13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 8,270 holding rows worth $969,060,922,000.
- Accession
- 0001567619-21-020307
- Filer
- CIK 70858
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 27,444 entries on the cover page, a total value of $969,060,922,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $969,060,922,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ObsEva SA | H5861P103 | COM | 97,421 | $303,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 42,326 | $302,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 9,531 | $302,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 29,862 | $301,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 45,273 | $301,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B453 | CANDRIAM INTL EQ | 10,288 | $301,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 16,107 | $300,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 57,051 | $300,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 125,361 | $299,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 4,622 | $298,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 3,540 | $298,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 6,491 | $298,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 12,478 | $298,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 91,704 | $298,000 | thousands by filing date | |
| JAKKS PAC INC | 47012E403 | COM NEW | 25,025 | $297,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 5,890 | $297,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 31,830 | $296,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 34,046 | $296,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 35,217 | $295,000 | thousands by filing date | |
| FLYWIRE CORPORATION | 302492103 | COM VTG | 6,720 | $294,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 31,113 | $294,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 82,535 | $294,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 24,300 | $293,000 | thousands by filing date | put |
| CANTALOUPE INC | 138103106 | COM | 27,190 | $293,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 10,358 | $292,000 | thousands by filing date | |
| VINE ENERGY INC CL A | 92735P103 | Stock | 17,759 | $292,000 | thousands by filing date | |
| FRONTIER INVESTMENT CORP | G36816117 | UNIT 06/29/2026 | 29,648 | $292,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 6,035 | $291,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 68,650 | $291,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 23,459 | $291,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 81,676 | $290,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 12,986 | $289,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 5,892 | $289,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 5,795 | $289,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 7,155 | $287,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 23,366 | $287,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 29,357 | $287,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 48,680 | $287,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 22,558 | $287,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 272,723 | $287,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 7,251 | $286,000 | thousands by filing date | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 11,136 | $286,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 76,293 | $285,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 41,121 | $285,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 130,910 | $285,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 50,000 | $284,000 | thousands by filing date | call |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 87,883 | $283,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 10,618 | $283,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 16,518 | $283,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 63,316 | $283,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 9,131 | $283,000 | thousands by filing date | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 20,847 | $283,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 23,408 | $282,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 16,877 | $282,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 5,274 | $282,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 18,050 | $281,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 700,000 | $281,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 38,631 | $281,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP UNIT EX | 756229209 | Stock | 27,710 | $280,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 6,289 | $279,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 11,000 | $279,000 | thousands by filing date | call |
| NERDY INC | 64081V109 | CL A COM | 27,940 | $279,000 | thousands by filing date | |
| BNY MELLON SHORT DURATION CORP BD ETF | 09661T701 | ETF | 5,422 | $278,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 32,100 | $277,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 48,051 | $277,000 | thousands by filing date | |
| ISHARES TR | 46435U226 | IBONDS 21 TRM HG | 11,489 | $277,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 19,000 | $276,000 | thousands by filing date | call |
| ZYNEX INC | 98986M103 | COM | 24,228 | $276,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 8,643 | $276,000 | thousands by filing date | |
| Hive Blockchain Technologies L | 43366H100 | COM | 103,610 | $276,000 | thousands by filing date | |
| Vanguard ESG U.S. Corporate Bond ETF | 921910691 | SHS | 3,729 | $275,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 19,649 | $275,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 15,156 | $275,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G864 | FUND | 1,224 | $275,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,300 | $274,000 | thousands by filing date | put |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 122,550 | $274,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 139,263 | $274,000 | thousands by filing date | |
| BIOATLA INC | 09077B104 | COM | 9,264 | $273,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 23,723 | $273,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 27,798 | $273,000 | thousands by filing date | |
| CONVEY HEALTH SOLUTIONS HLDG | 21258C108 | CMN | 32,453 | $273,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 90,000 | $273,000 | thousands by filing date | principal |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 57,469 | $272,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 6,043 | $272,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 49,932 | $271,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 11,811 | $271,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 12,974 | $271,000 | thousands by filing date | |
| ARCHAEA ENERGY INC | 03940F103 | COM CL A | 14,309 | $271,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 393,307 | $271,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 7,403 | $269,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 12,844 | $269,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 12,770 | $269,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 36,334 | $268,000 | thousands by filing date | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 8,200 | $268,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J445 | INVSC 30 MUNI BD | 10,599 | $268,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 27,843 | $268,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,100 | $267,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 10,000 | $267,000 | thousands by filing date | call |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 6,898 | $267,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 9,790 | $267,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 15,000 | $267,000 | thousands by filing date | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 62,775 | $266,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 7,524 | $265,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 28,429 | $265,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 25,261 | $264,000 | thousands by filing date | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 190,000 | $264,000 | thousands by filing date | principal |
| EXPRESS INC | 30219E103 | COMMON STOCK | 55,603 | $263,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 30,368 | $263,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 3,086 | $262,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 21,605 | $262,000 | thousands by filing date | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 20,717 | $262,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 33,494 | $262,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 4,868 | $261,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J668 | BULLSHS 23 USD | 9,997 | $261,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 45,830 | $260,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 5,762 | $259,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 13,176 | $259,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 36,365 | $259,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 22,464 | $259,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 23,595 | $259,000 | thousands by filing date | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 10,128 | $258,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 43,280 | $258,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 7,922 | $258,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 5,200 | $257,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 5,000 | $257,000 | thousands by filing date | put |
