13F-HR filed by B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-18, with 3,913 holding rows worth $4,680,017,000.
- Accession
- 0001580642-15-000753
- Filer
- CIK 1464811
- Filed
- 2015-02-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 4,526 entries on the cover page, a total value of $4,680,017,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,680,017,000 with VALUE read as thousands by filing date, 13F file number 028-13634. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| APPLE INC | 37833100 | COM | 45,058 | $145,098,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FIRST EAGLE GLOBAL A | 32008F507 | NTF EQUITY FUNDS | 139,343 | $73,071,000 | thousands by filing date | |
| T. ROWE PRICE CAPITAL APPRECIATION | 77954M105 | NTF EQUITY FUNDS | 231,324 | $60,445,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 87,609 | $55,132,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 103,107 | $54,232,000 | thousands by filing date | |
| OPPENHEIMER SR FLOATING RATE | 68381K101 | CL A | 599,344 | $48,607,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 73,490 | $45,241,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 50,175 | $44,748,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 286,789 | $39,157,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 220,227 | $39,128,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 141,373 | $35,903,000 | thousands by filing date | |
| PUTNAM FDS TR SPECTRM A SHAR | 74676P102 | MUTUAL FUNDS | 90,496 | $34,913,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 59,811 | $33,916,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 55,217 | $32,991,000 | thousands by filing date | |
| TEMPLETON GLOBAL BOND ADV | 880208400 | NTF BOND FUNDS | 246,740 | $30,620,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 110,919 | $29,532,000 | thousands by filing date | |
| AMG YACKTMAN I | 00170K588 | EQUITY FUNDS | 115,069 | $28,905,000 | thousands by filing date | |
| JHANCOCK BOND A | 410223101 | NTF BOND FUNDS | 177,068 | $28,366,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 161,101 | $27,580,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 86,114 | $26,035,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 245,656 | $25,828,000 | thousands by filing date | |
| FIDELITY ADVISOR SER I LEV CO | 315805424 | MF | 45,719 | $25,621,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 63,172 | $23,164,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 48,911 | $22,630,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 37,121 | $22,485,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 36,990 | $22,123,000 | thousands by filing date | |
| Bank of America | 60505104 | COM | 2,845 | $20,473,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PUERTO RICO COMWLTH HWY & TRAN 5.25 07/01/2038 | 745190UQ9 | Muni Bond | 2,200,000 | $20,221,000 | thousands by filing date | |
| Pacific Advisors Small Cap Value A | 694336405 | COM | 45,389 | $20,203,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 61,938 | $19,353,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 153,214 | $19,055,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 91,741 | $19,007,000 | thousands by filing date | |
| DOUBLELINE CORE FIXED INC | 258620400 | MF | 167,326 | $18,372,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 30,175 | $18,136,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 107,500 | $17,981,000 | thousands by filing date | |
| MACQUARIE ASSET STRATEGY FUND CL A | 466000759 | NTF EQUITY FUNDS | 70,517 | $17,975,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 96,410 | $17,370,000 | thousands by filing date | |
| Scientific Games Intl Inc | 80874YAM2 | High Yield | 2,475,000 | $17,325,000 | thousands by filing date | |
| LORD ABBETT SHORT DURATION INCOME A | 543916100 | NTF BOND FUNDS | 387,795 | $17,296,000 | thousands by filing date | |
| NOMURA EMERGING MARKETS FUND | 245914841 | International Equities, Emerging Markets, Large Cap Growth | 922 | $17,049,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 63,965 | $16,375,000 | thousands by filing date | |
| DODGE & COX INT'L | 256206103 | IFD | 3,537 | $15,777,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 20,281 | $15,246,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 25,270 | $15,194,000 | thousands by filing date | |
| SunAmerica New Focused Dividen | 86704B822 | FD ETF | 87,868 | $15,043,000 | thousands by filing date | |
| Coeur Mng Inc | 192108AY4 | High Yield | 1,895,000 | $14,923,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 87,071 | $14,848,000 | thousands by filing date | |
| LOOMIS SAYLES BOND RETAIL | 543495832 | BOND | 98,523 | $14,542,000 | thousands by filing date | |
| Fidelity Advisor Emerging Markets Inc A | 315920876 | Emerging Markets Bond | 107,414 | $14,426,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 15,384 | $14,412,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 17,916 | $14,389,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 32,057 | $14,304,000 | thousands by filing date | |
| DOUBLELINE TOTAL RETURN BOND N | 258620202 | Mutual Fund | 127,969 | $14,039,000 | thousands by filing date | |
| IVY ASSET | 466001864 | MUTUAL FUNDS E | 54,435 | $14,011,000 | thousands by filing date | |
| FRANKLIN INCOME FUND CL | 353496300 | FKINX | 580,315 | $13,928,000 | thousands by filing date | |
| Fairholme Fund | 304871106 | COM | 39,644 | $13,907,000 | thousands by filing date | |
