13F-HR filed by B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-18, with 3,913 holding rows worth $4,680,017,000.
- Accession
- 0001580642-15-000753
- Filer
- CIK 1464811
- Filed
- 2015-02-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 4,526 entries on the cover page, a total value of $4,680,017,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,680,017,000 with VALUE read as thousands by filing date, 13F file number 028-13634. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Gnma Remic Trust 2008-50 | 38375QVY2 | Short Bond | 30,000 | $64,000 | thousands by filing date | |
| Fnma Remic Trust 2003-21 | 31392JW96 | Interm. Bond | 250,207 | $64,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 604 | $63,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,049 | $63,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,500 | $63,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 1,000 | $63,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 584 | $62,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 929 | $62,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 323 | $62,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 5,250 | $62,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 710 | $62,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 1,457 | $62,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 3,185 | $62,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 1,500 | $62,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 818 | $62,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 825 | $62,000 | thousands by filing date | |
| Gnma Remic Trust 2002-51 07/20/2032 6.000 Factor 0.05017120 | 38373XX92 | Mortgage-Backed | 40,000 | $62,000 | thousands by filing date | |
| Gnma Remic Trust 2003-34 | 38373QHJ3 | Interm. Bond | 100,001 | $62,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 662 | $61,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,032 | $61,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 3,100 | $61,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,919 | $61,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,773 | $61,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 3,654 | $61,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 1,227 | $60,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 1,500 | $60,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 3,000 | $60,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 400 | $60,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 2,737 | $60,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 2,208 | $60,000 | thousands by filing date | |
| Residential Accredit 2005-Qs14 | 761118JH2 | High Yield | 25,000 | $60,000 | thousands by filing date | |
| Jones Apparel Group Inc / | 480081AK4 | High Yield | 10,000 | $60,000 | thousands by filing date | |
| New Century He Tr 2003-5 | 64352VEH0 | Interm. Bond | 27,000 | $60,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 856 | $59,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 2,339 | $59,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 1,555 | $59,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 1,611 | $59,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 3,597 | $59,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 6,048 | $59,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 1,018 | $59,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 3,202 | $59,000 | thousands by filing date | |
| FED NATIONAL MTG ASSN CMO 2005-5 CK-RCR | 31394B4Z4 | CMO 2005-5 CK-RCR | 26,000 | $59,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 1,358 | $58,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 484 | $58,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 2,048 | $58,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 332 | $58,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 1,303 | $58,000 | thousands by filing date | |
| Gnma Remic Trust 2004-42 | 38374G3Y6 | Short Bond | 25,000 | $58,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 1,452 | $57,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 400 | $57,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 852 | $57,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 692 | $57,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 1,397 | $57,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 5,000 | $57,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 4,330 | $57,000 | thousands by filing date | |
| PUERTO RICO COMWLTHHWY & TRANSN AUTH | 745190CP1 | FIXED INCOME | 10,000 | $57,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 1,200 | $57,000 | thousands by filing date | |
| Union Dental Holdings Inc | 90653R101 | Sm Cap Val | 289,707 | $57,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,438 | $56,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 541 | $56,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,057 | $56,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 1,997 | $56,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 2,302 | $56,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 1,340 | $56,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 6,452 | $56,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 2,500 | $56,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 1,807 | $56,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 11,046 | $56,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 6,415 | $56,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 1,123 | $56,000 | thousands by filing date | |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 20,000 | $56,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 1,487 | $55,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,287 | $55,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 614 | $55,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 16,500 | $55,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 12,985 | $55,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 3,705 | $55,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 30,768 | $55,000 | thousands by filing date | |
| Gnma Pass-Thru C Single Family | 36207TBD2 | Short Bond | 600,003 | $55,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,586 | $54,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 4,835 | $54,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 3,350 | $54,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 4,747 | $54,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 1,662 | $54,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 485 | $53,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 564 | $53,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 412 | $53,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 686 | $53,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 3,984 | $53,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 482 | $53,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 2,271 | $53,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 439 | $53,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 1,797 | $53,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 1,307 | $53,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 1,877 | $53,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 833 | $52,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,277 | $52,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 850 | $52,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,192 | $52,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 600 | $52,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 3,486 | $52,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 3,680 | $52,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 6,944 | $52,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 2,000 | $52,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 500 | $52,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 1,700 | $52,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 466 | $52,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 1,170 | $52,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 1,900 | $52,000 | thousands by filing date | |
