13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 8,270 holding rows worth $969,060,922,000.
- Accession
- 0001567619-21-020307
- Filer
- CIK 70858
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 27,444 entries on the cover page, a total value of $969,060,922,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $969,060,922,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UBS AG LONDON BRANCH | 90274D374 | ETRA AL ML IN 18 | 9,880 | $1,000 | thousands by filing date | principal |
| Community West Bancshares | 204157101 | Common Stock | 64 | $1,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 239 | $1,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 100 | $1,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 28 | $1,000 | thousands by filing date | |
| TRAWS PHARMA INC COM NEW | 68232V801 | Stock | 419 | $1,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 209 | $1,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 154 | $1,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 286 | $1,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 500 | $1,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 1,264 | $1,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 69 | $1,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 699 | $1,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 1,674 | $1,000 | thousands by filing date | |
| VOXELJET AG | 92912L206 | ADS | 60 | $1,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 61 | $1,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 445 | $1,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 85 | $1,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 188 | $1,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 1,798 | $1,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 14 | $1,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 1,050 | $1,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 1,500 | $1,000 | thousands by filing date | |
| CLARUS THERAPEUTICS HXXXBANKRUPTCY EFF 030123 | 18271L107 | Treas | 100 | $1,000 | thousands by filing date | |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 381 | $1,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 388 | $1,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074129 | *W EXP 10/01/203 | 1,666 | $1,000 | thousands by filing date | |
| ARTELO BIOSCIENCES INC | 04301G201 | COM NEW | 1,014 | $1,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISI CORP | 34964K108 | COM CL A | 150 | $1,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 778 | $1,000 | thousands by filing date | |
| AIRSPAN NETWORKS HOLDINGS IN | 00951K146 | *W EXP 11/01/202 | 19 | $1,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 1,200 | $1,000 | thousands by filing date | |
| VERICITY INC | 92347D100 | COM | 92 | $1,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 135 | $1,000 | thousands by filing date | principal |
| TANZANIAN GOLD CORP | 87601A107 | COM | 2,000 | $1,000 | thousands by filing date | |
| UPEXI INC | 39959A106 | COMMON | 123 | $1,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 121 | $1,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 167 | $1,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 1,197 | $1,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 1,700 | $1,000 | thousands by filing date | principal |
| CELSION CORP | 15117N503 | COM PAR NEW | 1,276 | $1,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 1,259 | $1,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R302 | SPONSORED ADS | 400 | $1,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K873 | CL A | 625 | $1,000 | thousands by filing date | |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 774 | $1,000 | thousands by filing date | |
| MINGZHU LOGISTICS HLDGS LTD | G6180C105 | COM | 376 | $1,000 | thousands by filing date | |
| AMBRX BIOPHARMA, INC. SPONSORED ADR | 02290A102 | COM | 101 | $1,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065112 | WTS | 2,341 | $1,000 | thousands by filing date | |
| FIRST WAVE BIOPHARMA INC | 33749P101 | CMN | 250 | $1,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP | G49775128 | WTS | 2,550 | $1,000 | thousands by filing date | |
| THE BEAUTY HEALTH COMPANY | 88331L116 | *W EXP 05/04/202 | 58 | $1,000 | thousands by filing date | |
| SEQLL INC | 81734C106 | COM | 166 | $1,000 | thousands by filing date | |
| ABVC BIOPHARMA INC | 00091F106 | COM | 494 | $1,000 | thousands by filing date | |
| APPLIED UV INC | 03828V105 | COM | 159 | $1,000 | thousands by filing date | |
| TRXADE HEALTH INC | 89846A207 | COM NEW | 271 | $1,000 | thousands by filing date | |
| EZFILL HOLDINGS INC | 302314208 | COM NEW | 339 | $1,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 57 | $1,000 | thousands by filing date | |
| AUTOSCOPE TECHNOLOGIES CORP | 053306106 | com | 123 | $1,000 | thousands by filing date | |
| NUZEE INC | 67073S208 | COM NEW | 331 | $1,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 1,465 | $1,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 351 | $1,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 371 | $1,000 | thousands by filing date | |
| HISTOGEN INC | 43358Y103 | COM | 1,464 | $1,000 | thousands by filing date | |
| ROCKET LAB USA INC | 773122114 | *W EXP 07/30/202 | 157 | $1,000 | thousands by filing date | |
| CHINA SXT PHARMACEUTICALS IN | G2161P116 | ORD SHS NEW | 1,127 | $1,000 | thousands by filing date | |