| 02918L100 | 02918L100 | Equity | 55,471 | $13,868,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 24,267 | $13,832,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 53,558 | $13,752,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 33,574 | $13,735,000 | thousands by filing date | |
| FIDELITY SELECT MEDICAL | 316390475 | Common, Sector, Health Care, Mid Cap | 35,218 | $13,672,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 233,931 | $13,589,000 | thousands by filing date | |
| TEMPLETON GLOBAL BOND FD CL A | 880208103 | mf | 108,179 | $13,479,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 72,700 | $13,353,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 30,160 | $13,156,000 | thousands by filing date | |
| 38259p508 | COM | 3,387 | $13,136,000 | thousands by filing date | ||
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 186,990 | $12,919,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 34,524 | $12,831,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 44,627 | $12,822,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 28,344 | $12,693,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 51,841 | $12,593,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 1,474,005 | $12,476,000 | thousands by filing date | |
| Oppenheimer Rochester Fund Municipals A | 771362100 | Long Muni | 80,683 | $12,385,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 13,151 | $12,269,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 43,964 | $11,796,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 15,737 | $11,459,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 13,600 | $11,396,000 | thousands by filing date | |
| PERMANENT PORTFOLIO PERMANENT I | 714199106 | NTF EQUITY FUNDS | 28,641 | $11,333,000 | thousands by filing date | |
| DAVIS NY VENTURE FD INC CL A | 239080104 | MF | 6,576 | $11,244,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 197,122 | $10,882,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 10,947 | $10,807,000 | thousands by filing date | |
| Iamgold Corp | C4535AAA8 | Intl Bond | 1,425,000 | $10,733,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 16,197 | $10,342,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 12,504 | $10,307,000 | thousands by filing date | |
| T Rowe Price Health Sciences Fund Inv | 741480107 | MF | 15,081 | $10,253,000 | thousands by filing date | |
| Doubleline Total Return Bd Fd Cl I | 258620103 | MF | 93,312 | $10,236,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 38,480 | $10,217,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 41,660 | $10,185,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 20,663 | $10,184,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 389,682 | $10,142,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 11,975 | $10,102,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 22,873 | $10,100,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 91,292 | $10,077,000 | thousands by filing date | |
| TRANSOCEAN INC 06.800% MA | 893830AT6 | BOND | 1,170,000 | $10,026,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 51,126 | $10,005,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 17,430 | $9,997,000 | thousands by filing date | |
| FIDELITY SELECT BIOTECHNOLOGY | 316390772 | EQUITY FUNDS | 4,503 | $9,964,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 83,982 | $9,898,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 14,904 | $9,867,000 | thousands by filing date | |
| AMERICAN RLTY CAP RETAIL CTRS OF AMER IN | 02918G101 | COM | 97,916 | $9,792,000 | thousands by filing date | |
| RUSSELL INV TAX-EXEMPT BOND S | 782493837 | COM | 42,181 | $9,765,000 | thousands by filing date | |
| Cliffs Natural Resources Inc Senior Nt | 18683KAB7 | Corporate SemiU | 1,785,000 | $9,639,000 | thousands by filing date | |
| First Eagle US Value Fd A | 32008F887 | COM | 47,390 | $9,620,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 48,706 | $9,587,000 | thousands by filing date | |
| PIMCO Total Return Fund | 693390700 | Mutual Fund | 89,537 | $9,545,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 12,841 | $9,514,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 16,322 | $9,451,000 | thousands by filing date | |
| AMERICAN FUNDS CAPITAL INCOME BLDR F1 | 140193400 | COM | 1,311 | $9,448,000 | thousands by filing date | |
| RUSSELL INV TAX-MANAGED US LARGE CAP S | 782493720 | COM | 30,084 | $9,440,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 21,268 | $9,300,000 | thousands by filing date | |
| 02918F103 | 02918F103 | Equity | 36,915 | $9,229,000 | thousands by filing date | |
| NAVIENT CORPORATION | 78442FET1 | Corporate Bond - Domestic | 905,000 | $8,892,000 | thousands by filing date | |
| Alpha Natural Resources Inc | 02076XAB8 | High Yield | 2,850,000 | $8,835,000 | thousands by filing date | |
| FRANKLIN BSP LENDING C COM | 12325J101 | COM | 78,489 | $8,791,000 | thousands by filing date | |
| DELAWARE IVY HIGH INCOME CL I | 466000122 | INCOME CL I | 107,406 | $8,668,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 27,073 | $8,568,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 170,678 | $8,531,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 114,258 | $8,528,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 28,843 | $8,495,000 | thousands by filing date | |
| Oppenheimer Developing Markets | 683974109 | MUT | 23,861 | $8,475,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 15,151 | $8,455,000 | thousands by filing date | |
| FIDELITY STRATEGIC INCOME FD | 31638R303 | FD | 79,093 | $8,455,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 15,292 | $8,373,000 | thousands by filing date | |
