $1,016,000 | thousands by filing date | |
| ARC Global Trust Inc | 02918E106 | Other | 10,162 | $1,016,000 | thousands by filing date | |
| Goldman Sachs Bk Usa Ny Cd 1.7%17 | 38143AKQ7 | Cash | 100,000 | $1,011,000 | thousands by filing date | |
| Miami Beach Fla Health Facs Au | 593211EV3 | Long Muni | 100,000 | $1,010,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 78,182 | $1,009,000 | thousands by filing date | |
| EATON VANCE FLOATING RATE ADV | 277911533 | NTF BOND FUNDS | 11,328 | $1,008,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 6,036 | $1,006,000 | thousands by filing date | |
| Puerto Rico Comwlth Pub Impt | 74514LGL5 | Long Muni | 95,000 | $1,005,000 | thousands by filing date | |
| Puerto Rico Elec Pwr Auth Pwr Pwr Rev B | 74526QEK4 | Interm. Muni | 100,000 | $1,004,000 | thousands by filing date | |
| Ohio St Hosp Rev | 67756CCD8 | Long Muni | 100,000 | $1,002,000 | thousands by filing date | |
| Columbia Finl Cap Tr I | 19764AAA1 | Short Bond | 100,000 | $1,000,000 | thousands by filing date | |
| Dow Chem Co Sr Nt 5.700% 05/15/18 B/E Dtd 05/06/08 | 260543BV4 | Interm. Bond | 90,000 | $1,000,000 | thousands by filing date | |
| New York St Twy Auth Gen Rev Gen Rev B | 650009TB9 | Short Muni | 100,000 | $1,000,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 7,669 | $997,000 | thousands by filing date | |
| New Jersey St Edl Facs Auth Re | 646066AL4 | Long Muni | 100,000 | $996,000 | thousands by filing date | |
| South Dakota St Health & Edl F | 83755VXE9 | Long Muni | 100,000 | $991,000 | thousands by filing date | |
| Puerto Rico Elec Pwr Auth Pwr | 74526QXM9 | Long Muni | 195,000 | $989,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 7,672 | $981,000 | thousands by filing date | |
| Puerto Rico Comwlth Govt Dev B | 745177FE0 | Long Muni | 150,000 | $981,000 | thousands by filing date | |
| University P R Univ Revs Rev Bds | 914811NM2 | Interm. Muni | 150,000 | $977,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 11,900 | $961,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 13,003 | $959,000 | thousands by filing date | |
| Indian Trail Wtr Ctl Dist Fla | 454514DR8 | Interm. Muni | 95,000 | $951,000 | thousands by filing date | |
| GRO FIXD | PRUGR7000 | Other | 95,068 | $951,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 21,526 | $948,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 18,980 | $940,000 | thousands by filing date | |
| Grand Parkway Transn Corp Tex | 38611TAD9 | Long Muni | 85,000 | $940,000 | thousands by filing date | |
| 8.375 % MARFRIG HLDG EUROPE BV11 - 09.05.2018 | N54468AA6 | COM | 95,000 | $936,000 | thousands by filing date | |
| University P R Univ Revs Rev Bds | 914811NP5 | Long Muni | 150,000 | $932,000 | thousands by filing date | |
| Arch Coal Inc | 039380AE0 | High Yield | 315,000 | $929,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 11,119 | $919,000 | thousands by filing date | |
| Du Pont E I De Nemours & Co | 263534BQ1 | Short Bond | 85,000 | $919,000 | thousands by filing date | |
| Franklin Custodian Funds Incom | 353496805 | ETF | 37,652 | $915,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 15,320 | $915,000 | thousands by filing date | |
| Forbes Energy Svcs Ltd | 345143AC5 | High Yield | 155,000 | $915,000 | thousands by filing date | |
| MIAMI-DADE CNTY FL SPL OBLIG, SUB REF BDS | 59333NUS0 | Revenue Supported Bonds - non-taxable | 90,000 | $906,000 | thousands by filing date | |
| Jamestown N Y City Sch Dist | 470592KP0 | Long Muni | 90,000 | $905,000 | thousands by filing date | |
