13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 7,734 holding rows worth $379,145,489,000.
- Accession
- 0001567619-21-020297
- Filer
- CIK 1000275
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 30,151 entries on the cover page, a total value of $379,145,489,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $379,145,489,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRegent Trust Co Ltd028-21177
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KURA SUSHI USA INC | 501270102 | CL A COM | 645 | $28,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 1,800 | $28,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 414 | $28,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 933 | $28,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 9,021 | $28,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 4,134 | $28,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 780 | $28,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 753 | $28,000 | thousands by filing date | |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 399 | $28,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 10,264 | $28,000 | thousands by filing date | |
| HPX CORP | G32219100 | SHS CL A | 2,800 | $28,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 962 | $27,000 | thousands by filing date | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 782 | $27,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 4,820 | $27,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 548 | $27,000 | thousands by filing date | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 3,408 | $27,000 | thousands by filing date | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 7,850 | $27,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 2,313 | $27,000 | thousands by filing date | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 1,254 | $27,000 | thousands by filing date | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 2,382 | $27,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 5,366 | $27,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 1,530 | $27,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 3,102 | $27,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 26,000 | $27,000 | thousands by filing date | principal |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 1,768 | $27,000 | thousands by filing date | |
| WEBER INC | 94770D102 | COM | 1,545 | $27,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 12,500 | $27,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 5,351 | $27,000 | thousands by filing date | |
| SUMMIT HEALTHCRE ACQUISTN CO | G8566R128 | UNIT 06/03/2026 | 2,713 | $27,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 1,000 | $27,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A121 | UNIT 01/01/2030 | 2,754 | $27,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074103 | SHS CL A | 2,701 | $27,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 260 | $27,000 | thousands by filing date | principal |
| TREVENA INC | 89532E109 | COM | 22,253 | $27,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L205 | UNIT 99/99/9999 | 2,682 | $27,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION CORP UNIT | 04906P200 | Stock | 2,607 | $27,000 | thousands by filing date | |
| ALIGHT INC | 01626W101 | COM CL A | 2,300 | $26,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 1,423 | $26,000 | thousands by filing date | |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 1,032 | $26,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 418 | $26,000 | thousands by filing date | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 529 | $26,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 1,067 | $26,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 3,516 | $26,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 500 | $26,000 | thousands by filing date | call |
| INVESCO EXCH TRD SLF IDX FD | 46138J452 | INVSCO 28 HYCORP | 1,009 | $26,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1,181 | $26,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 4,344 | $26,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 200 | $26,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP II | G03709105 | COMMON STOCK-FO | 2,600 | $26,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 2,251 | $26,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 3,117 | $26,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 8,000 | $26,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 25,000 | $26,000 | thousands by filing date | principal |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 1,578 | $26,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 8,750 | $26,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 2,586 | $26,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 2,688 | $26,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 12,350 | $26,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 3,661 | $26,000 | thousands by filing date | |
| INNOVATE CORP | 45784J105 | COM | 6,345 | $26,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 1,060 | $26,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 2,000 | $26,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 5,433 | $26,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 2,580 | $26,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 15,310 | $26,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 5,000 | $26,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 791 | $25,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 1,250 | $25,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 2,454 | $25,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 2,494 | $25,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 7,500 | $25,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 887 | $25,000 | thousands by filing date | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 1,492 | $25,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 795 | $25,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J792 | CMN | 1,000 | $25,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 713 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 1,000 | $25,000 | thousands by filing date | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 5,790 | $25,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P100 | COMMON STOCK | 2,545 | $25,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 1,329 | $25,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 12,265 | $25,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 1,767 | $25,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 8,000 | $25,000 | thousands by filing date | principal |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 1,482 | $25,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 10,800 | $25,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 5,323 | $25,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 2,464 | $25,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 25,000 | $25,000 | thousands by filing date | principal |
