13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 8,270 holding rows worth $969,060,922,000.
- Accession
- 0001567619-21-020307
- Filer
- CIK 70858
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 27,444 entries on the cover page, a total value of $969,060,922,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $969,060,922,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 10,424 | $147,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 6,397 | $147,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 26,887 | $147,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 56,190 | $147,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 21,808 | $147,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 98,941 | $147,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 107,736 | $146,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 9,169 | $146,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 9,000 | $146,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 400 | $144,000 | thousands by filing date | call |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 11,292 | $144,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 96,996 | $144,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 27,927 | $144,000 | thousands by filing date | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 17,161 | $144,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 13,387 | $144,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 18,583 | $143,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 7,400 | $143,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 12,170 | $143,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 800 | $142,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 20,855 | $142,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 21,840 | $142,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 10,254 | $142,000 | thousands by filing date | |
| LONGBOARD PHARMACEUTICALS IN | 54300N103 | COM | 16,072 | $142,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 28,253 | $141,000 | thousands by filing date | |
| XOMETRY INC | 98423F109 | CLASS A COM | 2,434 | $141,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 7,462 | $141,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 13,929 | $141,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 36,406 | $140,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 2,640 | $140,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 2,867 | $140,000 | thousands by filing date | |
| INVESTINDUSTRIAL ACQUISITION | G4771L105 | CMN | 14,129 | $140,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 11,000 | $139,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 37,945 | $139,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 31,144 | $139,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 18,220 | $138,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 7,863 | $138,000 | thousands by filing date | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 10,922 | $138,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 19,012 | $138,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 46,392 | $137,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 14,223 | $137,000 | thousands by filing date | |
| PROSHARES TR | 74347G796 | MSCI TRANFRMTNAL | 3,060 | $137,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 12,707 | $137,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 12,664 | $136,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 10,087 | $136,000 | thousands by filing date | |
| PROMETHEUS BIOSCIENCES INC | 74349U108 | COM | 5,707 | $136,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 36,480 | $136,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 15,158 | $135,000 | thousands by filing date | |
| GALECTO INC | 36322Q107 | COM | 37,467 | $135,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 2,100 | $134,000 | thousands by filing date | call |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 2,929 | $134,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 17,811 | $134,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 3,466 | $134,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 7,909 | $134,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,440 | $134,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 3,516 | $134,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 34,134 | $134,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 10,626 | $134,000 | thousands by filing date | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 4,876 | $133,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 18,500 | $133,000 | thousands by filing date | put |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 21,601 | $133,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 24,483 | $133,000 | thousands by filing date | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 17,867 | $133,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 11,263 | $133,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 2,173 | $132,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,400 | $131,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 26,500 | $131,000 | thousands by filing date | |
| FOXWAYNE ENTERPRIS AQSTN COR | 35166L109 | COM CL A | 13,283 | $131,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 58,367 | $131,000 | thousands by filing date | |
| AF ACQUISITION CORP | 001040203 | UNIT 03/23/2028 | 13,385 | $131,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 6,021 | $130,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 2,592 | $130,000 | thousands by filing date | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 6,634 | $130,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E446 | PURBETA US AGG | 5,029 | $130,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 2,512 | $129,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 15,667 | $129,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 15,069 | $129,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI C | 936273101 | CMN | 13,161 | $129,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 1,000 | $128,000 | thousands by filing date | call |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 5,486 | $128,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 19,052 | $128,000 | thousands by filing date | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 8,289 | $127,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 2,868 | $127,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 3,449 | $127,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y103 | COM | 9,987 | $127,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 17,973 | $127,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U127 | *W EXP 02/19/202 | 120,625 | $127,000 | thousands by filing date | |
| QUANTUM SI INC | 74765K105 | COM CL A | 15,048 | $126,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 40,504 | $126,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 1,379 | $126,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 4,269 | $126,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 18,887 | $126,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 68,391 | $126,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 1,550 | $126,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 5,928 | $125,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 5,771 | $125,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 25,504 | $125,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 10,058 | $125,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V206 | UNIT 06/01/2027 | 12,092 | $125,000 | thousands by filing date | |
