13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 8,270 holding rows worth $969,060,922,000.
- Accession
- 0001567619-21-020307
- Filer
- CIK 70858
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 27,444 entries on the cover page, a total value of $969,060,922,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $969,060,922,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEXTDECADE CORP | 65342K105 | COM | 19,785 | $55,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 6,936 | $55,000 | thousands by filing date | |
| POWERED BRANDS | G7209M108 | COM | 5,633 | $55,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 3,800 | $54,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 600 | $54,000 | thousands by filing date | put |
| NETAPP INC COM | 64110D104 | Stock | 600 | $54,000 | thousands by filing date | call |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 3,342 | $54,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 14,777 | $54,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 3,608 | $54,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 1,175 | $54,000 | thousands by filing date | |
| BRAGG GAMING GROUP INC | 104833306 | CMN | 5,674 | $54,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 9,238 | $54,000 | thousands by filing date | |
| LAVA THERAPEUTICS NV | N51517105 | SHS | 9,070 | $54,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 6,237 | $54,000 | thousands by filing date | |
| VTEX SHS CL A | G9470A102 | Stock | 2,600 | $53,000 | thousands by filing date | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 5,132 | $53,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 1,783 | $53,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 3,618 | $53,000 | thousands by filing date | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 1,468 | $53,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 4,825 | $53,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330AB5 | BOND | 46,000 | $53,000 | thousands by filing date | principal |
| APREA THERAPEUTICS INC | 03836J102 | COM | 10,306 | $53,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO COM CL A | 98566K105 | Stock | 5,200 | $53,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 2,221 | $52,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1,272 | $52,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T800 | HIGH YIELD ETF | 925 | $52,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 10,783 | $52,000 | thousands by filing date | |
| VITRU LTD | G9440D103 | COM | 3,276 | $52,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 25,018 | $52,000 | thousands by filing date | |
| RXSIGHT INC | 78349D107 | COM | 4,031 | $51,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 11,591 | $51,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 1,000 | $51,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 1,195 | $51,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 7,267 | $51,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 14,358 | $51,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 50,000 | $51,000 | thousands by filing date | principal |
| MEI PHARMA INC | 55279B202 | COM NEW | 18,567 | $51,000 | thousands by filing date | |
| KAIROS ACQUISITION CORP | G52110122 | UNIT 99/99/9999 | 5,114 | $51,000 | thousands by filing date | |
| TIDAL ETF TR | 886364207 | SOFI SELCT 500 | 3,208 | $51,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 11,696 | $51,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 17,771 | $51,000 | thousands by filing date | |
| ISHARES ESG SELECT SCREENED S&P 500 ETF | 46436E569 | ETF | 1,519 | $50,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 1,725 | $50,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 3,716 | $50,000 | thousands by filing date | |
| SHARECARE INC | 81948W104 | COM | 6,048 | $50,000 | thousands by filing date | |
| RA MED SYS INC | 74933X203 | COM | 16,055 | $50,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 1,316 | $50,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 12,662 | $50,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 6,388 | $50,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G872 | DAILY TECHNOLOGY | 10,409 | $50,000 | thousands by filing date | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 2,447 | $49,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 11,778 | $49,000 | thousands by filing date | |
| KARAT PACKAGING INC | 48563L101 | COM | 2,336 | $49,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 3,160 | $49,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 2,808 | $49,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 10,901 | $49,000 | thousands by filing date | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 1,725 | $49,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,624 | $49,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 1,402 | $49,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 9,800 | $49,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 1,043 | $49,000 | thousands by filing date | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 4,383 | $49,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTCLASS A | 28489L104 | STOK | 6,645 | $49,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 32,004 | $49,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 6,957 | $49,000 | thousands by filing date | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 7,400 | $49,000 | thousands by filing date | put |
| PRIME IMPACT ACQUISITION I | G61074103 | SHS CL A | 5,000 | $49,000 | thousands by filing date | |
| ERO COPPER CORP COM | 296006109 | Stock | 2,726 | $48,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 1,735 | $48,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 2,440 | $48,000 | thousands by filing date | |
| MATTERPORT INC | 577096100 | COM CL A | 2,550 | $48,000 | thousands by filing date | |
