13F-HR filed by B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-18, with 3,913 holding rows worth $4,680,017,000.
- Accession
- 0001580642-15-000753
- Filer
- CIK 1464811
- Filed
- 2015-02-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 4,526 entries on the cover page, a total value of $4,680,017,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,680,017,000 with VALUE read as thousands by filing date, 13F file number 028-13634. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PDL BIOPHARMA INC | 69329Y104 | COM | 3,094 | $24,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 860 | $24,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,200 | $24,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 103 | $24,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 710 | $24,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 1,000 | $24,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 1,500 | $24,000 | thousands by filing date | |
| Cwalt Inc 2004-12cb | 12667FJL0 | Short Bond | 25,000 | $24,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 2,262 | $23,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 152 | $23,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 800 | $23,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 484 | $23,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 500 | $23,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 2,079 | $23,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 746 | $23,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 309 | $23,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,416 | $23,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 1,300 | $23,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 2,770 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 388 | $23,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 488 | $23,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 480 | $23,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 3,500 | $23,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 2,000 | $23,000 | thousands by filing date | |
| Fhlmc Remic Series 2595 | 31393PEC4 | Interm. Bond | 60,000 | $23,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3,500 | $22,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 700 | $22,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 194 | $22,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 714 | $22,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 197 | $22,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 1,321 | $22,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 300 | $22,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 266 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 766 | $22,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 1,350 | $22,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 1,170 | $22,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 1,500 | $22,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 866 | $22,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 330 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 500 | $22,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 1,500 | $22,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 300 | $22,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 1,143 | $22,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 3,120 | $22,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 1,323 | $22,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 1,178 | $22,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 3,200 | $22,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 1,900 | $22,000 | thousands by filing date | |
| 3DX INDS INC COM | 88556A100 | Stock | 16,991 | $22,000 | thousands by filing date | |
| Fhlmc Pc Gold 15 Yr | 31288MDH9 | Long Bond | 35,000 | $22,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 230 | $21,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 188 | $21,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 406 | $21,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 624 | $21,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 500 | $21,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 451 | $21,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 400 | $21,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 491 | $21,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,400 | $21,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 440 | $21,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 777 | $21,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 4,047 | $21,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 1,412 | $21,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 700 | $21,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 800 | $21,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 4,000 | $21,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 1,100 | $21,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 900 | $21,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 900 | $21,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 627 | $21,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,000 | $20,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 171 | $20,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 283 | $20,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 500 | $20,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 583 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 164 | $20,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 219 | $20,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 251 | $20,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 1,249 | $20,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 1,684 | $20,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 969 | $20,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 2,070 | $20,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,586 | $20,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 500 | $20,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 378 | $20,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 1,250 | $20,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 900 | $20,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 390 | $20,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 2,400 | $20,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 500 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 900 | $20,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 1,455 | $20,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 1,250 | $20,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 1,200 | $20,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 865 | $20,000 | thousands by filing date | |
| Fhlmc Series T-030 | 3133TQCB1 | Short Bond | 40,000 | $20,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 250 | $19,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 200 | $19,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 158 | $19,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 2,000 | $19,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 170 | $19,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 630 | $19,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 5,482 | $19,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 2,300 | $19,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 2,012 | $19,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 829 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 225 | $19,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 700 | $19,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 300 | $19,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 188 | $19,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 492 | $19,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 1,425 | $19,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 575 | $19,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 326 | $19,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 2,000 | $19,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 960 | $19,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 1,860 | $19,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 1,805 | $19,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 680 | $19,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 190 | $19,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 2,300 | $19,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 357 | $19,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 2,039 | $19,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 2,980 | $19,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 400 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 361 | $19,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 700 | $19,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 1,346 | $18,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 268 | $18,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 1,290 | $18,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 242 | $18,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 261 | $18,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 171 | $18,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 627 | $18,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 1,500 | $18,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 468 | $18,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 175 | $18,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 485 | $18,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 13,853 | $18,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 326 | $18,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 500 | $18,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 2,504 | $18,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 2,500 | $18,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 2,407 | $18,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 1,380 | $18,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 750 | $18,000 | thousands by filing date | |
| SOLAR3D INCORPORATED | 83417A100 | COM | 10,000 | $18,000 | thousands by filing date | |