| ISHARES TR | 46436E759 | COM | 1,836 | $124,000 | thousands by filing date | |
| CS DISCO INC | 126327105 | COM | 2,582 | $124,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 17,622 | $124,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G658 | DLY S&P OIL GAS | 20,633 | $124,000 | thousands by filing date | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 11,818 | $123,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 20,000 | $123,000 | thousands by filing date | call |
| CRESCENT CAP BDC INC | 225655109 | COM | 6,455 | $123,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 7,136 | $123,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 18,003 | $122,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 21,000 | $122,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 869 | $122,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 1,800 | $122,000 | thousands by filing date | |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 15,950 | $122,000 | thousands by filing date | |
| CF BANKSHARES INC | 12520L109 | COM | 5,921 | $121,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 77,078 | $121,000 | thousands by filing date | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 3,085 | $121,000 | thousands by filing date | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 8,613 | $121,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 34,933 | $121,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 13,715 | $121,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 40,397 | $121,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 4,993 | $120,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 2,607 | $120,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 736 | $120,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 12,050 | $119,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 1,564 | $119,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 17,562 | $119,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 12,470 | $119,000 | thousands by filing date | |
| ISHARES TR | 46435G508 | MSCI INTL SZE FT | 3,825 | $119,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 4,609 | $118,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 17,702 | $118,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 1,645 | $118,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 22,382 | $118,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 24,026 | $118,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 20,973 | $118,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 4,243 | $118,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q115 | *W EXP 03/25/202 | 56,687 | $118,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 2,100 | $117,000 | thousands by filing date | put |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 8,057 | $117,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 8,913 | $117,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 7,117 | $117,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 1,500 | $116,000 | thousands by filing date | call |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 7,414 | $116,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 5,267 | $116,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 7,100 | $116,000 | thousands by filing date | |
| EVGO INC | 30052F100 | CL A COM | 14,092 | $115,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 5,303 | $114,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,800 | $114,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 10,988 | $114,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 6,387 | $114,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 33,672 | $114,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 1,349 | $114,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 27,225 | $114,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 6,888 | $114,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 4,490 | $114,000 | thousands by filing date | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 6,521 | $113,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 4,426 | $113,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 2,330 | $113,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 107,761 | $113,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 5,200 | $112,000 | thousands by filing date | put |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 1,086 | $112,000 | thousands by filing date | |
| JPMORGAN BETABUILD INTERL EQY ETF | 46641Q373 | COM | 1,894 | $112,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 4,011 | $112,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 5,016 | $112,000 | thousands by filing date | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 3,168 | $112,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 4,451 | $112,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 20,912 | $112,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 2,485 | $111,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 15,890 | $111,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 4,436 | $111,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 80,024 | $111,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 18,862 | $110,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 6,918 | $110,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 57,363 | $110,000 | thousands by filing date | |
| NEWEGG COMMERCE INC | G6483G100 | COM | 7,732 | $110,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,500 | $109,000 | thousands by filing date | call |
| CORTEVA INC COM | 22052L104 | Stock | 2,600 | $109,000 | thousands by filing date | call |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 2,316 | $109,000 | thousands by filing date | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 32,052 | $109,000 | thousands by filing date | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 5,148 | $109,000 | thousands by filing date | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 2,068 | $108,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 10,506 | $108,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 35,979 | $108,000 | thousands by filing date | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 15,001 | $108,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553108 | CMN | 10,998 | $108,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 6,976 | $107,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 4,557 | $107,000 | thousands by filing date | |
| ABCAM PLC | 000380204 | ADR USD | 5,235 | $107,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 25,959 | $107,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 40,028 | $107,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G716 | DAILY S&P BIOTEC | 4,991 | $106,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,819 | $106,000 | thousands by filing date | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 2,256 | $106,000 | thousands by filing date | |
| URBAN-GRO INC | 91704K202 | COM NEW | 8,000 | $106,000 | thousands by filing date | |
| CHINA LIBERAL ED HLDGS LTD | G2161Y109 | ORD | 49,835 | $106,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 400 | $105,000 | thousands by filing date | call |
| MEDIAALPHA INC | 58450V104 | CL A | 5,600 | $105,000 | thousands by filing date | |
| SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | ETF | 2,098 | $105,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 20,000 | $105,000 | thousands by filing date | put |
