13F-HR filed by B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-18, with 3,913 holding rows worth $4,680,017,000.
- Accession
- 0001580642-15-000753
- Filer
- CIK 1464811
- Filed
- 2015-02-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 4,526 entries on the cover page, a total value of $4,680,017,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,680,017,000 with VALUE read as thousands by filing date, 13F file number 028-13634. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 7,022 | $426,000 | thousands by filing date | |
| Barclays Bank Plc | 06741TVK0 | Intl Bond | 60,000 | $426,000 | thousands by filing date | |
| Puerto Rico Comwlth Pub Impt | 745145YV8 | Interm. Muni | 50,000 | $425,000 | thousands by filing date | |
| Cherry Hill Twp N J | 164663WG7 | Long Muni | 35,000 | $424,000 | thousands by filing date | |
| Litchfield Minn | 536682XN2 | Long Muni | 40,000 | $419,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 9,787 | $417,000 | thousands by filing date | |
| United States Stl Corp New | 912909AC2 | High Yield | 40,000 | $416,000 | thousands by filing date | |
| Raleigh N C Comb Enterprise Sy | 751100FM5 | Long Muni | 40,000 | $415,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 6,224 | $414,000 | thousands by filing date | |
| North Carolina Tpk Auth Triang | 65830RAT6 | Long Muni | 100,000 | $413,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 29,018 | $412,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 4,381 | $411,000 | thousands by filing date | |
| FHLMC 533MBSCMO DUE 0515332613A | 31393RFB1 | Treas | 37,000 | $411,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 36,350 | $409,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 45,744 | $408,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 6,110 | $408,000 | thousands by filing date | |
| New York N Y | 64966LUC3 | Short Muni | 40,000 | $408,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 5,791 | $407,000 | thousands by filing date | |
| Alaska Mun Bd Bk Alaska Mun B | 01179P4M6 | Short Muni | 40,000 | $407,000 | thousands by filing date | |
| Rowan Cnty N C | 779460HF4 | Interm. Muni | 40,000 | $403,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 5,237 | $401,000 | thousands by filing date | |
| District Columbia Tax Incremen | 254840AT8 | Long Muni | 40,000 | $401,000 | thousands by filing date | |
| Suntrust Bank .5552% 04/01/2015 | 86787GAF9 | Short Bond | 40,000 | $400,000 | thousands by filing date | |
| Puerto Rico Comwlth Govt Dev B Govt Dev | 745177CJ2 | Short Muni | 50,000 | $400,000 | thousands by filing date | |
| Chisago Cnty Minn | 170088KF4 | Short Muni | 40,000 | $400,000 | thousands by filing date | |
| Financing Corp Cpn Fico Strips | 31771CNE1 | Short Bond | 40,000 | $400,000 | thousands by filing date | |
| St Paul Minn Port Auth Lease R | 79304NGR1 | Interm. Muni | 35,000 | $399,000 | thousands by filing date | |
| Puerto Rico Comwlth | 74514LTQ0 | Interm. Muni | 50,000 | $395,000 | thousands by filing date | |
| Newark N J | 650367GA7 | Interm. Muni | 35,000 | $395,000 | thousands by filing date | |
| U S Treas Bd Stripped Prin Pmt | 912803AN3 | Interm. Bond | 41,000 | $393,000 | thousands by filing date | |
| North Carolina Med Care Commn | 65820YJG2 | Long Muni | 35,000 | $392,000 | thousands by filing date | |
| Mbia Inc | 55262CAH3 | Short Bond | 39,000 | $386,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 5,241 | $385,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 11,010 | $385,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,453 | $383,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 8,475 | $382,000 | thousands by filing date | |
| Fhlmc Remic Series 3680 | 3137A02R5 | Interm. Bond | 37,000 | $382,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 35,233 | $381,000 | thousands by filing date | |
| Raleigh-Durham N C Arpt Auth A | 751073FQ5 | Long Muni | 35,000 | $381,000 | thousands by filing date | |
| Puerto Rico Elec Pwr Auth Pwr Pwr Rev B | 74526QKV3 | Long Muni | 75,000 | $379,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 9,280 | $378,000 | thousands by filing date | |
| New Jersey St Edl Facs Auth Re Rev Bds | 646065D74 | Long Muni | 35,000 | $378,000 | thousands by filing date | |
| Charlotte-Mecklenberg Hosp Aut | 160853MK0 | Long Muni | 35,000 | $377,000 | thousands by filing date | |
| Miami-Dade Cnty Fla Edl Facs A Rev Bds | 59333AFT3 | Long Muni | 35,000 | $377,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 13,800 | $376,000 | thousands by filing date | |
| Perinton N Y | 713873KV8 | Short Muni | 35,000 | $374,000 | thousands by filing date | |
| JHancock Focused High Yield B | 41014P821 | High Yield | 10,249 | $369,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 14,700 | $366,000 | thousands by filing date | |
| Fhlmc Remic Series 2665 | 31394GYZ0 | Short Bond | 33,000 | $365,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 3,242 | $362,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 3,249 | $362,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,842 | $362,000 | thousands by filing date | |
| MARYLAND ST HEALTH & HIGHER ED REV BDS CALLABLE | 5742163J4 | REV BDS CALLABLE | 30,000 | $362,000 | thousands by filing date | |
| Bear Stearns Arm Tr 2003-8 | 07384MZS4 | Short Bond | 709,994 | $361,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 9,395 | $359,000 | thousands by filing date | |
| Zionsville Ind Cmnty Schs Bldg First Mtg | 98972LHK0 | Short Muni | 35,000 | $359,000 | thousands by filing date | |
| Ford Mtr Co Del | 345370BR0 | Long Bond | 25,000 | $359,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,252 | $358,000 | thousands by filing date | |
| New York St Environmental Facs Rev Bds | 64986AKC4 | Interm. Muni | 35,000 | $357,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 6,140 | $355,000 | thousands by filing date | |