| IRONNET INC | 46323Q105 | COM | 1,472 | $25,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 2,720 | $25,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 2,411 | $25,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 1,982 | $25,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M201 | UNIT 99/99/9999 | 2,502 | $25,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 9,074 | $25,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M200 | UNIT 01/14/2026 | 2,534 | $25,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 1,614 | $25,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 1,530 | $25,000 | thousands by filing date | |
| ALTUS POWER INC COM CL A | 12510J106 | Stock | 2,500 | $25,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049105 | COM CL A | 2,500 | $25,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7484L114 | UNT | 2,500 | $25,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 5,128 | $24,000 | thousands by filing date | |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 1,401 | $24,000 | thousands by filing date | |
| ETF OPPORTUNITIES TRUST | 26923N108 | AMERICAN CONSER | 750 | $24,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 2,710 | $24,000 | thousands by filing date | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 877 | $24,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 600 | $24,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 5,390 | $24,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 7,000 | $24,000 | thousands by filing date | principal |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 2,000 | $24,000 | thousands by filing date | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 3,643 | $24,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 7,426 | $24,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534106 | COM CL A | 2,392 | $24,000 | thousands by filing date | |
| FTAC PARNASSUS ACQUISITN COR | 30319B116 | *W EXP 03/10/202 | 24,525 | $24,000 | thousands by filing date | |
| LEAD EDGE GROWTH OPRTUNTS LT | G54085124 | UNIT 04/01/2026 | 2,415 | $24,000 | thousands by filing date | |
| MORINGA ACQUISITION CORP | G6S23K116 | UNIT 02/16/2026 | 2,387 | $24,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W201 | UNIT 11/30/2027 | 2,394 | $24,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H109 | CL A | 2,500 | $24,000 | thousands by filing date | |
| SKYDECK ACQUISITION CORP | G82220107 | UNIT 05/13/2026 | 2,366 | $24,000 | thousands by filing date | |
| SVF INVESTMENT CORP 3 | G8601N108 | CL A SHS | 2,448 | $24,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X129 | UNIT 09/15/2027 | 2,414 | $24,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 600 | $24,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 824 | $23,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 7,890 | $23,000 | thousands by filing date | |
| ISHARES ESG SELECT SCREENED S&P 500 ETF | 46436E569 | ETF | 680 | $23,000 | thousands by filing date | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 872 | $23,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 2,340 | $23,000 | thousands by filing date | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 1,590 | $23,000 | thousands by filing date | |
| THRYV HLDGS INC | 886029206 | COM NEW | 763 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 210 | $23,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 3,355 | $23,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 130 | $23,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 3,836 | $23,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 655 | $23,000 | thousands by filing date | |
| MAXCYTE INC | 57777K106 | COM | 1,912 | $23,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 1,042 | $23,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 1,834 | $23,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 2,912 | $23,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 1,862 | $23,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 10,000 | $23,000 | thousands by filing date | principal |
| Ouster Inc | 68989M103 | COM | 3,137 | $23,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 4,220 | $23,000 | thousands by filing date | |
| POINT BIOPHARMA GLOBAL INC | 730541109 | COM | 3,000 | $23,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 10,819 | $23,000 | thousands by filing date | |
| BENSON HILL INC | 082490103 | COM | 3,200 | $23,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 3,296 | $23,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 1,649 | $23,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 2,787 | $23,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R202 | UNIT 99/99/9999 | 2,294 | $23,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 5,684 | $23,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 14,664 | $23,000 | thousands by filing date | |
| FIGURE ACQUISITION CORP I | 302438205 | UNIT 99/99/9999 | 2,350 | $23,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 4,500 | $22,000 | thousands by filing date | call |
| PAYSIGN INC | 70451A104 | COM | 7,932 | $22,000 | thousands by filing date | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 872 | $22,000 | thousands by filing date | |
| KALTURA INC | 483467106 | COMMON STOCK | 2,100 | $22,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 2,082 | $22,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 523 | $22,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D374 | ETRA AL ML IN 18 | 1,900 | $22,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 3,827 | $22,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 940 | $22,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 727 | $22,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 3,611 | $22,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 13,400 | $22,000 | thousands by filing date | |