| YELLOW CORP | 985510106 | COM | 18,646 | $105,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 5,238 | $105,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 42,001 | $105,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 40,677 | $105,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 1,507 | $105,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 3,633 | $104,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 39,795 | $104,000 | thousands by filing date | |
| CORTLAND BANCORP COM | 220587109 | COM | 3,767 | $104,000 | thousands by filing date | |
| Granite Construction Inc | 387328AB3 | CV | 75,000 | $104,000 | thousands by filing date | principal |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 10,000 | $104,000 | thousands by filing date | principal |
| 2ND VOTE FDS | 81386P306 | 2ND VOTE SOCIETY | 3,170 | $104,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 5,478 | $103,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 44,739 | $103,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 99,516 | $103,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 3,500 | $102,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 2,812 | $102,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 21,821 | $102,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 16,818 | $102,000 | thousands by filing date | |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 46,820 | $102,000 | thousands by filing date | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 1,337 | $101,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 700 | $101,000 | thousands by filing date | put |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 5,403 | $101,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 10,659 | $101,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 15,414 | $101,000 | thousands by filing date | |
| Reviva Pharmaceuticals Holdings Inc | 76152G100 | Common Stock | 24,806 | $101,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 48,733 | $101,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 600 | $100,000 | thousands by filing date | call |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 20,496 | $100,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 12,414 | $100,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 3,223 | $100,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 5,654 | $100,000 | thousands by filing date | |
| PROSHARES TR | 74347G747 | ULTPRO SHT 2017 | 10,331 | $100,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 770 | $99,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 1,957 | $99,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 14,644 | $99,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 40,840 | $99,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 12,681 | $99,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 27,868 | $99,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 2,923 | $99,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 900 | $98,000 | thousands by filing date | call |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 500 | $98,000 | thousands by filing date | call |
| Lifetime Brands Inc | 53222Q103 | COM | 5,371 | $98,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 9,041 | $98,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1,000 | $98,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 35,490 | $98,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 6,709 | $97,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 18,199 | $97,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 13,024 | $97,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q787 | CMN | 2,769 | $97,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N304 | COM NEW | 9,356 | $97,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 6,625 | $96,000 | thousands by filing date | |
| Skillsoft Corp. | 83066P200 | Common | 8,207 | $96,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 10,233 | $96,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 2,793 | $95,000 | thousands by filing date | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 10,479 | $95,000 | thousands by filing date | |
| INOTIV INC | 45783Q100 | COM | 3,239 | $95,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 600 | $94,000 | thousands by filing date | call |
| EGAIN CORP | 28225C806 | COM NEW | 9,188 | $94,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 35,910 | $94,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 25,900 | $94,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 11,937 | $94,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 31,706 | $94,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 88,671 | $94,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G722 | PRIME 2X DLY INV | 5,500 | $94,000 | thousands by filing date | put |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 4,739 | $93,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 3,749 | $93,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 14,191 | $93,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 36,000 | $93,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 9,472 | $92,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 11,843 | $92,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 11,697 | $92,000 | thousands by filing date | |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 7,276 | $91,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 6,716 | $91,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 19,008 | $91,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 17,182 | $91,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 25,696 | $91,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 2,561 | $90,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 4,515 | $90,000 | thousands by filing date | |
| LOGAN RIDGE FINANCE CORP | 541098109 | COM | 3,524 | $90,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 4,700 | $90,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 2,156 | $90,000 | thousands by filing date | |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 32,256 | $90,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 8,514 | $90,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 200 | $89,000 | thousands by filing date | call |
| CARDINAL HEALTH INC | 14149Y108 | COM | 1,800 | $89,000 | thousands by filing date | call |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 1,523 | $89,000 | thousands by filing date | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 4,108 | $89,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 44,394 | $89,000 | thousands by filing date | |
| OWLET INC | 69120X107 | COM | 15,790 | $89,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 19,427 | $89,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 14,877 | $88,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 1,300 | $88,000 | thousands by filing date | put |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 5,652 | $88,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L647 | DEV MRK EX LOW | 3,255 | $88,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 43,487 | $88,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 4,208 | $88,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 6,369 | $87,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 9,615 | $87,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 6,308 | $87,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 15,532 | $87,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 37,194 | $87,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 28,628 | $87,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 1,953 | $87,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 1,500 | $86,000 | thousands by filing date | call |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 3,573 | $86,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 9,010 | $86,000 | thousands by filing date | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 3,269 | $86,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 1,925 | $86,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 6,642 | $86,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171202 | UNIT 99/99/9999 | 8,600 | $86,000 | thousands by filing date | |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 5,331 | $85,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 3,475 | $85,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 3,116 | $85,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 4,982 | $85,000 | thousands by filing date | |