| New Jersey St Edl Facs Auth Re Rev Ref B | 64605L5X2 | Long Muni | 35,000 | $355,000 | thousands by filing date | |
| Puerto Rico Comwlth | 74514LML8 | Long Muni | 50,000 | $354,000 | thousands by filing date | |
| New York St | 649786KE9 | Short Muni | 35,000 | $352,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,149 | $351,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,802 | $351,000 | thousands by filing date | |
| Cambridge Minn Indpt Sch Dist Sch Bldg | 132375JX5 | Interm. Muni | 35,000 | $351,000 | thousands by filing date | |
| Orange Cnty Fla Hsg Fin Auth M | 684906BL3 | Short Muni | 35,000 | $351,000 | thousands by filing date | |
| FORD MOTOR CO 662528 DUE 021528 | 345370BT6 | Treas | 30,000 | $350,000 | thousands by filing date | |
| Sallie Mae Bk Slt Lake City Ut Cd 1.05%16 | 795450RV9 | Cash | 35,000 | $350,000 | thousands by filing date | |
| Florida Hsg Fin Corp Multifami Multi Fam | 34073JBD0 | Long Muni | 35,000 | $350,000 | thousands by filing date | |
| University P R Univ Revs Rev Bds | 914811NK6 | Interm. Muni | 50,000 | $349,000 | thousands by filing date | |
| Wells Fargo Mbs 2005-Ar1 | 949781AC2 | High Yield | 249,000 | $349,000 | thousands by filing date | |
| Puerto Rico Comwlth Infrastruc Special T | 745220FQ1 | Long Muni | 35,000 | $348,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 21,988 | $347,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 8,810 | $343,000 | thousands by filing date | |
| New Jersey St Transn Tr Fd Aut Trans Sys | 646136WA5 | Long Muni | 30,000 | $343,000 | thousands by filing date | |
| Bear Stearns Arm Tr 2005-5 | 07387ACJ2 | Short Bond | 329,000 | $340,000 | thousands by filing date | |
| Citigroup Inc | 172967ES6 | Short Bond | 30,000 | $340,000 | thousands by filing date | |
| Cit Hm Equity Ln Trust 2002-1 | 12558MAF9 | High Yield | 90,000 | $338,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 4,410 | $337,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 14,500 | $337,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 10,005 | $337,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 49,000 | $337,000 | thousands by filing date | |
| Nassau Cnty N Y | 63165N3Q9 | Interm. Muni | 30,000 | $337,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 3,408 | $334,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 3,185 | $333,000 | thousands by filing date | |
| Monsanto Co New | 61166WAE1 | Long Bond | 29,000 | $333,000 | thousands by filing date | |
| FRANKLIN HIGH INCOME FUND ADVI | 353538309 | MUFU | 16,757 | $332,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849AD8 | Convertible/ | 30,000 | $331,000 | thousands by filing date | |
| Textron Inc | 883203BL4 | Short Bond | 30,000 | $330,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,950 | $329,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,522 | $329,000 | thousands by filing date | |
| Gold Reserve, Inc. | 38068N108 | COM | 10,300 | $329,000 | thousands by filing date | |
| Donnelley R R & Sons Co | 257867AW1 | High Yield | 30,000 | $329,000 | thousands by filing date | |
| Fhlmc Remic Series 2590 | 31393NHV4 | Interm. Bond | 30,000 | $328,000 | thousands by filing date | |
| ARCONIC INC NOTE M/W CLBL | 013817AJ0 | NOTE M/W CLBL | 30,000 | $327,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 20,000 | $325,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,995 | $324,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 3,923 | $324,000 | thousands by filing date | |
| Southwest Airls Co | 844741AY4 | Short Bond | 30,000 | $324,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 2,883 | $322,000 | thousands by filing date | |
| Marble Falls Tex Ctfs Obli | 566022JG5 | Long Muni | 30,000 | $322,000 | thousands by filing date | |
| Accredited Mtg Ln Tr 2003-1 | 004375AK7 | High Yield | 369,998 | $322,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 2,952 | $321,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 2,346 | $320,000 | thousands by filing date | |
| BELO CORP | 080555af2 | FIXED | 30,000 | $320,000 | thousands by filing date | |
| Desarrolladora Homex S A De Cv | P35053AB6 | Intl Bond | 455,000 | $319,000 | thousands by filing date | |
| Csfb Mtg Ptc 2003-Ar20 | 22541QKX9 | Short Bond | 1,115,016 | $318,000 | thousands by filing date | |
| Newark N J | 650367GH2 | Long Muni | 30,000 | $317,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,032 | $316,000 | thousands by filing date | |
| Clark Cnty Nev Go Bond B | 180847R72 | Long Muni | 30,000 | $316,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,455 | $315,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 8,028 | $315,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,813 | $315,000 | thousands by filing date | |
| University P R Univ Revs Rev Bds | 914811NN0 | Interm. Muni | 50,000 | $315,000 | thousands by filing date | |
| ***ANGLOGOLD ASHANTI HLDGS PLC | 03512TAD3 | Intl Bond | 30,000 | $315,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 12,388 | $314,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 2,191 | $313,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 4,517 | $313,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 3,697 | $312,000 | thousands by filing date | |
| Slm Corp Ednotes Book Entry | 78490FSB6 | High Yield | 40,000 | $312,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 22,263 | $311,000 | thousands by filing date | |
| Caledonia Mining Corp | 12932K202 | Intl Dev Mkts | 52,198 | $311,000 | thousands by filing date | |
| New Jersey St Edl Facs Auth Re | 646066AP5 | Long Muni | 30,000 | $311,000 | thousands by filing date | |
| Janus Invt Fd Short Term Bond Cl A | 471023267 | Mutual Fund | 10,206 | $310,000 | thousands by filing date | |
| Bank Of America Corporation | 060505BG8 | Short Bond | 30,000 | $310,000 | thousands by filing date | |
