13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 8,270 holding rows worth $969,060,922,000.
- Accession
- 0001567619-21-020307
- Filer
- CIK 70858
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 27,444 entries on the cover page, a total value of $969,060,922,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $969,060,922,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROCEPT BIOROBOTICS CORP COM | 74276L105 | Stock | 330 | $13,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 2,637 | $13,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 500 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 500 | $13,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 640 | $13,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 470 | $13,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 383 | $13,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 4,466 | $13,000 | thousands by filing date | |
| Tempest Therapeutics, Inc. | 87978U108 | Common Stock | 912 | $13,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 1,639 | $13,000 | thousands by filing date | |
| XOS INC | 98423B108 | COM | 2,839 | $13,000 | thousands by filing date | |
| LEAD EDGE GROWTH OPRTUNTS LT | G54085116 | WARR | 18,425 | $13,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714129 | WARR | 28,395 | $13,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 3,147 | $13,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 14,985 | $13,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 12,951 | $13,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X112 | W EXP 01/12/202 | 5,000 | $13,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A118 | RIGHT 10/14/2021 | 62,028 | $13,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 446 | $12,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T107 | US LRG CP CORE | 148 | $12,000 | thousands by filing date | |
| LEGALZOOM COM INC | 52466B103 | COM | 481 | $12,000 | thousands by filing date | |
| BIOVENTUS INC | 09075A108 | COM CL A | 811 | $12,000 | thousands by filing date | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 1,072 | $12,000 | thousands by filing date | |
| TALKSPACE INC | 87427V103 | COM | 3,188 | $12,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 8,890 | $12,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 2,229 | $12,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 1,300 | $12,000 | thousands by filing date | |
| CRYO-CELL INTL INC | 228895108 | COM | 1,000 | $12,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 3,694 | $12,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 1,000 | $12,000 | thousands by filing date | principal |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 1,520 | $12,000 | thousands by filing date | |
| AIRSPAN NETWORKS HOLDINGS IN | 00951K104 | COM | 1,801 | $12,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 3,039 | $12,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N204 | UNIT 12/18/2025 | 1,153 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 575 | $12,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CO | 48253T117 | WTS | 12,500 | $12,000 | thousands by filing date | |
| Sigma Additive Solutions, Inc. | 826598500 | common | 3,985 | $12,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 987 | $12,000 | thousands by filing date | |
| NUVALENT INC COM | 670703107 | Stock | 471 | $11,000 | thousands by filing date | |
| ASTRIA THERAPEUTICS INC COM | 04635X102 | Stock | 1,277 | $11,000 | thousands by filing date | |
| CARECLOUD INC | 14167R100 | COM | 1,401 | $11,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 375 | $11,000 | thousands by filing date | |
| CLIMB BIO INC | 28658R106 | COMMON STOCK | 614 | $11,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 320 | $11,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 10,012 | $11,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 15,697 | $11,000 | thousands by filing date | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 619 | $11,000 | thousands by filing date | |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | CLASS A COM | 598 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y659 | CYBERSECURITY FD | 438 | $11,000 | thousands by filing date | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 484 | $11,000 | thousands by filing date | |
| RALLYBIO CORP | 75120L100 | COM | 628 | $11,000 | thousands by filing date | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 6,185 | $11,000 | thousands by filing date | |
| Draganfly Inc | 26142Q205 | COM | 3,300 | $11,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 4,847 | $11,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 11,000 | $11,000 | thousands by filing date | principal |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 1,401 | $11,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 4,384 | $11,000 | thousands by filing date | |
| LIVE OAK CRESTVIEW CLIMATE A | 538086208 | UNIT 99/99/9999 | 1,100 | $11,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 11,239 | $11,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION II | G0R21B112 | WTS | 9,780 | $11,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 11,000 | $11,000 | thousands by filing date | principal |
| AKERNA CORP | 00973W102 | COM | 3,951 | $11,000 | thousands by filing date | |
| Warburg Pincus Capital Corp I-A | G9461D115 | Warrant | 10,000 | $11,000 | thousands by filing date | |
| Gores Technology Partners II Inc | 38287L115 | Warrant | 10,400 | $11,000 | thousands by filing date | |