| FFBW INC MD | 30260M103 | COM | 3,947 | $48,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 3,326 | $48,000 | thousands by filing date | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 1,700 | $47,000 | thousands by filing date | call |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 478 | $47,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 748 | $47,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 6,561 | $47,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 38,735 | $47,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 3,081 | $47,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 500 | $46,000 | thousands by filing date | call |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 2,076 | $46,000 | thousands by filing date | |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 2,740 | $46,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 920 | $46,000 | thousands by filing date | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 2,912 | $46,000 | thousands by filing date | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 2,799 | $46,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 449 | $46,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 996 | $46,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 911 | $46,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 3,400 | $46,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 5,670 | $46,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 8,631 | $46,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 22,283 | $46,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 21,258 | $46,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 8,000 | $46,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189H706 | UNCVTL OIL GAS | 324 | $46,000 | thousands by filing date | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 4,502 | $45,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 3,220 | $45,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 4,847 | $45,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 3,728 | $45,000 | thousands by filing date | |
| EUROPEAN WAX CTR INC | 29882P106 | CLASS A COM | 1,603 | $45,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 2,000 | $45,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607124 | *W EXP 01/20/202 | 65,647 | $45,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 11,300 | $45,000 | thousands by filing date | |
| ATHENA TECHNOLOGY ACQUISI CO | 04687A117 | *W EXP 03/31/202 | 33,333 | $45,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 412 | $44,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 2,515 | $44,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 4,888 | $44,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E232 | DAILY SMALL CAP | 1,412 | $44,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 39,000 | $44,000 | thousands by filing date | principal |
| POLYMET MNG CORP | 731916409 | COM | 14,396 | $44,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 20,399 | $44,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 12,243 | $44,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 16,393 | $44,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 66,812 | $44,000 | thousands by filing date | |
| BIT BROTHER LIMITED | G1144D109 | SHS | 51,884 | $44,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 17,783 | $43,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 300 | $43,000 | thousands by filing date | put |
| ISHARES TR | 464287754 | US INDUSTRIALS | 400 | $43,000 | thousands by filing date | call |
| CELCUITY INC | 15102K100 | COM | 2,365 | $43,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 7,575 | $43,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 3,260 | $43,000 | thousands by filing date | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 3,300 | $43,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 3,467 | $43,000 | thousands by filing date | |
| POINT BIOPHARMA GLOBAL INC | 730541109 | COM | 5,615 | $43,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 25,999 | $43,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 14,164 | $42,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 901 | $42,000 | thousands by filing date | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 9,128 | $42,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 4,580 | $42,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 4,347 | $42,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 9,185 | $42,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 1,600 | $42,000 | thousands by filing date | put |
| SIERRA METALS INC | 82639W106 | COM | 23,225 | $42,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,840 | $42,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 1,970 | $42,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A119 | *W EXP 01/27/202 | 66,188 | $42,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 2,978 | $41,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 2,141 | $41,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,294 | $41,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 11,000 | $41,000 | thousands by filing date | |
| ICOSAVAX INC | 45114M109 | COM | 1,376 | $41,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 17,248 | $41,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 500 | $40,000 | thousands by filing date | call |
| HUMACYTE INC | 44486Q103 | COM | 3,502 | $40,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 1,096 | $40,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 4,621 | $40,000 | thousands by filing date | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 1,767 | $40,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 1,960 | $40,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 4,868 | $40,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 1,831 | $40,000 | thousands by filing date | |
| NATUZZI S P A | 63905A200 | SPON ADS | 2,439 | $40,000 | thousands by filing date | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 2,211 | $40,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 5,979 | $40,000 | thousands by filing date | |
| MONDAY COM LTD SHS | M7S64H106 | Stock | 117 | $39,000 | thousands by filing date | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 6,250 | $39,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 1,593 | $39,000 | thousands by filing date | |
| DBX ETF TR | 233051267 | XTRACKERS LOW | 765 | $39,000 | thousands by filing date | |
| ROSS ACQUISITION II CORP | g7641c114 | WT | 43,803 | $39,000 | thousands by filing date | |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 1,547 | $39,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 186 | $39,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R110 | *W EXP 03/31/202 | 58,333 | $39,000 | thousands by filing date | |