| LIBERTY NY DEV CORP REV, REV BDS, GOLDMAN SACHS HEADQUARTERS LLC | 531127AC2 | Revenue Supported Bonds - non-taxable | 75,000 | $901,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 17,040 | $900,000 | thousands by filing date | |
| SPRINT CAPITAL | 852060AD4 | BCO | 100,000 | $880,000 | thousands by filing date | |
| Oppenheimer Intl Bond Fund Cl A | 68380T103 | Mutual Fund | 14,582 | $863,000 | thousands by filing date | |
| FITLIFE | 33817P108 | COMM | 32,893 | $855,000 | thousands by filing date | |
| NEPHROS INC | 640671301 | COM | 108,127 | $854,000 | thousands by filing date | |
| JHancock High-Yield Municipal Bond A | 41013Y302 | High Yield | 10,228 | $850,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 14,610 | $834,000 | thousands by filing date | |
| Fhlmc Remic Series 2778 | 31394WT65 | Short Bond | 77,000 | $834,000 | thousands by filing date | |
| New York St Dorm Auth Revs Non Rev Bds | 649905RV0 | Long Muni | 75,000 | $834,000 | thousands by filing date | |
| Ithaca City N Y | 465650SS9 | Long Muni | 85,000 | $831,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,673 | $830,000 | thousands by filing date | |
| Advanced Micro Devices Inc | 007903AU1 | High Yield | 90,000 | $828,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 223,774 | $823,000 | thousands by filing date | |
| Florida St Dept Children & Fam | 34160EBH6 | Long Muni | 80,000 | $822,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 13,530 | $813,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 31,720 | $811,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 20,159 | $810,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 146,000 | $803,000 | thousands by filing date | |
| Arcelormittal Sa Luxembourg6.125% 06/01/2018 | 03938LAF1 | Intl Bond | 75,000 | $800,000 | thousands by filing date | |
| Aegis High Yield I | 00764V206 | High Yield | 13,907 | $798,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 6,827 | $796,000 | thousands by filing date | |
| Florida St Dept Gen Svcs Div F | 341602ZT0 | Long Muni | 75,000 | $792,000 | thousands by filing date | |
| Bmo Harris Bk Natl Assn Chicag Cd Cll Stp 27 | 05573JJP0 | Cash | 80,004 | $784,000 | thousands by filing date | |
| SLM CORP SR MED TERM NOTE CLBL MTHLY | 78490FYW3 | SR MED TERM NOTE CLBL MTHLY | 94,000 | $783,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 27,855 | $781,000 | thousands by filing date | |
| South Carolina Jobs-Economic D | 83703FCN0 | Long Muni | 70,000 | $781,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 24,670 | $779,000 | thousands by filing date | |
| Clark Cnty Wash | 181093VT9 | Short Muni | 75,000 | $779,000 | thousands by filing date | |
| Puerto Rico Comwlth Public Im | 745145GB2 | Long Muni | 80,000 | $774,000 | thousands by filing date | |
| Prince Georges Cnty Md G O Cons | 741701TY2 | Short Muni | 75,000 | $771,000 | thousands by filing date | |
| Rhode Island Health & Edl Bldg | 762197RA1 | Long Muni | 75,000 | $767,000 | thousands by filing date | |
| Puerto Rico Comwlth Hwy & Tran Ref Rev B | 745181C70 | Long Muni | 75,000 | $764,000 | thousands by filing date | |
| WISCONSIN ST HEALTH & EDL FACS AUTH REV MINISTRY HEALTH CARE IN 4/24/08 5.000 percentage 08/01/34 DTD 08/05/04 | 97710BBA9 | MB | 70,000 | $760,000 | thousands by filing date | |
| Passaic Cnty N J Impt Auth Lea | 702750CG3 | Long Muni | 75,000 | $756,000 | thousands by filing date | |