| FLORA GROWTH CORP | 339764102 | COM | 3,896 | $22,000 | thousands by filing date | |
| COLOMBIER ACQUISITION CORP | 19533H207 | UNIT 99/99/9999 | 2,200 | $22,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 4,882 | $22,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 7,101 | $22,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F478 | EMERGING MKTS AG | 1,075 | $22,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 397 | $21,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 194 | $21,000 | thousands by filing date | |
| NATIXIS ETF TRUST II | 63875W208 | VAUGHAN NELSN SL | 629 | $21,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,450 | $21,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 4,253 | $21,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 173 | $21,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 4,816 | $21,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 1,168 | $21,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 837 | $21,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 1,115 | $21,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 2,494 | $21,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 435 | $21,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937303 | INTNTL IPO ETF | 684 | $21,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 1,370 | $21,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 2,000 | $21,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L110 | COMMON STOCK-FO | 2,069 | $21,000 | thousands by filing date | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 1,750 | $21,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 3,992 | $21,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 1,841 | $21,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 1,461 | $21,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 8,922 | $21,000 | thousands by filing date | |
| IMAGO BIOSCIENCES INC | 45250K107 | COM | 1,088 | $21,000 | thousands by filing date | |
| AES CORP | 00130H204 | CONV | 221 | $21,000 | thousands by filing date | principal |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 1,200 | $21,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L204 | UNIT 01/21/2026 | 2,171 | $21,000 | thousands by filing date | |
| INDEPENDENCE HOLDINGS CORP | G4761A127 | *W EXP 03/31/202 | 20,000 | $21,000 | thousands by filing date | |
| OSIRIS ACQUISITION CORP | 68829A202 | UNIT 99/99/9999 | 2,100 | $21,000 | thousands by filing date | |
| LEGATO MERGER CORP | 52473X106 | COM | 2,032 | $21,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 21,000 | $21,000 | thousands by filing date | principal |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 704 | $20,000 | thousands by filing date | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 1,000 | $20,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 2,216 | $20,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 925 | $20,000 | thousands by filing date | |
| IMPACT SHARES NAACP MINORITY EMPOWERMENT ETF | 45259A209 | ETF | 620 | $20,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 407 | $20,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 6,760 | $20,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 1,906 | $20,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 1,134 | $20,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 950 | $20,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 873 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 296 | $20,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072760 | MID CAP GRW IMP | 348 | $20,000 | thousands by filing date | |
| RWT HLDGS INC | 749772AD1 | NOTE 5.750%10/0 | 20,000 | $20,000 | thousands by filing date | principal |
| QIWI PLC | 74735M108 | SPON ADR REP B | 2,381 | $20,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 2,630 | $20,000 | thousands by filing date | |
| LILIUM N V | N52586109 | COM | 1,900 | $20,000 | thousands by filing date | |
| GAMESQUARE HOLDINGS, INC. | 29287R103 | Common Stocks | 5,189 | $20,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUSTN CO I | 482505104 | COM CL A | 2,000 | $20,000 | thousands by filing date | |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 1,179 | $20,000 | thousands by filing date | |
| MONOPAR THERAPEUTICS INC | 61023L108 | COM | 4,116 | $20,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 1,000 | $19,000 | thousands by filing date | put |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 274 | $19,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,999 | $19,000 | thousands by filing date | |
| PROCEPT BIOROBOTICS CORP COM | 74276L105 | Stock | 500 | $19,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 2,552 | $19,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 1,095 | $19,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 2,009 | $19,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 2,475 | $19,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 384 | $19,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 5,952 | $19,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 2,254 | $19,000 | thousands by filing date | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 1,495 | $19,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 2,350 | $19,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 900 | $19,000 | thousands by filing date | |
| MINIM INC | 60365W102 | COM | 10,000 | $19,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 20,000 | $19,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 7,322 | $19,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 10,000 | $19,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 3,698 | $18,000 | thousands by filing date | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 1,751 | $18,000 | thousands by filing date | |
| ABSCI CORPORATION | 00091E109 | COM | 1,464 | $18,000 | thousands by filing date | |
| COMPASS INC | 20464U100 | CL A | 1,330 | $18,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 1,294 | $18,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 493 | $18,000 | thousands by filing date | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 737 | $18,000 | thousands by filing date | |
| EAGLE POINT INCOME COMPANY I | 269817102 | COM | 1,000 | $18,000 | thousands by filing date | |