| MCAP ACQUISITION CORP | 55282T117 | *W EXP 03/02/202 | 78,332 | $85,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 61,332 | $84,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 8,319 | $84,000 | thousands by filing date | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 2,253 | $84,000 | thousands by filing date | |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 3,352 | $84,000 | thousands by filing date | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 4,135 | $84,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 82,014 | $84,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 28,002 | $84,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 800 | $83,000 | thousands by filing date | put |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 7,477 | $83,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 10,179 | $83,000 | thousands by filing date | |
| BLUERIVER ACQUISITION CORP | G1261Q107 | COM | 8,539 | $83,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 69,054 | $83,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 25,268 | $83,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 600 | $82,000 | thousands by filing date | call |
| ZOMEDICA CORP COM | 98980M109 | Stock | 156,400 | $82,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 3,254 | $82,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 15,875 | $82,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 3,324 | $82,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 37,698 | $82,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 4,063 | $81,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 3,184 | $81,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 36,013 | $81,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 18,105 | $81,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 34,425 | $81,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 12,221 | $81,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 6,223 | $80,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 2,304 | $80,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 1,496 | $80,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 7,476 | $80,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 2,166 | $80,000 | thousands by filing date | |
| VELO3D INC | 92259N104 | COM | 9,515 | $80,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 9,642 | $80,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 10,519 | $79,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 6,055 | $79,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 790 | $79,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 19,782 | $79,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 2,156 | $79,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 4,503 | $79,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 1,950 | $78,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 646 | $78,000 | thousands by filing date | |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 3,484 | $78,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085114 | *W EXP 08/03/202 | 37,808 | $78,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 11,212 | $77,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G807 | FUND | 5,378 | $77,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 4,039 | $77,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 1,540 | $76,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 1,951 | $76,000 | thousands by filing date | |
| ENTERA BIO LTD | M40527109 | SHS | 16,173 | $76,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 5,058 | $76,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 19,063 | $75,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 7,494 | $75,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 8,261 | $75,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 103,261 | $75,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 3,095 | $74,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 3,500 | $74,000 | thousands by filing date | call |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 4,218 | $74,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 5,000 | $74,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 10,221 | $74,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 25,111 | $74,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 5,512 | $73,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 4,960 | $73,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 25,791 | $73,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 562 | $73,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 7,295 | $73,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 20,236 | $73,000 | thousands by filing date | |
| Axonics | 88875G101 | COM | 50,308 | $73,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 6,814 | $73,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 3,317 | $72,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 9,983 | $72,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 1,445 | $72,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 7,840 | $72,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 3,509 | $72,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 5,114 | $72,000 | thousands by filing date | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 4,830 | $72,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 31,530 | $72,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 3,034 | $71,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 1,316 | $71,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 116,995 | $71,000 | thousands by filing date | |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 4,765 | $71,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 2,618 | $70,000 | thousands by filing date | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 6,746 | $70,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 76,632 | $70,000 | thousands by filing date | |
| TRITERRAS INC | G9103H102 | COM CL A | 12,094 | $70,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 23,073 | $70,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 4,375 | $70,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 4,399 | $69,000 | thousands by filing date | |
| 26 Capital Acquisition Corp | 90138P118 | Warrant | 83,173 | $69,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 9,303 | $69,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 15,041 | $69,000 | thousands by filing date | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 4,310 | $68,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 9,405 | $68,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 3,912 | $68,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W507 | ACES INVSTMNT GR | 1,351 | $68,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 9,707 | $68,000 | thousands by filing date | |
