13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 8,270 holding rows worth $969,060,922,000.
- Accession
- 0001567619-21-020307
- Filer
- CIK 70858
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 27,444 entries on the cover page, a total value of $969,060,922,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $969,060,922,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 75,447 | $602,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 21,548 | $602,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 17,000 | $600,000 | thousands by filing date | call |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 45,518 | $597,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 48,087 | $597,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 15,565 | $597,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 20,825 | $597,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R630 | SP KENSHO FINAL | 15,041 | $597,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 9,928 | $595,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 10,141 | $595,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 58,562 | $593,000 | thousands by filing date | |
| DRAGONEER GROWTH OPT CORP II | G28315102 | CL A SHS | 60,520 | $593,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 58,312 | $592,000 | thousands by filing date | |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 604,000 | $592,000 | thousands by filing date | principal |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 107,015 | $592,000 | thousands by filing date | |
| G SQUARED ASCEND I INC | G4204R109 | SHS CL A | 60,000 | $592,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 23,333 | $591,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 192,004 | $591,000 | thousands by filing date | |
| FIGURE ACQUISITION CORP I -A | 302438106 | COM CL A | 60,000 | $591,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 16,100 | $589,000 | thousands by filing date | put |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 33,600 | $589,000 | thousands by filing date | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 19,947 | $588,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 13,500 | $588,000 | thousands by filing date | call |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 36,582 | $588,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 17,587 | $588,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L100 | CMN | 59,853 | $588,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 31,488 | $587,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 563,000 | $586,000 | thousands by filing date | principal |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 37,227 | $584,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F201 | COM NEW | 23,980 | $584,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 21,604 | $584,000 | thousands by filing date | |
| OSCAR HEALTH INC | 687793109 | CL A | 33,568 | $583,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 86,471 | $583,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 11,840 | $582,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 70,604 | $579,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 8,371 | $578,000 | thousands by filing date | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 36,505 | $578,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 9,600 | $576,000 | thousands by filing date | call |
| A10 NETWORKS INC | 002121101 | COM | 42,764 | $576,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 39,022 | $576,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 23,118 | $575,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 34,741 | $574,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 239,082 | $574,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 92,657 | $573,000 | thousands by filing date | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 11,824 | $573,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 49,214 | $572,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 46,830 | $572,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 51,743 | $570,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 60,887 | $568,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 6,700 | $568,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 16,227 | $568,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 31,567 | $567,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 32,138 | $567,000 | thousands by filing date | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 22,894 | $567,000 | thousands by filing date | |
| ALDEL FINANCIAL ACQ CRP; TNT ACQ DT: 10/9/2022; CASH: $10.10 | 01407X104 | CL A COM | 56,153 | $567,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 17,360 | $564,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 22,784 | $562,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 13,267 | $562,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 39,400 | $561,000 | thousands by filing date | put |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 42,984 | $561,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 22,691 | $561,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 20,357 | $560,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 12,539 | $560,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 7,800 | $560,000 | thousands by filing date | put |
| CANOO INC | 13803R102 | COM CL A | 72,627 | $559,000 | thousands by filing date | |
| DELAWARE IVY HIGH INCOME OPPOR | 246107106 | COM | 40,786 | $558,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 42,566 | $556,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 100,000 | $556,000 | thousands by filing date | call |
| ANNOVIS BIO INC | 03615A108 | COM | 17,478 | $555,000 | thousands by filing date | |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 22,581 | $555,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 23,000 | $553,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 12,982 | $553,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 20,074 | $553,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 28,728 | $553,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 18,572 | $553,000 | thousands by filing date | |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 55,057 | $553,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 23,311 | $551,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 6,400 | $550,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 76,800 | $550,000 | thousands by filing date | put |
| ADMA BIOLOGICS INC | 000899104 | COM | 486,411 | $549,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 144,444 | $548,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 55,408 | $546,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 15,721 | $546,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 36,622 | $545,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 189,972 | $545,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF | 46138J478 | ETF | 20,940 | $543,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 130,530 | $543,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 12,342 | $541,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 7,115 | $540,000 | thousands by filing date | |
| EXTRACTION OIL & GAS INC | 30227M303 | COMMON STOCK | 9,569 | $540,000 | thousands by filing date | |