| North Carolina Hsg Fin Agy Hom Home Owne | 658207HH1 | Long Muni | 30,000 | $310,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 7,303 | $309,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 7,421 | $309,000 | thousands by filing date | |
| Fhlmc Remic Series 3072 | 31396FJ38 | Long Bond | 35,000 | $309,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 6,281 | $308,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 3,170 | $307,000 | thousands by filing date | |
| Hillsborough Cnty Fla Court Fa Ref Rev B | 43231NDL1 | Long Muni | 30,000 | $307,000 | thousands by filing date | |
| Zurich Reins Centre Hldgs Inc | 989822AA9 | Interm. Bond | 25,000 | $305,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 250 | $304,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 23,134 | $304,000 | thousands by filing date | |
| IBM CORP | 459200GU9 | CORPORATE BONDS | 30,000 | $304,000 | thousands by filing date | |
| CWALT, INC (COUNTRYWIDE ALTERNATIVE LOAN 0564CB 1A1 Sr Seq Fix | 12668AZL2 | Common Stock | 375,000 | $304,000 | thousands by filing date | |
| Chillicothe Ohio City Sch Dist | 169196JL7 | Long Muni | 30,000 | $304,000 | thousands by filing date | |
| North Carolina Med Care Commn | 65820YGR1 | Short Muni | 30,000 | $304,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 3,555 | $303,000 | thousands by filing date | |
| Amsouth Bk N A Birmingham Ala | 032166AR1 | Short Bond | 30,000 | $303,000 | thousands by filing date | |
| Clovis Calif Pub Fing Auth Tax | 18933PAQ1 | Long Muni | 30,000 | $302,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 3,069 | $301,000 | thousands by filing date | |
| DELAWARE VALLEY PA REGL FIN AUTH LOC GOVT REV, LOC GOVT REV BDS | 246579JH0 | Revenue Supported Bonds - non-taxable | 25,000 | $301,000 | thousands by filing date | |
| California Cmnty College Fing | 13012EWM6 | Long Muni | 50,000 | $301,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GRP PLC SENIOR SUBORDINATED NOTE | 780097AM3 | SENIOR SUBORDINATED NOTE | 29,000 | $300,000 | thousands by filing date | |
| Frontier Communications Corp | 35906AAQ1 | High Yield | 30,000 | $300,000 | thousands by filing date | |
| Connecticut St Res Recovery Au Corp Cred | 207755HD4 | Long Muni | 30,000 | $300,000 | thousands by filing date | |
| Fairfax Va Go School | 304081RE4 | Short Muni | 30,000 | $300,000 | thousands by filing date | |
| North Carolina Med Care Commn Rev Bds | 657902F23 | Long Muni | 30,000 | $300,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 7,839 | $299,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,784 | $298,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,373 | $298,000 | thousands by filing date | |
| Dallas Tex Wtrwks & Swr Sys Re | 2354164U5 | Long Muni | 25,000 | $298,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 4,547 | $296,000 | thousands by filing date | |
| Fnma Pass-Thru Lng Assumable | 31385K6Y6 | Interm. Bond | 75,000 | $296,000 | thousands by filing date | |
| Mid-State Capital 2005-1 | 595481AA0 | Interm. Bond | 60,000 | $296,000 | thousands by filing date | |
| Gnma Remic Trust 2003-46 | 38373Q3T6 | Interm. Bond | 27,000 | $295,000 | thousands by filing date | |
| Cook Cnty Ill Fst Presv Dist | 213201QL3 | Long Muni | 25,000 | $295,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,255 | $294,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,867 | $293,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 9,228 | $292,000 | thousands by filing date | |
| NEW JERSEY ST TRANSN TR FD AUTH, SYS BDS | 646136FB2 | Revenue Supported Bonds - non-taxable | 25,000 | $291,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 8,807 | $290,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 13,120 | $290,000 | thousands by filing date | |
| Community Program Ln Tr 1987-A | 204012AE8 | Interm. Bond | 54,993 | $290,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 7,343 | $287,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 3,780 | $286,000 | thousands by filing date | |
| South Carolina St Pub Svcs Aut | 837151JS9 | Long Muni | 25,000 | $286,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 3,095 | $285,000 | thousands by filing date | |
| New Jersey St Edl Facs Auth Re Rev Bds | 646065UB6 | Long Muni | 25,000 | $285,000 | thousands by filing date | |
| Puerto Rico Hsg Fin Auth Subord Bd | 74526LCW1 | Interm. Muni | 25,000 | $282,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 4,594 | $281,000 | thousands by filing date | |
| Avalon Boro N J | 053375ND9 | Interm. Muni | 25,000 | $281,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 2,227 | $280,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 6,774 | $280,000 | thousands by filing date | |
| Carroll Cnty Tenn Watershed Au | 145138AF0 | Long Muni | 25,000 | $280,000 | thousands by filing date | |
| Chevron Corporation | 166751AJ6 | Interm. Bond | 25,000 | $280,000 | thousands by filing date | |
| Connecticut St Health & Edl Fa Rev Bds | 20774U3M5 | Interm. Muni | 25,000 | $279,000 | thousands by filing date | |
| New Brunswick N J Pkg Auth Rev Rev Bds | 642835LM2 | Long Muni | 25,000 | $279,000 | thousands by filing date | |
| Walgreen Co Senior Note M/W | 931422AE9 | COM CL B | 25,000 | $278,000 | thousands by filing date | |
| Raleigh-Durham N C Arpt Auth A | 751073HG5 | Long Muni | 25,000 | $278,000 | thousands by filing date | |
| Clark Cnty Nev Sch Dist For Is Go Ltd Ta | 181059PN0 | Long Muni | 25,000 | $277,000 | thousands by filing date | |
| New Jersey Economic Dev Auth R Sublease | 645918TG8 | Interm. Muni | 25,000 | $277,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 4,474 | $276,000 | thousands by filing date | |
| PEPSICO INC | 713448BH0 | Convertible/ | 25,000 | $276,000 | thousands by filing date | |
| Jpmorgan Chase & Co | 46625HGN4 | Short Bond | 25,000 | $276,000 | thousands by filing date | |
| Dallas Fort Worth Tex Intl Arp | 235036XL9 | Long Muni | 25,000 | $276,000 | thousands by filing date | |
| East Brunswick Twp N J Brd Ed | 271299LK3 | Interm. Muni | 25,000 | $276,000 | thousands by filing date | |