| 180 LIFE SCIENCES CORP | 68236V104 | COM | 7,153 | $39,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 2,841 | $38,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 2,466 | $38,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 5,687 | $38,000 | thousands by filing date | |
| LEE ENTERPRISES INC | 523768406 | COM | 1,696 | $38,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 12,548 | $38,000 | thousands by filing date | |
| AFTERNEXT HEALTHTECH ACQUISITION | G01109118 | COMMON STOCK-FO | 3,800 | $38,000 | thousands by filing date | |
| DICE THERAPEUTICS INC | 23345J104 | COM | 1,178 | $38,000 | thousands by filing date | |
| PARTS ID INC | 702141102 | COM | 7,333 | $38,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 11,727 | $38,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 9,359 | $38,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 18,647 | $38,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 5,592 | $37,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 3,004 | $37,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 1,688 | $37,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 9,628 | $37,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 728 | $37,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 4,148 | $37,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 4,080 | $37,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 41,173 | $37,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 700 | $36,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 25,181 | $36,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 21,183 | $36,000 | thousands by filing date | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 833 | $36,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 1,659 | $36,000 | thousands by filing date | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 3,168 | $36,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 6,445 | $36,000 | thousands by filing date | |
| RAND CAP CORP COM NEW | 752185207 | CEF | 2,249 | $36,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E495 | PURBTA 0 5 YR | 1,359 | $36,000 | thousands by filing date | |
| INTERCURE LTD | M549GJ111 | COM NEW | 5,164 | $36,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 3,685 | $36,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 3,371 | $36,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 3,467 | $36,000 | thousands by filing date | |
| BIOMX INC | 09090D103 | COM | 11,863 | $36,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G107 | COM CL A | 3,662 | $36,000 | thousands by filing date | |
| SUPERNOVA PARTN ACQ CO III L | G8T90F110 | UNIT 99/99/9999 | 3,616 | $36,000 | thousands by filing date | |
| ESPORTS TECHNOLOGIES INC | 29667L106 | COM | 1,093 | $36,000 | thousands by filing date | |
| Concord Acquisition Corp | 206071110 | *W EXP 11/28/202 | 20,500 | $36,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 894 | $35,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 1,799 | $35,000 | thousands by filing date | |
| Yalla Group Ltd | 98459U103 | COM | 4,677 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 1,625 | $35,000 | thousands by filing date | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 2,659 | $35,000 | thousands by filing date | |
| MFA FINL INC | 55272XAA0 | BOND | 34,000 | $35,000 | thousands by filing date | principal |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 3,061 | $35,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 14,424 | $35,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 2,519 | $35,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 1,359 | $34,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 2,000 | $34,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | g25741110 | WT | 66,666 | $34,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 450 | $34,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 6,505 | $34,000 | thousands by filing date | |
| IRONNET INC | 46323Q105 | COM | 1,981 | $34,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 15,500 | $34,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9460M116 | UNIT 99/99/9999 | 3,400 | $34,000 | thousands by filing date | |
| PYROGENESIS CDA INC | 74734T104 | COM | 8,562 | $34,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 3,284 | $34,000 | thousands by filing date | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 505 | $33,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 7,557 | $33,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 5,285 | $33,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 17,217 | $33,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 5,051 | $33,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 943 | $33,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 866 | $33,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 571 | $33,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 4,595 | $33,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 25,643 | $33,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 3,385 | $33,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 1,406 | $33,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 10,400 | $33,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 20,841 | $33,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 1,000 | $32,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 3,286 | $32,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 300 | $32,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 3,139 | $32,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 2,647 | $32,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 14,803 | $32,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E240 | FUND | 1,367 | $32,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 5,756 | $32,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 20,710 | $32,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP | 26886A119 | WTS | 55,721 | $32,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 2,249 | $32,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 1,377 | $31,000 | thousands by filing date | |
| DOXIMITY INC CL A | 26622P107 | Stock | 387 | $31,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 928 | $31,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 1,550 | $31,000 | thousands by filing date | |