| FIFTH WALL ACQUISITN CORP II | G34142102 | CLASS A ORD SHS | 55,000 | $540,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 26,848 | $539,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 65,527 | $537,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 14,062 | $536,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 163,024 | $536,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 23,610 | $535,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 16,408 | $535,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 61,860 | $533,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 29,334 | $532,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 43,786 | $532,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 172,417 | $532,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 17,401 | $531,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 82,713 | $529,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 40,258 | $529,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 29,811 | $528,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 40,004 | $528,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,200 | $527,000 | thousands by filing date | call |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 52,644 | $526,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 34,227 | $524,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 33,729 | $522,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 143,610 | $522,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 28,274 | $521,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 10,593 | $520,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 23,657 | $519,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 21,132 | $518,000 | thousands by filing date | |
| AES CORP | 00130H204 | CONV | 5,362 | $517,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 42,830 | $516,000 | thousands by filing date | |
| HPX CORP | G32219100 | SHS CL A | 52,400 | $516,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L203 | UNIT 01/22/2026 | 50,000 | $516,000 | thousands by filing date | |
| Natural Order Acquisition Corp | 63889L206 | Equity | 50,000 | $516,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 5,400 | $515,000 | thousands by filing date | put |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 50,650 | $513,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 51,116 | $512,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 22,698 | $510,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 6,906 | $509,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP II | 31809Y202 | UNIT 02/17/2026 | 51,600 | $509,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 44,845 | $507,000 | thousands by filing date | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 139,688 | $507,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 190,000 | $507,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 272,000 | $504,000 | thousands by filing date | principal |
| FINTECH ACQUISITION CORP V | 31810Q107 | COM CL A | 49,750 | $504,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 19,400 | $503,000 | thousands by filing date | put |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 99,247 | $503,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 27,205 | $503,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 22,813 | $502,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 13,204 | $502,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP UNIT | 00439D201 | Stock | 50,000 | $502,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 29,312 | $501,000 | thousands by filing date | |
| GRAPHITE BIO INC | 38870X104 | COM | 30,513 | $500,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 22,375 | $498,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 50,000 | $498,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 32,650 | $497,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092287 | WOMEN'S LEADER | 25,000 | $497,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,700 | $496,000 | thousands by filing date | put |
| IVANHOE CAPITAL ACQUISTIN CO | G4R87P114 | COM CL A | 49,998 | $495,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 23,336 | $495,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 12,743 | $494,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 9,703 | $494,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 11,285 | $493,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 44,434 | $493,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 14,768 | $493,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 18,598 | $493,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T108 | COM | 208,872 | $491,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9461D107 | SHS CL A | 50,000 | $491,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 50,000 | $491,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 24,047 | $490,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 60,232 | $489,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716107 | CMN | 50,000 | $489,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 95,216 | $488,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N100 | SHS CL A | 50,000 | $488,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M104 | CMN | 50,000 | $488,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 20,264 | $487,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 10,207 | $487,000 | thousands by filing date | |
| PROVIDENT ACQUISITION CORP | G7282L100 | CMN | 49,900 | $487,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B105 | COM | 50,000 | $486,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X110 | SHS CL A | 50,000 | $486,000 | thousands by filing date | |
| ADVANCED MERGER PARTNERS INC | 00777J109 | CMN | 50,086 | $486,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 12,504 | $485,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F122 | MRNGSTR GBL WIDE | 12,556 | $484,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 56,119 | $484,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 387,000 | $484,000 | thousands by filing date | principal |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 49,503 | $483,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 12,766 | $482,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 64,712 | $482,000 | thousands by filing date | |
| AGILON HEALTH INC | 00857U107 | COM | 18,404 | $482,000 | thousands by filing date | |
| SHAPEWAYS HOLDINGS INC | 81947T102 | COMMON STOCK | 62,500 | $481,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 374,000 | $480,000 | thousands by filing date | principal |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 6,387 | $479,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y854 | FUND | 20,978 | $478,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 176,448 | $477,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 79,950 | $477,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION II | G0R21B104 | CMN | 48,900 | $477,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 14,501 | $476,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 12,678 | $476,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 30,671 | $474,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 133,400 | $474,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 145,712 | $473,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 8,321 | $472,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 3,984 | $472,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 40,685 | $471,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 27,456 | $470,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 32,513 | $469,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 6,300 | $468,000 | thousands by filing date | call |
