13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 7,734 holding rows worth $379,145,489,000.
- Accession
- 0001567619-21-020297
- Filer
- CIK 1000275
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 30,151 entries on the cover page, a total value of $379,145,489,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $379,145,489,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRegent Trust Co Ltd028-21177
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Proshares Short S&P | 74347B425 | COM | 4,296 | $65,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 3,228 | $65,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 7,804 | $65,000 | thousands by filing date | |
| BITNILE METAVERSE INC | 27888N307 | CMN | 12,334 | $65,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L589 | CMN | 1,298 | $65,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 1,808 | $64,000 | thousands by filing date | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 2,810 | $64,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 640 | $64,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 1,754 | $64,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 1,139 | $64,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 602 | $64,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 2,400 | $64,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 10,679 | $64,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 27,793 | $64,000 | thousands by filing date | |
| FIRST ADVANTAGE CORP NEW | 31846B108 | COM | 3,342 | $63,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 5,495 | $63,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 2,640 | $63,000 | thousands by filing date | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 2,344 | $63,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 1,697 | $63,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 8,669 | $63,000 | thousands by filing date | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 16,528 | $63,000 | thousands by filing date | |
| LATCH INC | 51818V114 | *W EXP 06/04/202 | 19,286 | $63,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 1,900 | $63,000 | thousands by filing date | |
| METALS ACQUISITION CORP | G60405118 | UNIT 99/99/9999 | 6,406 | $63,000 | thousands by filing date | |
| LIFEMD INC | 53216B104 | COM | 9,916 | $62,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 3,132 | $62,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 8,850 | $62,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 5,622 | $62,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 4,354 | $62,000 | thousands by filing date | |
| CANTALOUPE INC | 138103106 | COM | 5,730 | $62,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 2,305 | $62,000 | thousands by filing date | |
| BRAGG GAMING GROUP INC | 104833306 | CMN | 6,439 | $62,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 7,700 | $62,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 6,000 | $62,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 1,064 | $62,000 | thousands by filing date | principal |
| ANGEL OAK FINL STRATEGIES IN | 03464A118 | RIGHT 10/14/2021 | 286,966 | $62,000 | thousands by filing date | |
| STAGWELL INC | 85256A109 | COM CL A | 7,931 | $61,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 35,333 | $61,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 3,254 | $61,000 | thousands by filing date | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 2,837 | $61,000 | thousands by filing date | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 3,711 | $61,000 | thousands by filing date | |
| ATAIBECKLEY INC | N0731H103 | Equity | 4,145 | $61,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X198 | US CORP BOND FD | 1,135 | $61,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 6,250 | $61,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 4,079 | $61,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q107 | COM CL A | 6,000 | $61,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 6,000 | $61,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 10,500 | $60,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 1,213 | $60,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 5,125 | $60,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 400 | $60,000 | thousands by filing date | call |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 4,580 | $60,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 4,600 | $60,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 1,868 | $60,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 1,252 | $60,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 2,970 | $60,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 2,895 | $60,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 40,003 | $60,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 8,628 | $60,000 | thousands by filing date | |
| BRIDGETOWN 2 HOLDINGS LTD | G1355V103 | CL A | 6,053 | $60,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 12,100 | $59,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 22,961 | $59,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 985 | $59,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 4,646 | $59,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 3,761 | $59,000 | thousands by filing date | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 14,195 | $59,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 12,747 | $59,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 5,500 | $59,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 2,164 | $59,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 19,249 | $59,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 23,455 | $59,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 200 | $58,000 | thousands by filing date | put |
| IES HOLDINGS INC | 44951W106 | COM | 1,275 | $58,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 13,900 | $58,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 5,896 | $58,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 2,378 | $58,000 | thousands by filing date | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 2,004 | $58,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 3,048 | $58,000 | thousands by filing date | |
| GUINNESS ATKINSON FDS | 402031850 | SUSTAINABLE ENER | 1,779 | $58,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 38,226 | $58,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7484L106 | CLASS A ORD SHS | 5,800 | $58,000 | thousands by filing date | |