| New Orleans La Sew Svc Rev | 647719NF6 | Long Muni | 25,000 | $276,000 | thousands by filing date | |
| North Carolina Med Care Commn | 65820PCX1 | Long Muni | 25,000 | $276,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 9,060 | $275,000 | thousands by filing date | |
| Fnma Remic Trust 1999-T1 | 31359VRF2 | Short Bond | 110,000 | $275,000 | thousands by filing date | |
| New Jersey Health Care Facs Fi Rev Bds | 64579FVC4 | Interm. Muni | 25,000 | $275,000 | thousands by filing date | |
| Fhlmc Remic Series 2542 | 31393GPA6 | Interm. Bond | 25,000 | $274,000 | thousands by filing date | |
| New Jersey Health Care Facs Fi | 64579FRD7 | Interm. Muni | 25,000 | $274,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,179 | $273,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 29,000 | $273,000 | thousands by filing date | |
| New Jersey St Hsg & Mtg Fin Ag Rev Bds | 646108GD6 | Interm. Muni | 25,000 | $273,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 4,236 | $272,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 10,548 | $272,000 | thousands by filing date | |
| ELI LILY & CO | 532457BB3 | CORPORATE BONDS | 25,000 | $272,000 | thousands by filing date | |
| South Carolina St Pub Svc Auth Rev Oblig | 837147W37 | Short Muni | 25,000 | $272,000 | thousands by filing date | |
| Cape Coral Fla Gas Tax Rev | 139369AR3 | Interm. Muni | 25,000 | $272,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 3,164 | $271,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 7,100 | $270,000 | thousands by filing date | |
| Daimlerchrysler Co Llc 12.375% 05/01/2020 | 233893AA4 | Interm. Bond | 20,000 | $270,000 | thousands by filing date | |
| Denton Cnty Tex Perm Impt | 248775C48 | Long Muni | 25,000 | $270,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1,964 | $269,000 | thousands by filing date | |
| South Carolina Transn Infrastr Rev Bds | 837152QJ9 | Long Muni | 25,000 | $269,000 | thousands by filing date | |
| Lacey Mun Utils Auth N J Wtr R Ref Rev B | 50547PFF1 | Interm. Muni | 25,000 | $269,000 | thousands by filing date | |
| New Jersey Economic Dev Auth R Sch Fac C | 645918XX6 | Interm. Muni | 25,000 | $269,000 | thousands by filing date | |
| New York N Y Go Bds | 64966GR61 | Short Muni | 25,000 | $269,000 | thousands by filing date | |
| NOKIA OYJ SENIOR NOTE M/W | 654902AB1 | SENIOR NOTE M/W | 25,000 | $268,000 | thousands by filing date | |
| Perth Amboy N J | 715382WY9 | Interm. Muni | 25,000 | $268,000 | thousands by filing date | |
| Battery Pk City Auth N Y Rev | 07133AGP1 | Long Muni | 22,000 | $268,000 | thousands by filing date | |
| Camden Cnty N J Mun Utils Auth Swr Rev R | 132813JD9 | Short Muni | 25,000 | $268,000 | thousands by filing date | |
| Harris Cnty Tex Wtr Ctl & Impt Go Bds | 414888CU9 | Interm. Muni | 25,000 | $267,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 5,945 | $266,000 | thousands by filing date | |
| ALAMO TEX CMNTY COLLEGE DIST LTD GO BDS CLBL | 011415KX3 | LTD GO BDS CLBL | 25,000 | $266,000 | thousands by filing date | |
| Fhlmc Remic Series 2696 | 31394KRS5 | Short Bond | 24,000 | $266,000 | thousands by filing date | |
| Fhlmc Remic Series 2572 | 31393KGA7 | Interm. Bond | 24,000 | $266,000 | thousands by filing date | |
| New Jersey Sports & Exposition | 64603RWK9 | Long Muni | 25,000 | $266,000 | thousands by filing date | |
| New Jersey St Edl Facs Auth Re Rev Bds | 646065YC0 | Long Muni | 25,000 | $266,000 | thousands by filing date | |
| Newark N J | 650367GC3 | Long Muni | 25,000 | $266,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 4,272 | $265,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 3,945 | $265,000 | thousands by filing date | |
| RR DONNELLEY & SONS CO | 257867AT8 | Convertible | 25,000 | $265,000 | thousands by filing date | |
| New Jersey Economic Dev Auth R | 645918XP3 | Long Muni | 25,000 | $265,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 3,887 | $264,000 | thousands by filing date | |
| Washoe Cnty Nev Sch Dist | 940858B93 | Short Muni | 25,000 | $264,000 | thousands by filing date | |
| New Jersey St Edl Facs Auth Re Rev Bds | 646065TZ5 | Short Muni | 25,000 | $264,000 | thousands by filing date | |
| Newark N J | 650367GE9 | Long Muni | 25,000 | $264,000 | thousands by filing date | |
| North Carolina Med Care Commn Health Ca | 65821DFU0 | Long Muni | 25,000 | $264,000 | thousands by filing date | |
| Clearwater Fla Wtr & Swr Rev Rev Ref B | 185328GM7 | Short Muni | 25,000 | $263,000 | thousands by filing date | |
| Everman Tex Indpt Sch Dist | 300371VE8 | Short Muni | 25,000 | $263,000 | thousands by filing date | |
| Marshall Cnty Ind Hldg Corp Le Lease Ren | 572106AZ5 | Short Muni | 25,000 | $263,000 | thousands by filing date | |
| Travis Cnty Tex | 89453PKS7 | Short Muni | 25,000 | $262,000 | thousands by filing date | |
| Marina District Finance Co | 56808RAD8 | High Yield | 25,000 | $262,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 993 | $261,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,556 | $261,000 | thousands by filing date | |
| Puerto Rico Mun Fin Agy Go Bds | 745277SA2 | Short Muni | 25,000 | $261,000 | thousands by filing date | |
| White Bear Lake Minn Indpt Sch | 963439YS7 | Long Muni | 25,000 | $260,000 | thousands by filing date | |
| Illinois St | 452151M91 | Long Muni | 25,000 | $260,000 | thousands by filing date | |
| Metropolitan Transn Auth N Y R Trans Rev | 59259RS62 | Long Muni | 25,000 | $260,000 | thousands by filing date | |
| New Jersey St Edl Facs Auth Re | 646065KK7 | Short Muni | 25,000 | $260,000 | thousands by filing date | |
| Raleigh N C Comb Enterprise Sy | 751100FL7 | Long Muni | 25,000 | $259,000 | thousands by filing date | |
| Lacey Township Nj Brd Ed Ref Sch B | 505472FM7 | Interm. Muni | 25,000 | $259,000 | thousands by filing date | |