| Gnma Pass-Thru M Single Family | 36202DRV5 | Long Bond | 54,999 | $18,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 31 | $17,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 150 | $17,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,170 | $17,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 202 | $17,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 217 | $17,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 287 | $17,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 1,274 | $17,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 300 | $17,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 303 | $17,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 453 | $17,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 541 | $17,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 3,800 | $17,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 197 | $17,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 324 | $17,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 139 | $17,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 475 | $17,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 200 | $17,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 492 | $17,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 391 | $17,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 763 | $17,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 2,834 | $17,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 174 | $17,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 1,735 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 303 | $17,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 382 | $17,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 260 | $17,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 504 | $17,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 2,500 | $17,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 609 | $17,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 1,499 | $17,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 518 | $17,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 1,000 | $17,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 485 | $17,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 1,450 | $17,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 964 | $17,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 219 | $16,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 306 | $16,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 150 | $16,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 316 | $16,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 300 | $16,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 500 | $16,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 1,300 | $16,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 533 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 650 | $16,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 15,950 | $16,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 1,000 | $16,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 526 | $16,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 344 | $16,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 2,000 | $16,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 1,200 | $16,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 294 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 160 | $15,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 169 | $15,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 377 | $15,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 57 | $15,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 749 | $15,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 310 | $15,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 49 | $15,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 1,239 | $15,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 482 | $15,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 2,008 | $15,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 461 | $15,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 900 | $15,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 150 | $15,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 700 | $15,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 251 | $15,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 1,097 | $15,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 2,729 | $15,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 3,000 | $15,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,041 | $15,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 133 | $15,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 425 | $15,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 161 | $15,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 2,800 | $15,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 3,000 | $15,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 1,500 | $15,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 412 | $15,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 404 | $15,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 1,000 | $15,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 393 | $15,000 | thousands by filing date | |
| Fhlmc Pc Gold Guar 15 | 3128H4FX2 | Long Bond | 60,001 | $15,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 100 | $14,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 361 | $14,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 223 | $14,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 252 | $14,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 233 | $14,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 180 | $14,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 953 | $14,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 476 | $14,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 261 | $14,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 132 | $14,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 425 | $14,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 700 | $14,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 281 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 1,450 | $14,000 | thousands by filing date | |
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| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 377 | $14,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 5,200 | $14,000 | thousands by filing date | |
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| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 4,100 | $14,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 271 | $14,000 | thousands by filing date | |
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| BRISTOW GROUP INC | 110394103 | COM | 220 | $14,000 | thousands by filing date | |
| DENALI FD INC | 24823A102 | COM | 600 | $14,000 | thousands by filing date | |
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| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 1,000 | $14,000 | thousands by filing date | |
| ALPHA BANK AE-SPON ADR | 02071M101 | COM | 10,000 | $14,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 3,600 | $14,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 235 | $13,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 191 | $13,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 102 | $13,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 259 | $13,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 2,500 | $13,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 287 | $13,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 180 | $13,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 355 | $13,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 319 | $13,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 457 | $13,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 1,400 | $13,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 400 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 440 | $13,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 250 | $13,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 850 | $13,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 412 | $13,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 882 | $13,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 322 | $13,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 210 | $13,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 146 | $13,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 664 | $13,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 135 | $13,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 650 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 201 | $13,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 750 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 250 | $13,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 500 | $13,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 10,000 | $13,000 | thousands by filing date | call |
| APPLOVIN CORP CLASS A | 023850100 | COM | 12,500 | $13,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 543 | $13,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 2,074 | $13,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 223 | $13,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 238 | $13,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 326 | $13,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 2,000 | $13,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 307 | $13,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 1,270 | $13,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 9,000 | $13,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 1,032 | $13,000 | thousands by filing date | |
| Fnma Remic Trust 2003-44 | 31393CUS0 | Short Bond | 50,001 | $13,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 886 | $12,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 86 | $12,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 138 | $12,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 124 | $12,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 442 | $12,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 118 | $12,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 145 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 150 | $12,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 131 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 250 | $12,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 237 | $12,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 243 | $12,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 356 | $12,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 255 | $12,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 988 | $12,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 700 | $12,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 414 | $12,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 356 | $12,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 190 | $12,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 430 | $12,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 3,755 | $12,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 449 | $12,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 140 | $12,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 400 | $12,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 15,000 | $12,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 309 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 350 | $12,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 100 | $12,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,000 | $12,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 10,562 | $12,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 1,017 | $12,000 | thousands by filing date | |
| AdvanSource Biomaterials Corp | 00767t109 | cs | 61,500 | $12,000 | thousands by filing date | |