| MAXCYTE INC | 57777K106 | COM | 2,586 | $31,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 855 | $31,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 15,706 | $31,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L126 | *W EXP 99/99/999 | 41,523 | $31,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUSTN CO I | 482505104 | COM CL A | 3,000 | $31,000 | thousands by filing date | |
| GREENBROOK TMS INC | 393704309 | Common Stock | 4,215 | $31,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 6,706 | $31,000 | thousands by filing date | |
| COLICITY INC | 194170114 | *W EXP 02/24/202 | 37,888 | $31,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 12,593 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 1,200 | $30,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 2,470 | $30,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 2,447 | $30,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 22,046 | $30,000 | thousands by filing date | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 2,033 | $30,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 5,753 | $30,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 8,086 | $30,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 2,997 | $30,000 | thousands by filing date | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 1,756 | $30,000 | thousands by filing date | |
| AEYE INC | 008183105 | COM | 5,472 | $30,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 51,692 | $30,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 14,025 | $30,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W201 | UNIT 11/30/2027 | 3,000 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347G689 | ULTSHT RUSS2000 | 2,110 | $30,000 | thousands by filing date | |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 2,596 | $30,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 27,562 | $30,000 | thousands by filing date | |
| TAKUNG ART LTD | 87407Q207 | COM NEW | 3,913 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 200 | $29,000 | thousands by filing date | call |
| KALTURA INC | 483467106 | COMMON STOCK | 2,809 | $29,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 11,592 | $29,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 10,066 | $29,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 11,078 | $29,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 1,107 | $29,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 8,478 | $29,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 20,000 | $29,000 | thousands by filing date | |
| CREATD INC | 225265107 | COM | 10,735 | $29,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II | 743497109 | CMN | 3,000 | $29,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 704 | $29,000 | thousands by filing date | |
| BLUECITY HLDGS LTD | 09610L106 | ADS | 9,690 | $29,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 1,549 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,506 | $28,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 2,261 | $28,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 38 | $28,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 2,800 | $28,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 50,000 | $28,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 6,470 | $28,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P777 | FTSE HONG KONG | 1,102 | $28,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 6,947 | $28,000 | thousands by filing date | |
| MONGODB INC | 60937PAB2 | NOTE | 4,000 | $28,000 | thousands by filing date | principal |
| RESONANT INC | 76118L102 | COM | 11,504 | $28,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC | 76090R101 | CMN | 9,595 | $28,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 3,435 | $27,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 5,800 | $27,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 898 | $27,000 | thousands by filing date | |
| DBX ETF TR | 233051192 | XTKR EMGRIN MKTS | 819 | $27,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 1,525 | $27,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 3,282 | $27,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 2,669 | $27,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 27,000 | $27,000 | thousands by filing date | principal |
| COLUMBIA ETF TR I | 19761L706 | RESH ENHNC COR | 883 | $26,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 3,000 | $26,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 5,358 | $26,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 2,256 | $26,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 3,000 | $26,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 100 | $26,000 | thousands by filing date | call |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 260 | $26,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 2,391 | $26,000 | thousands by filing date | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 1,596 | $26,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 2,413 | $26,000 | thousands by filing date | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 978 | $26,000 | thousands by filing date | |
| RANI THERAPEUTICS HLDGS INC | 753018100 | CMN | 1,467 | $26,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 3,000 | $26,000 | thousands by filing date | |
| ROCKLEY PHOTONICS HLDGS LTD | G7614L109 | COM | 3,400 | $26,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 7,785 | $26,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R118 | *W EXP 02/05/202 | 35,037 | $26,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 1,150 | $26,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P122 | *W EXP 02/16/202 | 48,038 | $26,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,500 | $25,000 | thousands by filing date | put |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,000 | $25,000 | thousands by filing date | call |
| CONFLUENT INC | 20717M103 | CLASS A COM | 423 | $25,000 | thousands by filing date | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 1,060 | $25,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 466 | $25,000 | thousands by filing date | |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 2,291 | $25,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 25,000 | $25,000 | thousands by filing date | principal |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 6,514 | $25,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 5,919 | $25,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 12,526 | $25,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N110 | WTS | 38,000 | $25,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 1,000 | $24,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 300 | $24,000 | thousands by filing date | put |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 4,282 | $24,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 1,387 | $24,000 | thousands by filing date | |