| SP Funds Dow Jones Global Sukuk ETF | 886364702 | SHS | 2,889 | $57,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 1,433 | $57,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 1,092 | $57,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 28,210 | $57,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 3,906 | $57,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 4,337 | $57,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 2,290 | $57,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS II | 38287L206 | UNIT 03/16/2028 | 5,699 | $57,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 2,221 | $57,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 7,516 | $56,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 3,023 | $56,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 2,846 | $56,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 865 | $56,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 1,895 | $56,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 4,659 | $56,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 2,154 | $56,000 | thousands by filing date | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 3,313 | $55,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 400 | $55,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 13,989 | $55,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 1,785 | $55,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 3,090 | $55,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 3,509 | $55,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 4,651 | $55,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 1,784 | $55,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 19,862 | $55,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 9,563 | $55,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 6,468 | $55,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 22,500 | $55,000 | thousands by filing date | |
| TIDAL ETF TR | 886364728 | SONICSHARES AIR | 11,166 | $55,000 | thousands by filing date | |
| PACIFIC GLOBAL SENIOR LOAN ETF | 69434K403 | ETF | 1,126 | $55,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 3,819 | $54,000 | thousands by filing date | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 2,372 | $54,000 | thousands by filing date | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 2,474 | $54,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 1,130 | $54,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 3,946 | $54,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 39,960 | $54,000 | thousands by filing date | |
| MOATABLE INC | 759892300 | COM | 3,900 | $54,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 2,095 | $54,000 | thousands by filing date | |
| ZHIHU INC | 98955N108 | ADR | 5,842 | $54,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 200 | $53,000 | thousands by filing date | put |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 1,970 | $53,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 5,499 | $53,000 | thousands by filing date | |
| CRICUT INC | 22658D100 | COM CL A | 1,905 | $53,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,259 | $53,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 13,129 | $53,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 13,574 | $53,000 | thousands by filing date | |
| AGILITI INC | 00848J104 | COMMON STOCK | 2,829 | $53,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 3,059 | $53,000 | thousands by filing date | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 3,884 | $53,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 10,430 | $53,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 5,406 | $53,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 5,384 | $52,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 5,032 | $52,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 11,280 | $52,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 2,000 | $52,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 8,000 | $52,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 23,960 | $52,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 3,886 | $52,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 4,246 | $51,000 | thousands by filing date | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 6,000 | $51,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 2,311 | $51,000 | thousands by filing date | |
| XOMETRY INC | 98423F109 | CLASS A COM | 882 | $51,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 7,251 | $51,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 8,535 | $51,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 1,561 | $51,000 | thousands by filing date | |
| Hartford Schroders Tax-Aware Bond ETF | 41653L404 | ETF | 2,342 | $51,000 | thousands by filing date | |
| DBX ETF TR | 233051267 | XTRACKERS LOW | 1,000 | $51,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 1,785 | $51,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 22,678 | $51,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 1,065 | $51,000 | thousands by filing date | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 2,000 | $51,000 | thousands by filing date | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 6,017 | $51,000 | thousands by filing date | |
| PLANET LABS PBC | 23344K102 | COM | 5,187 | $51,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 5,732 | $51,000 | thousands by filing date | |
| GREENBROOK TMS INC | 393704309 | Common Stock | 6,848 | $51,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N871 | VOLT CLOUD CYB | 3,725 | $51,000 | thousands by filing date | |
| GLASS HOUSES ACQUISITION COR | 37714P202 | UNIT 03/25/2028 | 5,094 | $51,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 995 | $50,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 11,468 | $50,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 3,239 | $50,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 7,258 | $50,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 2,324 | $50,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 7,743 | $50,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 5,004 | $50,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 3,750 | $50,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9461D123 | UNIT 99/99/9999 | 5,000 | $50,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L200 | UNIT 03/31/2028 | 5,000 | $50,000 | thousands by filing date | |
| ANGEL POND HOLDINGS CORP UNIT | G0447J110 | Stock | 5,100 | $50,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 50,000 | $50,000 | thousands by filing date | principal |
| ERASCA INC COM | 29479A108 | Stock | 2,318 | $49,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 1,845 | $49,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 4,300 | $49,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 31,508 | $49,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 4,116 | $49,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 5,323 | $49,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 4,296 | $49,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 6,671 | $49,000 | thousands by filing date | |
| VINE ENERGY INC CL A | 92735P103 | Stock | 2,973 | $49,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 1,853 | $49,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 49,000 | $49,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 9,000 | $49,000 | thousands by filing date | principal |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 50,000 | $49,000 | thousands by filing date | principal |
| TPG PACE BENEFICIAL II CORP | G89826104 | COMMON STOCK | 5,000 | $49,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F204 | UNIT 03/17/2026 | 5,004 | $49,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 2,125 | $49,000 | thousands by filing date | |
| ADVANCED MERGER PARTNERS INC UNIT EX 063026 | 00777J208 | Stock | 5,000 | $49,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 1,755 | $48,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 9,555 | $48,000 | thousands by filing date | |
| PAYCOR HCM INC | 70435P102 | COM | 1,350 | $48,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 6,084 | $48,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 1,947 | $48,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 5,877 | $48,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 2,125 | $48,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 26,343 | $48,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 7,163 | $48,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 4,803 | $48,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 11,684 | $48,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 510 | $48,000 | thousands by filing date | |