| Parker Drilling Co | 701081AX9 | High Yield | 1,115,000 | $8,363,000 | thousands by filing date | |
| First Eagle Global I | 32008F606 | Mutual Fund | 15,733 | $8,282,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 2,652 | $8,256,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 22,463 | $8,224,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 21,241 | $8,138,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 22,652 | $8,125,000 | thousands by filing date | |
| FRANKLIN INCOME ADV | 353496847 | NTF BOND FUNDS | 339,209 | $8,073,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 41,904 | $8,033,000 | thousands by filing date | |
| GABELLI UTIL FD CL I | 36240E806 | MUTUAL | 148,500 | $8,019,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 704 | $8,017,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 16,985 | $7,983,000 | thousands by filing date | |
| American Express | 25816109 | COM | 5,118 | $7,971,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Visa Inc | 92826C839 | COM | 6,720 | $7,958,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT I | 42315101 | EQUITY | 206 | $7,928,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ARC REALTY FINANCE TRUST, INC | 03879L105 | Other | 31,697 | $7,924,000 | thousands by filing date | |
| GOOD HARBOR U S TACT I | 66538E747 | Mutual Fund | 83,097 | $7,869,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 15,100 | $7,865,000 | thousands by filing date | |
| Fmg Resources August 2006 Pty | Q3919KAF8 | Intl Bond | 940,000 | $7,826,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 93,747 | $7,774,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 2824100 | COM | 3,782 | $7,745,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BOEING CO. | 97023105 | COM | 2,860 | $7,687,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Walt Disney Co | 254687106 | COM | 11,231 | $7,592,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 13,520 | $7,579,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 11,952 | $7,484,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 79,588 | $7,473,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 11,194 | $7,457,000 | thousands by filing date | |
| BAXTER INTERNATIONAL | 71813109 | COM | 5,350 | $7,414,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 161,337 | $7,403,000 | thousands by filing date | |
| AMERICAN REALTY CAPITAL HEALTHCARE TRUST II INC | 02918A104 | Common Stock | 29,392 | $7,348,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 33,715 | $7,294,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 11,687 | $7,213,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 12,535 | $7,160,000 | thousands by filing date | |
| Principal Diversified Real Asset A | 74254V182 | Balanced | 59,117 | $7,135,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 10,074 | $7,099,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 2,360,000 | $7,080,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 44,534 | $7,050,000 | thousands by filing date | |
| Molycorp Inc Del | 608753AG4 | High Yield | 1,260,000 | $6,993,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 21,174 | $6,847,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 20,810 | $6,822,000 | thousands by filing date | |
| Altegris QIM Futures Fund LP Inst | 02152Y305 | Alternative | 681,953 | $6,820,000 | thousands by filing date | |
| Global Macro Tr Unit Ben Int Lp | 37943M103 | Alternative | 626 | $6,808,000 | thousands by filing date | |
| Natixis Loomis Sayles Strategic Income Fund | 543487284 | common | 41,529 | $6,765,000 | thousands by filing date | |
| OPPENHEIMER STEELPATH MLP ALPH | 858268402 | MUT | 54,598 | $6,748,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 15,587 | $6,746,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 14,120 | $6,723,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 6,105 | $6,579,000 | thousands by filing date | |
| COHEN & STEERS REALTY SHARES FUND CLASS L | 192476109 | OPEN END TAXABLE NO LOAD FUND | 6,908 | $6,565,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 35,128 | $6,541,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 14,079 | $6,538,000 | thousands by filing date | |
| AMERICAN FUNDS CAPITAL WORLD GR&INC F1 | 140543406 | NTF EQUITY FUNDS | 506 | $6,517,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 7,675 | $6,509,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 14,702 | $6,478,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 19,367 | $6,468,000 | thousands by filing date | |
| Petroleos De Venezuela Sa | P7807HAP0 | Intl Bond | 1,475,000 | $6,453,000 | thousands by filing date | |
| LORD ABBETT SHORT DURATION INCOME F | 543916464 | Mutual Fund | 144,700 | $6,439,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 3,378 | $6,394,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 21,184 | $6,388,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 9,195 | $6,370,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 13,430 | $6,361,000 | thousands by filing date | |
| PIMCO TOTAL RETURN A | 693390445 | USD | 59,642 | $6,358,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 7,359 | $6,351,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 8,255 | $6,296,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 24,751 | $6,289,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 21,876 | $6,273,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 10,893 | $6,271,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 48,245 | $6,228,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 13,825 | $6,213,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 11,007 | $6,138,000 | thousands by filing date | |