| GORMAN RUPP CO COM | 383082104 | Stock | 13,078 | $468,000 | thousands by filing date | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 56,953 | $468,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 93,058 | $468,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 23,641 | $468,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 7,200 | $467,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460G880 | FUND | 19,311 | $467,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 214,930 | $467,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 23,699 | $466,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 23,198 | $466,000 | thousands by filing date | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 31,630 | $465,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 77,978 | $465,000 | thousands by filing date | |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 5,108 | $465,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 22,308 | $464,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 31,877 | $464,000 | thousands by filing date | |
| ISHARES TR | 46436E874 | IBONDS 24 TRM TS | 18,058 | $464,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 17,601 | $464,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 2,100 | $463,000 | thousands by filing date | call |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 5,700 | $463,000 | thousands by filing date | put |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 9,464 | $463,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 17,286 | $463,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 17,978 | $462,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 113,470 | $462,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 25,021 | $462,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 40,552 | $462,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 10,062 | $460,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 8,743 | $460,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 67,840 | $459,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 23,544 | $459,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 7,063 | $458,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 76,453 | $458,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 39,367 | $457,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 158,410 | $456,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E521 | FUND | 23,558 | $455,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 40,005 | $454,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 45,405 | $453,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 35,003 | $453,000 | thousands by filing date | |
| LARGO RES LTD | 517103602 | COM | 43,070 | $453,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 27,255 | $452,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 5,926 | $451,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 48,255 | $451,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 27,817 | $451,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 13,489 | $450,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 441,956 | $450,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 31,950 | $449,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 10,075 | $449,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 21,673 | $449,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,200 | $448,000 | thousands by filing date | put |
| OXFORD LANE CAP CORP | 691543102 | COM | 61,983 | $447,000 | thousands by filing date | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 12,000 | $446,000 | thousands by filing date | put |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 12,000 | $446,000 | thousands by filing date | call |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 19,372 | $446,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 42,175 | $445,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 73,004 | $445,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 91,621 | $444,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 12,986 | $444,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 37,758 | $444,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 9,209 | $443,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 12,229 | $440,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 27,609 | $439,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 28,353 | $439,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 55,322 | $439,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 13,489 | $438,000 | thousands by filing date | |
| DALLASNEWS CORP | 235050101 | COMMON STOCK | 64,403 | $438,000 | thousands by filing date | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 37,400 | $438,000 | thousands by filing date | put |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 4,851 | $438,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 5,310 | $437,000 | thousands by filing date | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 235,000 | $436,000 | thousands by filing date | principal |
| SIRIUSPOINT LTD | G8192H106 | COM | 46,878 | $434,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 14,476 | $434,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 14,426 | $434,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 88,732 | $434,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 43,269 | $433,000 | thousands by filing date | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 38,307 | $433,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 34,208 | $432,000 | thousands by filing date | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 53,906 | $432,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 13,817 | $431,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 17,645 | $430,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P862 | CMN | 10,625 | $429,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 322,915 | $429,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 32,300 | $428,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 32,844 | $428,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 13,458 | $427,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 38,589 | $426,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 24,918 | $424,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 9,353 | $424,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 104,448 | $424,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 20,000 | $423,000 | thousands by filing date | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 20,000 | $423,000 | thousands by filing date | call |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 12,626 | $423,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 3,943 | $423,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 6,864 | $422,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334102 | COM | 42,525 | $421,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 157,166 | $420,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 37,855 | $418,000 | thousands by filing date | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 51,132 | $417,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 45,504 | $415,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R201 | UNIT 03/31/2028 | 41,933 | $414,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636108 | CL A COMMON STK | 42,300 | $413,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 28,977 | $411,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 65,394 | $409,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 43,061 | $408,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 13,724 | $408,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 62,188 | $407,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 89,256 | $407,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 43,018 | $407,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 16,084 | $406,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 434,000 | $406,000 | thousands by filing date | principal |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 38,365 | $405,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 27,185 | $404,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 43,891 | $403,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 7,102 | $402,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 5,300 | $401,000 | thousands by filing date | call |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 82,687 | $401,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP | 147151104 | COM CL A | 40,318 | $401,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 14,300 | $399,000 | thousands by filing date | call |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 22,152 | $399,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 4,851 | $399,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 7,264 | $398,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 7,835 | $398,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 570 | $397,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 6,600 | $396,000 | thousands by filing date | put |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 18,831 | $396,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 4,099 | $395,000 | thousands by filing date | |
| PROTERRA INC | 74374T109 | COM | 38,955 | $394,000 | thousands by filing date | |
| DUTCH BROS INC | 26701L100 | CL A | 9,061 | $393,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 53,139 | $393,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 33,767 | $391,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 13,287 | $391,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 49,560 | $390,000 | thousands by filing date | |
| PROSHARES TR | 74347B565 | CMN | 4,310 | $390,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 12,257 | $390,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P769 | FRANKLIN INDIA | 11,881 | $389,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 16,361 | $388,000 | thousands by filing date | |
| SOMALOGIC INC | 83444K105 | COM | 31,308 | $388,000 | thousands by filing date | |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 10,174 | $386,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 35,674 | $386,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 26,552 | $386,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 14,238 | $386,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714111 | UNIT 99/99/9999 | 38,800 | $385,000 | thousands by filing date | |
| DELWINDS INS ACQUISITION COR | 24803C102 | CMN | 39,002 | $385,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 16,658 | $384,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 53,588 | $384,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 27,220 | $384,000 | thousands by filing date | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 30,621 | $384,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 105,187 | $384,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 18,742 | $382,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 62,144 | $382,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 5,961 | $381,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 31,288 | $381,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 11,938 | $379,000 | thousands by filing date | |
| BULL HORN HLDGS CORP | G1686P106 | SHS | 38,000 | $378,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 4,737 | $377,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 25,486 | $377,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 5,000 | $376,000 | thousands by filing date | call |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,115 | $375,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 33,706 | $375,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 20,780 | $374,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 25,559 | $374,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 21,545 | $374,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 19,440 | $372,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 8,867 | $372,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 28,640 | $372,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 12,184 | $372,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 7,852 | $372,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 34,194 | $371,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 7,110 | $370,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 44,063 | $370,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 122,942 | $370,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 37,796 | $369,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 33,483 | $369,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,800 | $367,000 | thousands by filing date | call |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 6,300 | $367,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 34,827 | $367,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 29,099 | $365,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 107,391 | $365,000 | thousands by filing date | |
| STEVANATO GROUP S P A ORD SHS | T9224W109 | Stock | 14,382 | $364,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 50,528 | $364,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 106,000 | $364,000 | thousands by filing date | principal |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 123,488 | $363,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 23,730 | $363,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,000 | $361,000 | thousands by filing date | put |
| WINMARK CORP | 974250102 | COM | 1,678 | $361,000 | thousands by filing date | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 15,944 | $361,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 15,206 | $361,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 33,462 | $360,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 40,000 | $360,000 | thousands by filing date | put |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 40,000 | $360,000 | thousands by filing date | call |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 17,829 | $359,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 9,724 | $359,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 1,914 | $358,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 1,400 | $358,000 | thousands by filing date | put |
| PROSHARES TR | 74347G507 | RUSSELL US DIV | 7,808 | $358,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 49,748 | $357,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 15,462 | $357,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 15,808 | $356,000 | thousands by filing date | |