| HIGH TIDE INC | 42981E401 | COM | 2,957 | $18,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 7,500 | $18,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188606 | CMN | 365 | $18,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 742 | $18,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 3,298 | $18,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 519 | $18,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 7,363 | $18,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 2,023 | $18,000 | thousands by filing date | |
| DOMA HOLDINGS INC | 25703A104 | COM | 2,488 | $18,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 753 | $18,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 8,095 | $18,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 2,628 | $18,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 8,275 | $18,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505756 | INNOVATION SHS | 450 | $18,000 | thousands by filing date | |
| BLACK SPADE ACQUISITION CO | G11537126 | UNIT 99/99/9999 | 1,836 | $18,000 | thousands by filing date | |
| EVO ACQUISITION CORP | 30052G207 | UNIT 99/99/9999 | 1,773 | $18,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRP INC I | 83407J202 | UNIT 03/01/2028 | 1,784 | $18,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 837 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 473 | $17,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 606 | $17,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 1,200 | $17,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 3,310 | $17,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 6,000 | $17,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 300 | $17,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 5,122 | $17,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 489 | $17,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 564 | $17,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 26,701 | $17,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 6,386 | $17,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 2,000 | $17,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 5,000 | $17,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 22,428 | $17,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 13,440 | $17,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 2,578 | $17,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M201 | UNIT 01/29/2026 | 1,665 | $17,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 325 | $17,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVS CORP I | 443760111 | WTS | 17,718 | $17,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U119 | *W EXP 06/10/202 | 4,778 | $17,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 310 | $16,000 | thousands by filing date | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 2,700 | $16,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N103 | US EQT PLS CNVEX | 529 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 457 | $16,000 | thousands by filing date | |
| ZEVIA PBC | 98955K104 | CL A | 1,366 | $16,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 819 | $16,000 | thousands by filing date | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 1,101 | $16,000 | thousands by filing date | |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | CLASS A COM | 866 | $16,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 8,555 | $16,000 | thousands by filing date | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 823 | $16,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,802 | $16,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 1,844 | $16,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 13,000 | $16,000 | thousands by filing date | principal |
| EXCELLON RES INC F | 30069C801 | FOREIGN CANADIAN | 11,999 | $16,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 1,472 | $16,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 2,625 | $16,000 | thousands by filing date | |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 2,075 | $16,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 1,642 | $16,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 5,240 | $16,000 | thousands by filing date | |
| CIIG CAPITAL PARTNERS II INC | 12561U208 | UNIT 02/28/2028 | 1,540 | $16,000 | thousands by filing date | |
| FRANKLIN FTSE RUSSIA ETF | 35473P728 | OUTDATED | 490 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 467 | $16,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553108 | CMN | 1,637 | $16,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 763 | $16,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 407 | $15,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 2,550 | $15,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 500 | $15,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 325 | $15,000 | thousands by filing date | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 269 | $15,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 10,866 | $15,000 | thousands by filing date | |
| TCW ETF TRUST | 29287L106 | TRANSFRM 500 ETF | 300 | $15,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 958 | $15,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 744 | $15,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 1,930 | $15,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U802 | FT VEST U.S. | 501 | $15,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 1,940 | $15,000 | thousands by filing date | |
| WIDEPOINT CORP | 967590209 | COMMON | 2,938 | $15,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 628 | $15,000 | thousands by filing date | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 1,600 | $15,000 | thousands by filing date | |
| FEMASYS INC | 31447E105 | cs | 2,223 | $15,000 | thousands by filing date | |
| RALLYBIO CORP | 75120L100 | COM | 808 | $15,000 | thousands by filing date | |
| CLOUGH SELECT EQUITY ETF | 53656F631 | ETF | 511 | $15,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 3,885 | $15,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 6,229 | $15,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q795 | US DIVIDEND | 460 | $15,000 | thousands by filing date | |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 6,537 | $15,000 | thousands by filing date | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 284 | $14,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 359 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 771 | $14,000 | thousands by filing date | |