| ESPORTS TECHNOLOGIES INC | 29667L106 | COM | 1,415 | $48,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W655 | EVOLVED FINLS | 1,500 | $48,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 1,000 | $48,000 | thousands by filing date | |
| BLUE WHALE ACQUISITION CORP | G1330M111 | UNIT 07/30/2026 | 4,850 | $48,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N707 | VOLT FINTECH DIS | 4,150 | $48,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 179 | $47,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 4,500 | $47,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 680 | $47,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 1,283 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 800 | $47,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W401 | INTL LEADERS ETF | 1,346 | $47,000 | thousands by filing date | |
| WALKME LTD ORD SHS | M97628107 | Stock | 1,570 | $47,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 4,351 | $47,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U404 | CMN | 2,128 | $47,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 57,526 | $46,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 835 | $46,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 864 | $46,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W609 | FLEX BD LEAD ETF | 1,833 | $46,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 4,625 | $46,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 5,374 | $46,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 4,250 | $46,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 100 | $45,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 683 | $45,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 4,100 | $45,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 2,636 | $45,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 2,228 | $45,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 2,359 | $45,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 63,138 | $45,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 1,445 | $45,000 | thousands by filing date | |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 2,987 | $45,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VI | 17143W200 | UNIT 99/99/9999 | 4,483 | $45,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y207 | UNT | 4,526 | $45,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 1,354 | $44,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 6,831 | $44,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 1,500 | $44,000 | thousands by filing date | put |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 8,262 | $44,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 4,600 | $44,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 15,211 | $44,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 810 | $44,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 898 | $44,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 3,059 | $44,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 5,468 | $44,000 | thousands by filing date | |
| ICOSAVAX INC | 45114M109 | COM | 1,493 | $44,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 5,899 | $44,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 1,850 | $44,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 700 | $43,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 859 | $43,000 | thousands by filing date | |
| PRIVIA HEALTH GROUP INC | 74276R102 | COM | 1,799 | $43,000 | thousands by filing date | |
| SQUARESPACE INC | 85225A107 | CLASS A | 1,100 | $43,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 1,119 | $43,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 3,275 | $43,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 6,744 | $43,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 13,120 | $43,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 7,000 | $43,000 | thousands by filing date | |
| CORVUS GOLD INC | 221013105 | COM | 13,479 | $43,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 26,165 | $43,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R127 | UNIT 01/31/2028 | 4,370 | $43,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 3,993 | $42,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 836 | $42,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 4,841 | $42,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 1,302 | $42,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 1,575 | $42,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 2,640 | $42,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33740J203 | EQUITY MARKET NE | 2,120 | $42,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 1,219 | $42,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 2,851 | $42,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 5,195 | $42,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 5,782 | $42,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 3,630 | $42,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H666 | FRMLAFOLIOS TATL | 1,727 | $42,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F208 | UNIT 99/99/9999 | 4,201 | $42,000 | thousands by filing date | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 2,262 | $41,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 987 | $41,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 5,871 | $41,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 1,598 | $41,000 | thousands by filing date | |
| DATTO HOLDING CORPORATION | 23821D100 | COM | 1,692 | $41,000 | thousands by filing date | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 2,813 | $41,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 16,293 | $41,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 2,630 | $41,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 6,000 | $41,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092543 | CMN | 1,575 | $41,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 500 | $41,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 2,325 | $41,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 5,941 | $41,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714111 | UNIT 99/99/9999 | 4,100 | $41,000 | thousands by filing date | |
| CF ACQUISITION CORP V | 12520R205 | UNIT 01/25/2026 | 4,000 | $41,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 380 | $40,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 29,073 | $40,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 2,390 | $40,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 631 | $40,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 3,460 | $40,000 | thousands by filing date | |
| CYTEK BIOSCIENCES INC | 23285D109 | COMMON STOCK | 1,843 | $40,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 4,560 | $40,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 3,342 | $40,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 1,476 | $40,000 | thousands by filing date | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 2,194 | $40,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 53,934 | $40,000 | thousands by filing date | |
| ARQIT QUANTUM ORD | G0567U101 | COM | 1,990 | $40,000 | thousands by filing date | |