| Redlands Calif Lease Rev Ctfs | 757590AL8 | Short Muni | 75,000 | $754,000 | thousands by filing date | |
| Prudential Finl Inc Internote | 74432AGH7 | Short Bond | 75,000 | $752,000 | thousands by filing date | |
| Slm Corp Ednotes Book Entry | 78490FLV9 | High Yield | 75,000 | $749,000 | thousands by filing date | |
| Port Auth N Y & N J For Issues Consolida | 73358WBG8 | Long Muni | 70,000 | $744,000 | thousands by filing date | |
| Puerto Rico Sales Tax Fing Cor | 74529JKL8 | Long Muni | 75,000 | $742,000 | thousands by filing date | |
| Puerto Rico Convention Ctr Dis Hotel Occ | 745266AN6 | Short Muni | 75,000 | $731,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 42,230 | $729,000 | thousands by filing date | |
| ALTRIA GROUP INC NOTE M/W CLBL | 02209SAN3 | COM | 75,000 | $729,000 | thousands by filing date | |
| Puerto Rico Comwlth | 74514LTW7 | Long Muni | 100,000 | $723,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 9,013 | $721,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 2,380,000 | $715,000 | thousands by filing date | principal |
| Cape Coral Fla Spl Oblig Rev | 13937KFC5 | Long Muni | 60,000 | $712,000 | thousands by filing date | |
| University N C Chapel Hill Rev | 914713TY8 | Interm. Muni | 80,000 | $711,000 | thousands by filing date | |
| Conn St Hsg Fin Auth Hsg Mtg F Hsg Finan | 20775BBD7 | Long Muni | 70,000 | $707,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 18,475 | $704,000 | thousands by filing date | |
| Metropolitan Transn Auth N Y R | 59259YVZ9 | Long Muni | 70,000 | $691,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 34,804 | $687,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 5,303 | $684,000 | thousands by filing date | |
| Florida St Mun Ln Council Rev | 342815L96 | Long Muni | 65,000 | $674,000 | thousands by filing date | |
| JHANCOCK HIGH YIELD A | 41014P839 | NTF BOND FUNDS | 18,703 | $673,000 | thousands by filing date | |
| AT&T Inc | 00206RAM4 | CB | 60,028 | $668,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 100,553 | $667,000 | thousands by filing date | |
| New York N Y | 64966LBP5 | Short Muni | 65,000 | $667,000 | thousands by filing date | |
| UNIVERSITY NC CHAPEL HILL REV REV BDS CALLABLE | 914713A28 | REV BDS CALLABLE | 60,000 | $666,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 72,120 | $665,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 46,700 | $665,000 | thousands by filing date | |
| Florida St Brd Ed Pub Ed Pub Ed Ca | 341535UM2 | Interm. Muni | 65,000 | $665,000 | thousands by filing date | |
| Quicksilver Resources Inc | 74837RAC8 | High Yield | 830,000 | $664,000 | thousands by filing date | |
| New Jersey St Transn Tr Fd Aut Rev Bds | 646136CG4 | Short Muni | 65,000 | $664,000 | thousands by filing date | |
| Puerto Rico Comwlth Hwy & Tran Ref Rev B | 745181C54 | Long Muni | 65,000 | $663,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 13,977 | $660,000 | thousands by filing date | |
| Bank Of America Corp | 06048WFQ8 | Interm. Bond | 65,000 | $656,000 | thousands by filing date | |
| Bank Of America Corp | 06048WEK2 | Interm. Bond | 60,000 | $648,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 6,954 | $647,000 | thousands by filing date | |
| SEARS HOLDING CORP NOTE M/W | 812350AE6 | NOTE M/W | 70,000 | $644,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 7,848 | $628,000 | thousands by filing date | |
| MICROSOFT CORP | 594918AH7 | Convertible/ | 60,000 | $626,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC NOTE M/W CLBL | 18683KAC5 | NOTE M/W CLBL | 120,000 | $624,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 7,931 | $623,000 | thousands by filing date | |