| UCOMMUNE INTERNATIONAL LTD | G9449A100 | COM | 13,127 | $11,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 29,596 | $11,000 | thousands by filing date | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 1,592 | $10,000 | thousands by filing date | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 802 | $10,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 124 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 300 | $10,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 1,624 | $10,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 250 | $10,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 1,022 | $10,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 11,150 | $10,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 2,002 | $10,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 1,629 | $10,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 7,754 | $10,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 822 | $10,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 6,000 | $10,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807107 | CL A SHS | 1,000 | $10,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 3,000 | $10,000 | thousands by filing date | principal |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 186 | $10,000 | thousands by filing date | |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 4,890 | $10,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K203 | UNT | 1,000 | $10,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044AJ7 | Bond | 12,000 | $10,000 | thousands by filing date | principal |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 200 | $9,000 | thousands by filing date | put |
| ENOVIX CORPORATION COM | 293594107 | Stock | 469 | $9,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 424 | $9,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 2,157 | $9,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 707 | $9,000 | thousands by filing date | |
| PHARVARIS NV | N69605108 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 1,400 | $9,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 295 | $9,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 432 | $9,000 | thousands by filing date | |
| Evgo Inc W Exp 07/01/202 | 30052F118 | SPAC Combination | 5,000 | $9,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 236 | $9,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 1,377 | $9,000 | thousands by filing date | |
| PHENIXFIN CORP | 71742W103 | COM | 200 | $9,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 406 | $9,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 819 | $9,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 2,796 | $9,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 2,000 | $9,000 | thousands by filing date | principal |
| AGILETHOUGHT INC | 00857F100 | COM | 972 | $9,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP II | 31809Y103 | COM | 900 | $9,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 941 | $9,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 149 | $9,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 1,500 | $9,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 15,977 | $9,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 6,077 | $9,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP | 11134Y119 | WTS | 12,500 | $9,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641112 | *W EXP 01/20/202 | 12,196 | $9,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R202 | UNIT 99/99/9999 | 950 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 218 | $9,000 | thousands by filing date | |
| BORQS TECHNOLOGIES INC | G1466B103 | SHS | 14,806 | $9,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 275 | $9,000 | thousands by filing date | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 951 | $8,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 1,300 | $8,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 301 | $8,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 287 | $8,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 200 | $8,000 | thousands by filing date | put |
| REDWIRE CORPORATION | 75776W103 | COM | 879 | $8,000 | thousands by filing date | |
| REMITLY GLOBAL INC | 75960P104 | COM | 217 | $8,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 501 | $8,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 325 | $8,000 | thousands by filing date | |
| VASTA PLATFORM LTD CL A | G9440A109 | Stock | 1,770 | $8,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 1,492 | $8,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 1,442 | $8,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 140 | $8,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 1,154 | $8,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 653 | $8,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 463 | $8,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 4,060 | $8,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 2,598 | $8,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 363 | $8,000 | thousands by filing date | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 829 | $8,000 | thousands by filing date | |
| FOCUS UNVL INC | 34417J104 | COM | 971 | $8,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T117 | WARR | 11,715 | $8,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B121 | WARR | 10,000 | $8,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 4,986 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 544 | $8,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 547 | $8,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X128 | *W EXP 03/02/202 | 12,500 | $8,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 9,094 | $8,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 3,395 | $8,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y180 | COM | 5,122 | $8,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 12,875 | $8,000 | thousands by filing date | |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 2,775 | $8,000 | thousands by filing date | |
| ARCHAEA ENERGY INC | 03940F111 | *W EXP 10/26/202 | 1,100 | $8,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 296 | $7,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 2,784 | $7,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 1,698 | $7,000 | thousands by filing date | |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 402 | $7,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 788 | $7,000 | thousands by filing date | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 955 | $7,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 1,033 | $7,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 471 | $7,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 1,417 | $7,000 | thousands by filing date | |
| Dingdong Cayman Ltd -Sp | 25445D101 | COM | 300 | $7,000 | thousands by filing date | |