| VICINITY MOTOR CORP | 925654105 | COM | 8,131 | $40,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 3,974 | $40,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 546 | $40,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 4,447 | $39,000 | thousands by filing date | |
| DOLE PLC | G27907107 | ORD SHS | 2,343 | $39,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 13,360 | $39,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 5,800 | $39,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 500 | $39,000 | thousands by filing date | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 1,500 | $39,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 3,064 | $39,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 4,972 | $39,000 | thousands by filing date | |
| PROMETHEUS BIOSCIENCES INC | 74349U108 | COM | 1,677 | $39,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 5,484 | $39,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 1,529 | $39,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y106 | COM CL A | 4,000 | $39,000 | thousands by filing date | |
| CATCHA INVESTMENT CORP | G1962Y128 | UNIT 99/99/9999 | 4,000 | $39,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,225 | $39,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 29,225 | $39,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y461 | DORSY ALPH EQL | 1,492 | $39,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 4,398 | $38,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,840 | $38,000 | thousands by filing date | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 3,666 | $38,000 | thousands by filing date | |
| BIOATLA INC | 09077B104 | COM | 1,301 | $38,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 397 | $38,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 1,557 | $38,000 | thousands by filing date | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 1,488 | $38,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 2,471 | $38,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 1,557 | $38,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 11,444 | $38,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 2,017 | $38,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 955 | $38,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q449 | BETA US GRAD ETF | 684 | $38,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 3,828 | $38,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 3,307 | $38,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 6,113 | $38,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 29,558 | $38,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 42,017 | $38,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 12,634 | $38,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 1,145 | $37,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 2,000 | $37,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 3,473 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 389 | $37,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 4,297 | $37,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 5,270 | $37,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 3,850 | $37,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 1,300 | $37,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 3,961 | $37,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 2,875 | $36,000 | thousands by filing date | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 1,355 | $36,000 | thousands by filing date | |
| INTAPP INC | 45827U109 | COM | 1,363 | $36,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 4,817 | $36,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 5,500 | $36,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 2,151 | $36,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 3,820 | $36,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 9,088 | $36,000 | thousands by filing date | |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 4,700 | $36,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U121 | *W EXP 09/30/202 | 29,000 | $36,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 2,433 | $36,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 3,675 | $36,000 | thousands by filing date | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 1,690 | $35,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 1,072 | $35,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T107 | US LRG CP CORE | 429 | $35,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 5,482 | $35,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 10,978 | $35,000 | thousands by filing date | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 1,399 | $35,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 763 | $35,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 6,662 | $35,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 1,262 | $35,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 801 | $35,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 1,280 | $35,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 1,328 | $35,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 1,779 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 673 | $35,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 3,245 | $35,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 2,717 | $35,000 | thousands by filing date | |
| AEYE INC | 008183105 | COM | 6,350 | $35,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 5,186 | $35,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 5,815 | $35,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 3,539 | $35,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 3,600 | $35,000 | thousands by filing date | |
| INVO Bioscience, Inc. | 44984F302 | common | 10,773 | $35,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085106 | CL A | 3,500 | $35,000 | thousands by filing date | |
| OSCAR HEALTH INC | 687793109 | CL A | 1,944 | $34,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 523 | $34,000 | thousands by filing date | |
| HAYWARD HLDGS INC | 421298100 | COM | 1,525 | $34,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 709 | $34,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 756 | $34,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 1,004 | $34,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 3,951 | $34,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 3,172 | $34,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 4,533 | $34,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 2,950 | $34,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 2,969 | $34,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 9,858 | $34,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 15,573 | $34,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 32,104 | $34,000 | thousands by filing date | |
| SKYLIGHT HEALTH GROUP INC | 83086L205 | COM NEW | 14,270 | $34,000 | thousands by filing date | |
| ZYMERGEN INC | 98985X100 | COM | 2,561 | $34,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 3,428 | $34,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 2,387 | $33,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 5,182 | $33,000 | thousands by filing date | |