| PUERTO RICO MUN FIN AGY REF BDS REV CLBL | 745277QL0 | REF BDS REV CLBL | 100,000 | $623,000 | thousands by filing date | |
| New York N Y City Transitional | 64971K3W4 | Short Muni | 60,000 | $623,000 | thousands by filing date | |
| Suntrust Bk Atlanta Mdtmsbntbe | 86787GAG7 | Short Bond | 60,000 | $616,000 | thousands by filing date | |
| Connecticut St Health & Edl Fa Rev Bds | 20774L5V3 | Short Muni | 60,000 | $614,000 | thousands by filing date | |
| New York N Y | 64966LTX9 | Short Muni | 60,000 | $613,000 | thousands by filing date | |
| Brazil Federative Rep | 105756AE0 | Intl Bond | 40,000 | $612,000 | thousands by filing date | |
| Amsterdam N Y | 032231PE6 | Short Muni | 60,000 | $606,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 7,362 | $598,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 8,841 | $598,000 | thousands by filing date | |
| New York N Y | 64966JNY8 | Interm. Muni | 50,000 | $594,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 21,476 | $593,000 | thousands by filing date | |
| Federal Home Loan Banks | 3133836Z9 | Short Bond | 60,000 | $593,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101JAH9 | Corporate Bond - Domestic | 65,000 | $588,000 | thousands by filing date | |
| Minnesota St | 604129QP4 | Interm. Muni | 50,000 | $587,000 | thousands by filing date | |
| Puerto Rico Comwlth Infrastruc Special T | 745220EF6 | Long Muni | 85,000 | $586,000 | thousands by filing date | |
| Arkansas Tech Univ Rev | 041189VV0 | Long Muni | 60,000 | $585,000 | thousands by filing date | |
| Minnesota St | 604129B70 | Interm. Muni | 50,000 | $582,000 | thousands by filing date | |
| Donnelley R R & Sons Co | 257867AY7 | High Yield | 50,000 | $578,000 | thousands by filing date | |
| Miami-Dade Cnty Fla Edl Facs A Rev Bds | 59333AGH8 | Interm. Muni | 50,000 | $578,000 | thousands by filing date | |
| ALCOA INC SENIOR NOTE M/W | 013817AL5 | SENIOR NOTE M/W | 54,000 | $576,000 | thousands by filing date | |
| Puerto Rico Pub Bldgs Auth Rev | 745235R37 | Long Muni | 85,000 | $576,000 | thousands by filing date | |
| Escambia Cnty Fla Hsg Fin Auth | 296120CU0 | Long Muni | 50,000 | $574,000 | thousands by filing date | |
| New York St Dorm Auth Revs St | 64990HRF9 | Long Muni | 50,000 | $571,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 5,309 | $566,000 | thousands by filing date | |
| New York St Dorm Auth Revs Non Rev Bds | 649903B91 | Long Muni | 50,000 | $566,000 | thousands by filing date | |
| Pennsylvania St Pub Sch Bldg A | 709207FW9 | Long Muni | 55,000 | $565,000 | thousands by filing date | |
| New York St Dorm Auth Revs Sec Rev Bds | 64983SFY6 | Long Muni | 50,000 | $565,000 | thousands by filing date | |
| Florida St Brd Ed Lottery Rev Rev Bds | 341507YY1 | Long Muni | 50,000 | $564,000 | thousands by filing date | |
| New York N Y | 64966H2K5 | Interm. Muni | 50,000 | $559,000 | thousands by filing date | |
| Miami-Dade Cnty Fla Aviation R Avaition | 59333PUC0 | Long Muni | 50,000 | $558,000 | thousands by filing date | |
| Miami Fla Ltd Tax B | 5933885J6 | Interm. Muni | 50,000 | $558,000 | thousands by filing date | |
| Illinois St | 452152SY8 | Long Muni | 50,000 | $557,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 5,320 | $556,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 13,677 | $555,000 | thousands by filing date | |
| Rockland Cnty N Y | 77355PTA1 | Long Muni | 50,000 | $553,000 | thousands by filing date | |