| JPMORGAN INTERNATIONAL GROWTH ETF | 46641Q324 | COM | 189 | $14,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 3,415 | $14,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 1,076 | $14,000 | thousands by filing date | |
| CLIMB BIO INC | 28658R106 | COMMON STOCK | 780 | $14,000 | thousands by filing date | |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 1,069 | $14,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 1,000 | $14,000 | thousands by filing date | |
| Yalla Group Ltd | 98459U103 | COM | 1,791 | $14,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 1,000 | $14,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 1,000 | $14,000 | thousands by filing date | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 796 | $14,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 2,544 | $14,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 3,700 | $14,000 | thousands by filing date | call |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 300 | $14,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 1,197 | $14,000 | thousands by filing date | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 1,064 | $14,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 2,800 | $14,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 2,467 | $14,000 | thousands by filing date | |
| VIA RENEWABLES INC | 92556D106 | COM | 1,364 | $14,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 2,700 | $14,000 | thousands by filing date | |
| Hippo Holdings, Inc. (HIPO) | 433539103 | Common Stocks | 2,990 | $14,000 | thousands by filing date | |
| Renalytix PLC | 75973T101 | ADS | 700 | $14,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 214 | $14,000 | thousands by filing date | |
| LEVERE HOLDINGS CORP | G5462L122 | *W EXP 03/09/202 | 16,500 | $14,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y111 | *W EXP 02/28/202 | 13,572 | $14,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 3,487 | $14,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 400 | $14,000 | thousands by filing date | |
| MIROMATRIX MED INC | 60471P108 | COM | 2,000 | $14,000 | thousands by filing date | |
| NATIXIS ETF TR | 63875W109 | UST II US EQUITY OPPORT | 401 | $14,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 170 | $13,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 432 | $13,000 | thousands by filing date | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 1,485 | $13,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 562 | $13,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 802 | $13,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 216 | $13,000 | thousands by filing date | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 780 | $13,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 525 | $13,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 674 | $13,000 | thousands by filing date | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 834 | $13,000 | thousands by filing date | |
| TEADS HLDG CO | 69002R103 | COM | 879 | $13,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 680 | $13,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 363 | $13,000 | thousands by filing date | |
| BIOMEA FUSION INC | 09077A106 | CMN | 1,095 | $13,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 597 | $13,000 | thousands by filing date | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 1,031 | $13,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 400 | $13,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 1,619 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 217 | $13,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,000 | $13,000 | thousands by filing date | principal |
| CLS | 14070Y101 | Stock | 1,300 | $13,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 4,290 | $13,000 | thousands by filing date | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 606 | $13,000 | thousands by filing date | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 1,300 | $13,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 12,608 | $13,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 1,275 | $13,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 17,277 | $13,000 | thousands by filing date | |
| GOLD ROYALTY CORP | 38071H114 | W EXP 99/99/999 | 12,500 | $13,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171202 | UNIT 99/99/9999 | 1,300 | $13,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 1,350 | $13,000 | thousands by filing date | |
| SHARPLINK GAMING LTD | M8273L102 | SHS | 2,800 | $13,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 3,232 | $12,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 561 | $12,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 453 | $12,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 1,000 | $12,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 146 | $12,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 1,466 | $12,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 250 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 400 | $12,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092345 | BLUE CHIP VALUE | 410 | $12,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 100 | $12,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 440 | $12,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 249 | $12,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 2,600 | $12,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 5,260 | $12,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 1,183 | $12,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 3,664 | $12,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 1,116 | $12,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 170 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G623 | MSCI GREEN BUIL | 526 | $12,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 12,000 | $12,000 | thousands by filing date | principal |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 695 | $12,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 2,075 | $12,000 | thousands by filing date | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 933 | $12,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 1,603 | $12,000 | thousands by filing date | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 819 | $12,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 375 | $12,000 | thousands by filing date | |