| Wamu Mtg Cert 2003-S11 | 92922FGN2 | Interm. Bond | 60,000 | $52,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 1,475 | $51,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 5,316 | $51,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 3,574 | $51,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 1,451 | $51,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 4,500 | $51,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,000 | $51,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 1,239 | $51,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 1,396 | $51,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 4,000 | $51,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 10,000 | $51,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 6,835 | $51,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 1,780 | $50,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 1,181 | $50,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 665 | $50,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 952 | $50,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 2,100 | $50,000 | thousands by filing date | |
| Fhlmc Pc Gold Reloc30 | 31281BN63 | Short Bond | 80,000 | $50,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 815 | $49,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,066 | $49,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 1,060 | $49,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 309 | $49,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 136 | $49,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1,086 | $49,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 3,800 | $49,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 856 | $49,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 1,023 | $49,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 873 | $49,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 986 | $49,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 1,825 | $49,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 205 | $49,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 6,750 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74347R487 | PSHS ULT 2000 GR | 450 | $49,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 1,000 | $49,000 | thousands by filing date | |
| Gnma Income Portfolio Ut Ser 4 M | 36290H139 | Long Bond | 18,074 | $49,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 716 | $48,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 607 | $48,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 2,169 | $48,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 2,206 | $48,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 1,261 | $48,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,106 | $48,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 850 | $48,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,012 | $48,000 | thousands by filing date | |
| Fnma Remic Trust 2002-82 | 31392FZ34 | Interm. Bond | 25,000 | $48,000 | thousands by filing date | |
| Fhlmc Remic Series 2238 | 3133TPC49 | Interm. Bond | 50,000 | $48,000 | thousands by filing date | |
| American Liberty Petroleum Corp | 27158104 | Sm Cap Core | 243,000 | $48,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PAN AMERN SILVER CORP | 697900108 | COM | 5,080 | $47,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 729 | $47,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 1,438 | $47,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 502 | $47,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 858 | $47,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 3,150 | $47,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 5,922 | $47,000 | thousands by filing date | |
| Armada Oil Inc | 42150102 | Sm Cap Val | 65,075 | $47,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 980 | $46,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 725 | $46,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 377 | $46,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 860 | $46,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 1,925 | $46,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 4,000 | $46,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 795 | $46,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 26,000 | $46,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 2,861 | $46,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 538 | $45,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 727 | $45,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 3,247 | $45,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 2,140 | $45,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 495 | $45,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 2,000 | $45,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 690 | $45,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 390 | $45,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 5,600 | $45,000 | thousands by filing date | |
| Fnma Remic Trust 2004-W15 | 31394BZ64 | Interm. Bond | 34,271 | $45,000 | thousands by filing date | |
| Fnma Remic Trust 2003-84 | 31393ENN5 | Interm. Bond | 37,000 | $45,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 701 | $44,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 420 | $44,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 3,223 | $44,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,291 | $44,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 2,700 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 600 | $44,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 856 | $44,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 2,500 | $44,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 1,426 | $44,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 3,390 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 2,009 | $44,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 16,000 | $43,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 433 | $43,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 515 | $43,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 307 | $43,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 262 | $43,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 202 | $43,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 482 | $43,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,927 | $43,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 1,729 | $43,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 2,840 | $43,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 780 | $43,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 1,700 | $43,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 3,050 | $43,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 5,161 | $43,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 3,588 | $43,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 300 | $43,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 455 | $42,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 475 | $42,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 609 | $42,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 1,003 | $42,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 536 | $42,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 1,313 | $42,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 984 | $42,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 5,100 | $42,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 1,901 | $42,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 930 | $42,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 432 | $41,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 608 | $41,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 600 | $41,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 322 | $41,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1,888 | $41,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 469 | $41,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 965 | $41,000 | thousands by filing date | |
| Residential Accredit 2003-Qs13 | 76110HGB9 | Short Bond | 75,000 | $41,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 477 | $40,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 498 | $40,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 547 | $40,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 626 | $40,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 4,000 | $40,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1,799 | $40,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 563 | $40,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 4,453 | $40,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 3,000 | $40,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 4,830 | $40,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 825 | $40,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 990 | $40,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 5,500 | $40,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 4,074 | $40,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 3,500 | $40,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 1,579 | $40,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 3,335 | $40,000 | thousands by filing date | |