| Minnesota St For Previous Issu | 60412ACC5 | Interm. Muni | 50,000 | $553,000 | thousands by filing date | |
| New Jersey Economic Dev Auth R | 64577BCH5 | Long Muni | 55,000 | $552,000 | thousands by filing date | |
| New Jersey St Ctfs Partn Cops | 646046MS8 | Long Muni | 50,000 | $549,000 | thousands by filing date | |
| North Tex Twy Auth Rev 2nd Tier | 66285WDW3 | Long Muni | 50,000 | $549,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 3,788 | $546,000 | thousands by filing date | |
| Aurora Colo Hosp Rev Rev Bds | 05155XBS7 | Long Muni | 50,000 | $546,000 | thousands by filing date | |
| New Jersey Economic Dev Auth R Sch Facs | 645918WM1 | Interm. Muni | 50,000 | $546,000 | thousands by filing date | |
| New York St Dorm Auth Revs Non | 649905WP7 | Interm. Muni | 50,000 | $546,000 | thousands by filing date | |
| North Carolina Eastn Mun Pwr A Rev Bds | 658196Y61 | Short Muni | 50,000 | $546,000 | thousands by filing date | |
| ARCONIC INC NOTE M/W CLBL | 013817AV3 | NOTE M/W CLBL | 50,000 | $542,000 | thousands by filing date | |
| Indiana St Hsg & Cmnty Dev Aut | 45506CAC1 | Long Muni | 50,000 | $540,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 4,995 | $539,000 | thousands by filing date | |
| Buffalo N Y Go Bds | 119677BD3 | Interm. Muni | 50,000 | $538,000 | thousands by filing date | |
| Citizens Ppty Ins Corp Fla Senior Se | 176553EN1 | Short Muni | 50,000 | $538,000 | thousands by filing date | |
| Western Carolina Univ Resh & D Cops | 958003AT2 | Long Muni | 50,000 | $537,000 | thousands by filing date | |
| Port St Lucie Fla Cmnty Redev Redev Tru | 735357BE4 | Interm. Muni | 50,000 | $536,000 | thousands by filing date | |
| Bastrop Tex Indpt Sch Dist | 070329VX2 | Long Muni | 50,000 | $536,000 | thousands by filing date | |
| Buckley Wash | 118457BF6 | Long Muni | 50,000 | $535,000 | thousands by filing date | |
| Loomis Sayles High Income A | 543487383 | High Yield | 12,417 | $533,000 | thousands by filing date | |
| New Jersey Health Care Facs Fi Rev Ref B | 64579FD83 | Interm. Muni | 50,000 | $532,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 3,324 | $531,000 | thousands by filing date | |
| Sarasota Cnty Fla Infrastructu Sales Sur | 803297AR1 | Interm. Muni | 50,000 | $531,000 | thousands by filing date | |
| US STEEL CORP 7.000 2/01/18 | 912656AG0 | CORPORATE BONDS AND NOTES | 50,000 | $530,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 10,987 | $528,000 | thousands by filing date | |
| Frontier Communications Corp | 17453BAJ0 | bond | 50,000 | $528,000 | thousands by filing date | |
| Jersey City N J Mun Utils Auth | 476624BX8 | Interm. Muni | 50,000 | $526,000 | thousands by filing date | |
| UNITED STATES STEEL CORP | 912909AF5 | Fixed Income | 50,000 | $525,000 | thousands by filing date | |
| HP INCORPORATION NOTE M/W CLBL | 428236BQ5 | NOTE M/W CLBL | 50,000 | $524,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 12,530 | $523,000 | thousands by filing date | |
| Charleston Edl Excellence Fing | 160131BH0 | Short Muni | 50,000 | $523,000 | thousands by filing date | |
| Gnma Remic Trust 2005-17 | 38374KSS3 | Interm. Bond | 90,000 | $520,000 | thousands by filing date | |
| Corning N Y City Sch Dist | 219417PN6 | Interm. Muni | 50,000 | $520,000 | thousands by filing date | |
| Fall River Mass Go Bds | 306297YT3 | Interm. Muni | 50,000 | $520,000 | thousands by filing date | |
| New York Convention Ctr Dev Co Rev Bds | 649451AN1 | Interm. Muni | 50,000 | $519,000 | thousands by filing date | |