| Niska Gas Storage 2sr Regs Nt 06.50000% 04/01/2 019exchange Offer From Cusip C64 | C6499AAB5 | Intl Bond | 810,000 | $6,095,000 | thousands by filing date | |
| Newcrest Finance Pty Ltd | Q66511AC2 | Intl Bond | 675,000 | $6,090,000 | thousands by filing date | |
| AIM BALANCED RISK ALL | 00141V697 | MUTUAL | 51,579 | $6,004,000 | thousands by filing date | |
| GABELLI UTILITES FUND CLASS A | 36240E202 | Equity Mutual Fu | 112,291 | $5,974,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 8,269 | $5,972,000 | thousands by filing date | |
| DWS GLOBAL INFRASTRUCTURE FD-A | 25156A874 | Mutual Fund | 39,539 | $5,919,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 35,502 | $5,909,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 4,550 | $5,908,000 | thousands by filing date | |
| BARON GROWTH FD | 68278209 | MF | 4,900 | $5,903,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CONSOLIDATED EDISON INC | 209115104 | COM | 8,008 | $5,892,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 18,629 | $5,891,000 | thousands by filing date | |
| AMAZON.COM INC | 23135106 | COM | 9,621 | $5,887,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NEW YORK REIT INC | 64976L109 | COM | 104,888 | $5,781,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 5,145 | $5,768,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 18,443 | $5,735,000 | thousands by filing date | |
| LORD ABBETT FLOATING RATE FUND CLASS A | 543916191 | OPEN END TAXABLE LOAD FUND | 62,101 | $5,688,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 17,189 | $5,683,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 6,557 | $5,677,000 | thousands by filing date | |
| Third Avenue Real | 884116872 | ETF | 18,075 | $5,661,000 | thousands by filing date | |
| BP PLC ADR | 55622104 | COM | 1,754 | $5,594,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 75,468 | $5,591,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 20,105 | $5,567,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS IN | 15351109 | COM | 9,992 | $5,566,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 25,465 | $5,559,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 4,481 | $5,553,000 | thousands by filing date | |
| FIDELITY SELECT DEFENSE & AEROSPACE | 316390806 | Mutual Fund | 4,714 | $5,552,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 20,756 | $5,448,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 15,550 | $5,410,000 | thousands by filing date | |
| LORD ABBETT MULTI ASSET INCOME | 543916662 | Equities | 36,152 | $5,405,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 12,110 | $5,404,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 8,068 | $5,404,000 | thousands by filing date | |
| AKRE FOCUS RETAIL | 742935117 | NTF EQUITY FUNDS | 23,910 | $5,392,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 55,870 | $5,364,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 16,482 | $5,307,000 | thousands by filing date | |
| Ivy Fds High Income Cl A | 466000668 | Mutual Fund | 65,693 | $5,301,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 708,380 | $5,260,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 41,465 | $5,253,000 | thousands by filing date | |
| ANNALY MORTGAGE MANAGEMENT | 35710409 | COM | 465 | $5,252,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Puerto Rico Comwlth Infrastruc | 745220EQ2 | Long Muni | 2,175,000 | $5,249,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,630 | $5,247,000 | thousands by filing date | |
| Arch Coal Inc | 039380AJ9 | High Yield | 1,540,000 | $5,236,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 153,104 | $5,223,000 | thousands by filing date | |
| PROFESSIONALLY MANAGED PTFL HO | 742935299 | MTF | 26,690 | $5,215,000 | thousands by filing date | |
| FPA CRESCENT FUND | 30254T759 | Equity Mutual Fu | 15,398 | $5,195,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 76,244 | $5,181,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 8,044 | $5,172,000 | thousands by filing date | |
| Penney J C Inc | 708160BS4 | High Yield | 740,000 | $5,171,000 | thousands by filing date | |
| BROWN CAPITAL MGMT SMALL CO INV | 115291833 | COM | 4,076 | $5,129,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 13,022 | $5,110,000 | thousands by filing date | |
| FIDELITY STOCK SELEC | 316066307 | EQUITY FUNDS | 14,311 | $5,055,000 | thousands by filing date | |
| IJH | 464287507 | COM | 18,098 | $5,013,000 | thousands by filing date | |
| ALCOA, INC. | 13817101 | COM | 790 | $5,010,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Walmart Inc. | 931142103 | COM | 10,748 | $5,006,000 | thousands by filing date | |
| INVSTMNT CO OF AMER CL-A | 461308108 | MFD | 13,420 | $4,976,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 11,635 | $4,961,000 | thousands by filing date | |
| BEMIS COMPANY, INC. | 81437105 | COM | 90 | $4,883,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TYCO INTL PLC | G91442106 | SHS | 19,286 | $4,875,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 6,747 | $4,871,000 | thousands by filing date | |
| BANK OF NEW YORK MELLON CORP | 64058100 | COM | 1,907 | $4,822,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AMERICAN WATER WORKS CO INC | 30420103 | COM | 5,201 | $4,805,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CSX Corporation | 126408103 | COM | 10,856 | $4,804,000 | thousands by filing date | |
| MACQUARIE SCIENCE AND TECHNOLOGY A | 466000718 | NTF EQUITY FUNDS | 8,987 | $4,788,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 60,151 | $4,776,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 4,167 | $4,774,000 | thousands by filing date | |