| Deutsche Mtg Secs 2004-1 | 251563CG5 | Short Bond | 30,000 | $12,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 150 | $11,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 83 | $11,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 500 | $11,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,105 | $11,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 145 | $11,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 200 | $11,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 179 | $11,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 127 | $11,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 457 | $11,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 307 | $11,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 247 | $11,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 188 | $11,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 105 | $11,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 300 | $11,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 404 | $11,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,115 | $11,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 775 | $11,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 804 | $11,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 237 | $11,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,077 | $11,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 322 | $11,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,000 | $11,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 500 | $11,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 544 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 165 | $11,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 350 | $11,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 86 | $11,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 82 | $11,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 683 | $11,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 330 | $11,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 740 | $11,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 600 | $11,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 634 | $11,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 1,350 | $11,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 14,000 | $11,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 445 | $11,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 680 | $11,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 207 | $11,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 2,000 | $11,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 1,458 | $11,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 405 | $11,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 753 | $11,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 448 | $11,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 2,574 | $11,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 113 | $11,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 231 | $11,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 3,184 | $11,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 2,145 | $11,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 1,000 | $11,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 2,791 | $11,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 600 | $11,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 2,060 | $11,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 400 | $11,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 4,777 | $11,000 | thousands by filing date | |
| JAN VELOCITY VELOCITY HED | 00162Q791 | Equities | 372 | $11,000 | thousands by filing date | |
| San Leon Energy PLC | G7809E100 | Emerging Mkts | 57,203 | $11,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 186 | $10,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 308 | $10,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 100 | $10,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 800 | $10,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 180 | $10,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 280 | $10,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 224 | $10,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 175 | $10,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 5,500 | $10,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 303 | $10,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 211 | $10,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 400 | $10,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 400 | $10,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 361 | $10,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 86 | $10,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 261 | $10,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 118 | $10,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 438 | $10,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 242 | $10,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 645 | $10,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 1,823 | $10,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 97 | $10,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 588 | $10,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 500 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 65 | $10,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 131 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 129 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 469 | $10,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 509 | $10,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 350 | $10,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 349 | $10,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 320 | $10,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 80 | $10,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 96 | $10,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 350 | $10,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,048 | $10,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 226 | $10,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 196 | $10,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 181 | $10,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 246 | $10,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 411 | $10,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 913 | $10,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 125 | $10,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 136 | $10,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 2,000 | $10,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 713 | $10,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 200 | $10,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 2,000 | $10,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 600 | $10,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 250 | $10,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 5,450 | $10,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 418 | $10,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 501 | $10,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 500 | $10,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 200 | $10,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 3,100 | $10,000 | thousands by filing date | |
| Gnma Pass-Thru X Single Family | 36205EJ56 | Long Bond | 40,000 | $10,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 336 | $9,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 107 | $9,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 93 | $9,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,000 | $9,000 | thousands by filing date | call |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 80 | $9,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 300 | $9,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 226 | $9,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 177 | $9,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 5,100 | $9,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 267 | $9,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 154 | $9,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 159 | $9,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 178 | $9,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 137 | $9,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 88 | $9,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 590 | $9,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 360 | $9,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 360 | $9,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 1,000 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 502 | $9,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 500 | $9,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 1,900 | $9,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 329 | $9,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 783 | $9,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 640 | $9,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 353 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 200 | $9,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 337 | $9,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 450 | $9,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 158 | $9,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 204 | $9,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 307 | $9,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 1,500 | $9,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 128 | $9,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 10,000 | $9,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 97 | $9,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 200 | $9,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 125 | $9,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 12,000 | $9,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 600 | $9,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 420 | $9,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 806 | $9,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 5,500 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 200 | $9,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 500 | $9,000 | thousands by filing date | |
| HEMP INC | 423703107 | COM | 30,000 | $9,000 | thousands by filing date | |
| Ogx Petroleo E Gas Parti Sa Bz | P7356YAA1 | Intl Bond | 725,000 | $9,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 301 | $8,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 271 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 70 | $8,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 120 | $8,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 150 | $8,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 100 | $8,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 83 | $8,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 293 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-15-000753 | this filing | 2015-02-18 | acceptance time not in the bulk data set |