| DATA STORAGE CORP | 23786R201 | COM NEW | 1,500 | $7,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 1,587 | $7,000 | thousands by filing date | |
| BIOVIE INC | 09074F207 | COM | 1,093 | $7,000 | thousands by filing date | |
| NEXTERS INC | G6529J100 | COM | 1,008 | $7,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 2,500 | $7,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 675 | $7,000 | thousands by filing date | |
| AMESITE INC | 031094105 | COM | 4,000 | $7,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 4,886 | $7,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A116 | *W EXP 11/30/202 | 10,063 | $7,000 | thousands by filing date | |
| PAVMED INC | 70387R122 | *W EXP 04/30/202 | 1,000 | $7,000 | thousands by filing date | |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 1,340 | $7,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 7,306 | $7,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 3,379 | $7,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W106 | COM CL A | 687 | $7,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1,015 | $7,000 | thousands by filing date | principal |
| RENOVACOR INC | 75989E106 | COM | 745 | $7,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 345 | $6,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 15,500 | $6,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430123 | MARKETBETA US EQ | 106 | $6,000 | thousands by filing date | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 250 | $6,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 154 | $6,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 309 | $6,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 597 | $6,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 240 | $6,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 234 | $6,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T206 | US MDCP CORE EQT | 66 | $6,000 | thousands by filing date | |
| MYOMO INC | 62857J201 | COM NEW | 550 | $6,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 622 | $6,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 2,243 | $6,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 140 | $6,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 4,099 | $6,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 1,040 | $6,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430180 | MARKETBETA INTL | 100 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 354 | $6,000 | thousands by filing date | |
| GREENLAND TECHNOLOGIES HLDG | G4095T107 | ORD SHS CL A | 900 | $6,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 2,112 | $6,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 2,000 | $6,000 | thousands by filing date | |
| ELLOMAY CAPITAL LIMITED | M39927120 | SHS | 211 | $6,000 | thousands by filing date | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 323 | $6,000 | thousands by filing date | |
| TIDAL TRUST I | 886364306 | SOFI NEXT 500 | 429 | $6,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 1,903 | $6,000 | thousands by filing date | |
| TROIKA MEDIA GROUP INC | 89689F305 | COM | 4,841 | $6,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 36,746 | $6,000 | thousands by filing date | |
| CODEX DNA INC | 192003101 | COM | 508 | $6,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 6,000 | $6,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25460G807 | FUND | 400 | $6,000 | thousands by filing date | call |
| REALNETWORKS INC | 75605L708 | COM | 4,004 | $6,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 9,600 | $6,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 273 | $6,000 | thousands by filing date | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 7,295 | $6,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B107 | SHS | 659 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J692 | STRG EMERG ETF | 220 | $6,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 265 | $6,000 | thousands by filing date | |
| FLORA GROWTH CORP | 339764102 | COM | 1,049 | $6,000 | thousands by filing date | |
| FRANKLIN FTSE RUSSIA ETF | 35473P728 | OUTDATED | 179 | $6,000 | thousands by filing date | |
| BIOTRICITY INC COM NEW | 09074H104 | Stock | 2,048 | $6,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 7,054 | $6,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 503 | $6,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 722 | $6,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 300 | $5,000 | thousands by filing date | call |
| BRINKER INTL INC COM | 109641100 | Stock | 100 | $5,000 | thousands by filing date | put |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,001 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 69 | $5,000 | thousands by filing date | |
| BIG SKY INDL INC | 911805307 | COM | 994 | $5,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 435 | $5,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 165 | $5,000 | thousands by filing date | |
| CYTEK BIOSCIENCES INC | 23285D109 | COMMON STOCK | 223 | $5,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 99 | $5,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 113 | $5,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 2,099 | $5,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877201 | COM NEW | 168 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 252 | $5,000 | thousands by filing date | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 922 | $5,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 518 | $5,000 | thousands by filing date | |
| CYXTERA TECHNOLOGIES INC | 23284C102 | COMMON STOCK | 508 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 1,561 | $5,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 2,326 | $5,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K201 | TRUS | 500 | $5,000 | thousands by filing date | |
| VECTIVBIO HLDG AG | H9060V101 | COM | 677 | $5,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656107 | COM | 714 | $5,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 2,237 | $5,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 538 | $5,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 1,610 | $5,000 | thousands by filing date | |
| LIVE OAK MOBILITY ACQUISI CO | 538126202 | UNIT 03/01/2028 | 500 | $5,000 | thousands by filing date | |