| Putnam Funds Tr Equity Spectrum Cl A | 74676P169 | Mutual Fund | 11,037 | $4,767,000 | thousands by filing date | |
| DAVIS FD CL C | 239080302 | EQUITY | 626 | $4,747,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 20,879 | $4,742,000 | thousands by filing date | |
| Griffin Capital Essential Asset Reit Inc Based On Mgmts Unconfirmed Est Of Net A | 397996414 | Other | 45,381 | $4,720,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,189 | $4,717,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 6,570 | $4,691,000 | thousands by filing date | |
| FIDELITY ADVISOR STRATEG | 315920850 | NTF BOND FUNDS | 39,267 | $4,681,000 | thousands by filing date | |
| ALLSTATE CORP | 20002101 | OPTION | 4,486 | $4,635,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 31,276 | $4,630,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,411 | $4,629,000 | thousands by filing date | |
| FRANKLIN FEDERAL TAX FREE INCOME FUND CL A | 353519101 | Com | 36,753 | $4,613,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 16,539 | $4,601,000 | thousands by filing date | |
| T. ROWE PRICE COMM & TECH INVESTOR | 741454102 | NTF EQUITY FUNDS | 7,055 | $4,591,000 | thousands by filing date | |
| FIRST EAGLE OVERSEAS A | 32008F101 | COM | 20,993 | $4,570,000 | thousands by filing date | |
| FIDELITY ADVISOR NEW INSIGHTS I | 316071604 | EQUITY FUNDS | 16,827 | $4,569,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 16,120 | $4,561,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 6,334 | $4,549,000 | thousands by filing date | |
| Amana Growth Investor | 22865208 | Lg Cap Gwth | 6,213 | $4,544,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 210,520 | $4,539,000 | thousands by filing date | |
| ALLIANZGI CONV & INCOME FD II | 18825109 | COMMON | 303 | $4,512,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Enercoal Resources Pte Ltd Note 9.25000% 08/05/20 014isin #xs044320797 1 Sedol # | ZZC4YY7S5 | Interm. Bond | 2,485,000 | $4,473,000 | thousands by filing date | |
| FRANKLIN MUTUAL GLOBAL DISCOVERY FUND CLASS A | 628380859 | OPEN END TAXABLE LOAD FUND | 13,628 | $4,471,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 19,733 | $4,470,000 | thousands by filing date | |
| AG MTG INVT TR INC COM | 1228105 | COM | 241 | $4,451,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PIMCO StocksPlus R | 72200Q729 | Lg Cap Core | 48,894 | $4,444,000 | thousands by filing date | |
| AMERICAN ELECTRIC POWER | 25537101 | COM | 1,214 | $4,370,000 | thousands by filing date | The CUSIP as filed is malformed. |
| T-MOBILE NOTE M/W CLBL | 85207UAH8 | NOTE M/W CLBL | 465,000 | $4,325,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 14,091 | $4,280,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 4,541 | $4,252,000 | thousands by filing date | |
| HARBOR INTL FD | 411511306 | IFD | 6,511 | $4,218,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 8,812 | $4,206,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 31,187 | $4,205,000 | thousands by filing date | |
| Gold Fields Orogen Holding | G4035EAA1 | Intl Bond | 500,000 | $4,200,000 | thousands by filing date | |
| Hennessy Focus Investor Cl | 42588P700 | Mutual Fund | 6,174 | $4,158,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 96,052 | $4,153,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 25,164 | $4,111,000 | thousands by filing date | |
| FIDELITY SEL ENERGY | 316390103 | COM | 9,129 | $4,090,000 | thousands by filing date | |
| AMERICAN NEW PERSPECTIVE FUND CLASS F1 | 648018406 | OPEN END TAXABLE LOAD FUND | 11,309 | $4,083,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 23,667 | $4,067,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 44,368 | $4,039,000 | thousands by filing date | |
| OPPENHEIMER STEELPATH MLP INC | 858268600 | MF | 37,859 | $4,028,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 17,864 | $4,019,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 26,000 | $4,015,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 9,680 | $4,005,000 | thousands by filing date | |
| Puerto Rico Comwlth Go Pub Im | 7451455B4 | Long Muni | 550,000 | $3,990,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 13,626 | $3,961,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 16,160 | $3,956,000 | thousands by filing date | |
| AllianceBern Equity Income C | 18791301 | Lg Cap Val | 316 | $3,923,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AllianzGI NFJ International Value A | 18920702 | Intl Dev Mkts | 17,977 | $3,840,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BAIDU INC SPONSORED ADR REPSTG ORD SHS | 56752108 | COM | 6,839 | $3,807,000 | thousands by filing date | The CUSIP as filed is malformed. |
| COMMERCE BANCSHARES INC | 200525103 | COM | 8,720 | $3,792,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 25,243 | $3,790,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 20,012 | $3,775,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 27,578 | $3,770,000 | thousands by filing date | |
| Penney J C Inc | 708160CA2 | High Yield | 425,000 | $3,740,000 | thousands by filing date | |
| Aston Fds Montag Caldwell Growth Cl N | 00078H299 | Mutual Fund | 14,767 | $3,733,000 | thousands by filing date | |
| Merrill Lynch & Co Inc | 59022CAP8 | Short Bond | 1,030,000 | $3,729,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 33,648 | $3,727,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 9,070 | $3,705,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 4,224 | $3,704,000 | thousands by filing date | |