| Coweta Cnty Ga Dev Auth Rev | 223658PX7 | Long Muni | 25,000 | $259,000 | thousands by filing date | |
| District Columbia Ballpark Rev | 25476WBW0 | Interm. Muni | 25,000 | $259,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 5,399 | $258,000 | thousands by filing date | |
| Merrill Lynch Co Inc Mtn Be | 59018YRZ6 | Short Bond | 25,000 | $258,000 | thousands by filing date | |
| California St Dept Vet Affairs | 130658LY1 | Interm. Muni | 25,000 | $258,000 | thousands by filing date | |
| New Jersey Economic Dev Auth R Sch Fac C | 6459164Y0 | Short Muni | 25,000 | $258,000 | thousands by filing date | |
| New York N Y | 64966LVF5 | Interm. Muni | 25,000 | $258,000 | thousands by filing date | |
| South Cent Conn Regl Wtr Auth Wtr Sys R | 837227WR4 | Short Muni | 25,000 | $257,000 | thousands by filing date | |
| Goldman Sachs Grp Inc Mtn Be | 38141E5M7 | Short Bond | 25,000 | $257,000 | thousands by filing date | |
| Massachusetts Edl Fing Auth Ed | 57563RFW4 | Long Muni | 25,000 | $257,000 | thousands by filing date | |
| Monmouth Cnty N J Impt Auth Re | 60956PBA9 | Short Muni | 25,000 | $257,000 | thousands by filing date | |
| New Jersey St Tran Corp Ctfs P Cops | 646133HF8 | Short Muni | 25,000 | $257,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,442 | $256,000 | thousands by filing date | |
| INTEL CORP 4 32 DUE 12/15/32 | 458140AN0 | CORPORATE BONDS | 25,000 | $256,000 | thousands by filing date | |
| South Carolina Transn Infrastr Rev Ref B | 837152LB1 | Long Muni | 25,000 | $256,000 | thousands by filing date | |
| Puerto Rico Comwlth Hwy & Tran Transn Hw | 745190UD8 | Interm. Muni | 25,000 | $256,000 | thousands by filing date | |
| Colorado Health Facs Auth Rev | 19648AF34 | Long Muni | 25,000 | $256,000 | thousands by filing date | |
| Colorado Wtr Res & Pwr Dev Aut Wtr Res R | 19679RJV3 | Short Muni | 25,000 | $256,000 | thousands by filing date | |
| New York St Dorm Auth Revs Non | 649903DM0 | Short Muni | 25,000 | $256,000 | thousands by filing date | |
| Oyster Bay N Y Pub Impt | 692160BD5 | Short Muni | 25,000 | $256,000 | thousands by filing date | |
| Central Elmore Ala Wtr & Swr A Wtr Swr R | 153416CG5 | Long Muni | 25,000 | $255,000 | thousands by filing date | |
| Fnma Remic Trust 2005-110 | 31394UQ47 | Interm. Bond | 166,000 | $255,000 | thousands by filing date | |
| Ge Money Bk Draper Utah Cd 2.150000%16 | 36159AT75 | Cash | 25,001 | $255,000 | thousands by filing date | |
| General Elec Cap Corp Mtn Be | 36962G6F6 | Interm. Bond | 25,000 | $255,000 | thousands by filing date | |
| Puerto Rico Elec Pwr Auth Pwr | 74526QXU1 | Interm. Muni | 50,000 | $254,000 | thousands by filing date | |
| Central Puget Sound Wash Regl | 15504RBF5 | Short Muni | 25,000 | $254,000 | thousands by filing date | |
| Binghamton N Y City Sch Dist | 090473LA5 | Short Muni | 25,000 | $254,000 | thousands by filing date | |
| Passaic Valley N J Wtr Commn W Ref Wtr S | 702845FG8 | Interm. Muni | 25,000 | $254,000 | thousands by filing date | |
| CABLEVISION SYS CORP SR | 12686CBB4 | Fixed Income | 25,000 | $253,000 | thousands by filing date | |
| MORGAN STANLEY | 61747YDU6 | Convertible/ | 25,000 | $253,000 | thousands by filing date | |
| Puerto Rico Pub Bldgs Auth Rev Govt Fac | 745235B75 | Short Muni | 25,000 | $253,000 | thousands by filing date | |
| Puerto Rico Elec Pwr Auth Pwr | 74526QYB2 | Long Muni | 50,000 | $253,000 | thousands by filing date | |
| Baldwin Cnty Ala Brd Ed | 057849GW5 | Short Muni | 25,000 | $253,000 | thousands by filing date | |
| Nassau N Y Regl Off-Track Bett | 631681AQ6 | Interm. Muni | 25,000 | $253,000 | thousands by filing date | |
| New Jersey Economic Dev Auth R Sch Facs | 6459162X4 | Short Muni | 25,000 | $252,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,605 | $251,000 | thousands by filing date | |
| SEARS ROEBUCK ACCEPTANCE DEBENTURE M/W | 812404AY7 | DEBENTURE M/W | 35,000 | $251,000 | thousands by filing date | |
| Public Fin Auth Wis Multifamil | 74443FAC0 | Long Muni | 25,000 | $251,000 | thousands by filing date | |
| Barclays Bk Plc Mtn | 06738JHU1 | Intl Bond | 25,000 | $251,000 | thousands by filing date | |
| Kane Cook & Du Page Cntys Ill | 483836NU2 | Interm. Muni | 25,000 | $251,000 | thousands by filing date | |
| Chula Vista Calif Pub Fing Aut Ref Rev B | 17131NBW4 | Interm. Muni | 25,000 | $251,000 | thousands by filing date | |
| Hillsborough Cnty Fla Cmnty In Tax Rev B | 43231YDM5 | Short Muni | 25,000 | $251,000 | thousands by filing date | |
| CENTURYLINK INC | 156686AM9 | US DOMESTIC | 25,000 | $250,000 | thousands by filing date | |
| Standard Fed Bk Na Troy Mi Cd Idx Flt 15 | 85339RG98 | Cash | 25,000 | $250,000 | thousands by filing date | |
| Pima Cnty Ariz Indl Dev Auth E Rev Bds | 72177MCQ8 | Long Muni | 25,000 | $250,000 | thousands by filing date | |
| Protective Life Secd Trs | 74367CCM5 | Short Bond | 25,000 | $250,000 | thousands by filing date | |
| Puerto Rico Comwlth Pub Impt | 74514LEE3 | Interm. Muni | 25,000 | $250,000 | thousands by filing date | |
| Puerto Rico Elec Pwr Auth Pwr Pwr Rev B | 74526QEL2 | Interm. Muni | 25,000 | $250,000 | thousands by filing date | |
| ISRAEL ST 1.82%17 DUE 01/01/17 | 46513BBL1 | Intl Bond | 25,000 | $250,000 | thousands by filing date | |
| Israel St | 46513HV51 | Intl Bond | 25,000 | $250,000 | thousands by filing date | |
| Capital Projs Fin Auth Fla Stu Hsg Rev B | 140427AV7 | Long Muni | 25,000 | $250,000 | thousands by filing date | |
| Jefferson Cnty Ala Ltd Oblig S School Wt | 472653BH6 | Long Muni | 25,000 | $250,000 | thousands by filing date | |
| General Elec Cap Corp Mtn Be | 36962G2V5 | Short Bond | 25,000 | $250,000 | thousands by filing date | |
| General Elec Cap Corp Mtn Be | 36962G5M2 | Short Bond | 25,000 | $250,000 | thousands by filing date | |
| Goldman Sachs Grp Inc Mtn Be | 38141EKF5 | Short Bond | 25,000 | $250,000 | thousands by filing date | |
| Greenfield Calif Redev Agy Tax Alloc | 394848CD5 | Short Muni | 25,000 | $250,000 | thousands by filing date | |