| GH RESEARCH PLC ORDINARY SHARES | G3855L106 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 309 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STELLUS CAP INVT CORP | 858568108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FERROGLOBE PLC | G33856108 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDMINING INC | 38149E101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| US GOLD CORP | 90291C201 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOPHIA GENETICS SA | H82027105 | ORDINARY SHARES | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROWN CRAFTS INC | 228309100 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 215 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED GUARDIAN INC | 910571108 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 126 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRCO MFG CO | 927651109 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMART SAND INC | 83191H107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIDEPOINT CORP | 967590209 | COMMON | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BETTERWARE DE MEXC S A P I D | P1666E105 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gdev Inc W Exp 99/99/999 | G6529J118 | SPAC Combination | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHARMACYTE BIOTECH INC | 71715X203 | COM NEW | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENEW ENERGY GLOBAL PLC | G7500M120 | WTS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOVIRICIDES INC | 630087302 | COM | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 104 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINCE HLDG CORP | 92719W207 | COM NEW | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERGROUP CORP | 458685104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 128 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNLANDS TECHNOLOGY GROUP | 86740P207 | SPONSRD ADS NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAH FU EDUCATION GROUP LIMIT | G94184101 | SHS | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDIACO HLDG INC | 58450D104 | CL A | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONEGAL GROUP INC | 257701300 | CL B | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 1,674 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIDGFORD FOODS CORP | 108763103 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAM TAI PROPERTY INC | G63907102 | Com | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 723 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOVIO INC | 98979V102 | COMMON STOCK | 107 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOATABLE INC | 759892300 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ramaco Resources Inc | 75134P303 | COM CL B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROVER GROUP INC | 77936F103 | COM CL A | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INUVO INC | 46122W204 | COM NEW | 323 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 165 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWER REIT | 73933H101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QNITY ELECTRONICS INC | 817323207 | COM | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FANG HLDGS LTD | 30711Y300 | ADR NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVAXIS INC | 007624307 | COM | 186 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAT BRANDS INC | 30258N600 | CLASS B COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BK Technologies Corp. | 05587G104 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCELLON RES INC F | 30069C801 | FOREIGN CANADIAN | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARQIT QUANTUM ORD | G0567U101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIELD10 BIOSCIENCE INC | 98585K862 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 156 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 703 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 511 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUSTAINABLE DEVELP ACQU I CO | 86934L111 | WARR | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOMENTUS INC | 60879E101 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEACHANGE INTL INC | 811699107 | COM | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCONEE FED FINL CORP | 675607105 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TSR INC | 872885207 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 175 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UCOMMUNE INTERNATIONAL LTD | G9449A118 | *W EXP 11/01/202 | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATI PHYSICAL THERAPY INC WT EXP 081027 | 00216W117 | Stock | 215 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATIF HOLDINGS LIMITED | G0602B209 | ORD SHS NEW | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAREMAX INC | 14171W111 | *W EXP 06/08/202 | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUADRO ACQUISITION ONE CORP | G52807115 | *W EXP 06/30/202 | 433 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OTONOMO TECHNOLOGIES LTD | M7571L103 | ORDINARY SHARES | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENSERVCO CORP | 29358Y201 | COM NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEO HLDGS CORP II | G5463R110 | UNIT 99/99/9999 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARNEY TECHNOLOGY ACQU CORP | 143636116 | *W EXP 11/30/202 | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PINE IS ACQUISITION CORP | 722615101 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIUS MED TECHNOLOGIES INC | 42328V603 | COM CL A NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIPPO HLDGS INC | 433539111 | *W EXP 08/02/202 | 258 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MY SIZE INC | 62844N208 | COM NEW | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRICKELL BIOTECH INC | 10802T105 | COM | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLOR STAR TECHNOLOGY CO LTD | G2287A100 | SHS NEW | 232 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 491 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTROCORE INC | 28531P103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 30,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| KINS TECHNOLOGY GROUP INC | 49714K117 | *W EXP 10/14/202 | 625 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATERA BIOPHARMA INC | 857561104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTAGENIC THERAPEUTICS INC | 74365N103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLIGENIX INC | 834223307 | COM | 566 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROPEAN BIOTECH ACQUTN CORP | G3167F128 | *W EXP 03/06/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEAT TECH 3D LTD | 583435102 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRILLIANT ACQUISITION CORP | G1643W129 | *W EXP 03/30/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 403 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 733 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 206 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTSIDE DISTILLING INC | 277802302 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QILIAN INTL HLDG GROUP LTD | G7307E107 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 1,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 2,500,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 906 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKUMIN INC | 01021F109 | COM | 189 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 660 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKYLIGHT HEALTH GROUP INC | 83086L205 | COM NEW | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 1,357 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 253 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO-PATH HLDGS INC | 09057N300 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Benitec Biopharma, Inc. | 08205P100 | common | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Kaspien Holdings Inc | 485837108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 802 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLISHED COM INC | 28252C109 | CMN | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 5 01 ACQUISITION CORP | 33836P105 | CMN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRECIPIO INC | 74019L503 | COM | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELIGENT INC NEW COM NEW | 87960W203 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAVE FOODS INC | 80512Q303 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORWARD PHARMA A/S | 34986J204 | SPONSORED ADS NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUWELLIS INC | 67113Y108 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENESTECH INC | 81720R208 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 523 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHT LIGHTS ACQUISITION CO | 10920K119 | *W EXP 01/01/202 | 314 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIRSPAN NETWORKS HOLDINGS IN | 00951K120 | *W EXP 08/13/202 | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIRSPAN NETWORKS HOLDINGS IN | 00951K138 | *W EXP 08/13/202 | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Malacca Straits Acquisition Company Limited | G5859B109 | Warrant | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 273 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 210 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R105 | COM | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLASE INC | 090911207 | COM NEW | 589 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLARITYTE INC | 731094108 | COM | 575 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVIVO THERAPEUTICS HLDGS CORP COM | 46186M506 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TISHMAN SPEYER INNOVATION CO | 88825H118 | *W EXP 02/11/202 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LMP Automotive Holdings | 53952P101 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAMILTON LANE ALLIANCE HLDGS | 40749M111 | *W EXP 01/12/202 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALISADE BIO INC | 696389105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTAMIRA THERAPEUTICS LTD | G0360L100 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S WELL SVCS INC | 91274U119 | *W EXP 03/15/202 | 138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347Y862 | mc | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIKIDO PHARMA INC | 008875106 | COM | 502 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMMER INFANT INC | 865646301 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YUNHONG INTL RT | G98882130 | WARRANT AND RIGH | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOCUMENT SEC SYS INC | 25614T309 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYXTERA TECHNOLOGIES INC | 23284C110 | *W EXP 09/10/202 | 165 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IFRESH INC | 449538107 | COM | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRANCH | 22539T282 | XLNKS REIT ETN36 | 1,305 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SOLIGENIX INC | 834223117 | *W EXP 11/14/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIVERNORTH DOUBLELINE STRATE | 76882G156 | RIGHT 10/01/2021 | 16,425 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MicroSectors FANG Index 2X Inverse Leveraged ETN | 063679849 | ETP | 762 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-020307 | this filing | 2021-11-15 | acceptance time not in the bulk data set |