| TUTOR PERINI CORPORATION SENIOR DEBENTURE CALLABLE M/W | 901109AB4 | SENIOR DEBENTURE CALLABLE M/W | 50,000 | $518,000 | thousands by filing date | |
| UNIVERSITY ALA AT BIRMINGHAM REV BDS CALLABLE | 91402JBX8 | REV BDS CALLABLE | 50,000 | $518,000 | thousands by filing date | |
| San Francisco Calif St Bldg Au Lease Rev | 79772LDC4 | Interm. Muni | 50,000 | $518,000 | thousands by filing date | |
| Arlington Tex Higher Ed Fin Co | 041806BU3 | Long Muni | 50,000 | $518,000 | thousands by filing date | |
| New Jersey Health Care Facs Fi Rev Bds | 64579FHK2 | Long Muni | 50,000 | $517,000 | thousands by filing date | |
| Habersham Cnty Ga Hosp Auth Re | 404476GS6 | Long Muni | 50,000 | $515,000 | thousands by filing date | |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 220,000 | $514,000 | thousands by filing date | |
| Orange Cnty Fla Tourist Dev Ta | 684545TZ9 | Long Muni | 50,000 | $514,000 | thousands by filing date | |
| PUERTO RICO COMWLTHAQUEDUCT & SWR | 745160RC7 | FIXED INCOME | 75,000 | $513,000 | thousands by filing date | |
| Puerto Rico Comwlth | 74514LQF7 | Long Muni | 75,000 | $513,000 | thousands by filing date | |
| Sayreville N J Sch Dist | 805805HM3 | Short Muni | 50,000 | $511,000 | thousands by filing date | |
| Pima Cnty Ariz Str & Hwy Rev Str And H | 721882CL0 | Interm. Muni | 50,000 | $511,000 | thousands by filing date | |
| CHICAGO ILL GO BDS CALLABLE | 167486NE5 | GO BDS CALLABLE | 50,000 | $510,000 | thousands by filing date | |
| American Express Centrn Cd 2%16 | 02587DFF0 | Cash | 49,998 | $510,000 | thousands by filing date | |
| Puerto Rico Comwlth Public Im | 74514LWN3 | Long Muni | 50,000 | $510,000 | thousands by filing date | |
| District Columbia Rev | 25483VNU4 | Long Muni | 50,000 | $510,000 | thousands by filing date | |
| Washington St Health Care Facs | 93978HHA6 | Long Muni | 50,000 | $507,000 | thousands by filing date | |
| Puerto Rico Elec Pwr Auth Pwr Ref Rev B | 74526QPK2 | Long Muni | 50,000 | $506,000 | thousands by filing date | |
| Safeway Inc | 786514BS7 | High Yield | 50,000 | $505,000 | thousands by filing date | |
| Cwmbs Inc 2004-9 | 12669FUA9 | High Yield | 50,000 | $505,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 9,450 | $504,000 | thousands by filing date | |
| IRON MOUNTAIN INC NOTE M/W CLBL | 46284PAP9 | NOTE M/W CLBL | 50,000 | $503,000 | thousands by filing date | |
| Fhlmc Remic Series 2676 | 31394JN78 | Short Bond | 45,613 | $503,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 7,540 | $502,000 | thousands by filing date | |
| General Elec Cap Corp Mtn Be | 36962G4N1 | Short Bond | 50,000 | $502,000 | thousands by filing date | |
| Connecticut St Health & Edl Fa | 20774UCH6 | Long Muni | 50,000 | $502,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 13,000 | $501,000 | thousands by filing date | |
| St Paul Minn Indpt Sch Dist No Sch Bldg | 792895MG6 | Interm. Muni | 50,000 | $501,000 | thousands by filing date | |
| Prudential Finl Inc Internote | 74432AFT2 | Short Bond | 50,000 | $501,000 | thousands by filing date | |
| Bank Of America Corp | 06048WKE9 | Interm. Bond | 50,000 | $501,000 | thousands by filing date | |
| Chathams Dist N J Brd Ed | 162276CX5 | Short Muni | 50,000 | $501,000 | thousands by filing date | |
| New Jersey St Tpk Auth Tpk Rev Tpk Rev B | 646139B79 | Short Muni | 50,000 | $500,000 | thousands by filing date | |
| Hillsborough Cnty Fla Indl Dev | 43233AEQ5 | Long Muni | 50,000 | $497,000 | thousands by filing date | |