| OAKMARK INVESTOR | 413838103 | MFA | 5,565 | $3,694,000 | thousands by filing date | |
| Carter Validus Mission Critica | 146282108 | COM | 120 | $3,666,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 2,434 | $3,655,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FIDELITY CONTRAFUND | 316071109 | MFD | 3,720 | $3,644,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 48,252 | $3,640,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 8,010 | $3,624,000 | thousands by filing date | |
| PIMCO REAL RETURN CL A | 693391120 | Common | 33,044 | $3,608,000 | thousands by filing date | |
| Arrow Alternative Solutions A | 42765107 | Multi-Strategy | 96 | $3,598,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HALLIBURTON CO COM | 406216101 | Stock | 12,267 | $3,586,000 | thousands by filing date | |
| VANGUARD WELLINGTON INV | 921935102 | EQUITY FUNDS | 9,111 | $3,567,000 | thousands by filing date | |
| Lord Abbett Americas Value Fd | 543913859 | COM | 23,620 | $3,505,000 | thousands by filing date | |
| AMERICAN FUNDS INVMT CO OF AMER F1 | 461308405 | NTF EQUITY FUNDS | 9,400 | $3,479,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 2,013 | $3,472,000 | thousands by filing date | |
| JANUS HENDERSON MID-CAP VALUE FUND CLASS T | 471023598 | OPEN END TAXABLE NO LOAD FUND | 17,306 | $3,470,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 6,757 | $3,469,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 17,361 | $3,468,000 | thousands by filing date | |
| THIRD AVENUE REAL ESTATE VAL | 884116401 | COMMON | 11,019 | $3,468,000 | thousands by filing date | |
| HIGHLAND LONG/SHORT HEALTHCARE FUND | 430101808 | Com | 23,374 | $3,457,000 | thousands by filing date | |
| Chicago Ill Met Wtr Reclamation Dist Gt Tr05.00000% 12/01/20 044chicago Metro Wt | 167560QX2 | Long Muni | 300,000 | $3,450,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 41,800 | $3,437,000 | thousands by filing date | |
| FEDERATED KAUFMAN LARGE CAP FU | 314172446 | MUT | 19,073 | $3,433,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,183 | $3,429,000 | thousands by filing date | |
| AMERICAN INTERNATIONAL GROUP INC | 26874784 | COM | 1,624 | $3,428,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EATON VANCE TAX-MANAGED GLOBAL DIV INC A | 277923108 | MFA | 30,152 | $3,419,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC | 47103C746 | ETF | 32,344 | $3,416,000 | thousands by filing date | |
| VAN ECK GLOBAL HARD ASSETS - A | 921075750 | COMMON | 8,745 | $3,401,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 12,622 | $3,384,000 | thousands by filing date | |
| SARATOGA RES INC | 803521103 | COM | 2,824,147 | $3,375,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 15,536 | $3,369,000 | thousands by filing date | |
| DreyfusAppreciationFund | 261970107 | COMMON | 6,249 | $3,369,000 | thousands by filing date | |
| OPPEN STLPTH MLP INCM | 858268709 | MUTUAL | 31,171 | $3,360,000 | thousands by filing date | |
| PIMCO FDS INCOME FD CL A | 72201F474 | MUTUAL | 27,230 | $3,357,000 | thousands by filing date | |
| MAINSTAY EPOCH INTERNATIONAL CHOICE FUND CLASS I | 56063J716 | M | 10,194 | $3,343,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 48,939 | $3,339,000 | thousands by filing date | |
| ARTISAN INTERNATIONAL INVESTOR | 04314H204 | NTF EQUITY FUNDS | 11,087 | $3,322,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 9,471 | $3,321,000 | thousands by filing date | |
| Automatic Data Processing | 53015103 | COM | 917 | $3,316,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CUMMINS INC COM | 231021106 | Stock | 2,902 | $3,291,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,458 | $3,286,000 | thousands by filing date | |
| Highland Global Allocation A | 43090E605 | Global Equity | 31,063 | $3,286,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,813 | $3,282,000 | thousands by filing date | |
| Public Fin Auth Wis Multifamil | 74441XAP4 | Long Muni | 300,000 | $3,282,000 | thousands by filing date | |
| Tortoise MLP & Pipeline Fund Institutional Class Fund | 56166y404 | MUT | 19,858 | $3,277,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 6,878 | $3,275,000 | thousands by filing date | |
| PRINCIPAL DIVERSIFIED INCOME A | 74254V224 | NTF BOND FUNDS | 23,341 | $3,275,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS L | 49392103 | COM | 463 | $3,271,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ACTAVIS PLC | G0083B108 | SHS | 2,708 | $3,268,000 | thousands by filing date | |
| AMG YACKTMAN FOCUSED N | 00170K570 | MFA | 12,606 | $3,262,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 10,251 | $3,261,000 | thousands by filing date | |
| Centaur Total Return | 15136Y100 | Mid Cap Core | 24,512 | $3,238,000 | thousands by filing date | |
| Janus Investment Twenty Fund Cl T | 471023408 | Mutual Fund | 5,525 | $3,231,000 | thousands by filing date | |
| Franklin NJ Tax-Free Income C | 354723561 | Interm. Muni | 26,563 | $3,222,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 615,626 | $3,214,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 124,810 | $3,208,000 | thousands by filing date | |
| BERWYN INCOME FUND | 86233202 | MUTUAL | 299 | $3,204,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 18,110 | $3,172,000 | thousands by filing date | |
| American Funds New Perspective | 648018109 | COM | 8,705 | $3,158,000 | thousands by filing date | |
| Center Coast MLP Focus A | 461418584 | Mid Cap Val | 28,067 | $3,149,000 | thousands by filing date | |
| VTI | 922908769 | COM | 7,441 | $3,137,000 | thousands by filing date | |