| ROSS ACQUISITION CORP II | G7641C122 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A200 | UNIT 01/27/2026 | 500 | $5,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 1,424 | $5,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 774 | $5,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 2,000 | $5,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 1,115 | $5,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278100 | COM CLASS A | 501 | $5,000 | thousands by filing date | |
| ADITX THERAPEUTICS INC | 007025109 | COM | 2,947 | $5,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 3,757 | $5,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 3,000 | $5,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 150 | $5,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W205 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W208 | UNIT 03/31/2028 | 500 | $5,000 | thousands by filing date | |
| H I G ACQUISITION CORP UNIT | G44898115 | Stock | 500 | $5,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071201 | UNIT 12/28/2025 | 426 | $5,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 5,900 | $5,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 149 | $5,000 | thousands by filing date | |
| U S CENTY BK DORAL FLA | 90343D108 | CLASS A COM | 400 | $5,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 294 | $4,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 1,771 | $4,000 | thousands by filing date | |
| ELUTIA INC | 05479K106 | CL A COM | 641 | $4,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 500 | $4,000 | thousands by filing date | call |
| LENSAR INC | 52634L108 | COM | 500 | $4,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 185 | $4,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 206 | $4,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 1,035 | $4,000 | thousands by filing date | |
| OPPFI INC | 68386H103 | COMMON STOCK | 483 | $4,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 361 | $4,000 | thousands by filing date | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 166 | $4,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 124 | $4,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T404 | INTERNATIONL EQT | 51 | $4,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 1,250 | $4,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 300 | $4,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 228 | $4,000 | thousands by filing date | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 414 | $4,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 25,260 | $4,000 | thousands by filing date | principal |
| CKX LDS INC | 12562N104 | COM | 407 | $4,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 874 | $4,000 | thousands by filing date | |
| WILLIAMS INDUSTRIAL SERVICES | 96951A104 | COMMON STOCK | 1,000 | $4,000 | thousands by filing date | |
| SOVOS BRANDS INC | 84612U107 | COM | 320 | $4,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 287 | $4,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 245 | $4,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 309 | $4,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 2,225 | $4,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 491 | $4,000 | thousands by filing date | |
| CALLIDITAS THERAPEUTICS AB SPONSERED | 13124Q106 | ADS | 193 | $4,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 684 | $4,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 148 | $4,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 393 | $4,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQU CO | 364681114 | *W EXP 02/04/202 | 6,200 | $4,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M119 | *W EXP 01/14/202 | 7,136 | $4,000 | thousands by filing date | |
| HELBIZ INC | 42309B204 | CLASS A COM | 289 | $4,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G206 | UNIT 12/31/2027 | 385 | $4,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 159 | $4,000 | thousands by filing date | |
| FIELD TRIP HEALTH LTD | 31656R102 | COM | 900 | $4,000 | thousands by filing date | |
| THERATECHNOLOGIES INC | 88338HAA8 | NOTE 5.750% 6/3 | 4,000 | $4,000 | thousands by filing date | principal |
| CONFORMIS INC | 20717E101 | COM | 3,468 | $4,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 1,419 | $4,000 | thousands by filing date | |
| WISEKEY INTERNATIONAL HLDS L | 97727L200 | SPON ADS | 602 | $4,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W114 | *W EXP 12/07/202 | 2,009 | $4,000 | thousands by filing date | |
| TISHMAN SPEYER INNOVATION CO | 88825H209 | UNIT 02/11/2026 | 383 | $4,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 1,000 | $4,000 | thousands by filing date | principal |
| COVAW US 31 Dec 27 C11.5 | G2554Y120 | *W EXP 02/05/202 | 7,681 | $4,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 3,053 | $4,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P114 | UNIT 02/16/2026 | 395 | $4,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y158 | RIGHT 11/05/2022 | 24,918 | $4,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 1,067 | $3,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 108 | $3,000 | thousands by filing date | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 500 | $3,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 522 | $3,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 200 | $3,000 | thousands by filing date | |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 173 | $3,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 266 | $3,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 127 | $3,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 192 | $3,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 382 | $3,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 35 | $3,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 184 | $3,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 666 | $3,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 811 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 40 | $3,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 200 | $3,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P705 | ST STR NUVEE ETF | 100 | $3,000 | thousands by filing date | |