| GOOD WKS II ACQUISITION CORP | 38216G112 | *W EXP 02/01/202 | 106,000 | $68,000 | thousands by filing date | |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 5,571 | $68,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 300 | $67,000 | thousands by filing date | put |
| VTI | 922908769 | COM | 300 | $67,000 | thousands by filing date | put |
| QORVO INC COM | 74736K101 | Stock | 400 | $67,000 | thousands by filing date | put |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 1,180 | $67,000 | thousands by filing date | |
| BARK Inc. | 68622E104 | COM | 9,760 | $67,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 14,056 | $67,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 60,000 | $67,000 | thousands by filing date | principal |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 55,858 | $67,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 9,878 | $66,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 3,315 | $66,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,071 | $66,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 23,582 | $66,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 60,000 | $66,000 | thousands by filing date | principal |
| PROSPECTOR CAPITAL CORP | G7273A113 | *W EXP 01/11/202 | 94,166 | $66,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 6,650 | $66,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276115 | *W EXP 02/26/202 | 61,000 | $65,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 2,064 | $65,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 2,370 | $65,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J452 | INVSCO 28 HYCORP | 2,536 | $65,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 13,990 | $65,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 4,078 | $65,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 1,474 | $65,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 4,857 | $64,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 34,016 | $64,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 7,367 | $64,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 5,173 | $64,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 15,350 | $64,000 | thousands by filing date | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 9,614 | $64,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 7,846 | $64,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 24,158 | $64,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 300 | $63,000 | thousands by filing date | call |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 2,943 | $63,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P100 | COMMON STOCK | 6,500 | $63,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 6,467 | $63,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 9,130 | $63,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 2,968 | $63,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 9,250 | $63,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W117 | *W EXP 03/31/202 | 97,379 | $63,000 | thousands by filing date | |
| SPDR S&P 500 ESG ETF | 78468R531 | SHS | 1,527 | $62,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 400 | $62,000 | thousands by filing date | call |
| REE AUTOMOTIVE LTD | M8287R103 | CLASS A ORD SHS | 13,760 | $62,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 5,339 | $62,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 3,612 | $62,000 | thousands by filing date | |
| LANTERN PHARMA INC | 51654W101 | COM | 5,603 | $62,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 23,251 | $62,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B362 | NYLI 500 INTERNA | 1,890 | $62,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G106 | ORD SHS | 5,487 | $62,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q340 | BETABUILDERS US | 700 | $61,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 6,783 | $61,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 351 | $61,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 871 | $61,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 1,928 | $61,000 | thousands by filing date | |
| EVENTBRITE INC | 29975EAB5 | NOTE 5.000%12/0 | 35,000 | $61,000 | thousands by filing date | principal |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 4,686 | $61,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 15,505 | $61,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P751 | FTSE ITALY ETF | 2,292 | $61,000 | thousands by filing date | |
| FRANKLIN FTSE EUROPE ETF | 35473P652 | ETF | 2,124 | $60,000 | thousands by filing date | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 11,990 | $60,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 4,717 | $60,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 11,070 | $60,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 7,307 | $60,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L119 | *W EXP 06/02/202 | 83,332 | $60,000 | thousands by filing date | |
| BROADSTONE ACQ CORP; TNT ACQ DT: 9/11/2022; CASH: $10.00 | G1739V100 | SHS CL A | 6,008 | $60,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 2,041 | $59,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 1,916 | $59,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 4,214 | $59,000 | thousands by filing date | |
| LATCH ORD | 51818V106 | COMMON STOCK | 5,213 | $59,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 6,855 | $59,000 | thousands by filing date | |
| CELLEBRITE DI LTD | M2197Q115 | WARRANT | 27,500 | $59,000 | thousands by filing date | |
| ISUN INC | 465246106 | COMMON | 7,190 | $59,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 5,800 | $59,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 200 | $58,000 | thousands by filing date | put |
| SURO CAP CORP | 86887Q109 | COM NEW | 4,504 | $58,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 2,757 | $58,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 10,000 | $58,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 11,333 | $58,000 | thousands by filing date | |
| YUMANITY THERAPEUTICS INC | 98872L102 | COM | 5,617 | $58,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 11,493 | $57,000 | thousands by filing date | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 13,808 | $57,000 | thousands by filing date | |
| DBX ETF TR | 233051259 | XTRACKERS HIGH | 1,186 | $57,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 44,245 | $57,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M103 | CMN | 5,900 | $57,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 55,000 | $57,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1,033 | $56,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 2,845 | $56,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 4,371 | $56,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 300 | $56,000 | thousands by filing date | put |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 904 | $56,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 17,814 | $56,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 75,715 | $56,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 27,213 | $56,000 | thousands by filing date | |
| STRATIM CLOUD ACQUISITION CO | 86309R115 | *W EXP 03/05/202 | 88,577 | $56,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 1,736 | $55,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-020307 | this filing | 2021-11-15 | acceptance time not in the bulk data set |