| Connecticut St Hsg Fin Auth | 20774WGT2 | Long Muni | 25,000 | $250,000 | thousands by filing date | |
| Connecticut St Dev Auth Wtr Fa Ref Rev B | 207900BV2 | Long Muni | 25,000 | $250,000 | thousands by filing date | |
| North Carolina Cap Facs Fin Ag | 65819JAY8 | Interm. Muni | 25,000 | $250,000 | thousands by filing date | |
| Palm Beach Cnty Fla Hsg Fin Au | 69651PDG3 | Long Muni | 25,000 | $250,000 | thousands by filing date | |
| Stockton Calif Pension Oblig | 861361AE3 | Long Muni | 25,000 | $249,000 | thousands by filing date | |
| Puerto Rico Comwlth Infrastruc Special T | 745220FP3 | Long Muni | 25,000 | $249,000 | thousands by filing date | |
| Royal Bk Cda Global Sr Mtn | 78008GLB6 | Intl Bond | 25,000 | $249,000 | thousands by filing date | |
| Hancock John Life Ins Co Signa | 41013NMS4 | Short Bond | 25,000 | $249,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,965 | $247,000 | thousands by filing date | |
| Fnma Remic Trust 2005-109 | 31394UYV8 | Long Bond | 23,000 | $247,000 | thousands by filing date | |
| JONES GRP/APP GRP HLDG/ - | 48020UAA6 | BOND | 35,000 | $245,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 21,975 | $245,000 | thousands by filing date | |
| Bergen Cnty N J Impt Auth Sch | 08377PCB6 | Long Muni | 20,000 | $245,000 | thousands by filing date | |
| GENWORTH FINL INCFIXED RT SR NT | 37247DAP1 | FIXED INCOME | 25,000 | $244,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 5,164 | $240,000 | thousands by filing date | |
| University North Carolina At P Cops | 91470PAS3 | Long Muni | 25,000 | $240,000 | thousands by filing date | |
| California Health Facs Fing Au Rev Bds | 13033LKR7 | Interm. Muni | 20,000 | $240,000 | thousands by filing date | |
| Egg Harbor Twp N J Sch Dist Ref Sch B | 282317HD1 | Interm. Muni | 20,000 | $240,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,150 | $239,000 | thousands by filing date | |
| SLM CORP GLB | 78442FEQ7 | BOND | 25,000 | $239,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO DEB | 257867AG6 | Fixed Income | 25,000 | $239,000 | thousands by filing date | |
| Bentonville Ark Sch Dist No 00 G O Ltd T | 083419UA7 | Interm. Muni | 22,000 | $239,000 | thousands by filing date | |
| Charleston Cnty S C | 160069TD2 | Long Muni | 20,000 | $239,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,328 | $236,000 | thousands by filing date | |
| Greenpoint Credit Mhc 2000-4 | 395383AW2 | Long Bond | 25,000 | $236,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,622 | $235,000 | thousands by filing date | |
| Fnma Remic Trust 2004-1 | 31393UW33 | Short Bond | 21,000 | $235,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,444 | $234,000 | thousands by filing date | |
| San Mateo Cnty Calif Cmnty Col Go Bds | 799038DA9 | Interm. Muni | 25,000 | $233,000 | thousands by filing date | |
| Chaffey Calif Un High Sch Dist | 157411MV8 | Long Muni | 20,000 | $233,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 4,468 | $232,000 | thousands by filing date | |
| Yarmouth Me Wtr Dist Rev | 985071BE8 | Interm. Muni | 20,000 | $232,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 2,211 | $231,000 | thousands by filing date | |
| Fnma Remic Trust 2004-58 | 31393Y2F1 | Short Bond | 21,000 | $231,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 5,132 | $230,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 3,430 | $230,000 | thousands by filing date | |
| Vanguard Prime Money Market Fund | 922906201 | Com | 22,988 | $230,000 | thousands by filing date | |
| Folsom Cordova Calif Uni Sch D Go Bds | 34440KAL6 | Interm. Muni | 25,000 | $230,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 2,065 | $228,000 | thousands by filing date | |
| UNITED STATES STL CORP | 912909AD0 | Corporate Bond - Domestic | 25,000 | $228,000 | thousands by filing date | |
| Anaheim Calif Pub Fing Auth Le Lease Rev | 03255LBD0 | Interm. Muni | 25,000 | $228,000 | thousands by filing date | |
| Fhlmc Remic Series 3747 | 31398QTQ0 | Long Bond | 21,000 | $228,000 | thousands by filing date | |
| Ak Stl Corp | 001546AM2 | High Yield | 25,000 | $228,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 4,978 | $227,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,808 | $227,000 | thousands by filing date | |
| New York N Y | 649660TE7 | Interm. Muni | 25,000 | $226,000 | thousands by filing date | |
| Sequoia Mtg Trust 2004-6 | 81744FCG0 | Short Bond | 480,004 | $225,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 3,305 | $223,000 | thousands by filing date | |
| SOUTHERN COPPER | 84265VAG0 | Convertible/ | 25,000 | $223,000 | thousands by filing date | |
| Wisconsin St Go Bds | 97705LWP8 | Long Muni | 20,000 | $223,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 3,791 | $222,000 | thousands by filing date | |
| Vermont Edl & Health Bldgs Fin Rev Bds | 9241608H0 | Long Muni | 25,000 | $222,000 | thousands by filing date | |
| Lee Cnty Fla Arpt Rev | 523470FW7 | Long Muni | 20,000 | $222,000 | thousands by filing date | |
| Victor Valley Calif Cmnty Coll Go School | 92603PCY6 | Interm. Muni | 25,000 | $221,000 | thousands by filing date | |
| Janus Cap Group Inc | 47102XAF2 | Short Bond | 20,000 | $221,000 | thousands by filing date | |
| Port Auth N Y & N J Cons Bds | 73358TL90 | Long Muni | 20,000 | $220,000 | thousands by filing date | |
| New York N Y City Tr Cultural | 649717QH1 | Long Muni | 20,000 | $220,000 | thousands by filing date | |
| Portland Ore | 736679LC3 | Long Muni | 35,000 | $218,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 4,401 | $217,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 1,022 | $217,000 | thousands by filing date | |
| Shell International Fin Bv | 822582AC6 | Intl Bond | 20,000 | $217,000 | thousands by filing date | |
| College Charleston S C Higher Fac Rev B | 194208EH3 | Interm. Muni | 20,000 | $217,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 4,068 | $216,000 | thousands by filing date | |