| MEDIROM HEALTHCARE TECH INC | 58510H103 | SPONSORED ADS | 326 | $3,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 90 | $3,000 | thousands by filing date | |
| BRIACELL THERAPEUTICS ORD | 10778Y302 | COM | 372 | $3,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 1,371 | $3,000 | thousands by filing date | |
| PB BANKSHARES INC | 69318V103 | COM | 250 | $3,000 | thousands by filing date | |
| MERIDIANLINK INC | 58985J105 | COMMON STOCK | 149 | $3,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 1,000 | $3,000 | thousands by filing date | |
| Barclays Bank PLC | 06747R477 | COM | 8,678 | $3,000 | thousands by filing date | principal |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 3,000 | $3,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 1,000 | $3,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 3,000 | $3,000 | thousands by filing date | principal |
| XCEL BRANDS INC | 98400M101 | COM NEW | 1,732 | $3,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 1,251 | $3,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 1,536 | $3,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 510 | $3,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 521 | $3,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 1,204 | $3,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 1,050 | $3,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 713 | $3,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 1,675 | $3,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 1,822 | $3,000 | thousands by filing date | |
| ARDAGH METAL PACKAGING S A | L02235114 | *W EXP 08/04/202 | 1,327 | $3,000 | thousands by filing date | |
| OMNIQ CORP | 68217M107 | COM | 315 | $3,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 3,810 | $3,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C607 | COM | 1,525 | $3,000 | thousands by filing date | |
| CERENCE INC | 156727AB5 | NOTE 3.000% 6/0 | 1,000 | $3,000 | thousands by filing date | principal |
| EVOGENE LTD | M4119S104 | SHS | 1,424 | $3,000 | thousands by filing date | |
| VICINITY MOTOR CORP | 925654105 | COM | 700 | $3,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 3,386 | $3,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 739 | $3,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 2,565 | $3,000 | thousands by filing date | |
| CLARIM ACQUISITION CORP | 18049C108 | CMN | 300 | $3,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U119 | UNIT 99/99/9999 | 300 | $3,000 | thousands by filing date | |
| TAOPING INC | G8675V119 | SHS NEW | 1,112 | $3,000 | thousands by filing date | |
| MMTEC INC | G6181K106 | SHS | 2,371 | $3,000 | thousands by filing date | |
| 17 ED & TECHNOLOGY GROUP INC | 81807M106 | ADS | 3,850 | $3,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 50 | $2,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 175 | $2,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 100 | $2,000 | thousands by filing date | put |
| AUDIOEYE INC | 050734201 | COM NEW | 150 | $2,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 271 | $2,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 1,500 | $2,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 63 | $2,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 327 | $2,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 178 | $2,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 94 | $2,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 80 | $2,000 | thousands by filing date | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 100 | $2,000 | thousands by filing date | |
| ENGAGESMART INC | 29283F103 | COMMON STOCK | 50 | $2,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 700 | $2,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 81 | $2,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 541 | $2,000 | thousands by filing date | |
| CVRX INC | 126638105 | COMMON STOCK | 151 | $2,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 00489Q102 | REIT | 97 | $2,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 102 | $2,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 371 | $2,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 562 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 89 | $2,000 | thousands by filing date | |
| BLOOMIA HOLDINGS INC | 45765Y204 | COM NEW | 300 | $2,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 137 | $2,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 65 | $2,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 69 | $2,000 | thousands by filing date | |
| NOUVEAU MONDE GRAPHITE INC | 66979W842 | COM NEW | 400 | $2,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 576 | $2,000 | thousands by filing date | |
| BTCS INC | 05581M404 | CMN | 306 | $2,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 210 | $2,000 | thousands by filing date | |
| MARKETWISE INC | 57064P107 | COM CL A | 279 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 140 | $2,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 762 | $2,000 | thousands by filing date | |
| COHEN & CO INC NEW | 19249M102 | COM | 94 | $2,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 500 | $2,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 664 | $2,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 180 | $2,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 1,371 | $2,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 2,000 | $2,000 | thousands by filing date | |
| Angel Oak DFS Inc TR | 03462A102 | COM | 100 | $2,000 | thousands by filing date | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 467 | $2,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,967 | $2,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 1,239 | $2,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 2,139 | $2,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193AE4 | NOTE 2.750% 5/0 | 1,000 | $2,000 | thousands by filing date | principal |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 304 | $2,000 | thousands by filing date | |
| ENETI INC | Y2294C107 | COM | 134 | $2,000 | thousands by filing date | |