| RXSIGHT INC | 78349D107 | COM | 2,614 | $33,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 477 | $33,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 1,175 | $33,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 9,211 | $33,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W812 | FUTURE TECH LEAD | 835 | $33,000 | thousands by filing date | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 1,221 | $33,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 1,061 | $33,000 | thousands by filing date | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 1,376 | $33,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 8,202 | $33,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 3,384 | $33,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 14,817 | $33,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A105 | COM | 3,412 | $33,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 24,944 | $33,000 | thousands by filing date | |
| ATLANTIC COASTAL ACQUISTN CO | 048453203 | UNIT 03/02/2026 | 3,334 | $33,000 | thousands by filing date | |
| NOMAD ROYALTY COMPANY LTD | 65532M606 | COM NEW | 5,561 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 611 | $33,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 4,500 | $32,000 | thousands by filing date | |
| BLEND LABS INC | 09352U108 | CL A | 2,400 | $32,000 | thousands by filing date | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 1,750 | $32,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 1,810 | $32,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 2,950 | $32,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 2,984 | $32,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 3,827 | $32,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 2,273 | $32,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 5,000 | $32,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 3,320 | $32,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 1,200 | $32,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 486 | $32,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 6,209 | $32,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 2,001 | $32,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 5,843 | $32,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 3,948 | $32,000 | thousands by filing date | |
| MERIDIANLINK INC | 58985J105 | COMMON STOCK | 1,432 | $32,000 | thousands by filing date | |
| DIVERSEY HLDGS LTD | G28923103 | COM | 2,020 | $32,000 | thousands by filing date | |
| GRAPHITE BIO INC | 38870X104 | COM | 1,916 | $32,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 25,265 | $32,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 2,188 | $32,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L102 | CL A SHS | 3,250 | $32,000 | thousands by filing date | |
| STONEBRIDGE ACQUISITION CORP | G85094111 | UNIT 04/11/2026 | 3,207 | $32,000 | thousands by filing date | |
| EG ACQUISITION CORP | 26846A209 | UNIT 99/99/9999 | 3,225 | $32,000 | thousands by filing date | |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 2,500 | $31,000 | thousands by filing date | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 16,500 | $31,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 6,677 | $31,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 4,278 | $31,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 3,932 | $31,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 6,515 | $31,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 300 | $31,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 28,000 | $31,000 | thousands by filing date | principal |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 688 | $31,000 | thousands by filing date | |
| INTEGRAL AD SCIENCE HLDNG CO | 45828L108 | COM | 1,496 | $31,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 4,452 | $31,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 1,894 | $31,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 3,873 | $31,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 8,400 | $31,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 8,606 | $31,000 | thousands by filing date | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 2,437 | $31,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656107 | COM | 4,384 | $31,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 4,669 | $31,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 20,834 | $31,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 10,649 | $31,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 1,200 | $31,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 1,221 | $31,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 9,868 | $31,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516U200 | UNIT 99/99/9999 | 3,000 | $31,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 750 | $30,000 | thousands by filing date | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 4,728 | $30,000 | thousands by filing date | |
| CVR PARTNERS LP | 126633205 | COM | 429 | $30,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 2,426 | $30,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 11,000 | $30,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 7,447 | $30,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 12,696 | $30,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 10,685 | $30,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 1,902 | $30,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 14,842 | $30,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155110 | *W EXP 02/12/202 | 11,000 | $30,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 3,547 | $30,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 8,574 | $30,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 6,161 | $30,000 | thousands by filing date | |
| NUVALENT INC COM | 670703107 | Stock | 1,283 | $29,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 717 | $29,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 2,682 | $29,000 | thousands by filing date | |
| COSAN S A ADS | 22113B103 | ADR | 1,714 | $29,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 570 | $29,000 | thousands by filing date | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 1,279 | $29,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 579 | $29,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 539 | $29,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 294 | $29,000 | thousands by filing date | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 1,344 | $29,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 750 | $29,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 20,508 | $29,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 7,921 | $29,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 47,865 | $29,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 27,000 | $29,000 | thousands by filing date | principal |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 8,957 | $29,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 28,000 | $29,000 | thousands by filing date | principal |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 8,212 | $29,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 11,903 | $29,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y723 | EDUCATION ETF | 2,644 | $29,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 9,600 | $29,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CORP UNIT | 48253T208 | Stock | 2,924 | $29,000 | thousands by filing date | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 436 | $28,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 4,164 | $28,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-020297 | this filing | 2021-11-15 | acceptance time not in the bulk data set |