| New York St Dorm Auth Revs Non | 6499033B5 | Long Muni | 20,000 | $216,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 18,792 | $215,000 | thousands by filing date | |
| Barclays Bk Del Cd 2%17 | 06740KFT9 | Cash | 21,000 | $214,000 | thousands by filing date | |
| Linn Energy Llc | 536022AK2 | High Yield | 25,000 | $214,000 | thousands by filing date | |
| New York St Dorm Auth Revs | 649834ZT8 | Interm. Muni | 25,000 | $214,000 | thousands by filing date | |
| US TREASU NT | 912810FB9 | BTR | 14,993 | $213,000 | thousands by filing date | |
| Slm Corp Ednotes Book Entry | 78490GAF4 | High Yield | 25,000 | $213,000 | thousands by filing date | |
| San Bernardino Calif City Uni Go Bds | 796711QE2 | Interm. Muni | 25,000 | $213,000 | thousands by filing date | |
| Rochester N Y Go Bds | 771694CY0 | Short Muni | 20,000 | $213,000 | thousands by filing date | |
| Kings Park N Y Cent Sch Dist | 496098DQ4 | Long Muni | 20,000 | $213,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 2,481 | $212,000 | thousands by filing date | |
| Monmouth Cnty N J Impt Auth Le Lease Rev | 60954PFN9 | Long Muni | 20,000 | $212,000 | thousands by filing date | |
| Victor N Y Cent Sch Dist | 926009JG7 | Short Muni | 20,000 | $211,000 | thousands by filing date | |
| Alaska Mun Bd Bk Alaska Mun B Go Bds | 01179PPN1 | Short Muni | 20,000 | $211,000 | thousands by filing date | |
| Collin Cnty Tex G O Ltd T | 194738R85 | Short Muni | 20,000 | $211,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 6,029 | $210,000 | thousands by filing date | |
| Centennial Indpt Sch Dist No 0 | 150908GQ8 | Short Muni | 20,000 | $210,000 | thousands by filing date | |
| New Jersey St Edl Facs Auth Re | 646065YM8 | Short Muni | 20,000 | $210,000 | thousands by filing date | |
| Stony Point N Y | 862089FR5 | Interm. Muni | 20,000 | $209,000 | thousands by filing date | |
| Ba Mtg Secs Inc 2003-6 | 05948XPZ8 | Interm. Bond | 20,000 | $209,000 | thousands by filing date | |
| North Carolina Eastn Mun Pwr A Pwr Sys R | 658196QS2 | Short Muni | 20,000 | $209,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,000 | $208,000 | thousands by filing date | call |
| Ge Cap Retail Bk Draper Utah Cd 2%19 | 36157PZM4 | Cash | 20,999 | $208,000 | thousands by filing date | |
| Fnma Remic Trust 2004-51 | 31393Y3L7 | Interm. Bond | 25,000 | $208,000 | thousands by filing date | |
| Sarasota Cnty Fla Five Cent Lo Fuel Tax | 80329TAS1 | Short Muni | 20,000 | $206,000 | thousands by filing date | |
| Upper Freehold N J Regl Sch Di | 915799EJ5 | Long Muni | 20,000 | $206,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 5,142 | $205,000 | thousands by filing date | |
| Lynn Haven Fla Cap Impt Rev | 551530FC7 | Long Muni | 20,000 | $205,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 4,348 | $204,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 11,459 | $204,000 | thousands by filing date | |
| M & I MARSHALL & ILSLEY | 55259PAE6 | CORPORATE BONDS | 20,000 | $204,000 | thousands by filing date | |
| Cwmbs Inc 2003-J14 | 12669FEY5 | Long Bond | 20,000 | $204,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 2,907 | $202,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 4,210 | $202,000 | thousands by filing date | |
| San Mateo Cnty Calif Cmnty Col Go Bds | 799038DE1 | Long Muni | 25,000 | $202,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 7,465 | $201,000 | thousands by filing date | |
| Port Auth N Y & N J Spl Oblig Spl Proj | 73358EBN3 | Long Muni | 20,000 | $201,000 | thousands by filing date | |
| Citigroup Fdg Inc Med Term Sr | 1730T0E21 | Long Bond | 23,000 | $201,000 | thousands by filing date | |
| Gilberts Ill Spl Svc Area No 9 | 37546AAS9 | Interm. Muni | 20,000 | $201,000 | thousands by filing date | |
| Arrowhead Wis Jt Un High Sch D Go Ref Bd | 042807GN1 | Short Muni | 20,000 | $201,000 | thousands by filing date | |
| New York St Dorm Auth St Pers Pers Inco | 649902AC7 | Short Muni | 20,000 | $201,000 | thousands by filing date | |
| New York Times Co | 650111AE7 | High Yield | 20,000 | $201,000 | thousands by filing date | |
| San Joaquin Calif Delta Cmnty Go Bds | 798063DP5 | Interm. Muni | 25,000 | $200,000 | thousands by filing date | |
| Puerto Rico Pub Bldgs Auth Rev | 745235VR9 | Long Muni | 30,000 | $200,000 | thousands by filing date | |
| Rockville Centre N Y Un Free S | 774149GP7 | Short Muni | 20,000 | $200,000 | thousands by filing date | |
| Fnma Remic Trust 1999-W4 | 31359VA94 | Interm. Bond | 119,000 | $200,000 | thousands by filing date | |
| North Carolina Med Care Commn | 65820HMS9 | Long Muni | 20,000 | $200,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,030 | $198,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 3,191 | $197,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 3,591 | $197,000 | thousands by filing date | |
| Citibank N A | 172986GZ8 | Cash | 22,001 | $197,000 | thousands by filing date | |
| Newark Calif Uni Sch Dist G.O Bds | 650264RF3 | Interm. Muni | 25,000 | $195,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 3,699 | $194,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 2,307 | $194,000 | thousands by filing date | |
| School Facs Fing Auth Calif Re Go Rev Bd | 807847AP3 | Long Muni | 25,000 | $194,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 4,463 | $193,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 3,360 | $193,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 4,405 | $193,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 5,344 | $192,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 3,035 | $192,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 22,658 | $192,000 | thousands by filing date | |
| Home Equity Mtg Tr 2006-3 | 436944AA0 | High Yield | 120,000 | $192,000 | thousands by filing date | |