| WATERDROP INC | 94132V105 | CMN | 10,010 | $24,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 900 | $24,000 | thousands by filing date | |
| GUILD HLDGS CO | 40172N107 | CL A | 1,709 | $24,000 | thousands by filing date | |
| EVOLVE TRANSITION INFRASTRU | 30053M104 | COM UNITS REP B | 22,925 | $24,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y114 | *W EXP 99/99/999 | 33,333 | $24,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 982 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 2,810 | $24,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 26,708 | $24,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 28,914 | $24,000 | thousands by filing date | |
| FRESHWORKS INC CLASS A COM | 358054104 | Stock | 540 | $23,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 1,512 | $23,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 8,900 | $23,000 | thousands by filing date | |
| FORGEROCK INC | 34631B101 | CL A | 600 | $23,000 | thousands by filing date | |
| DOMA HOLDINGS INC | 25703A104 | COM | 3,072 | $23,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 2,878 | $23,000 | thousands by filing date | |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 334 | $23,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 29,435 | $23,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 34,186 | $23,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 7,128 | $23,000 | thousands by filing date | |
| FREYR BATTERY | L4135L100 | SHS | 2,184 | $22,000 | thousands by filing date | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 438 | $22,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 1,339 | $22,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 1,126 | $22,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 6,193 | $22,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 996 | $22,000 | thousands by filing date | |
| VICTORYSHARES U S | 92647N576 | MF Closed and MF Open | 342 | $22,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 725 | $22,000 | thousands by filing date | |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 1,486 | $22,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 25,000 | $22,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 10,611 | $22,000 | thousands by filing date | |
| Invesco BulletShares 2030 Corp Bd ETF | 46138J460 | SHS | 1,101 | $21,000 | thousands by filing date | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 1,035 | $21,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 26,077 | $21,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 5,517 | $21,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 10,501 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 952 | $21,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767678 | INDX FD | 500 | $21,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 3,647 | $21,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 1,094 | $21,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 4,327 | $21,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 1,200 | $21,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 1,135 | $21,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 33,333 | $21,000 | thousands by filing date | |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 7,600 | $21,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 100 | $20,000 | thousands by filing date | call |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 127 | $20,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 1,377 | $20,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 1,963 | $20,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 6,100 | $20,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 25,000 | $20,000 | thousands by filing date | principal |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 2,166 | $20,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 24,051 | $20,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 3,000 | $20,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 649 | $20,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 6,650 | $20,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 6,359 | $20,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087R116 | *W EXP 03/05/202 | 25,000 | $20,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 3,447 | $19,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 3,413 | $19,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 990 | $19,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 2,061 | $19,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 4,666 | $19,000 | thousands by filing date | |
| ATRENEW INC | 00138L108 | SPONSORED ADS | 1,862 | $19,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 3,874 | $19,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 18,313 | $19,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 6,717 | $19,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 2,310 | $19,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 9,000 | $19,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 2,643 | $19,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 500 | $19,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 6,382 | $19,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 31,858 | $19,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 8,106 | $19,000 | thousands by filing date | |
| BIT MINING LIMITED | 055474100 | SPON ADR REP A | 2,326 | $19,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H203 | COM NEW | 3,333 | $19,000 | thousands by filing date | |
| ISHARES TR | 46435U382 | MSCI JP EQUL | 476 | $19,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 1,000 | $18,000 | thousands by filing date | put |
| LSB INDS INC | 502160104 | COM | 1,801 | $18,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 1,046 | $18,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 703 | $18,000 | thousands by filing date | |