| 1Stdibs.Com Inc | 320551104 | COM | 28,816 | $356,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 54,190 | $355,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 14,145 | $355,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641104 | CMN | 36,589 | $355,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 14,416 | $354,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 26,350 | $354,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,800 | $353,000 | thousands by filing date | put |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 22,224 | $353,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 6,555 | $352,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 55,186 | $352,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 24,064 | $352,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 89904V101 | COM | 125,259 | $351,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 116,677 | $350,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 20,175 | $349,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 9,490 | $349,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 108,361 | $349,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 11,097 | $348,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 34,981 | $348,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 18,801 | $347,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 6,858 | $347,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 23,911 | $347,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 309,000 | $347,000 | thousands by filing date | principal |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 13,527 | $346,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 21,951 | $346,000 | thousands by filing date | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 6,347 | $346,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 8,123 | $345,000 | thousands by filing date | |
| CORVUS GOLD INC | 221013105 | COM | 108,776 | $345,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 33,655 | $344,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 13,798 | $343,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 6,750 | $343,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 22,093 | $343,000 | thousands by filing date | |
| Hippo Holdings, Inc. (HIPO) | 433539103 | Common Stocks | 73,211 | $343,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 14,774 | $342,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 8,317 | $342,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 7,248 | $342,000 | thousands by filing date | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 12,623 | $341,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 56,321 | $341,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 32,532 | $340,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 34,093 | $340,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 3,325 | $339,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 115,079 | $339,000 | thousands by filing date | |
| FIRST ADVANTAGE CORP NEW | 31846B108 | COM | 17,710 | $338,000 | thousands by filing date | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 39,970 | $338,000 | thousands by filing date | |
| MARQETA INC | 57142B104 | CLASS A COM | 15,273 | $338,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 13,027 | $338,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 49,639 | $338,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 6,460 | $336,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 75,090 | $335,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 6,454 | $335,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 203,000 | $335,000 | thousands by filing date | principal |
| SPIRIT AIRLS INC | 848577AA0 | NOTE 4.750% 5/1 | 148,000 | $335,000 | thousands by filing date | principal |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 24,092 | $334,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 15,994 | $332,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,600 | $331,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y201 | COM | 10,706 | $331,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 38,723 | $331,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 210,751 | $331,000 | thousands by filing date | |
| FTC SOLAR INC | 30320C103 | COM | 42,393 | $329,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 106,503 | $329,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 23,735 | $328,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 66,745 | $328,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 19,408 | $327,000 | thousands by filing date | |
| ISHARES TR | 46436E767 | COM | 9,035 | $326,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 10,810 | $326,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 12,926 | $326,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 7,733 | $325,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 31,048 | $325,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 16,061 | $325,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,702 | $324,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 7,535 | $324,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072752 | LARG CA EQUI ETF | 5,944 | $323,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 34,278 | $322,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 12,281 | $322,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 37,766 | $322,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 13,572 | $322,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q258 | BETABLDRS 1-5YR | 6,231 | $322,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,100 | $321,000 | thousands by filing date | call |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 25,500 | $321,000 | thousands by filing date | put |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 25,500 | $321,000 | thousands by filing date | call |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 28,455 | $319,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 45,225 | $319,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 11,909 | $318,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 20,249 | $318,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,900 | $317,000 | thousands by filing date | call |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 68,558 | $317,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 8,911 | $317,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 22,000 | $316,000 | thousands by filing date | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 22,000 | $316,000 | thousands by filing date | call |
| BANKFINANCIAL CORP | 06643P104 | COM | 27,482 | $316,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P785 | FTSE GERMANY | 12,253 | $315,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 44,275 | $314,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 21,579 | $314,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 21,646 | $314,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 37,156 | $314,000 | thousands by filing date | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 53,392 | $313,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 15,808 | $313,000 | thousands by filing date | |
| ATAIBECKLEY INC | N0731H103 | Equity | 21,158 | $313,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 98,828 | $312,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 47,499 | $312,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,300 | $311,000 | thousands by filing date | put |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 12,685 | $311,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 98,300 | $310,000 | thousands by filing date | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q795 | US DIVIDEND | 9,774 | $310,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 13,038 | $309,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 62,043 | $309,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 24,281 | $309,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 49,600 | $308,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 81,227 | $308,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 15,645 | $306,000 | thousands by filing date | |
| IHUMAN INC | 45175B109 | CMN | 64,713 | $305,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 36,315 | $303,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 25,281 | $303,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-020307 | this filing | 2021-11-15 | acceptance time not in the bulk data set |