| Fhlmc Remic Series 3027 | 31396AU69 | Interm. Bond | 10,000 | $40,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 525 | $39,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 916 | $39,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 1,169 | $39,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 636 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 700 | $39,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 2,439 | $39,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 535 | $39,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 5,214 | $39,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 784 | $39,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 918 | $39,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 1,300 | $39,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 3,388 | $39,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 1,055 | $39,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 1,072 | $39,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 9,625 | $39,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 1,495 | $39,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 1,525 | $39,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 1,496 | $39,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 5,320 | $39,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 840 | $39,000 | thousands by filing date | |
| Gnma Income Portfolio Ut Ser 5 Cm | 36290H147 | Long Bond | 16,993 | $39,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 1,304 | $38,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 2,686 | $38,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,350 | $38,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 650 | $38,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 3,996 | $38,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 1,489 | $38,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 3,559 | $38,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 5,000 | $38,000 | thousands by filing date | call |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 505 | $38,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 728 | $38,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 1,858 | $38,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 3,064 | $38,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 840 | $38,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 424 | $37,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 530 | $37,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 923 | $37,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 670 | $37,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,600 | $37,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 533 | $37,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 4,250 | $37,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,400 | $37,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 812 | $37,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 1,365 | $37,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 500 | $37,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 481 | $37,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 750 | $37,000 | thousands by filing date | |
| Fnma Remic Trust 2012-49 | 3136A5U53 | Short Bond | 99,999 | $37,000 | thousands by filing date | |
| Fnma Remic Trust 2003-40 | 31393BCW3 | Short Bond | 368,014 | $37,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 908 | $36,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 230 | $36,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 250 | $36,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 1,574 | $36,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,894 | $36,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 1,808 | $36,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 1,711 | $36,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 4,435 | $36,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 2,305 | $36,000 | thousands by filing date | |
| Cwalt Inc 2005-J3 | 12667GEA7 | High Yield | 1,999,490 | $36,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 4,187 | $35,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 2,350 | $35,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 999 | $35,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 966 | $35,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 546 | $35,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 2,010 | $35,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 514 | $35,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 3,901 | $35,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 100 | $34,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 320 | $34,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 726 | $34,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 1,327 | $34,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 230 | $34,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 984 | $34,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 3,453 | $34,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 260 | $34,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 800 | $34,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 1,966 | $34,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 1,320 | $34,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 1,500 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 600 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 300 | $34,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 1,633 | $34,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 3,054 | $34,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 2,453 | $34,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 850 | $34,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 38,950 | $34,000 | thousands by filing date | |
| Gnma Pass-Thru M Jumbo Fha | 36202EXL8 | Long Bond | 30,000 | $34,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 832 | $33,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 468 | $33,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 341 | $33,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 1,200 | $33,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 1,350 | $33,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 278 | $33,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 640 | $33,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 3,700 | $33,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 1,373 | $33,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 849 | $33,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 2,292 | $33,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 1,550 | $33,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 400 | $33,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 1,869 | $33,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,095 | $33,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 676 | $33,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 1,691 | $33,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 1,882 | $33,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 1,850 | $33,000 | thousands by filing date | |
| As Seen On Tv Inc | 04338Y100 | Sm Cap Val | 82,500 | $33,000 | thousands by filing date | |
| Gnma Remic Trust 2008-47 | 38375XAA2 | Short Bond | 20,000 | $33,000 | thousands by filing date | |
| Fnma Remic Series Tr 1999-19 | 31359VH97 | Interm. Bond | 23,000 | $33,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 406 | $32,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 3,058 | $32,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 520 | $32,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 470 | $32,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 4,913 | $32,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 454 | $32,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,170 | $32,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 1,884 | $32,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 243 | $32,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,877 | $32,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 1,000 | $32,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 1,385 | $32,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 950 | $32,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 300 | $32,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 838 | $32,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 2,000 | $32,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 3,916 | $32,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 1,500 | $32,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 3,000 | $32,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,258 | $31,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 33,000 | $31,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 405 | $31,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 3,300 | $31,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 1,000 | $31,000 | thousands by filing date | |