| TEADS HLDG CO | 69002R103 | COM | 1,206 | $18,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 2,653 | $18,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 2,913 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 846 | $18,000 | thousands by filing date | |
| ACHILLES THERAPEUTICS PL-ADR | 00449L102 | COM | 2,367 | $18,000 | thousands by filing date | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 881 | $18,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 2,621 | $18,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 1,140 | $18,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 6,214 | $18,000 | thousands by filing date | |
| IMAGO BIOSCIENCES INC | 45250K107 | COM | 854 | $18,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 30,612 | $18,000 | thousands by filing date | |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 4,155 | $18,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 10,807 | $18,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 4,056 | $18,000 | thousands by filing date | |
| NOMAD ROYALTY COMPANY LTD | 65532M606 | COM NEW | 3,020 | $18,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 100 | $17,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 38149W101 | ACCESS US AGRAT | 341 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 500 | $17,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y821 | CMN | 656 | $17,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P843 | CMN | 598 | $17,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 5,496 | $17,000 | thousands by filing date | |
| MONEYLION INC | 60938K106 | COM | 2,500 | $17,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 4,108 | $17,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 4,377 | $17,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 2,869 | $17,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 8,192 | $17,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 5,901 | $17,000 | thousands by filing date | |
| ORIENTAL CULTURE HOLDING LTD | G6796W107 | ORD SHS | 4,372 | $17,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 3,030 | $17,000 | thousands by filing date | |
| FIGURE ACQUISITION CORP I | 302438205 | UNIT 99/99/9999 | 1,800 | $17,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 1,747 | $16,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,413 | $16,000 | thousands by filing date | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 607 | $16,000 | thousands by filing date | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 591 | $16,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 4,900 | $16,000 | thousands by filing date | |
| CELULARITY INC | 151190105 | COM | 2,223 | $16,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 4,350 | $16,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q121 | *W EXP 08/21/202 | 7,322 | $16,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 17,895 | $16,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 20,000 | $16,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III | 44376L115 | WTS | 20,000 | $16,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP | 92259E112 | WTS | 22,646 | $16,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 8,000 | $16,000 | thousands by filing date | principal |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 515 | $16,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 903 | $16,000 | thousands by filing date | |
| THIMBLE POINT ACQUISITION CO | 88408P115 | *W EXP 02/04/202 | 16,666 | $16,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 200 | $15,000 | thousands by filing date | call |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 2,235 | $15,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 1,175 | $15,000 | thousands by filing date | |
| TYRA BIOSCIENCES INC | 90240B106 | COMMON STOCK | 885 | $15,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 573 | $15,000 | thousands by filing date | |
| Tuya Inc | 90114C107 | COM | 1,672 | $15,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P637 | FTSE JAPAN HDG | 463 | $15,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 3,614 | $15,000 | thousands by filing date | |
| OLO INC | 68134L109 | COMMON STOCK | 500 | $15,000 | thousands by filing date | put |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 1,241 | $15,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 1,818 | $15,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 615 | $15,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1,899 | $15,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 787 | $15,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 527 | $15,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 6,306 | $15,000 | thousands by filing date | |
| ABITS GROUP INC | G6S34K105 | ORDINARY SHARES | 1,920 | $15,000 | thousands by filing date | |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 5,863 | $15,000 | thousands by filing date | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 542 | $14,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P660 | FRANKLIN ASIA | 514 | $14,000 | thousands by filing date | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 7,304 | $14,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 900 | $14,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 685 | $14,000 | thousands by filing date | |
| ORANGE COUNTY BANCORP INC | 68417L107 | COMMON STOCK | 400 | $14,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 1,332 | $14,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 444 | $14,000 | thousands by filing date | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 990 | $14,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 4,000 | $14,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 1,200 | $14,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 572 | $14,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 8,221 | $14,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 2,871 | $14,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 29,420 | $14,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 1,750 | $14,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M112 | WTS | 25,000 | $14,000 | thousands by filing date | |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 3,370 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-020307 | this filing | 2021-11-15 | acceptance time not in the bulk data set |