| ALLERGAN INC. | 18490102 | COM | 1,488 | $3,134,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LIGHTSTREAM RESOURCES LTD | 53227k101 | COM | 304,712 | $3,131,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 16,789 | $3,123,000 | thousands by filing date | |
| South Jersey Port Corp N J Rev | 838530NV1 | Interm. Muni | 300,000 | $3,074,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,924 | $3,072,000 | thousands by filing date | |
| Seadrill Limited | G7945EAN5 | Intl Bond | 370,000 | $3,071,000 | thousands by filing date | |
| Chicago Ill | 1674855U1 | Long Muni | 300,000 | $3,064,000 | thousands by filing date | |
| Collier Cnty Fla Spl Oblig Rev | 19464VCE8 | Long Muni | 300,000 | $3,062,000 | thousands by filing date | |
| BB&T CORPORATION | 54937107 | COM | 933 | $3,048,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VWO | 922042858 | SHS | 13,562 | $3,044,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 55,421 | $3,036,000 | thousands by filing date | |
| JOHN HANCOCK FDS III | 47803U640 | DSPLN VAL FD I | 16,003 | $3,036,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 11,022 | $3,009,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,638 | $3,008,000 | thousands by filing date | |
| Preferred Apt Cmntys Inc Pfd-A Redeem | 74039L566 | Interm. Bond | 300 | $3,000,000 | thousands by filing date | |
| ARTISAN INTL VALUE FUND-INV | 04314H881 | COMMON | 8,737 | $2,989,000 | thousands by filing date | |
| BLACKROCK GLOBAL | 92501105 | COM | 683 | $2,981,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FIDELITY LEVERAGED CO. STOCK F | 316389873 | MUTUAL FUNDS | 6,561 | $2,973,000 | thousands by filing date | |
| Puerto Rico Comwlth | 74514LB63 | Long Muni | 425,000 | $2,968,000 | thousands by filing date | |
| RUSSELL INVT CO | 782494488 | INTL DEVELOPED S | 8,617 | $2,953,000 | thousands by filing date | |
| FIDELITY TOTAL BOND FUND | 31617K881 | FTBFX | 27,615 | $2,949,000 | thousands by filing date | |
| AMERICAN FUNDS CAPITAL W | 140543307 | LOAD EQUITY FUND | 639 | $2,936,000 | thousands by filing date | |
| Alpha Natural Resources Inc | 02076XAC6 | High Yield | 1,045,000 | $2,926,000 | thousands by filing date | |
| TEMPLETON GROWTH FD INC COM | 880199104 | MUTUAL | 12,272 | $2,922,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 14,216 | $2,920,000 | thousands by filing date | |
| GROWTH FD OF AMER CL -A | 399874106 | MFD | 6,838 | $2,918,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 18,576 | $2,915,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,851 | $2,908,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 11,585 | $2,908,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 16,389 | $2,905,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 12,053 | $2,905,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 39,138 | $2,902,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 7,644 | $2,895,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 52,109 | $2,883,000 | thousands by filing date | |
| PUTNAM FDS TR CAP SPR | 74676P151 | MUTUAL | 7,423 | $2,881,000 | thousands by filing date | |
| FIDELITY ADVISOR NEW INSIGHTS A | 316071208 | USD | 10,790 | $2,878,000 | thousands by filing date | |
| ALLIANCE DATA SYSTEMS CORP | 18581108 | COM | 1,006 | $2,878,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PACKAGING CORP AMER COM | 695156109 | Stock | 3,684 | $2,875,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 5,299 | $2,875,000 | thousands by filing date | |
| FIDELITY ADVISOR BIOTECHNOLOGY A | 315918516 | NTF EQUITY FUNDS | 11,627 | $2,871,000 | thousands by filing date | |
| American Century Heritage A | 25083767 | Mid Cap Gwth | 12,828 | $2,868,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PIMCO INVESTMENT GRADE CREDIT BOND A | 722008307 | NTF BOND FUNDS | 27,027 | $2,851,000 | thousands by filing date | |
| Derm Holdings Llc | 24999Q113 | Other | 285,000 | $2,850,000 | thousands by filing date | |
| Neiman Marcus Group Inc | 640204AB9 | High Yield | 285,000 | $2,850,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 56,796 | $2,844,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 15,297 | $2,843,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 15,524 | $2,838,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 7,994 | $2,827,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 16,230 | $2,822,000 | thousands by filing date | |
| FRANKLIN RISING DIVIDENDS A | 353825102 | NTF EQUITY FUNDS | 5,421 | $2,822,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 8,122 | $2,821,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 6,857 | $2,814,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC PF | 02917T401 | PREFERRED | 12,255 | $2,800,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 6,779 | $2,791,000 | thousands by filing date | |
| BLACKROCK EQUITY DIVIDEND - A | 09251m108 | MUT | 11,201 | $2,789,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 6,810 | $2,785,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 9,680 | $2,762,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 8,004 | $2,757,000 | thousands by filing date | |
| Ocean Cnty N J | 6747356Y6 | Long Muni | 260,000 | $2,756,000 | thousands by filing date | |
| GDF SUEZ-SPON ADR | 36160B105 | ADR | 11,710 | $2,753,000 | thousands by filing date | |
| SELECTED AMERICAN SHARES S | 816221105 | COM | 6,352 | $2,741,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 30,683 | $2,740,000 | thousands by filing date | |