| ATOTECH LTD | G0625A105 | COM | 503 | $12,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 2,000 | $12,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 12,562 | $12,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G102 | LADRD FD US EQT | 350 | $12,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 3,689 | $12,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 1,250 | $12,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 1,887 | $12,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,250 | $11,000 | thousands by filing date | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 1,120 | $11,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 2,415 | $11,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 2,600 | $11,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 5,000 | $11,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A388 | APTUS DEFINED | 380 | $11,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 250 | $11,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 700 | $11,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 1,100 | $11,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 637 | $11,000 | thousands by filing date | |
| 1Stdibs.Com Inc | 320551104 | COM | 903 | $11,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432334 | INTL ETF | 404 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 452 | $11,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 332 | $11,000 | thousands by filing date | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 1,117 | $11,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTCLASS A | 28489L104 | STOK | 1,527 | $11,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 5,150 | $11,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 1,652 | $11,000 | thousands by filing date | |
| NATIXIS ETF TRUST II | 63875W307 | VAUGHAN NLSN MDC | 328 | $11,000 | thousands by filing date | |
| EDESA BIOTECH INC | 27966L108 | COM | 1,431 | $11,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 1,115 | $11,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W106 | COM CL A | 1,141 | $11,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W205 | UNIT 99/99/9999 | 1,000 | $11,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,242 | $10,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 200 | $10,000 | thousands by filing date | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 1,536 | $10,000 | thousands by filing date | |
| KARAT PACKAGING INC | 48563L101 | COM | 474 | $10,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,642 | $10,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 1,000 | $10,000 | thousands by filing date | call |
| LENSAR INC | 52634L108 | COM | 1,326 | $10,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 2,500 | $10,000 | thousands by filing date | |
| USCF ETF TR | 90290T882 | MIDS ENE INC ETF | 337 | $10,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONALMULTIFACTOR FUND | 97717Y774 | ETF | 379 | $10,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 334 | $10,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 480 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 355 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 300 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 94 | $10,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 450 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y782 | EMGRING MKTS | 400 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 164 | $10,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 938 | $10,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 500 | $10,000 | thousands by filing date | |
| SOVOS BRANDS INC | 84612U107 | COM | 735 | $10,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 2,018 | $10,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 2,008 | $10,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 10,000 | $10,000 | thousands by filing date | principal |
| SILVER SPIKE ACQUISITN CORP | G8201H113 | WARR | 9,084 | $10,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 7,000 | $10,000 | thousands by filing date | |
| CODEX DNA INC | 192003101 | COM | 946 | $10,000 | thousands by filing date | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 778 | $10,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 191 | $10,000 | thousands by filing date | principal |
| GLOBAL PARTNER ACQISTN CORP | G3934P102 | COM | 1,000 | $10,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B321 | NYLI HEALTHY HEA | 350 | $10,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L113 | UNIT 02/01/2026 | 1,025 | $10,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 201 | $10,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 2,846 | $10,000 | thousands by filing date | |
| CATALYST PARTNRS ACQUISITN C | G19550105 | CLASS A ORD SHS | 1,000 | $10,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833107 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| ARIES I ACQUISITION CORP | G0542N107 | CLASS A ORD SHS | 1,000 | $10,000 | thousands by filing date | |
| PACER FDS TR | 69374H626 | CSOP FTSE CHINA | 463 | $10,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 2,532 | $10,000 | thousands by filing date | |
| AKUMIN INC | 01021F109 | COM | 3,988 | $10,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 2,500 | $10,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y108 | CMN | 1,000 | $10,000 | thousands by filing date | |
| NIGHTDRAGON ACQUISITION CORP | 65413D105 | CMN | 1,000 | $10,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P105 | CMN | 1,000 | $10,000 | thousands by filing date | |
| COLICITY INC | 194170106 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP UNIT EX 123127 | G49775110 | Stock | 1,000 | $10,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K103 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| CM LIFE SCIENCES III INC | 125841106 | CLASS A COM | 1,000 | $10,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 173 | $9,000 | thousands by filing date | |
| REE AUTOMOTIVE LTD | M8287R103 | CLASS A ORD SHS | 2,000 | $9,000 | thousands by filing date | |
| FRANKLIN FTSE EUROPE ETF | 35473P652 | ETF | 332 | $9,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 2,000 | $9,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 455 | $9,000 | thousands by filing date | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 420 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-020297 | this filing | 2021-11-15 | acceptance time not in the bulk data set |