| Fnma Remic Trust 2003-W16 | 31393T4K9 | Interm. Bond | 78,999 | $31,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 224 | $30,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 1,700 | $30,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 810 | $30,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 3,210 | $30,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 215 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 545 | $30,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 1,600 | $30,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 360 | $30,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 1,185 | $30,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 4,500 | $30,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 800 | $30,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,333 | $30,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 3,800 | $30,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 2,300 | $30,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 1,134 | $30,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 750 | $30,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 4,100 | $30,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 10,879 | $30,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 557 | $29,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 600 | $29,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 521 | $29,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 325 | $29,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 341 | $29,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 636 | $29,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 484 | $29,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 1,008 | $29,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 1,700 | $29,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 2,016 | $29,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 2,000 | $29,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 504 | $29,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 2,200 | $29,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 3,496 | $29,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 238 | $29,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 335 | $29,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 442 | $29,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 2,885 | $29,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 458 | $29,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 600 | $29,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 138 | $29,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 1,602 | $29,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 1,383 | $29,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 4,206 | $29,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 3,073 | $28,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 658 | $28,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 656 | $28,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 1,800 | $28,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 3,000 | $28,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 2,526 | $28,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,337 | $28,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 2,000 | $28,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 582 | $28,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 2,378 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 1,000 | $28,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 1,169 | $28,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 7,505 | $28,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 1,328 | $28,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 555 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 944 | $28,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 1,161 | $28,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 4,000 | $28,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,334 | $27,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 273 | $27,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 345 | $27,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 980 | $27,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 427 | $27,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 600 | $27,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 2,600 | $27,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,200 | $27,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 3,287 | $27,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 775 | $27,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 2,200 | $27,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 800 | $27,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 3,800 | $27,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 160 | $27,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 1,741 | $27,000 | thousands by filing date | |
| Cwmbs Chl Mtg Tr 2007-16 | 12544MAA7 | High Yield | 10,000 | $27,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 457 | $26,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 1,222 | $26,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 354 | $26,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 2,304 | $26,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 2,300 | $26,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 4,630 | $26,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 260 | $26,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,850 | $26,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 1,108 | $26,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 1,300 | $26,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 1,525 | $26,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 14,100 | $26,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 1,000 | $26,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 250 | $26,000 | thousands by filing date | |
| Fhlmc Pc Gold Comb 30 | 31297PL25 | Interm. Bond | 49,000 | $26,000 | thousands by filing date | |
| Fnma Remic Trust 2001-60 | 313921Y93 | Interm. Bond | 20,000 | $26,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 500 | $25,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 497 | $25,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 190 | $25,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 8,807 | $25,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 455 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 500 | $25,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 417 | $25,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 660 | $25,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 719 | $25,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 631 | $25,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 670 | $25,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 1,500 | $25,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 440 | $25,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 250 | $25,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 100 | $25,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 543 | $25,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 482 | $25,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 1,500 | $25,000 | thousands by filing date | |
| Fhlmc Remic Series 2148 | 3133TKCT5 | Interm. Bond | 25,000 | $25,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 35 | $24,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 511 | $24,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 2,362 | $24,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,794 | $24,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 621 | $24,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 1,506 | $24,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 4,474 | $24,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,884 | $24,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 900 | $24,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-15-000753 | this filing | 2015-02-18 | acceptance time not in the bulk data set |