| AEMETIS INC | 00770K202 | COM NEW | 14,054 | $257,000 | thousands by filing date | |
| ABSCI CORPORATION | 00091E109 | COM | 22,061 | $257,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 17,632 | $257,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 9,148 | $257,000 | thousands by filing date | |
| VERSABANK NEW | 92512J106 | COM | 23,300 | $257,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 3,879 | $256,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 16,362 | $256,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 8,648 | $256,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 12,349 | $256,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 40,101 | $256,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167164 | *W EXP 02/09/202 | 7,007 | $256,000 | thousands by filing date | |
| PROCAPS GROUP SA | L7756P102 | SHS | 25,000 | $255,000 | thousands by filing date | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 11,260 | $254,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 51,522 | $254,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167172 | *W EXP 02/09/202 | 7,784 | $254,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 970 | $253,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 5,994 | $253,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,500 | $252,000 | thousands by filing date | call |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,433 | $252,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 11,597 | $252,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 13,668 | $251,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 22,082 | $251,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 7,242 | $250,000 | thousands by filing date | |
| BENSON HILL INC | 082490103 | COM | 35,000 | $250,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 75,885 | $250,000 | thousands by filing date | |
| ERASCA INC COM | 29479A108 | Stock | 11,725 | $249,000 | thousands by filing date | |
| THRYV HLDGS INC | 886029206 | COM NEW | 8,246 | $248,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 65,026 | $248,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 19,798 | $248,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 17,200 | $248,000 | thousands by filing date | put |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 24,011 | $247,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 9,586 | $247,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 52,085 | $247,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 17,866 | $246,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 7,200 | $246,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 8,446 | $246,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 20,911 | $246,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 15,166 | $246,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 16,718 | $246,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 21,110 | $246,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 11,622 | $245,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 6,037 | $245,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 1,351,081 | $245,000 | thousands by filing date | principal |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 21,470 | $245,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAD2 | BOND | 204,000 | $245,000 | thousands by filing date | principal |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 40,831 | $245,000 | thousands by filing date | |
| LIFESCI ACQUISITION II CORP | 53229E103 | COM | 25,000 | $245,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 4,027 | $244,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 76,174 | $244,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 71,304 | $244,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 15,729 | $244,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 21,422 | $243,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 9,063 | $243,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 44,731 | $243,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,200 | $242,000 | thousands by filing date | put |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 15,446 | $242,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 14,543 | $242,000 | thousands by filing date | |
| AGILE GROWTH CORP | G01202103 | CLASS A ORD | 25,000 | $242,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 3,406 | $241,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 57,829 | $241,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 9,184 | $241,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 3,647 | $240,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 18,022 | $239,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 9,597 | $238,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 6,196 | $237,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 9,190 | $237,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 32,287 | $236,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 5,100 | $235,000 | thousands by filing date | put |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 9,413 | $235,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 13,393 | $234,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 7,273 | $234,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 25,352 | $234,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 76,486 | $233,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 35,224 | $232,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 32,874 | $232,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 7,050 | $232,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 17,588 | $232,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 13,248 | $232,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 10,923 | $232,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J684 | BULLSHS 21 USD | 9,299 | $232,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 4,874 | $231,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 20,178 | $231,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 7,716 | $230,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 16,198 | $230,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 10,228 | $230,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 10,000 | $229,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 76,698 | $229,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 48,434 | $228,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 18,148 | $228,000 | thousands by filing date | |
| LUMIRADX LTD | G5709L109 | SHS | 27,500 | $227,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 7,573 | $226,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 87,368 | $226,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 148,629 | $226,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 5,154 | $225,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 7,216 | $225,000 | thousands by filing date | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 8,256 | $225,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 68,040 | $225,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 4,939 | $225,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 20,864 | $225,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 1,569 | $224,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 43,693 | $224,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 9,503 | $223,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 17,152 | $223,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 11,859 | $222,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 7,095 | $222,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 40,100 | $222,000 | thousands by filing date | put |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 21,487 | $221,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 8,797 | $221,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 18,753 | $221,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 14,387 | $220,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 9,053 | $220,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 268 | $220,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 17,516 | $220,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 25,175 | $220,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 42,732 | $219,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 11,140 | $219,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 7,695 | $219,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 30,300 | $218,000 | thousands by filing date | call |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 3,580 | $218,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 18,080 | $218,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 12,200 | $218,000 | thousands by filing date | call |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 50,600 | $217,000 | thousands by filing date | put |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 9,934 | $217,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 40,828 | $217,000 | thousands by filing date | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 4,282 | $217,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 24,748 | $217,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 6,365 | $217,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 72,725 | $217,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 13,303 | $216,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 6,988 | $216,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 10,499 | $216,000 | thousands by filing date | |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 12,328 | $216,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 18,821 | $216,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 10,472 | $215,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T305 | CMN | 2,295 | $215,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 8,397 | $214,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 12,210 | $214,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 18,621 | $214,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 21,233 | $213,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 9,338 | $213,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 29,235 | $213,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 4,842 | $212,000 | thousands by filing date | |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 8,770 | $212,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 8,870 | $212,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 30,943 | $211,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 16,829 | $211,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 7,468 | $211,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 5,635 | $211,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 9,608 | $211,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 285,185 | $211,000 | thousands by filing date | |
| THE9 LTD | 88337K302 | ADR | 20,479 | $211,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 14,797 | $210,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 13,605 | $210,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 27,700 | $210,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 9,676 | $209,000 | thousands by filing date | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 9,264 | $209,000 | thousands by filing date | |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 8,216 | $209,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 7,229 | $209,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 52,755 | $209,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 50,839 | $208,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 11,089 | $208,000 | thousands by filing date | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 8,193 | $208,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 8,268 | $208,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 21,549 | $208,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A103 | CMN | 21,337 | $208,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 9,317 | $207,000 | thousands by filing date | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 25,000 | $206,000 | thousands by filing date | call |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 8,050 | $206,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 90,620 | $206,000 | thousands by filing date | |
| Renalytix PLC | 75973T101 | ADS | 10,283 | $206,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 2,607 | $205,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 36,973 | $205,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 2,037 | $205,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 3,391 | $204,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 25,639 | $204,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 8,633 | $203,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 14,096 | $203,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 11,736 | $203,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 32,531 | $203,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 413,992 | $203,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 7,472 | $202,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 2,604 | $202,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 21,755 | $202,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 5,980 | $202,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 43,916 | $202,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 2,000 | $201,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 24,904 | $201,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 2,030 | $201,000 | thousands by filing date | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 11,575 | $201,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 11,390 | $201,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 24279D105 | CLASS A COM | 20,000 | $201,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 32,928 | $200,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 42,583 | $200,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 46,025 | $199,000 | thousands by filing date | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 6,446 | $198,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 24,207 | $198,000 | thousands by filing date | |
| ICECURE MEDICAL LTD CAESAREA | M53071136 | SHS NEW | 22,534 | $198,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 34,684 | $198,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 2,115 | $197,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 38,682 | $197,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 8,497 | $197,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 10,482 | $195,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 1,670 | $195,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 34,254 | $195,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 1,780 | $195,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 14,198 | $195,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 49,904 | $195,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 15,206 | $193,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 13,797 | $193,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 10,206 | $193,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771VAB4 | NOTE 1.500%10/0 | 215,000 | $193,000 | thousands by filing date | principal |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 700 | $192,000 | thousands by filing date | put |
| STAGWELL INC | 85256A109 | COM CL A | 24,966 | $192,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 6,825 | $191,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 10,275 | $191,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 5,154 | $191,000 | thousands by filing date | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 13,010 | $190,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 5,524 | $190,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 7,362 | $190,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 15,736 | $188,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 16,416 | $188,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 31,788 | $188,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 36,014 | $187,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 7,100 | $187,000 | thousands by filing date | put |
| MARINE PRODS CORP | 568427108 | cs | 14,933 | $187,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 89,702 | $187,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 7,269 | $186,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 17,840 | $186,000 | thousands by filing date | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 4,389 | $186,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 75,446 | $186,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 3,905 | $186,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 5,099 | $185,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 6,413 | $185,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 18,873 | $184,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 35,607 | $184,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQU CO | 364681106 | CMN | 18,800 | $184,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 4,267 | $183,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 6,368 | $183,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 5,669 | $183,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 3,693 | $183,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 9,646 | $182,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 16,338 | $182,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 25,689 | $182,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 9,731 | $181,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 5,691 | $181,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 38,487 | $180,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 16,200 | $179,000 | thousands by filing date | put |