| GULF RES INC | 40251W408 | COM | 400 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 31 | $2,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 1,000 | $2,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 2,000 | $2,000 | thousands by filing date | principal |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 515 | $2,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 2,000 | $2,000 | thousands by filing date | principal |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 1,000 | $2,000 | thousands by filing date | principal |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 1,206 | $2,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 836 | $2,000 | thousands by filing date | |
| LIVEPERSON INC | 538146AB7 | BOND | 1,000 | $2,000 | thousands by filing date | principal |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 264 | $2,000 | thousands by filing date | |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 100 | $2,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 225 | $2,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 401 | $2,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 1,004 | $2,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 1,212 | $2,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 200 | $2,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 180 | $2,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 249 | $2,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 92 | $2,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 82 | $2,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 1,000 | $2,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 2,000 | $2,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 654 | $2,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 1,823 | $2,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 3,000 | $2,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 706 | $2,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 964 | $2,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 182 | $2,000 | thousands by filing date | |
| CLOOPEN GROUP HOLDING LIMITE | 18900M104 | ADS | 456 | $2,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 371 | $2,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 561 | $2,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P118 | WTS | 2,166 | $2,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 2,156 | $2,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 522 | $2,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 1,022 | $2,000 | thousands by filing date | |
| EJF ACQUISITION CORP | G2955B125 | *W EXP 03/10/202 | 1,263 | $2,000 | thousands by filing date | |
| FG FINANCIAL GROUP INC | 30259W104 | COM | 331 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 75 | $2,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 163 | $2,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 1,000 | $2,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 334 | $2,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 305 | $1,000 | thousands by filing date | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 47 | $1,000 | thousands by filing date | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 8 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 1,820 | $1,000 | thousands by filing date | principal |
| ALTIMMUNE INC | 02155H200 | COM NEW | 100 | $1,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 16 | $1,000 | thousands by filing date | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 194 | $1,000 | thousands by filing date | |
| LIFEMD INC | 53216B104 | COM | 183 | $1,000 | thousands by filing date | |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 211 | $1,000 | thousands by filing date | |
| NOBLE CORP NEW | G6610J209 | SHS | 22 | $1,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 153 | $1,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 23 | $1,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 161 | $1,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 153 | $1,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 111 | $1,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 337 | $1,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 348 | $1,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 256 | $1,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 31 | $1,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 118 | $1,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 710 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 86 | $1,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 525 | $1,000 | thousands by filing date | |
| NEPHROS INC | 640671400 | COM | 169 | $1,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 269 | $1,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 106 | $1,000 | thousands by filing date | |
| ISHARES MSCI JAPAN VALUE ETF | 46435U374 | ETF | 36 | $1,000 | thousands by filing date | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 310 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 1,554 | $1,000 | thousands by filing date | principal |
| UNITED BANCORP INC OHIO | 909911109 | COM | 62 | $1,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 58 | $1,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 297 | $1,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 58 | $1,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 59 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 25 | $1,000 | thousands by filing date | |
| JIAYIN GROUP INC | 47737C104 | CMN | 200 | $1,000 | thousands by filing date | |
| RESEARCH SOLUTIONS INC | 761025105 | CMN | 506 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 32 | $1,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 111 | $1,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 281 | $1,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 44 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 14 | $1,000 | thousands by filing date | |
| RENOVORX INC | 75989R107 | COM NEW | 100 | $1,000 | thousands by filing date | |
| GLIMPSE GROUP INC | 37892C106 | COM | 168 | $1,000 | thousands by filing date | |
| SONO TEK CORP | 835483108 | COM | 296 | $1,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 81 | $1,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 39 | $1,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 120 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-020307 | this filing | 2021-11-15 | acceptance time not in the bulk data set |