| Applied Materials | 38222105 | COM | 299 | $2,730,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CRH PLC ADS | 12626K203 | ADR | 20,995 | $2,719,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 11,539 | $2,718,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 4,192 | $2,709,000 | thousands by filing date | |
| ING GROEP NV | 456837707 | PRF | 10,526 | $2,709,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 25,100 | $2,701,000 | thousands by filing date | |
| LEGG MASON CLEARBR AGG GR - A | 52468c109 | MUT | 1,323 | $2,695,000 | thousands by filing date | |
| MATTHEWS ASIA DIVIDEND FUND | 577125107 | COMMON | 17,653 | $2,694,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 5,217 | $2,683,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 20,600 | $2,682,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 16,149 | $2,680,000 | thousands by filing date | |
| Anthem Inc. | 36752103 | COM | 2,132 | $2,679,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PUTNAM CONVERTIBLE SECURITIES A | 746476100 | MFF | 10,838 | $2,663,000 | thousands by filing date | |
| PUERTO RICO ELEC PWR AUTH PWR 5.25 07/01/2035 | 74526QPT3 | Muni Bond | 265,000 | $2,660,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,957 | $2,659,000 | thousands by filing date | |
| DODGE & COX STOCK FUND | 256219106 | SHS | 3,257 | $2,657,000 | thousands by filing date | |
| AFLAC INC. | 1055102 | COM | 733 | $2,657,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares U.S. Technology ETF | 464287721 | SHS | 8,004 | $2,653,000 | thousands by filing date | |
| AMERICAN FUNDS CAPITAL INCOME BLDR C | 140193301 | LOAD EQUITY FUND | 596 | $2,653,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 57,833 | $2,652,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 7,211 | $2,650,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 3,271 | $2,643,000 | thousands by filing date | |
| FIDELITY CANADA | 315910307 | FICDX | 4,997 | $2,629,000 | thousands by filing date | |
| HINES GLOBAL REIT INC COM | 433240108 | COM | 25,186 | $2,619,000 | thousands by filing date | |
| Eaton Vance Income Fund of Bos | 277907101 | ETF | 44,681 | $2,618,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 4,479 | $2,614,000 | thousands by filing date | |
| PIMCO INCOME | 72201F490 | COM | 21,139 | $2,606,000 | thousands by filing date | |
| JENSEN PORTFOLIO | 476313101 | COM | 6,474 | $2,600,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 8,665 | $2,597,000 | thousands by filing date | |
| DoubleLine Core Fixed Income Fund | 258620301 | Mutual Fund | 23,633 | $2,595,000 | thousands by filing date | |
| BlackRock Health Sciences Opps Inv A | 91937573 | Lg Cap Gwth | 593 | $2,561,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 11,072 | $2,560,000 | thousands by filing date | |
| MORGAN STANLEY CAPITAL TRUST 6.45% $1.6125 PFD | 61753R200 | PREFERRED | 10,160 | $2,560,000 | thousands by filing date | |
| EVENTIDE GILEAD FUND CLASS A | 62827L674 | CL A | 9,704 | $2,558,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 4,900 | $2,552,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 24,430 | $2,544,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 8,943 | $2,541,000 | thousands by filing date | |
| Eagle Growth & Income Fund Class I | 26958A302 | Mutual Fund | 13,905 | $2,541,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 16,498 | $2,536,000 | thousands by filing date | |
| Missouri St Health & Edl Facs | 60637AGQ9 | Long Muni | 250,000 | $2,510,000 | thousands by filing date | |
| Eaton Vance Greater China Growth A | 277902201 | Emerging Mkts | 11,920 | $2,509,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 13,443 | $2,504,000 | thousands by filing date | |
| NISSAN MOTOR CO LTD SPONSORED ADR | 654744408 | USD | 14,150 | $2,495,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 47,232 | $2,491,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 12,118 | $2,487,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 4,160 | $2,483,000 | thousands by filing date | |
| TEMPLETON FOREIGN SMALLER COMPANIES FUND CL A | 35361F303 | Com | 15,484 | $2,481,000 | thousands by filing date | |
| FRANKLIN OR TAX FREE | 354723785 | MF | 20,653 | $2,476,000 | thousands by filing date | |
| ROYCE SMALL-CAP SPECIAL EQUITY SVC | 780905527 | MFA | 10,852 | $2,475,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 8,788 | $2,466,000 | thousands by filing date | |
| EATON VANCE GREATER INDIA A | 277905501 | NTF EQUITY FUNDS | 9,025 | $2,465,000 | thousands by filing date | |
| Wells Fargo Advantage Asia Pacific Inv | 949915136 | Intl Dev Mkts | 20,959 | $2,461,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 4,717 | $2,458,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 18,637 | $2,456,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 6,462 | $2,452,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 6,924 | $2,444,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 4,873 | $2,441,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 4,314 | $2,428,000 | thousands by filing date | |
| Royce Special Equity Fund | 780905782 | Com | 10,597 | $2,423,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 22,400 | $2,417,000 | thousands by filing date | |
| LORD ABBETT BOND DEB | 544004104 | MFD | 30,350 | $2,407,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 7,685 | $2,391,000 | thousands by filing date | |
| PIMCO FDS PAC INVT MGMT SER LO | 693390411 | MUFU | 23,704 | $2,380,000 | thousands by filing date | |
| MFS VALUE A | 552983801 | NTF EQUITY FUNDS | 6,785 | $2,371,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-15-000753 | this filing | 2015-02-18 | acceptance time not in the bulk data set |