| DELAWARE HIGH YIELD OPPORT-A | 245908876 | Open-End Fund | 12,250 | $495,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 7,532 | $493,000 | thousands by filing date | |
| Prospect Cap Corp | 74348YEB3 | Interm. Bond | 50,000 | $490,000 | thousands by filing date | |
| Sg Structured Prods Inc | 78423EDB7 | Interm. Bond | 50,000 | $489,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 5,462 | $488,000 | thousands by filing date | |
| DWS High Income A | 25155T668 | MF | 10,187 | $487,000 | thousands by filing date | |
| GENWORTH FINL INC FIXED RT | 37247DAN6 | Fixed Income | 50,000 | $487,000 | thousands by filing date | |
| Barrick Gold Corp | 067901AQ1 | Intl Dev Mkts | 50,000 | $487,000 | thousands by filing date | |
| NATIONAL HOLDINGS | 636375107 | COM | 107,243 | $482,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 3,893 | $481,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 5,809 | $470,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 3,729 | $470,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 5,055 | $468,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 62,347 | $466,000 | thousands by filing date | |
| Colt Defense Llc | 19686TAC1 | High Yield | 115,000 | $466,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 7,613 | $459,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 80,000 | $458,000 | thousands by filing date | |
| Jp Morgan Chase Bank Na Cd Cll Flt 27 | 48124JKE7 | Cash | 50,000 | $458,000 | thousands by filing date | |
| Ml Mtg Investors 2003-A2 | 589929M70 | High Yield | 1,779,993 | $458,000 | thousands by filing date | |
| PR ELEC PWR AUTH 5 24PWR UTIL DUE 07/01/24ASSURED GUARANTY MUN | 74526QLU4 | MUNI BONDS | 45,000 | $456,000 | thousands by filing date | |
| ANGLOGOLD ASHANTI HOLDINGS PLC NOTE M/W CLBL | 03512TAC5 | NOTE M/W CLBL | 50,000 | $456,000 | thousands by filing date | |
| New Jersey Economic Dev Auth R Rev Bds | 645916G27 | Short Muni | 45,000 | $454,000 | thousands by filing date | |
| Fnma Remic Trust 2004-W12 | 31394A6Y7 | Interm. Bond | 250,000 | $453,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 24,355 | $452,000 | thousands by filing date | |
| New Jersey Economic Dev Auth R Rev Bds | 645916G35 | Long Muni | 45,000 | $451,000 | thousands by filing date | |
| New Jersey St Edl Facs Auth Re Ref Rev B | 64605LPY8 | Short Muni | 45,000 | $451,000 | thousands by filing date | |
| MORGAN STANLEY DEAN W MS SENIOR MEDIUM TERM NOTE M/W | 61747YCM5 | SENIOR MEDIUM TERM NOTE M/W | 40,000 | $450,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 9,251 | $449,000 | thousands by filing date | |
| New Jersey St Tpk Auth Tpk Rev Rev Bds | 646139X59 | Long Muni | 40,000 | $447,000 | thousands by filing date | |
| Green Tree Financial Mfh 98-6 | 393505K27 | Short Bond | 76,000 | $442,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 7,988 | $440,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 6,238 | $439,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 858 | $437,000 | thousands by filing date | |
| Volusia Cnty Fla Sch Brd Ctfs Cops | 92884EGJ0 | Long Muni | 40,000 | $431,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 8,150 | $428,000 | thousands by filing date | |
| Ba Mtg Secs Inc 2002-G | 06050HKP2 | Interm. Bond | 7,999,761 | $428,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 6,920 | $427,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-15-000753 | this filing | 2015-02-18 | acceptance time not in the bulk data set |