| TELOS CORP MD | 87969B101 | COM | 6,328 | $179,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 16,757 | $179,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 31,996 | $179,000 | thousands by filing date | |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 19,362 | $179,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 242,035 | $179,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 21,932 | $178,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 27,528 | $178,000 | thousands by filing date | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 8,935 | $178,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 24,984 | $178,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 4,360 | $177,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 12,102 | $177,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 19,911 | $177,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 36,961 | $176,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 14,507 | $176,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 19,909 | $176,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC | 253393AD4 | NOTE 3.250% 4/1 | 48,000 | $176,000 | thousands by filing date | principal |
| AUDACY INC | 05070N103 | COM | 47,816 | $176,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 22,100 | $176,000 | thousands by filing date | call |
| CERBERUS TELECOM ACQUISITION | G2040C104 | SHS CL A | 22,500 | $176,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 12,853 | $175,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 7,493 | $175,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 5,711 | $175,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 41,252 | $175,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 12,212 | $174,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 12,735 | $174,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 10,000 | $173,000 | thousands by filing date | call |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 23,531 | $173,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G300 | S&P SMLCAP QTY | 4,732 | $173,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 89,245 | $173,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 2,752 | $172,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 29,873 | $172,000 | thousands by filing date | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 11,134 | $172,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 8,375 | $172,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 31,255 | $172,000 | thousands by filing date | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 8,500 | $171,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 12,473 | $171,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 60,046 | $171,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 71,215 | $170,000 | thousands by filing date | |
| INNOVATE CORP | 45784J105 | COM | 41,504 | $170,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 12,543 | $170,000 | thousands by filing date | |
| ISHARES MSCI USA MIDCAP | 46435U143 | ETF | 4,643 | $170,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 18,347 | $169,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 23,057 | $169,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W302 | COM NEW CL A | 6,855 | $169,000 | thousands by filing date | |
| ANTELOPE ENTERPRISE HLDGS LTD SHS NEW | G041JN106 | Stock | 60,478 | $169,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 5,347 | $168,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 41,050 | $168,000 | thousands by filing date | |
| EQONEX LIMITED | Y2074E109 | SHS | 51,756 | $168,000 | thousands by filing date | |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 18,100 | $168,000 | thousands by filing date | put |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 11,980 | $167,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 47,923 | $167,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 9,358 | $166,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 8,583 | $166,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 18,439 | $166,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 5,734 | $166,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 38,223 | $165,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 4,626 | $165,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 7,857 | $165,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 10,233 | $165,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 55,691 | $165,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 73,000 | $164,000 | thousands by filing date | principal |
| GENERAC HLDGS INC | 368736104 | COM | 400 | $163,000 | thousands by filing date | call |
| OCUGEN INC | 67577C105 | COMMON STOCK | 22,700 | $163,000 | thousands by filing date | put |
| AMERANT BANCORP INC | 023576200 | CL B | 7,027 | $163,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 400 | $162,000 | thousands by filing date | call |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 9,533 | $161,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 13,984 | $161,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 31,651 | $161,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 3,383 | $161,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 19,460 | $161,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 16,098 | $160,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 6,329 | $160,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 7,230 | $160,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 15,761 | $160,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 4,407 | $159,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 23,367 | $159,000 | thousands by filing date | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 11,478 | $159,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 14,319 | $159,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 3,138 | $158,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 4,373 | $158,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 6,479 | $158,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 18,462 | $158,000 | thousands by filing date | |
| LILIUM N V | N52586109 | COM | 15,001 | $158,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 4,779 | $158,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 21,012 | $158,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 600 | $157,000 | thousands by filing date | put |
| BSQUARE CORP | 11776U300 | COM | 64,998 | $157,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 9,155 | $156,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 6,510 | $156,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 30,913 | $156,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 8,220 | $156,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 9,940 | $156,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 11,602 | $155,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 16,171 | $155,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 9,556 | $155,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 12,076 | $155,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 12,269 | $155,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 4,545 | $154,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 12,500 | $154,000 | thousands by filing date | call |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 21,717 | $154,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 25,000 | $154,000 | thousands by filing date | put |
| VYNE THERAP. | 92941V209 | COM | 110,274 | $154,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 18,923 | $154,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 6,373 | $154,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 4,252 | $153,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 150,000 | $153,000 | thousands by filing date | principal |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 24,658 | $152,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 5,196 | $152,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 31,837 | $152,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 25,601 | $152,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 15,000 | $152,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 47,601 | $151,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 14,804 | $150,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 18,211 | $150,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 14,017 | $150,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 2,969 | $150,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 6,212 | $150,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 24,314 | $150,000 | thousands by filing date | |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 13,842 | $150,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R202 | UNIT 99/99/9999 | 15,152 | $150,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 3,195 | $149,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 28,644 | $149,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 2,800 | $148,000 | thousands by filing date | call |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 20,990 | $148,000 | thousands by filing date | |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 19,273 | $148,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 3,500 | $147,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 48,156 | $147,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 7,065 | $147,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-020307 | this filing | 2021-11-15 | acceptance time not in the bulk data set |