| Monterey Peninsula Calif Cmnty Go Bds | 612574CJ0 | Long Muni | 25,000 | $192,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 4,528 | $191,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 1,800 | $191,000 | thousands by filing date | |
| EXCO Resources Inc | 269279AD7 | US DOMESTIC | 25,000 | $191,000 | thousands by filing date | |
| Union Elem Sch Dist Calif G O Bds | 906573ET3 | Long Muni | 25,000 | $191,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 4,018 | $190,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 5,538 | $189,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 4,332 | $187,000 | thousands by filing date | |
| Jp Morgan Chase Bank Na | 48126DBT5 | Long Bond | 20,000 | $187,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 160 | $186,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 27,523 | $186,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 4,962 | $186,000 | thousands by filing date | |
| FORD MOTOR CREDIT | 345397VM2 | Convertible/ | 15,000 | $186,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1,680 | $185,000 | thousands by filing date | |
| The Adt Corporation | 00101JAG1 | Long Bond | 25,000 | $185,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 2,195 | $184,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 8,832 | $184,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,211 | $183,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,788 | $182,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 982 | $182,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 2,974 | $182,000 | thousands by filing date | |
| Puerto Rico Comwlth Go Bds | 74514LVL8 | Long Muni | 25,000 | $182,000 | thousands by filing date | |
| Jp Morgan Chase Bank Na Cd Flt 34 | 48125TGJ8 | Cash | 20,001 | $182,000 | thousands by filing date | |
| Build Nyc Resource Corp N Y Re | 12008EFA9 | Long Muni | 15,000 | $181,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 3,092 | $180,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 4,450 | $180,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 6,011 | $180,000 | thousands by filing date | |
| Puerto Rico Comwlth | 74514LVM6 | Long Muni | 25,000 | $179,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 10,598 | $177,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 8,264 | $177,000 | thousands by filing date | |
| Puerto Rico Elec Pwr Auth Pwr Pwr Rev B | 74526QKW1 | Long Muni | 35,000 | $177,000 | thousands by filing date | |
| Renaissance Heq 2006-1 | 759950GW2 | High Yield | 25,000 | $177,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 7,862 | $176,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 4,110 | $176,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,268 | $175,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1,938 | $175,000 | thousands by filing date | |
| Simi Valley Calif Uni Sch Dist Go Bds | 828641UA6 | Long Muni | 25,000 | $175,000 | thousands by filing date | |
| Fnma Remic Trust 2004-W9 | 31394ACG9 | Interm. Bond | 25,000 | $175,000 | thousands by filing date | |
| Petroleos De Venezuela Sa | P7807HAC9 | Intl Bond | 50,000 | $175,000 | thousands by filing date | |
| Menlo Pk Calif City Sch Dist Go Bds | 586840GF1 | Long Muni | 25,000 | $175,000 | thousands by filing date | |
| Lloyds Tsb Bank Plc | 53947QAA5 | Intl Bond | 15,000 | $174,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 1,995 | $173,000 | thousands by filing date | |
| Puerto Rico Comwlth Pub Impt | 74514LPX9 | Long Muni | 25,000 | $173,000 | thousands by filing date | |
| Fnma Remic Trust 2008-2 | 31396YFM9 | Short Bond | 47,259 | $173,000 | thousands by filing date | |
| North Carolina Med Care Commn Rev Ref B | 65821DBX8 | Long Muni | 15,000 | $173,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,157 | $172,000 | thousands by filing date | |
| Gen Elec Cap Corp | 36962G4J0 | COM | 15,000 | $172,000 | thousands by filing date | |
| Gnma Remic Trust 2010-147 | 38377MH74 | Interm. Bond | 30,000 | $172,000 | thousands by filing date | |
| District Columbia Wtr & Swr Au | 254845EJ5 | Interm. Muni | 15,000 | $172,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 5,915 | $171,000 | thousands by filing date | |
| Berryessa Calif Un Sch Dist Go Bds | 085797SY5 | Long Muni | 25,000 | $171,000 | thousands by filing date | |
| New Jersey Economic Dev Auth M Rev Bds | 64578JAQ9 | Long Muni | 15,000 | $171,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 4,687 | $170,000 | thousands by filing date | |
| HARTFORD FINL SVCSGROUP INC SR NT | 416515AV6 | FIXED INCOME | 15,000 | $170,000 | thousands by filing date | |
| Bear Stearns Asset Bk 2003-Ac5 | 07384YMB9 | Interm. Bond | 161,000 | $170,000 | thousands by filing date | |
| Hartford Finl Svcs Group Inc | 416515AU8 | Short Bond | 15,000 | $170,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 4,500 | $169,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 6,000 | $168,000 | thousands by filing date | call |
| CLOROX CO DEL | 189054109 | COM | 1,608 | $168,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 5,750 | $168,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 9,471 | $168,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 1,564 | $167,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 3,972 | $167,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 3,325 | $167,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 9,604 | $167,000 | thousands by filing date | |
| Chabot-Las Positas Calif Cmnty Go Bds | 15722TDF5 | Long Muni | 25,000 | $167,000 | thousands by filing date | |
| Fhlmc Remic Series 2543 | 31393HFH0 | Short Bond | 15,000 | $167,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 4,465 | $166,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,628 | $166,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 2,227 | $166,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-15-000753 | this filing | 2015-02-18 | acceptance time not in the bulk data set |